Tapewire

Nasdaq · USD

NTAP

NetApp, Inc.

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3101
SEC CIK
0001002047
Parsed reports
619

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202601
Apr 202601
May 202602
Jun 202607
Jul 202601
Aug 202605
Sep 2026012
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 4,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · derivative · entry 17

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 4,375 shares

Expires 2027-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · derivative · entry 16

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 2,875 shares

Expires 2026-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 11,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · derivative · entry 15

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · derivative · entry 14

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 1,840 $76.71 $141,146.40
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 13

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,090

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
GrantCommon Stock 3,977 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 12

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,930

F5 · shares: Represents the settlement of AOI performance share units originally granted on June 4, 2018.

F4 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 3,210 $76.71 $246,239.10
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 11

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,953

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
GrantCommon Stock 6,937 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 10

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,163

F3 · shares: Represents the settlement of TSR performance share units originally granted on June 4, 2018.

F4 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 1,702 $76.71 $130,560.42
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 9

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,226

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 4,375 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 8

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 899 $76.71 $68,962.29
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 7

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,553

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 938 $76.71 $71,953.98
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,577

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 1,563 $76.71 $119,897.73
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,515

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · derivative · entry 14

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 6,500 shares

Expires 2027-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Exercise / conversionRestricted Stock Unit · Derivative 4,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · derivative · entry 13

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 4,375 shares

Expires 2026-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · derivative · entry 12

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2025-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Tax withholdingCommon Stock 2,312 $76.71 $177,353.52
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 11

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,681

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
GrantCommon Stock 5,267 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 10

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,993

F4 · kind: Represents the settlement of AOI performance share units originally granted on June 4, 2018.

F3 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Tax withholdingCommon Stock 4,033 $76.71 $309,371.43
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 9

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,726

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
GrantCommon Stock 9,187 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 8

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,759

F2 · kind: Represents the settlement of TSR performance share units originally granted on June 4, 2018.

F3 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Tax withholdingCommon Stock 1,679 $76.71 $128,796.09
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 7

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,572

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 6

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Tax withholdingCommon Stock 2,853 $76.71 $218,853.63
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 5

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,251

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Exercise / conversionCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 4

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Tax withholdingCommon Stock 1,920 $76.71 $147,283.20
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 3

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,604

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
Exercise / conversionCommon Stock 4,375 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 2

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 7,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000032 · edgardoc.xml · derivative · entry 4

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,875

Underlying: Common Stock · 7,625 shares

Expires 2027-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 30,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Tax withholdingCommon Stock 3,000 $76.71 $230,130.00
Disclosure

SEC source: 0001614094-21-000032 · edgardoc.xml · nonDerivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,290

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionCommon Stock 7,625 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000032 · edgardoc.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 23:36 UTC
CERNUDA CESARPresident
OtherCommon Stock 923 $46.04 $42,491.23
Disclosure

SEC source: 0001614094-21-000033 · edgardoc.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,881

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 23:36 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
OtherCommon Stock 585 $36.27 $21,217.66
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,078

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 28, 2021.

F2 · balance_after: Includes 2,675 shares received under the broad-based dividend reinvestment plan.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 23:35 UTC
Anderson BradEVP, SSSBU and CIBU
OtherCommon Stock 586 $36.27 $21,253.93
Disclosure

SEC source: 0001614094-21-000031 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,149

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 23:35 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
OtherCommon Stock 413 $36.27 $14,979.30
Disclosure

SEC source: 0001614094-21-000032 · edgardoc.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,665

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 28, 2021.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:37 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 29,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000025 · edgardoc.xml · derivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,660

Underlying: Common Stock · 29,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 15, 2020, the reporting person was granted 116,881 restricted stock units, vesting in four equal annual installments beginning on April 15, 2021 and subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On April 15, 2020, the reporting person was granted 116,881 restricted stock units, vesting in four equal annual installments beginning on April 15, 2021 and subject to continued service on each applicable vesting date.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:37 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Tax withholdingCommon Stock 9,537 $76.69 $731,392.53
Disclosure

SEC source: 0001614094-21-000025 · edgardoc.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,252

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:37 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionCommon Stock 29,221 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000025 · edgardoc.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:59 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 160,800 $66.85 Strike: $36.59 $10,749,254.88
Disclosure

SEC source: 0001614094-21-000023 · edgardoc.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,800 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:59 UTC
Kurian GeorgeDirector · CEO
SaleCommon Stock 160,800 $66.85 $10,749,254.88
Disclosure

SEC source: 0001614094-21-000023 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,501

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.49 to $67.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:59 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 160,800 $36.59 $5,883,672.00
Disclosure

SEC source: 0001614094-21-000023 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On December 24, 2020, the Reporting Person gifted 170,000 shares.

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March 05, 2021 Filed Mar 9, 2021 21:16 UTC
Anderson BradEVP, SSSBU and CIBU
PurchaseCommon Stock 8,100 $61.79 $500,469.84
Disclosure

SEC source: 0001614094-21-000021 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,563

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February 17, 2021 Filed Feb 19, 2021 21:11 UTC
Parks RobertVP, Chief Accounting Officer
GrantRestricted Stock Unit · Derivative 12,633 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000019 · edgardoc.xml · derivative · entry 1

Parks Robert · CIK 0001707662 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,633

Underlying: Common Stock · 12,633 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 17, 2021, the reporting person was granted 12,633 restricted stock units, vesting in four equal annual installments beginning on February 15, 2021 and subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On February 17, 2021, the reporting person was granted 12,633 restricted stock units, vesting in four equal annual installments beginning on February 15, 2021 and subject to continued service on each applicable vesting date.

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February 15, 2021 Filed Feb 17, 2021 21:10 UTC
Anderson BradEVP, SSSBU and CIBU
Exercise / conversionRestricted Stock Unit · Derivative 13,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000017 · edgardoc.xml · derivative · entry 3

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 13,750 shares

Expires 2025-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.

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February 15, 2021 Filed Feb 17, 2021 21:10 UTC
Anderson BradEVP, SSSBU and CIBU
Tax withholdingCommon Stock 4,025 $69.86 $281,186.50
Disclosure

SEC source: 0001614094-21-000017 · edgardoc.xml · nonDerivative · entry 2

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,463

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February 15, 2021 Filed Feb 17, 2021 21:10 UTC
Anderson BradEVP, SSSBU and CIBU
Exercise / conversionCommon Stock 13,750 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000017 · edgardoc.xml · nonDerivative · entry 1

Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 04, 2021 Filed Feb 8, 2021 21:54 UTC
Palin CarrieDirector
GrantRestricted Stock Unit · Derivative 1,867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000014 · edgardoc.xml · derivative · entry 1

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

Underlying: Common Stock · 1,867 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2021, the reporting person was granted 1,867 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F2 · derivative.expiration_date: On February 4, 2021, the reporting person was granted 1,867 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

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December 31, 2020 Filed Jan 5, 2021 21:19 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock Unit · Derivative 46,097 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000002 · edgardoc.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,598

Underlying: Common Stock · 46,097 shares

Expires 2027-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date.

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December 31, 2020 Filed Jan 5, 2021 21:19 UTC
CERNUDA CESARPresident
Tax withholdingCommon Stock 18,139 $66.24 $1,201,527.36
Disclosure

SEC source: 0001614094-21-000002 · edgardoc.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,958

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.