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NTAP

NetApp, Inc.

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3101
SEC CIK
0001002047
Parsed reports
619

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202601
Apr 202601
May 202602
Jun 202607
Jul 202601
Aug 202605
Sep 2026012
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2024 Filed Sep 12, 2024 22:40 UTC
KERR DEBORAHDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106057 · ownership.xml · derivative · entry 2

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:40 UTC
KERR DEBORAHDirector
Exercise / conversionCommon Shares 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106057 · ownership.xml · nonDerivative · entry 1

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:39 UTC
Palin CarrieDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106055 · ownership.xml · derivative · entry 2

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:39 UTC
Palin CarrieDirector
Exercise / conversionCommon Shares 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106055 · ownership.xml · nonDerivative · entry 1

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:39 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106054 · ownership.xml · derivative · entry 2

Schenkel Scott F. · CIK 0001645504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:39 UTC Exercise / conversionCommon Shares 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106054 · ownership.xml · nonDerivative · entry 1

Schenkel Scott F. · CIK 0001645504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:38 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,547 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106052 · ownership.xml · derivative · entry 2

GUSTAFSSON ANDERS · CIK 0001129136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 17, 2023, the reporting person was granted 3,547 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On November 17, 2023, the reporting person was granted 3,547 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:38 UTC Exercise / conversionCommon Shares 3,547 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106052 · ownership.xml · nonDerivative · entry 1

GUSTAFSSON ANDERS · CIK 0001129136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:36 UTC
Hill KathrynDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106051 · ownership.xml · derivative · entry 2

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:36 UTC
Hill KathrynDirector
Exercise / conversionCommon Shares 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106051 · ownership.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:35 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106050 · ownership.xml · derivative · entry 2

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 4,488 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 4,488 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:35 UTC Exercise / conversionCommon Shares 4,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106050 · ownership.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Nevens Family 1997 Trust

Disclosed balance after: 15,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:27 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106040 · ownership.xml · derivative · entry 5

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:27 UTC Exercise / conversionCommon Shares 3,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106040 · ownership.xml · nonDerivative · entry 1

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:26 UTC SaleCommon Shares 3,169 $114.81 $363,832.89
Disclosure

SEC source: 0000950170-24-105948 · ownership.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Indirect · By The Berry Family Trust

Disclosed balance after: 180,768

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2023.

F3 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $114.51 to $115.29. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:26 UTC SaleCommon Shares 4,331 $114.10 $494,167.10
Disclosure

SEC source: 0000950170-24-105948 · ownership.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Indirect · By The Berry Family Trust

Disclosed balance after: 183,937

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2023.

F2 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $113.63 to $114.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:15 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
SaleCommon Shares 704 $114.69 $80,741.76
Disclosure

SEC source: 0000950170-24-105920 · ownership.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,399

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2023.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:15 UTC
Kurian GeorgeDirector · CEO
SaleCommon Shares 8,500 $130.00 $1,105,000.00
Disclosure

SEC source: 0000950170-24-099494 · ownership.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 309,778

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2023.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $129.66 to $130.43. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock Unit · Derivative 1,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · derivative · entry 5

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,320

Underlying: Common Shares · 1,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock Unit · Derivative 1,964 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,748

Underlying: Common Shares · 1,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock Unit · Derivative 2,231 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,694

Underlying: Common Shares · 2,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC
CERNUDA CESARPresident
Tax withholdingCommon Shares 2,796 $131.43 $367,478.28
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,944

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:20 UTC
CERNUDA CESARPresident
Exercise / conversionCommon Shares 5,951 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098548 · ownership.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,254 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098597 · ownership.xml · derivative · entry 5

BERRY MICHAEL J · CIK 0001269088 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,800

Underlying: Common Shares · 1,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 20,072 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 20,072 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,262 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098597 · ownership.xml · derivative · entry 4

BERRY MICHAEL J · CIK 0001269088 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,838

Underlying: Common Shares · 1,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 20,199 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 20,199 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,437 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098597 · ownership.xml · derivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,313

Underlying: Common Shares · 1,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 23,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 23,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:40 UTC Tax withholdingCommon Shares 1,554 $131.43 $204,242.22
Disclosure

SEC source: 0000950170-24-098597 · ownership.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Berry Family Trust

Disclosed balance after: 188,268

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:40 UTC Exercise / conversionCommon Shares 3,953 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098597 · ownership.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Berry Family Trust

Disclosed balance after: 189,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:35 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,003 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098584 · ownership.xml · derivative · entry 5

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,041

Underlying: Common Shares · 1,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 16,058 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 16,058 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:35 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,048 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098584 · ownership.xml · derivative · entry 4

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,332

Underlying: Common Shares · 1,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 16,758 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 16,758 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:35 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,793 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098584 · ownership.xml · derivative · entry 3

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,382

Underlying: Common Shares · 1,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:35 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Tax withholdingCommon Shares 1,923 $131.43 $252,739.89
Disclosure

SEC source: 0000950170-24-098584 · ownership.xml · nonDerivative · entry 2

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,103

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:35 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionCommon Shares 3,844 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098584 · ownership.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:30 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 2,885 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098569 · ownership.xml · derivative · entry 5

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,740

Underlying: Common Shares · 2,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 46,166 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 46,166 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:30 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 2,876 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098569 · ownership.xml · derivative · entry 4

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,130

Underlying: Common Shares · 2,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:30 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 2,256 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098569 · ownership.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,769

Underlying: Common Shares · 2,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:30 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Shares 4,013 $131.43 $527,428.59
Disclosure

SEC source: 0000950170-24-098569 · ownership.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,278

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:30 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Shares 8,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098569 · ownership.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:25 UTC
De Lorenzo DanielVP, Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 146 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098559 · ownership.xml · derivative · entry 6

De Lorenzo Daniel · CIK 0002016949 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,610

Underlying: Common Shares · 146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 2,341 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F5 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 2,341 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:25 UTC
De Lorenzo DanielVP, Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 107 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098559 · ownership.xml · derivative · entry 5

De Lorenzo Daniel · CIK 0002016949 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 753

Underlying: Common Shares · 107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 1,720 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 1,720 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:25 UTC
De Lorenzo DanielVP, Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 69 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098559 · ownership.xml · derivative · entry 4

De Lorenzo Daniel · CIK 0002016949 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348

Underlying: Common Shares · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 15, 2021, the reporting person was granted 1,110 restricted stock units, vesting as to twenty-five percent (25%) of the shares on November 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On November 15, 2021, the reporting person was granted 1,110 restricted stock units, vesting as to twenty-five percent (25%) of the shares on November 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:25 UTC
De Lorenzo DanielVP, Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 175 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098559 · ownership.xml · derivative · entry 3

De Lorenzo Daniel · CIK 0002016949 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525

Underlying: Common Shares · 175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 2,800 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On July 1, 2021, the reporting person was granted 2,800 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:25 UTC
De Lorenzo DanielVP, Controller & CAO
Tax withholdingCommon Shares 173 $131.43 $22,737.39
Disclosure

SEC source: 0000950170-24-098559 · ownership.xml · nonDerivative · entry 2

De Lorenzo Daniel · CIK 0002016949 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,685

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:25 UTC
De Lorenzo DanielVP, Controller & CAO
Exercise / conversionCommon Shares 497 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098559 · ownership.xml · nonDerivative · entry 1

De Lorenzo Daniel · CIK 0002016949 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:15 UTC
Bhela Harvinder SEVP, Chief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098532 · ownership.xml · derivative · entry 4

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,180

Underlying: Common Shares · 1,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 22,079 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On July 13, 2023, the reporting person was granted 22,079 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:15 UTC
Bhela Harvinder SEVP, Chief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,543 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098532 · ownership.xml · derivative · entry 3

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,801

Underlying: Common Shares · 1,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 24,688 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On July 1, 2022, the reporting person was granted 24,688 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:15 UTC
Bhela Harvinder SEVP, Chief Product Officer
Tax withholdingCommon Shares 1,150 $131.43 $151,144.50
Disclosure

SEC source: 0000950170-24-098532 · ownership.xml · nonDerivative · entry 2

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,958

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:15 UTC
Bhela Harvinder SEVP, Chief Product Officer
Exercise / conversionCommon Shares 2,923 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098532 · ownership.xml · nonDerivative · entry 1

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 347 shares purchased at $61.166 per share under the NetApp Employee Stock Purchase Plan on May 31, 2024.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 20:15 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
SaleCommon Shares 704 $122.49 $86,232.96
Disclosure

SEC source: 0000950170-24-097029 · ownership.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,182

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2023.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 20:15 UTC
Kurian GeorgeDirector · CEO
SaleCommon Shares 6,259 $130.49 $816,736.91
Disclosure

SEC source: 0000950170-24-084274 · ownership.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 314,274

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2023.

F3 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $130.30 to $130.83. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.