Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
GrantRestricted Stock Units · Derivative | 7,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · derivative · entry 10 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,603 Underlying: Common Stock · 7,502 shares Expires not disclosed F3 · derivative.exercise_price: Shares and restricted stock units acquired pursuant to the exercise of 20,666 vested stock options under the Plan. The Reporting person received 13,164 freely tradable shares of Common Stock and 7,502 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F3 · shares: Shares and restricted stock units acquired pursuant to the exercise of 20,666 vested stock options under the Plan. The Reporting person received 13,164 freely tradable shares of Common Stock and 7,502 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F3 · derivative.exercise_date: Shares and restricted stock units acquired pursuant to the exercise of 20,666 vested stock options under the Plan. The Reporting person received 13,164 freely tradable shares of Common Stock and 7,502 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F3 · derivative.expiration_date: Shares and restricted stock units acquired pursuant to the exercise of 20,666 vested stock options under the Plan. The Reporting person received 13,164 freely tradable shares of Common Stock and 7,502 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. Read SEC document |
| September 02, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
GrantRestricted Stock Units · Derivative | 10,496 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · derivative · entry 9 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,101 Underlying: Common Stock · 10,496 shares Expires not disclosed F2 · derivative.exercise_price: Shares and restricted stock units acquired pursuant to the exercise of 28,916 vested stock options under the Plan. The Reporting person received 18,420 freely tradable shares of Common Stock and 10,496 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F2 · shares: Shares and restricted stock units acquired pursuant to the exercise of 28,916 vested stock options under the Plan. The Reporting person received 18,420 freely tradable shares of Common Stock and 10,496 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F2 · derivative.exercise_date: Shares and restricted stock units acquired pursuant to the exercise of 28,916 vested stock options under the Plan. The Reporting person received 18,420 freely tradable shares of Common Stock and 10,496 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F2 · derivative.expiration_date: Shares and restricted stock units acquired pursuant to the exercise of 28,916 vested stock options under the Plan. The Reporting person received 18,420 freely tradable shares of Common Stock and 10,496 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. Read SEC document |
| September 02, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
ConversionEmployee Stock Option (Right to buy) · Derivative | 20,666 | $3.07 Strike: $3.07 | $63,444.62 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · derivative · entry 8 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,934 Underlying: Common Stock · 20,666 shares Expires 2030-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: From an option grant dated November 15, 2020; subject to certain conditions, the options will generally vest at a rate of 2066 every month commencing on 11/30/2020 through 10/30/1022 and the final 2,082 shares on 11/30/2022. As of September 1, 2021, 20,666 shares had vested and were available for exercise. Read SEC document |
| September 02, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
ConversionEmployee Stock Option (Right to buy) · Derivative | 28,916 | $3.07 Strike: $3.07 | $88,772.12 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · derivative · entry 7 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,924 Underlying: Common Stock · 28,916 shares Expires 2030-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: From an option grant dated September 1, 2020; subject to certain conditions, the options will generally vest in 24 equal installments every month commencing on 09/30/2020 and fully vesting on 09/30/2022. As of September 1, 2021, 22,923 options had vested and were available for exercise. Read SEC document |
| September 02, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 13,164 | $3.07 | $40,413.48 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · nonDerivative · entry 4 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · acquired: Shares and restricted stock units acquired pursuant to the exercise of 20,666 vested stock options under the Plan. The Reporting person received 13,164 freely tradable shares of Common Stock and 7,502 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. Read SEC document |
| September 02, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 18,420 | $3.07 | $56,549.40 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · nonDerivative · entry 3 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · acquired: Shares and restricted stock units acquired pursuant to the exercise of 28,916 vested stock options under the Plan. The Reporting person received 18,420 freely tradable shares of Common Stock and 10,496 restricted stock units under the Plan, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. Read SEC document |
| August 26, 2021 Filed Nov 2, 2021 20:07 UTC |
McMaster Herbert RaymondDirector
|
GrantRestricted Stock Units · Derivative | 10,424 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003506 · es210197025_4-mcmaster.xml · derivative · entry 3 McMaster Herbert Raymond · CIK 0001811490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,424 Underlying: Common Stock · 10,424 shares Expires not disclosed F2 · derivative.exercise_price: Shares and restricted stock units acquired pursuant to the exercise of 28,724 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 18,300 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock") and 10,424 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. The restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F2 · shares: Shares and restricted stock units acquired pursuant to the exercise of 28,724 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 18,300 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock") and 10,424 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. The restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F2 · derivative.exercise_date: Shares and restricted stock units acquired pursuant to the exercise of 28,724 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 18,300 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock") and 10,424 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. The restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F2 · derivative.expiration_date: Shares and restricted stock units acquired pursuant to the exercise of 28,724 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 18,300 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock") and 10,424 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. The restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. Read SEC document |
| August 26, 2021 Filed Nov 2, 2021 20:07 UTC |
McMaster Herbert RaymondDirector
|
ConversionEmployee Stock Option (Right to buy) · Derivative | 28,724 | $2.22 Strike: $2.22 | $63,767.28 |
DisclosureSEC source: 0000950142-21-003506 · es210197025_4-mcmaster.xml · derivative · entry 2 McMaster Herbert Raymond · CIK 0001811490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,362 Underlying: Common Stock · 28,724 shares Expires 2028-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options are fully vested. Read SEC document |
| August 26, 2021 Filed Nov 2, 2021 20:07 UTC |
McMaster Herbert RaymondDirector
|
Exercise / conversionCommon Stock | 18,300 | $2.22 | $40,626.00 |
DisclosureSEC source: 0000950142-21-003506 · es210197025_4-mcmaster.xml · nonDerivative · entry 1 McMaster Herbert Raymond · CIK 0001811490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: The options are fully vested. Read SEC document |
| August 23, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
SaleCommon Stock | 33,715 | $13.11 | $442,003.65 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · nonDerivative · entry 2 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 19, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
GrantRestricted Stock Units · Derivative | 15,605 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · derivative · entry 6 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,605 Underlying: Common Stock · 15,605 shares Expires not disclosed F1 · derivative.exercise_price: Shares and restricted stock units acquired pursuant to the exercise of 43,000 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 27,395 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock ") and 15,605 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F1 · shares: Shares and restricted stock units acquired pursuant to the exercise of 43,000 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 27,395 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock ") and 15,605 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F1 · derivative.exercise_date: Shares and restricted stock units acquired pursuant to the exercise of 43,000 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 27,395 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock ") and 15,605 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F1 · derivative.expiration_date: Shares and restricted stock units acquired pursuant to the exercise of 43,000 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 27,395 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock ") and 15,605 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. Read SEC document |
| August 19, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
ConversionEmployee Stock Option (Right to buy) · Derivative | 43,000 | $3.07 Strike: $3.07 | $132,010.00 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · derivative · entry 5 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,840 Underlying: Common Stock · 43,000 shares Expires 2030-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: From an option grant dated September 1, 2020; subject to certain conditions, the options will generally vest in 24 equal installments every month commencing on 09/30/2020 and fully vesting on 09/30/2022. As of September 1, 2021, 22,923 options had vested and were available for exercise. Read SEC document |
| August 19, 2021 Filed Nov 2, 2021 16:05 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 27,395 | $3.07 | $84,102.65 |
DisclosureSEC source: 0000950142-21-003504 · es210197022_4-daigneault.xml · nonDerivative · entry 1 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: Shares and restricted stock units acquired pursuant to the exercise of 43,000 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 27,395 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock ") and 15,605 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. These restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. Read SEC document |
| August 16, 2021 Filed Nov 2, 2021 16:04 UTC |
Besthof RobertChief Comm. & Patient Officer
|
GrantRestricted Stock Units · Derivative | 36,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003503 · es210197021_4-besthof.xml · derivative · entry 4 Besthof Robert · CIK 0001864650 · Chief Comm. & Patient Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,290 Underlying: Common Stock · 36,290 shares Expires not disclosed F2 · derivative.exercise_price: Shares and restricted stock units acquired pursuant to the exercise of 100,000 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 63,701 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock") and 36,290 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. The restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F2 · shares: Shares and restricted stock units acquired pursuant to the exercise of 100,000 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 63,701 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock") and 36,290 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. The restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F2 · derivative.exercise_date: Shares and restricted stock units acquired pursuant to the exercise of 100,000 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 63,701 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock") and 36,290 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. The restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. F2 · derivative.expiration_date: Shares and restricted stock units acquired pursuant to the exercise of 100,000 vested stock options under the NRX Pharmaceuticals, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting person received 63,701 freely tradable shares of common stock, par value $0.001 per share, of NRX Pharmaceuticals, Inc. (the "Common Stock") and 36,290 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock. The restricted stock units remain in the Plan and are subject to forfeiture if the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) do not occur on or prior to December 31, 2022. Read SEC document |
| August 16, 2021 Filed Nov 2, 2021 16:04 UTC |
Besthof RobertChief Comm. & Patient Officer
|
ConversionEmployee Stock Option (Right to buy) · Derivative | 100,000 | $0.20 Strike: $0.20 | $20,000.00 |
DisclosureSEC source: 0000950142-21-003503 · es210197021_4-besthof.xml · derivative · entry 3 Besthof Robert · CIK 0001864650 · Chief Comm. & Patient Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,200 Underlying: Common Stock · 100,000 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options are fully vested. Read SEC document |
| August 16, 2021 Filed Nov 2, 2021 16:04 UTC |
Besthof RobertChief Comm. & Patient Officer
|
Exercise / conversionCommon Stock | 63,710 | $0.20 | $12,742.00 |
DisclosureSEC source: 0000950142-21-003503 · es210197021_4-besthof.xml · nonDerivative · entry 1 Besthof Robert · CIK 0001864650 · Chief Comm. & Patient Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: The options are fully vested. Read SEC document |
| July 16, 2021 Filed Nov 2, 2021 16:06 UTC |
Javitt Daniel C.10% owner
|
GiftCommon Stock | 434,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003505 · es210197024_4-javittd.xml · nonDerivative · entry 2 Javitt Daniel C. · CIK 0001864534 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Glytech LLC Disclosed balance after: 13,102,676 F1 · price: Irrevocable gift by way of transfer to certain trusts established for the benefit of the Reporting Person's immediate family members. Neither the Reporting Person nor Glytech LLC received any compensation in respect of such transfers. Upon completion of such transfers, both the Reporting Person and Glytech LLC ceased to have any beneficial ownership or other interest in the shares subject to the transfers. F2 · ownership.nature: Held by Glytech, LLC of which the Reporting Person is the sole owner. Read SEC document |
| July 16, 2021 Filed Nov 2, 2021 16:06 UTC |
Javitt Daniel C.10% owner
|
GiftCommon Stock | 434,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003505 · es210197024_4-javittd.xml · nonDerivative · entry 1 Javitt Daniel C. · CIK 0001864534 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Glytech LLC Disclosed balance after: 13,537,270 F1 · price: Irrevocable gift by way of transfer to certain trusts established for the benefit of the Reporting Person's immediate family members. Neither the Reporting Person nor Glytech LLC received any compensation in respect of such transfers. Upon completion of such transfers, both the Reporting Person and Glytech LLC ceased to have any beneficial ownership or other interest in the shares subject to the transfers. F2 · ownership.nature: Held by Glytech, LLC of which the Reporting Person is the sole owner. Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:02 UTC |
BRAC Lending Group LLC10% owner
|
Disposition to issuerCommon Stock | 869,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000209 · edgar.xml · nonDerivative · entry 1 BRAC Lending Group LLC · CIK 0001759828 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,435 Read SEC document |
| May 24, 2021 Filed May 26, 2021 01:17 UTC |
Big Rock Partners Sponsor, LLC10% owner
ACKERMAN RICHARDDirector · President & CEO · 10% owner
|
PurchaseUnit Purchase Option · Derivative | 100,000 | $1.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001094891-21-000212 · edgar.xml · derivative · entry 4 Big Rock Partners Sponsor, LLC · CIK 0001723217 · 10% owner ACKERMAN RICHARD · CIK 0001724016 · Director · President & CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By A/Z Property Partners LLC Disclosed balance after: 100,000 Underlying: Common Stock · 160,000 shares Expires 2022-11-20 F3 · ownership.nature: Mr. Ackerman is the majority owner of this entity and may be deemed to have beneficial ownership of the shares owned thereby. Mr. Ackerman disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 26, 2021 01:17 UTC |
Big Rock Partners Sponsor, LLC10% owner
ACKERMAN RICHARDDirector · President & CEO · 10% owner
|
ConversionRights, exchangeable for Common Stock · Derivative | 272,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-21-000212 · edgar.xml · derivative · entry 3 Big Rock Partners Sponsor, LLC · CIK 0001723217 · 10% owner ACKERMAN RICHARD · CIK 0001724016 · Director · President & CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Big Rock Partners Sponsor, LLC Disclosed balance after: 0 Underlying: Common Stock · 27,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each of the Issuer's Rights were convertible into 1/10 of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such Rights automatically converted into shares of common stock. F2 · price: Each of the Issuer's Rights were convertible into 1/10 of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such Rights automatically converted into shares of common stock. F2 · derivative.exercise_date: Each of the Issuer's Rights were convertible into 1/10 of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such Rights automatically converted into shares of common stock. F2 · derivative.expiration_date: Each of the Issuer's Rights were convertible into 1/10 of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the Issuer's business combination, such Rights automatically converted into shares of common stock. F1 · ownership.nature: Mr. Ackerman is the managing member of this entity and has the sole voting and dispositive power of the securities held thereby. Accordingly, Mr. Ackerman may be deemed to have beneficial ownership of such shares. Mr. Ackerman disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 26, 2021 01:17 UTC |
Big Rock Partners Sponsor, LLC10% owner
ACKERMAN RICHARDDirector · President & CEO · 10% owner
|
ConversionCommon Stock | 27,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000212 · edgar.xml · nonDerivative · entry 2 Big Rock Partners Sponsor, LLC · CIK 0001723217 · 10% owner ACKERMAN RICHARD · CIK 0001724016 · Director · President & CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Big Rock Partners Sponsor, LLC Disclosed balance after: 519,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Mr. Ackerman is the managing member of this entity and has the sole voting and dispositive power of the securities held thereby. Accordingly, Mr. Ackerman may be deemed to have beneficial ownership of such shares. Mr. Ackerman disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 26, 2021 01:17 UTC |
Big Rock Partners Sponsor, LLC10% owner
ACKERMAN RICHARDDirector · President & CEO · 10% owner
|
Disposition to issuerCommon Stock | 5,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000212 · edgar.xml · nonDerivative · entry 1 Big Rock Partners Sponsor, LLC · CIK 0001723217 · 10% owner ACKERMAN RICHARD · CIK 0001724016 · Director · President & CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Big Rock Partners Sponsor, LLC Disclosed balance after: 492,065 F1 · ownership.nature: Mr. Ackerman is the managing member of this entity and has the sole voting and dispositive power of the securities held thereby. Accordingly, Mr. Ackerman may be deemed to have beneficial ownership of such shares. Mr. Ackerman disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed Jun 4, 2021 09:40 UTC Amendment |
BRAC Lending Group LLC10% owner
|
Disposition to issuerCommon Stock | 869,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000243 · edgar.xml · nonDerivative · entry 1 BRAC Lending Group LLC · CIK 0001759828 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,435 F1 · balance_after: Form 4 filed on May 25, 2021, erroneously reported 562,435 shares beneficially owned in Column 5. This amendment is being filed to correct the total shares beneficially owned in Column 5. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:46 UTC |
Flynn Patrick JohnDirector
|
GrantCommon Stock Warrant (Right to buy) · Derivative | 692,639 | Not disclosed Strike: $3.08 | Not disclosed |
DisclosureSEC source: 0000950142-21-001938 · es210157182_4-flynnp.xml · derivative · entry 5 Flynn Patrick John · CIK 0001864871 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 692,639 Underlying: Common Stock · 692,639 shares Expires 2025-10-22 F6 · price: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F6 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F5 · ownership.nature: Held by the Lindsay Pritchard Nash Flynn 2010 Trust of which the Reporting Person is trustee. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:46 UTC |
Flynn Patrick JohnDirector
|
GrantCommon Stock Warrant (Right to buy) · Derivative | 692,639 | Not disclosed Strike: $3.08 | Not disclosed |
DisclosureSEC source: 0000950142-21-001938 · es210157182_4-flynnp.xml · derivative · entry 4 Flynn Patrick John · CIK 0001864871 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 692,639 Underlying: Common Stock · 692,639 shares Expires 2025-10-22 F6 · price: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F6 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F4 · ownership.nature: Held by the Whitney Pritchard Nash Flynn 2010 Trust of which the Reporting Person is trustee. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:46 UTC |
Flynn Patrick JohnDirector
|
GrantCommon Stock | 35,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001938 · es210157182_4-flynnp.xml · nonDerivative · entry 3 Flynn Patrick John · CIK 0001864871 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,209 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F5 · ownership.nature: Held by the Lindsay Pritchard Nash Flynn 2010 Trust of which the Reporting Person is trustee. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:46 UTC |
Flynn Patrick JohnDirector
|
GrantCommon Stock | 35,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001938 · es210157182_4-flynnp.xml · nonDerivative · entry 2 Flynn Patrick John · CIK 0001864871 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,209 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F4 · ownership.nature: Held by the Whitney Pritchard Nash Flynn 2010 Trust of which the Reporting Person is trustee. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:46 UTC |
Flynn Patrick JohnDirector
|
GrantCommon Stock | 362,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001938 · es210157182_4-flynnp.xml · nonDerivative · entry 1 Flynn Patrick John · CIK 0001864871 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 362,332 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F3 · ownership.nature: Held by Nash-Flynn Investments, LLC of which the Reporting Person is the sole member. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:45 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
GrantEmployee Stock Option (Right to buy) · Derivative | 148,800 | Not disclosed Strike: $72.30 | Not disclosed |
DisclosureSEC source: 0000950142-21-001937 · es210157181_4-daigneault.xml · derivative · entry 4 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,800 Underlying: Common Stock · 148,800 shares Expires 2031-04-21 F3 · price: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F6 · derivative.exercise_date: Subject to certain conditions, the options will generally vest in twenty four equal installments every month commencing on 04/30/21 and fully vesting on 04/30/23. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:45 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
GrantEmployee Stock Option (Right to buy) · Derivative | 49,600 | Not disclosed Strike: $3.08 | Not disclosed |
DisclosureSEC source: 0000950142-21-001937 · es210157181_4-daigneault.xml · derivative · entry 3 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,600 Underlying: Common Stock · 49,600 shares Expires 2030-11-15 F3 · price: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F5 · derivative.exercise_date: Subject to certain conditions, the options will generally vest at a rate of 416 every month commencing on 11/30/20 through 10/30/22 and the final 432 shares on 11/30/22. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:45 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
GrantEmployee Stock Option (Right to buy) · Derivative | 143,840 | Not disclosed Strike: $3.08 | Not disclosed |
DisclosureSEC source: 0000950142-21-001937 · es210157181_4-daigneault.xml · derivative · entry 2 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,840 Underlying: Common Stock · 143,840 shares Expires 2030-09-01 F3 · price: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F4 · derivative.exercise_date: Subject to certain conditions, the options will generally vest in twenty four equal installments every month commencing on 09/30/20 and fully vesting on 09/30/22. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:45 UTC |
Daigneault AlessandraGeneral Counsel & Secretary
|
GrantCommon Stock | 6,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001937 · es210157181_4-daigneault.xml · nonDerivative · entry 1 Daigneault Alessandra · CIK 0001864648 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:47 UTC |
Gorovitz AaronDirector
|
GrantCommon Stock | 16,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001941 · es210157185_4-gorovitz.xml · nonDerivative · entry 4 Gorovitz Aaron · CIK 0001864536 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 16,678 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:47 UTC |
Gorovitz AaronDirector
|
GrantCommon Stock | 8,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001941 · es210157185_4-gorovitz.xml · nonDerivative · entry 3 Gorovitz Aaron · CIK 0001864536 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,336 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F5 · ownership.nature: Held by the Marisa Shey Gorovitz 2017 Irrevocable Trust of which the Reporting Person is trustee. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:47 UTC |
Gorovitz AaronDirector
|
GrantCommon Stock | 8,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001941 · es210157185_4-gorovitz.xml · nonDerivative · entry 2 Gorovitz Aaron · CIK 0001864536 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,336 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F4 · ownership.nature: Held by the Jeremy Paul Gorovitz 2017 Irrevocable Trust of which the Reporting Person is trustee. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:47 UTC |
Gorovitz AaronDirector
|
GrantCommon Stock | 8,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001941 · es210157185_4-gorovitz.xml · nonDerivative · entry 1 Gorovitz Aaron · CIK 0001864536 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,336 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F3 · ownership.nature: Held by the Samuel David Gorovitz 2017 Irrevocable Trust of which the Reporting Person is trustee. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:44 UTC |
Besthof RobertChief Comm. & Patient Officer
|
GrantEmployee Stock Option (Right to buy) · Derivative | 347,200 | Not disclosed Strike: $3.08 | Not disclosed |
DisclosureSEC source: 0000950142-21-001936 · es210157180_4-besthof.xml · derivative · entry 2 Besthof Robert · CIK 0001864650 · Chief Comm. & Patient Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,200 Underlying: Common Stock · 347,200 shares Expires 2030-10-23 F2 · price: Subject to certain conditions, the options will generally vest in five equal installments of 20% on each of 10/23/21, 10/23/22, 10/23/23, 10/23/24 and 10/23/25. F1 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F2 · derivative.exercise_date: Subject to certain conditions, the options will generally vest in five equal installments of 20% on each of 10/23/21, 10/23/22, 10/23/23, 10/23/24 and 10/23/25. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:44 UTC |
Besthof RobertChief Comm. & Patient Officer
|
GrantEmployee Stock Option (Right to buy) · Derivative | 347,200 | Not disclosed Strike: $0.21 | Not disclosed |
DisclosureSEC source: 0000950142-21-001936 · es210157180_4-besthof.xml · derivative · entry 1 Besthof Robert · CIK 0001864650 · Chief Comm. & Patient Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,200 Underlying: Common Stock · 347,200 shares Expires 2026-03-01 F2 · price: Subject to certain conditions, the options will generally vest in five equal installments of 20% on each of 10/23/21, 10/23/22, 10/23/23, 10/23/24 and 10/23/25. F1 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:48 UTC |
Javitt Daniel C.10% owner
|
GrantCommon Stock | 13,971,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001944 · es210157189_4-javittd.xml · nonDerivative · entry 1 Javitt Daniel C. · CIK 0001864534 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 13,971,864 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F3 · ownership.nature: Held by Glytech, LLC of which the Reporting Person is the sole owner. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:46 UTC |
Glied SharonDirector
|
GrantEmployee Stock Option (Right to buy) · Derivative | 65,437 | Not disclosed Strike: $0.21 | Not disclosed |
DisclosureSEC source: 0000950142-21-001940 · es210157184_4-glied.xml · derivative · entry 2 Glied Sharon · CIK 0001864538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,437 Underlying: Common Stock · 65,437 shares Expires 2026-01-01 F4 · price: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:46 UTC |
Glied SharonDirector
|
GrantCommon Stock | 13,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001940 · es210157184_4-glied.xml · nonDerivative · entry 1 Glied Sharon · CIK 0001864538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,168 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F3 · ownership.nature: Held by Cottingham-Hillcrest, Inc. of which the Reporting Person has a controlling interest. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:48 UTC |
Javitt Jonathan CDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 1,422,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001945 · es210157190_4-javittj.xml · nonDerivative · entry 3 Javitt Jonathan C · CIK 0001303782 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,422,000 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed May 24, 2021, the effective date of the Merger. F4 · ownership.nature: Held by The Javitt 2012 Irrevocable Dynasty Trust of which the Reporting Person is the Grantor. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:48 UTC |
Javitt Jonathan CDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 13,348,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001945 · es210157190_4-javittj.xml · nonDerivative · entry 2 Javitt Jonathan C · CIK 0001303782 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 13,348,997 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed May 24, 2021, the effective date of the Merger. F3 · ownership.nature: Held by the Jonathan Javitt Living Trust of which the Reporting Person is trustee. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:48 UTC |
Javitt Jonathan CDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 46,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001945 · es210157190_4-javittj.xml · nonDerivative · entry 1 Javitt Jonathan C · CIK 0001303782 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,332 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed May 24, 2021, the effective date of the Merger. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:48 UTC |
Troy DanielDirector
|
GrantEmployee Stock Option (Right to buy) · Derivative | 65,437 | Not disclosed Strike: $2.18 | Not disclosed |
DisclosureSEC source: 0000950142-21-001946 · es210157191_4-troy.xml · derivative · entry 2 Troy Daniel · CIK 0001555848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,437 Underlying: Common Stock · 65,437 shares Expires 2028-04-01 F3 · price: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:48 UTC |
Troy DanielDirector
|
GrantCommon Stock | 43,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001946 · es210157191_4-troy.xml · nonDerivative · entry 1 Troy Daniel · CIK 0001555848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,093 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:47 UTC |
Hurvitz ChaimDirector
|
GrantCommon Stock Warrant (Right to buy) · Derivative | 218,423 | Not disclosed Strike: $1.53 | Not disclosed |
DisclosureSEC source: 0000950142-21-001942 · es210157187_4-hurvitz.xml · derivative · entry 3 Hurvitz Chaim · CIK 0001630542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 218,423 Underlying: Common Stock · 218,423 shares Expires 2021-09-01 F5 · price: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option and warrant of NeuroRx that was outstanding and unexercised immediately prior to the Effective Time was assumed by NRX Pharmaceuticals (each, a "Substitute Security") and represents the right to acquire an adjusted number of shares of Common Stock at an adjusted exercise price, in each case, pursuant to the terms of the Merger Agreement. In the event that any Substitute Security is exercised prior to the earlier of the date on which both the Earnout Share Milestone and the Earnout Cash Milestone (as defined in the Merger Agreement) have been achieved and December 31, 2022, a number of shares of the Issuer's common stock will be subject to forfeiture pursuant to the Option Post-Earnout Adjustment (as defined in the Merger Agreement). F3 · ownership.nature: Held by Shirat HaChaim Ltd. of which the Reporting Person is the sole owner. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:47 UTC |
Hurvitz ChaimDirector
|
GrantCommon Stock | 208,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001942 · es210157187_4-hurvitz.xml · nonDerivative · entry 2 Hurvitz Chaim · CIK 0001630542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 208,443 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F4 · ownership.nature: Held by CH Health-Private Venture Capital Ltd. of which the Reporting Person is the sole owner. Read SEC document |
| May 24, 2021 Filed Jun 10, 2021 18:47 UTC |
Hurvitz ChaimDirector
|
GrantCommon Stock | 1,436,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001942 · es210157187_4-hurvitz.xml · nonDerivative · entry 1 Hurvitz Chaim · CIK 0001630542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,436,350 F1 · price: On May 24, 2021, pursuant to that certain Agreement and Plan of Merger dated December 13, 2020 (the "Merger Agreement") among NRX Pharmaceuticals, Inc. (f/k/a Big Rock Partners Acquisition Corp) (the "Issuer"), Big Rock Merger Corp., a Delaware corporation and wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), and NeuroRx, Inc. ("NeuroRx"), Merger Sub merged with and into NeuroRx (the "Merger"), with NeuroRx surviving as a wholly owned subsidiary of the Issuer. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of NeuroRx common stock was automatically converted into the right to receive a pro rata portion of 50,000,000 shares of the Issuer's common stock and the contingent right to receive a pro rata portion of 25,000,000 shares of the Issuer's common stock (the "Earnout Shares") and Earnout Cash (as defined in the Merger Agreement). F2 · price: The Merger Agreement provides that the former shareholders of NeuroRx will receive a pro rata portion of the Earnout Shares if, prior to December 31, 2022, the NeuroRx COVID-19 Drug (i.e., ZYESAMI) receives emergency use authorization by the Food and Drug Administration (the ?FDA?) and NeuroRx submits and the FDA files for review a new drug application for the NeuroRx COVID-19 Drug (i.e., ZYESAMI) (the "Earnout Shares Milestone"). The Reporting Person?s right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on May 24, 2021, the effective date of the Merger. F3 · ownership.nature: Held by Shirat HaChaim Ltd. of which the Reporting Person is the sole owner. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.