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Nasdaq · USD

NRIX

Nurix Therapeutics, Inc.

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1156
SEC CIK
0001549595
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202607
Feb 202601
Mar 202601
Apr 202604
May 202604
Jun 202603
Jul 202604
Aug 202606
Sep 202603
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 2,490 $20.67 $51,462.57
Disclosure

SEC source: 0001549595-24-000104 · wk-form4_1722380754.xml · nonDerivative · entry 4

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,479

F1 · shares: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.48 and the highest price at which shares were sold was $20.96. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000104 · wk-form4_1722380754.xml · nonDerivative · entry 3

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000104 · wk-form4_1722380754.xml · nonDerivative · entry 2

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2024 Filed Jul 30, 2024 23:06 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 2,886 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000104 · wk-form4_1722380754.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2024 Filed Jul 18, 2024 20:06 UTC GiftCommon Stock 54,027 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000100 · wk-form4_1721333153.xml · nonDerivative · entry 1

Kunkel Lori Anne · CIK 0001536368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 01, 2024 Filed Jul 1, 2024 22:35 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,760 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001549595-24-000090 · wk-form4_1719873314.xml · derivative · entry 4

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,546

Underlying: Common Stock · 5,760 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares vested monthly thereafter until the option was fully vested on August 9, 2023.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 22:35 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 801 $21.57 $17,277.33
Disclosure

SEC source: 0001549595-24-000090 · wk-form4_1719873314.xml · nonDerivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,838

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $21.31 and the highest price at which shares were sold was $22.05. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 22:35 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 4,959 $20.68 $102,559.56
Disclosure

SEC source: 0001549595-24-000090 · wk-form4_1719873314.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,639

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.24 and the highest price at which shares were sold was $21.13. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 22:35 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 5,760 $1.86 $10,713.60
Disclosure

SEC source: 0001549595-24-000090 · wk-form4_1719873314.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 20, 2024 Filed Jun 20, 2024 20:58 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 20,000 $20.01 $400,216.00
Disclosure

SEC source: 0001549595-24-000088 · wk-form4_1718917093.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,333

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.00 and the highest price at which shares were sold was $20.06. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 13, 2024 Filed Jun 13, 2024 22:39 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,864 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001549595-24-000081 · wk-form4_1718318368.xml · derivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,306

Underlying: Common Stock · 1,864 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares vested monthly thereafter until the option was fully vested on August 9, 2023.

Read SEC document
June 13, 2024 Filed Jun 13, 2024 22:39 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 1,864 $17.02 $31,721.18
Disclosure

SEC source: 0001549595-24-000081 · wk-form4_1718318368.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,838

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.00 and the highest price at which shares were sold was $17.07. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 13, 2024 Filed Jun 13, 2024 22:39 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 1,864 $1.86 $3,467.04
Disclosure

SEC source: 0001549595-24-000081 · wk-form4_1718318368.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 12, 2024 Filed Jun 12, 2024 23:30 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,900 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001549595-24-000079 · wk-form4_1718235042.xml · derivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,170

Underlying: Common Stock · 1,900 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares vested monthly thereafter until the option was fully vested on August 9, 2023.

Read SEC document
June 12, 2024 Filed Jun 12, 2024 23:30 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 1,900 $17.01 $32,319.00
Disclosure

SEC source: 0001549595-24-000079 · wk-form4_1718235042.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,838

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.00 and the highest price at which shares were sold was $17.06. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 12, 2024 Filed Jun 12, 2024 23:30 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 1,900 $1.86 $3,534.00
Disclosure

SEC source: 0001549595-24-000079 · wk-form4_1718235042.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 05, 2024 Filed Jun 5, 2024 22:01 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 400 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001549595-24-000077 · wk-form4_1717624854.xml · derivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,070

Underlying: Common Stock · 400 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares vested monthly thereafter until the option was fully vested on August 9, 2023.

Read SEC document
June 05, 2024 Filed Jun 5, 2024 22:01 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 400 $17.00 $6,801.00
Disclosure

SEC source: 0001549595-24-000077 · wk-form4_1717624854.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,838

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.00 and the highest price at which shares were sold was $17.01. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 05, 2024 Filed Jun 5, 2024 22:01 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 400 $1.86 $744.00
Disclosure

SEC source: 0001549595-24-000077 · wk-form4_1717624854.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 03, 2024 Filed Jun 3, 2024 22:36 UTC
Ring ChristineChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,596 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001549595-24-000075 · wk-form4_1717454168.xml · derivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,470

Underlying: Common Stock · 1,596 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The option vested as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares vested monthly thereafter until the option was fully vested on August 9, 2023.

Read SEC document
June 03, 2024 Filed Jun 3, 2024 22:36 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 1,596 $17.01 $27,152.91
Disclosure

SEC source: 0001549595-24-000075 · wk-form4_1717454168.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,838

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.00 and the highest price at which shares were sold was $17.06. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 03, 2024 Filed Jun 3, 2024 22:36 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 1,596 $1.86 $2,968.56
Disclosure

SEC source: 0001549595-24-000075 · wk-form4_1717454168.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 20, 2024 Filed May 20, 2024 23:26 UTC
Silva Paul MDirector
GrantDirector Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001549595-24-000069 · wk-form4_1716247571.xml · derivative · entry 1

Silva Paul M · CIK 0001446372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-05-19

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 20, 2025, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 20, 2024 Filed May 20, 2024 23:25 UTC GrantDirector Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001549595-24-000065 · wk-form4_1716247512.xml · derivative · entry 1

Reinsdorf Judith A · CIK 0001305361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-05-19

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 20, 2025, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 20, 2024 Filed May 20, 2024 23:25 UTC GrantDirector Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001549595-24-000067 · wk-form4_1716247538.xml · derivative · entry 1

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-05-19

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 20, 2025, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 20, 2024 Filed May 20, 2024 23:26 UTC GrantDirector Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001549595-24-000068 · wk-form4_1716247551.xml · derivative · entry 1

Kunkel Lori Anne · CIK 0001536368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-05-19

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 20, 2025, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 20, 2024 Filed May 20, 2024 23:25 UTC GrantDirector Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001549595-24-000064 · wk-form4_1716247500.xml · derivative · entry 1

Saltzman Edward C · CIK 0001946233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-05-19

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 20, 2025, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 20, 2024 Filed May 20, 2024 23:25 UTC GrantDirector Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $16.19 $0.00
Disclosure

SEC source: 0001549595-24-000066 · wk-form4_1716247526.xml · derivative · entry 1

Lacey David L. · CIK 0001734422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-05-19

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 20, 2025, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 02, 2024 Filed May 2, 2024 22:01 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 3,499 $12.83 $44,878.17
Disclosure

SEC source: 0001549595-24-000057 · wk-form4_1714687275.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,333

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $12.65 and the highest price at which shares were sold was $13.10. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000054 · wk-form4_1714516389.xml · derivative · entry 5

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2023, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 3,206 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000054 · wk-form4_1714516389.xml · derivative · entry 4

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,448

Underlying: Common Stock · 3,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Hansen GwennChief Scientific Officer
SaleCommon Stock 2,007 $12.04 $24,168.70
Disclosure

SEC source: 0001549595-24-000054 · wk-form4_1714516389.xml · nonDerivative · entry 3

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,601

F1 · shares: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $11.9050 and the highest price at which shares were sold was $12.2000. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000054 · wk-form4_1714516389.xml · nonDerivative · entry 2

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionCommon Stock 3,206 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000054 · wk-form4_1714516389.xml · nonDerivative · entry 1

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Ring ChristineChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000053 · wk-form4_1714516375.xml · derivative · entry 5

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2023, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Ring ChristineChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000053 · wk-form4_1714516375.xml · derivative · entry 4

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,469

Underlying: Common Stock · 1,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Ring ChristineChief Legal Officer
SaleCommon Stock 1,513 $12.04 $18,219.85
Disclosure

SEC source: 0001549595-24-000053 · wk-form4_1714516375.xml · nonDerivative · entry 3

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,838

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $11.9050 and the highest price at which shares were sold was $12.2000. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

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April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000053 · wk-form4_1714516375.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
Ring ChristineChief Legal Officer
Exercise / conversionCommon Stock 1,924 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000053 · wk-form4_1714516375.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000055 · wk-form4_1714516403.xml · derivative · entry 5

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2023, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000055 · wk-form4_1714516403.xml · derivative · entry 4

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,203

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 1,387 $12.04 $16,702.53
Disclosure

SEC source: 0001549595-24-000055 · wk-form4_1714516403.xml · nonDerivative · entry 3

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,832

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $11.9050 and the highest price at which shares were sold was $12.2000. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000055 · wk-form4_1714516403.xml · nonDerivative · entry 2

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed Apr 30, 2024 22:33 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 2,886 $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000055 · wk-form4_1714516403.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 17, 2024 00:20 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 6,812 $10.02 $68,222.86
Disclosure

SEC source: 0001549595-24-000034 · wk-form4_1708129211.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,333

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $10.00 and the highest price at which shares were sold was $10.17. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

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February 13, 2024 Filed Feb 15, 2024 07:22 UTC
SANDS ARTHUR TDirector · President, CEO
GrantEmployee Stock Option (right to buy) · Derivative 800,000 $0.00 Strike: $8.72 $0.00
Disclosure

SEC source: 0001549595-24-000017 · wk-form4_1707999761.xml · derivative · entry 1

SANDS ARTHUR T · CIK 0001134106 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-02-12

F1 · derivative.exercise_date: The stock option vests as to 1/36 of the total shares monthly beginning March 13, 2024, until the option is fully vested on February 13, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 12:23 UTC
Ring ChristineChief Legal Officer
GrantRestricted Stock Units · Derivative 45,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000019 · wk-form4_1707999786.xml · derivative · entry 2

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2024, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 12:23 UTC
Ring ChristineChief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $8.72 $0.00
Disclosure

SEC source: 0001549595-24-000019 · wk-form4_1707999786.xml · derivative · entry 1

Ring Christine · CIK 0001817199 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-02-12

F1 · derivative.exercise_date: The stock option vests as to 1/36 of the total shares monthly beginning March 13, 2024, until the option is fully vested on February 13, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 12:23 UTC
van Houte HansChief Financial Officer
GrantRestricted Stock Units · Derivative 45,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001549595-24-000020 · wk-form4_1707999800.xml · derivative · entry 2

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award quarterly over three years, with the first quarterly increment vesting on July 30, 2024, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 12:23 UTC
van Houte HansChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $8.72 $0.00
Disclosure

SEC source: 0001549595-24-000020 · wk-form4_1707999800.xml · derivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-02-12

F1 · derivative.exercise_date: The stock option vests as to 1/36 of the total shares monthly beginning March 13, 2024, until the option is fully vested on February 13, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.