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Nasdaq · USD

NRIX

Nurix Therapeutics, Inc.

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1156
SEC CIK
0001549595
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202607
Feb 202601
Mar 202601
Apr 202604
May 202604
Jun 202603
Jul 202604
Aug 202606
Sep 202603
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2022 Filed Sep 14, 2022 20:25 UTC GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $16.29 $0.00
Disclosure

SEC source: 0001209191-22-049924 · doc4.xml · derivative · entry 1

Saltzman Edward C · CIK 0001946233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-09-11

F1 · derivative.exercise_date: The stock option vests as to 1/36 of the total shares monthly beginning October 12, 2022 until the option is fully vested on September 12, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 16:16 UTC
SANDS ARTHUR TDirector · President, CEO
GrantEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $18.50 $0.00
Disclosure

SEC source: 0001209191-22-045194 · doc4.xml · derivative · entry 1

SANDS ARTHUR T · CIK 0001134106 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2032-08-08

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning September 9, 2022 until the option is fully vested on August 9, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 20:15 UTC
Hansen GwennChief Scientific Officer
GrantEmployee Stock Option (right to buy) · Derivative 60,298 $0.00 Strike: $18.50 $0.00
Disclosure

SEC source: 0001209191-22-045192 · doc4.xml · derivative · entry 1

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,298

Underlying: Common Stock · 60,298 shares

Expires 2032-08-08

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning September 9, 2022 until the option is fully vested on August 9, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 16:18 UTC
Wolff StefaniEVP and COO
GrantEmployee Stock Option (right to buy) · Derivative 110,375 $0.00 Strike: $18.50 $0.00
Disclosure

SEC source: 0001209191-22-045196 · doc4.xml · derivative · entry 1

Wolff Stefani · CIK 0001751790 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,375

Underlying: Common Stock · 110,375 shares

Expires 2032-08-08

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning September 9, 2022 until the option is fully vested on August 9, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 20:19 UTC
Ring ChristineGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 40,199 $0.00 Strike: $18.50 $0.00
Disclosure

SEC source: 0001209191-22-045197 · doc4.xml · derivative · entry 1

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,199

Underlying: Common Stock · 40,199 shares

Expires 2032-08-08

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning September 9, 2022 until the option is fully vested on August 9, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 20:17 UTC
van Houte HansChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $18.50 $0.00
Disclosure

SEC source: 0001209191-22-045195 · doc4.xml · derivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2032-08-08

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning September 9, 2022 until the option is fully vested on August 9, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:46 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 752 $15.67 $11,783.84
Disclosure

SEC source: 0001209191-22-043962 · doc4.xml · nonDerivative · entry 2

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,656

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $15.32 and the highest price at which shares were sold was $16.01. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:45 UTC
Hansen GwennChief Scientific Officer
SaleCommon Stock 1,186 $15.67 $18,584.62
Disclosure

SEC source: 0001209191-22-043961 · doc4.xml · nonDerivative · entry 2

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,172

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $15.32 and the highest price at which shares were sold was $16.01. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:50 UTC
Ring ChristineGeneral Counsel
SaleCommon Stock 712 $15.67 $11,157.04
Disclosure

SEC source: 0001209191-22-043967 · doc4.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,615

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $15.32 and the highest price at which shares were sold was $16.01. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 17:48 UTC
Wolff StefaniEVP and COO
SaleCommon Stock 356 $15.67 $5,578.52
Disclosure

SEC source: 0001209191-22-043963 · doc4.xml · nonDerivative · entry 2

Wolff Stefani · CIK 0001751790 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $15.32 and the highest price at which shares were sold was $16.01. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:46 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043962 · doc4.xml · derivative · entry 3

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,405

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:46 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 2,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043962 · doc4.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:45 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 3,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043961 · doc4.xml · derivative · entry 3

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,895

Underlying: Common Stock · 3,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:45 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionCommon Stock 3,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043961 · doc4.xml · nonDerivative · entry 1

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:50 UTC
Ring ChristineGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043967 · doc4.xml · derivative · entry 3

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,937

Underlying: Common Stock · 1,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:50 UTC
Ring ChristineGeneral Counsel
Exercise / conversionCommon Stock 1,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043967 · doc4.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 17:48 UTC
Wolff StefaniEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 962 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043963 · doc4.xml · derivative · entry 3

Wolff Stefani · CIK 0001751790 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,468

Underlying: Common Stock · 962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 17:48 UTC
Wolff StefaniEVP and COO
Exercise / conversionCommon Stock 962 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043963 · doc4.xml · nonDerivative · entry 1

Wolff Stefani · CIK 0001751790 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:57 UTC
van Houte HansChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 68,333 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-22-033200 · doc4.xml · derivative · entry 2

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,333 shares

Expires 2026-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:57 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 68,333 $0.84 $57,399.72
Disclosure

SEC source: 0001209191-22-033200 · doc4.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 6, 2022 21:43 UTC GrantDirector Stock Option (right to buy) · Derivative 17,500 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001209191-22-027668 · doc4.xml · derivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2032-05-04

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 5, 2023, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 05, 2022 Filed May 6, 2022 21:44 UTC
Silva Paul MDirector
GrantDirector Stock Option (right to buy) · Derivative 17,500 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001209191-22-027669 · doc4.xml · derivative · entry 1

Silva Paul M · CIK 0001446372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2032-05-04

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 5, 2023, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 05, 2022 Filed May 6, 2022 21:41 UTC GrantDirector Stock Option (right to buy) · Derivative 17,500 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001209191-22-027667 · doc4.xml · derivative · entry 1

Reinsdorf Judith A · CIK 0001305361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2032-05-04

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 5, 2023, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 05, 2022 Filed May 6, 2022 21:22 UTC GrantDirector Stock Option (right to buy) · Derivative 17,500 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001209191-22-027660 · doc4.xml · derivative · entry 1

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2032-05-04

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 6, 2023, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 05, 2022 Filed May 6, 2022 21:23 UTC GrantDirector Stock Option (right to buy) · Derivative 17,500 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001209191-22-027662 · doc4.xml · derivative · entry 1

Kunkel Lori Anne · CIK 0001536368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2032-05-04

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 6, 2023, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 05, 2022 Filed May 6, 2022 21:40 UTC GrantDirector Stock Option (right to buy) · Derivative 17,500 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001209191-22-027666 · doc4.xml · derivative · entry 1

Lacey David L. · CIK 0001734422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2032-05-04

F1 · derivative.exercise_date: The stock option vests as to 100% of the award on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 5, 2023, in each case, subject to the Reporting Person's provision of service to the Issuer on such vesting date.

Read SEC document
May 02, 2022 Filed May 3, 2022 23:05 UTC
Hansen GwennChief Scientific Officer
SaleCommon Stock 1,098 $11.75 $12,901.50
Disclosure

SEC source: 0001209191-22-026892 · doc4.xml · nonDerivative · entry 2

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,151

F2 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
May 02, 2022 Filed May 3, 2022 23:03 UTC
Ring ChristineGeneral Counsel
SaleCommon Stock 660 $11.75 $7,755.00
Disclosure

SEC source: 0001209191-22-026888 · doc4.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,403

F2 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
May 02, 2022 Filed May 3, 2022 23:03 UTC
van Houte HansChief Financial Officer
SaleCommon Stock 697 $11.75 $8,189.75
Disclosure

SEC source: 0001209191-22-026890 · doc4.xml · nonDerivative · entry 2

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,189

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
May 02, 2022 Filed May 3, 2022 19:04 UTC
Wolff StefaniEVP and COO
SaleCommon Stock 330 $11.75 $3,877.50
Disclosure

SEC source: 0001209191-22-026891 · doc4.xml · nonDerivative · entry 2

Wolff Stefani · CIK 0001751790 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
April 30, 2022 Filed May 3, 2022 23:05 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 3,206 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026892 · doc4.xml · derivative · entry 3

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,102

Underlying: Common Stock · 3,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
April 30, 2022 Filed May 3, 2022 23:05 UTC
Hansen GwennChief Scientific Officer
Exercise / conversionCommon Stock 3,206 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026892 · doc4.xml · nonDerivative · entry 1

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 846 shares of Common Stock acquired by the Reporting Person on February 15, 2022 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
April 30, 2022 Filed May 3, 2022 23:03 UTC
Ring ChristineGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026888 · doc4.xml · derivative · entry 3

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,861

Underlying: Common Stock · 1,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

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April 30, 2022 Filed May 3, 2022 23:03 UTC
Ring ChristineGeneral Counsel
Exercise / conversionCommon Stock 1,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026888 · doc4.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 853 shares of Common Stock acquired by the Reporting Person on February 15, 2022 pursuant to the Issuer's employee stock purchase plan.

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April 30, 2022 Filed May 3, 2022 23:03 UTC
van Houte HansChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026890 · doc4.xml · derivative · entry 3

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,291

Underlying: Common Stock · 2,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
April 30, 2022 Filed May 3, 2022 23:03 UTC
van Houte HansChief Financial Officer
Exercise / conversionCommon Stock 2,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026890 · doc4.xml · nonDerivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2022 Filed May 3, 2022 19:04 UTC
Wolff StefaniEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 962 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026891 · doc4.xml · derivative · entry 3

Wolff Stefani · CIK 0001751790 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,430

Underlying: Common Stock · 962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
April 30, 2022 Filed May 3, 2022 19:04 UTC
Wolff StefaniEVP and COO
Exercise / conversionCommon Stock 962 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026891 · doc4.xml · nonDerivative · entry 1

Wolff Stefani · CIK 0001751790 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:25 UTC
SANDS ARTHUR TDirector · President, CEO
GrantEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $18.89 $0.00
Disclosure

SEC source: 0001209191-22-004433 · doc4.xml · derivative · entry 1

SANDS ARTHUR T · CIK 0001134106 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning February 20, 2022 until the option is fully vested on January 20, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:14 UTC
Hansen GwennChief Scientific Officer
GrantRestricted Stock Units · Derivative 51,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004401 · doc4.xml · derivative · entry 2

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,308

Underlying: Common Stock · 51,308 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:14 UTC
Hansen GwennChief Scientific Officer
GrantEmployee Stock Option (right to buy) · Derivative 115,438 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001209191-22-004401 · doc4.xml · derivative · entry 1

Hansen Gwenn · CIK 0001817160 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,438

Underlying: Common Stock · 115,438 shares

Expires 2032-01-18

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning February 19, 2022 until the option is fully vested on January 19, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:15 UTC
Ring ChristineGeneral Counsel
GrantRestricted Stock Units · Derivative 30,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004402 · doc4.xml · derivative · entry 2

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,785

Underlying: Common Stock · 30,785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:15 UTC
Ring ChristineGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 69,262 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001209191-22-004402 · doc4.xml · derivative · entry 1

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,262

Underlying: Common Stock · 69,262 shares

Expires 2032-01-18

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning February 19, 2022 until the option is fully vested on January 19, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:16 UTC
van Houte HansChief Financial Officer
GrantRestricted Stock Units · Derivative 46,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004406 · doc4.xml · derivative · entry 2

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,177

Underlying: Common Stock · 46,177 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:16 UTC
van Houte HansChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 103,894 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001209191-22-004406 · doc4.xml · derivative · entry 1

van Houte Hans · CIK 0001817217 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,894

Underlying: Common Stock · 103,894 shares

Expires 2032-01-18

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning February 19, 2022 until the option is fully vested on January 19, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 16:17 UTC
Wolff StefaniEVP and COO
GrantRestricted Stock Units · Derivative 15,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004409 · doc4.xml · derivative · entry 2

Wolff Stefani · CIK 0001751790 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,392

Underlying: Common Stock · 15,392 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments quarterly over four years, with the first quarterly increment vesting on April 30, 2022, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vest date.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 16:17 UTC
Wolff StefaniEVP and COO
GrantEmployee Stock Option (right to buy) · Derivative 34,631 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001209191-22-004409 · doc4.xml · derivative · entry 1

Wolff Stefani · CIK 0001751790 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,631

Underlying: Common Stock · 34,631 shares

Expires 2032-01-18

F1 · derivative.exercise_date: The stock option vests as to 1/48 of the total shares monthly beginning February 19, 2022 until the option is fully vested on January 19, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 21:10 UTC
Ring ChristineGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,200 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001209191-22-002849 · doc4.xml · derivative · entry 3

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,066

Underlying: Common Stock · 1,200 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The option vests as to 1/4 of the total shares on September 9, 2020, and then 1/48 of the total shares will vest monthly thereafter until the option is fully vested on August 9, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 21:10 UTC
Ring ChristineGeneral Counsel
SaleCommon Stock 1,200 $27.14 $32,568.00
Disclosure

SEC source: 0001209191-22-002849 · doc4.xml · nonDerivative · entry 2

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 21:10 UTC
Ring ChristineGeneral Counsel
Exercise / conversionCommon Stock 1,200 $1.86 $2,232.00
Disclosure

SEC source: 0001209191-22-002849 · doc4.xml · nonDerivative · entry 1

Ring Christine · CIK 0001817199 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.