Last 12 months
Inside the activity.
25 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 8 | 4 |
| Dec 2025 | 13 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 4 | 1 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2022 Filed Jun 8, 2022 23:00 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 150,000 | $2.84 | $426,000.00 |
DisclosureSEC source: 0001628280-22-016633 · wf-form4_165472919877477.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 4,059,345 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.800 to $2.900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 23:00 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 20,000 | $2.88 | $57,600.00 |
DisclosureSEC source: 0001628280-22-016509 · wf-form4_165464281271797.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 3,909,345 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.835 to $2.900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:00 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 57,105 | $2.96 | $169,030.80 |
DisclosureSEC source: 0001628280-22-016378 · wf-form4_165455639903477.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 3,889,345 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.900 to $2.970, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:00 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 452,892 | $2.85 | $1,290,742.20 |
DisclosureSEC source: 0001628280-22-016239 · wf-form4_165429720355219.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 3,832,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.640 to $2.950, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 23:02 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 300,000 | $2.81 | $843,000.00 |
DisclosureSEC source: 0001628280-22-016090 · wf-form4_165421092161943.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 3,379,348 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.636 to $2.900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:08 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 37,500 | $2.56 | $96,000.00 |
DisclosureSEC source: 0001628280-22-015893 · wf-form4_165411411289859.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 3,079,348 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.540 to $2.579, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 26, 2022 Filed May 31, 2022 21:00 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 340,350 | $2.35 | $799,822.50 |
DisclosureSEC source: 0001628280-22-015771 · wf-form4_165403080326628.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 3,041,848 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.285 to $2.440, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 20:08 UTC Amendment |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 340,350 | $2.35 | $799,822.50 |
DisclosureSEC source: 0001628280-22-015890 · wf-form4a_165411408516428.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 3,041,848 F1 · kind: The original Form 4, filed on May 31, 2022, is being amended by this Form 4 amendment solely to correct Box 3, Transaction Code, which was incorrectly selected as "A" instead of "P" in the originally filed Form 4. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.285 to $2.440, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F3 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:10 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 302,274 | $2.23 | $674,071.02 |
DisclosureSEC source: 0001628280-22-015576 · wf-form4_165368218180012.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 2,701,498 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.060 to $2.300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 25, 2022 Filed Jun 1, 2022 20:07 UTC Amendment |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 302,274 | $2.23 | $674,071.02 |
DisclosureSEC source: 0001628280-22-015888 · wf-form4a_165411404917288.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 2,701,498 F1 · kind: The original Form 4, filed on May 27, 2022, is being amended by this Form 4 amendment solely to correct Box 3, Transaction Code, which was incorrectly selected as "A" instead of "P" in the originally filed Form 4. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.060 to $2.300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F3 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:26 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 826,048 | $2.00 | $1,652,096.00 |
DisclosureSEC source: 0001628280-22-015476 · wf-form4_165359677532943.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 2,399,224 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.886 to $2.100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 24, 2022 Filed Jun 1, 2022 20:07 UTC Amendment |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 826,048 | $2.00 | $1,652,096.00 |
DisclosureSEC source: 0001628280-22-015886 · wf-form4a_165411402477204.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 2,399,224 F1 · kind: The original Form 4, filed on May 26, 2022, is being amended by this Form 4 amendment solely to correct Box 3, Transaction Code, which was incorrectly selected as "A" instead of "P" in the originally filed Form 4. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.886 to $2.100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F3 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 23, 2022 Filed May 25, 2022 20:36 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 1,307,063 | $2.01 | $2,627,196.63 |
DisclosureSEC source: 0001628280-22-015366 · wf-form4_165351096935492.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 1,573,176 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.782 to $2.085, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 23, 2022 Filed Jun 1, 2022 20:07 UTC Amendment |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 1,307,063 | $2.01 | $2,627,196.63 |
DisclosureSEC source: 0001628280-22-015885 · wf-form4a_165411400347092.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 1,573,176 F1 · kind: The original Form 4, filed on May 25, 2022, is being amended by this Form 4 amendment solely to correct Box 3, Transaction Code, which was incorrectly selected as "A" instead of "P" in the originally filed Form 4. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.782 to $2.085, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F3 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:57 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 33,279 | $1.72 | $57,239.88 |
DisclosureSEC source: 0001628280-22-015229 · wf-form4_165334304959963.xml · nonDerivative · entry 2 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 266,113 F3 · balance_after: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.700 to $1.775, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:04 UTC |
Pello Jason H.Chief Financial Officer
|
PurchaseClass A Common Stock | 27,000 | $1.86 | $50,220.00 |
DisclosureSEC source: 0001628280-22-015225 · wf-form4_165333984692400.xml · nonDerivative · entry 1 Pello Jason H. · CIK 0001880176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,920 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.840 to $1.890, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. Read SEC document |
| May 20, 2022 Filed Jun 1, 2022 20:06 UTC Amendment |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 33,279 | $1.72 | $57,239.88 |
DisclosureSEC source: 0001628280-22-015884 · wf-form4a_165411398712271.xml · nonDerivative · entry 2 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 266,113 F1 · kind: The original Form 4, filed on May 23, 2022, is being amended by this Form 4 amendment solely to correct Box 3, Transaction Code, which was incorrectly selected as "A" instead of "P" in the originally filed Form 4. F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.700 to $1.775, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F3 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:57 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 232,834 | $1.73 | $402,802.82 |
DisclosureSEC source: 0001628280-22-015229 · wf-form4_165334304959963.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 232,834 F1 · balance_after: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.695 to $1.750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F2 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:04 UTC |
Swenson Christopher C.Chief Legal Officer
|
PurchaseClass A Common Stock | 12,500 | $1.70 | $21,250.00 |
DisclosureSEC source: 0001628280-22-015223 · wf-form4_165333980326115.xml · nonDerivative · entry 1 Swenson Christopher C. · CIK 0001880166 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,734 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.650 to $1.735, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. Read SEC document |
| May 19, 2022 Filed Jun 1, 2022 20:06 UTC Amendment |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 232,834 | $1.73 | $402,802.82 |
DisclosureSEC source: 0001628280-22-015884 · wf-form4a_165411398712271.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Rarefied Air Capital LLC Disclosed balance after: 232,834 F1 · kind: The original Form 4, filed on May 23, 2022, is being amended by this Form 4 amendment solely to correct Box 3, Transaction Code, which was incorrectly selected as "A" instead of "P" in the originally filed Form 4. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.695 to $1.750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. F3 · ownership.nature: Rarefied Air Capital LLC is owned by three trusts: Cohn Family Trust U/A/D 3/16/2017, The Cohn Family Investments Trust 05/24/18, and 2018 Cohn Family Trust U/A/D 5/24/2018. Read SEC document |
| May 15, 2022 Filed May 18, 2022 20:10 UTC |
Pello Jason H.Chief Financial Officer
|
Tax withholdingClass A Common Stock | 7,328 | $2.84 | $20,811.52 |
DisclosureSEC source: 0001628280-22-014756 · wf-form4_165290459012835.xml · nonDerivative · entry 2 Pello Jason H. · CIK 0001880176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,920 F2 · shares: Withholding of shares in payment of tax withholding due as a result of the vesting of 24,712 restricted stock units. Read SEC document |
| May 04, 2022 Filed May 6, 2022 18:53 UTC |
Beaudoin CatherineDirector
|
GrantStock Option (Right to Buy) · Derivative | 189,358 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013144 · wf-form4_165187757531835.xml · derivative · entry 1 Beaudoin Catherine · CIK 0001880238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,358 Underlying: Class A Common Stock · 189,358 shares Expires 2032-05-03 F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:52 UTC |
Hutter Robert J.Director
|
GrantStock Option (Right to Buy) · Derivative | 177,373 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013142 · wf-form4_165187753460299.xml · derivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,373 Underlying: Class A Common Stock · 177,373 shares Expires 2032-05-03 F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:52 UTC |
Mrva GregoryDirector
|
GrantStock Option (Right to Buy) · Derivative | 185,043 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013143 · wf-form4_165187755498059.xml · derivative · entry 1 Mrva Gregory · CIK 0001497833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,043 Underlying: Class A Common Stock · 185,043 shares Expires 2032-05-03 F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 04, 2022 Filed May 7, 2022 00:02 UTC |
Marshall Christopher PDirector
|
GrantStock Option (Right to Buy) · Derivative | 196,548 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001062993-22-011848 · form4.xml · derivative · entry 1 Marshall Christopher P · CIK 0001440008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,548 Underlying: Class A Common Stock · 196,548 shares Expires 2032-05-03 F1 · shares: Mr. Marshall has sole voting and dispositive power over the options he holds directly. However, TCV VIII Management, L.L.C. has the right to 100% of the pecuniary interests in such options. Mr. Marshall is a member of TCV VIII Management, L.L.C. Mr. Marshall disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 04, 2022 Filed May 6, 2022 22:52 UTC |
BLACHFORD ERIK CDirector
|
GrantStock Option (Right to Buy) · Derivative | 186,002 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013141 · wf-form4_165187750240919.xml · derivative · entry 1 BLACHFORD ERIK C · CIK 0001184251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,002 Underlying: Class A Common Stock · 186,002 shares Expires 2032-05-03 F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 04, 2022 Filed May 6, 2022 18:51 UTC |
Philips KathleenDirector
|
GrantStock Option (Right to Buy) · Derivative | 200,384 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013140 · wf-form4_165187748149480.xml · derivative · entry 1 Philips Kathleen · CIK 0001524268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,384 Underlying: Class A Common Stock · 200,384 shares Expires 2032-05-03 F1 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. Read SEC document |
| May 04, 2022 Filed May 11, 2022 16:27 UTC Amendment |
Beaudoin CatherineDirector
|
GrantStock Option (Right to Buy) · Derivative | 65,104 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013840 · wf-form4a_165230085297713.xml · derivative · entry 1 Beaudoin Catherine · CIK 0001880238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,104 Underlying: Class A Common Stock · 65,104 shares Expires 2032-05-03 F1 · shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Ms. Beaudoin. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. F1 · derivative.underlying_shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Ms. Beaudoin. Read SEC document |
| May 04, 2022 Filed May 11, 2022 20:28 UTC Amendment |
Hutter Robert J.Director
|
GrantStock Option (Right to Buy) · Derivative | 65,104 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013841 · wf-form4a_165230086918133.xml · derivative · entry 1 Hutter Robert J. · CIK 0001807239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,104 Underlying: Class A Common Stock · 65,104 shares Expires 2032-05-03 F1 · shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Hutter. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. F1 · derivative.underlying_shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Hutter. Read SEC document |
| May 04, 2022 Filed May 11, 2022 20:28 UTC Amendment |
Mrva GregoryDirector
|
GrantStock Option (Right to Buy) · Derivative | 65,104 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013843 · wf-form4a_165230092225677.xml · derivative · entry 1 Mrva Gregory · CIK 0001497833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,104 Underlying: Class A Common Stock · 65,104 shares Expires 2032-05-03 F1 · shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Mrva. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. F1 · derivative.underlying_shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Mrva. Read SEC document |
| May 04, 2022 Filed May 11, 2022 20:27 UTC Amendment |
Marshall Christopher PDirector
|
GrantStock Option (Right to Buy) · Derivative | 65,104 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001062993-22-012105 · form4a.xml · derivative · entry 1 Marshall Christopher P · CIK 0001440008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,104 Underlying: Class A Common Stock · 65,104 shares Expires 2032-05-03 F1 · shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Marshall. F2 · shares: Mr. Marshall has sole voting and dispositive power over the options he holds directly. However, TCV VIII Management, L.L.C. has the right to 100% of the pecuniary interests in such options. Mr. Marshall is a member of TCV VIII Management, L.L.C. Mr. Marshall disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. F3 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. F1 · derivative.underlying_shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Marshall. Read SEC document |
| May 04, 2022 Filed May 11, 2022 20:29 UTC Amendment |
BLACHFORD ERIK CDirector
|
GrantStock Option (Right to Buy) · Derivative | 65,104 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013844 · wf-form4a_165230094160148.xml · derivative · entry 1 BLACHFORD ERIK C · CIK 0001184251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,104 Underlying: Class A Common Stock · 65,104 shares Expires 2032-05-03 F1 · shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Blachford. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. F1 · derivative.underlying_shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Mr. Blachford. Read SEC document |
| May 04, 2022 Filed May 11, 2022 16:28 UTC Amendment |
Philips KathleenDirector
|
GrantStock Option (Right to Buy) · Derivative | 65,104 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001628280-22-013842 · wf-form4a_165230090576901.xml · derivative · entry 1 Philips Kathleen · CIK 0001524268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,104 Underlying: Class A Common Stock · 65,104 shares Expires 2032-05-03 F1 · shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Ms. Philips. F2 · derivative.exercise_date: The stock options will vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of Nerdy Inc. stockholders. F1 · derivative.underlying_shares: The original Form 4, filed on May 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which led to overstating the amount of stock options granted to Ms. Philips. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 00:30 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 110,704 | $4.52 | $500,382.08 |
DisclosureSEC source: 0001880171-22-000011 · wf-form4_164626740090792.xml · nonDerivative · entry 2 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohn Family Trust 5/24/18 Disclosed balance after: 110,704 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.410 to $4.710, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 00:30 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 110,704 | $4.52 | $500,382.08 |
DisclosureSEC source: 0001880171-22-000011 · wf-form4_164626740090792.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohn Family Investments Trust dtd 5/24/18 Disclosed balance after: 110,704 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.415 to $4.710, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. Read SEC document |
| February 15, 2022 Filed May 18, 2022 20:10 UTC |
Pello Jason H.Chief Financial Officer
|
Tax withholdingClass A Common Stock | 9,986 | $4.91 | $49,031.26 |
DisclosureSEC source: 0001628280-22-014756 · wf-form4_165290459012835.xml · nonDerivative · entry 1 Pello Jason H. · CIK 0001880176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,248 F1 · shares: Withholding of shares in payment of tax withholding due as a result of the vesting of 30,000 restricted stock units. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 19:59 UTC |
Pello Jason H.Chief Financial Officer
|
PurchaseWarrants to purchase Class A Common Stock · Derivative | 50,000 | $1.15 Strike: $11.50 | $57,500.00 |
DisclosureSEC source: 0000899243-21-048091 · doc4.xml · derivative · entry 1 Pello Jason H. · CIK 0001880176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,246 Underlying: Class A Common Stock · 50,000 shares Expires 2026-09-20 F1 · shares: The price reported in Column 8 of Table II is a weighted average price. The warrants were purchased in multiple transactions at prices ranging of $1.04 and $1.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were affected. F1 · price: The price reported in Column 8 of Table II is a weighted average price. The warrants were purchased in multiple transactions at prices ranging of $1.04 and $1.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were affected. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:56 UTC |
Swenson Christopher C.Chief Legal Officer
|
PurchaseWarrants to purchase · Derivative | 4,291 | $1.10 Strike: $11.50 | $4,720.10 |
DisclosureSEC source: 0000899243-21-047490 · doc4.xml · derivative · entry 2 Swenson Christopher C. · CIK 0001880166 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,291 Underlying: Class A Common Stock · 4,291 shares Expires 2026-09-20 F1 · shares: The price reported in Column 8 of Table II is a weighted average price. The warrants were purchased in multiple transactions at prices ranging of $1.077 and $1.139. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were affected. F1 · price: The price reported in Column 8 of Table II is a weighted average price. The warrants were purchased in multiple transactions at prices ranging of $1.077 and $1.139. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were affected. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:56 UTC |
Swenson Christopher C.Chief Legal Officer
|
PurchaseClass A Common Stock | 5,000 | $5.97 | $29,850.00 |
DisclosureSEC source: 0000899243-21-047490 · doc4.xml · nonDerivative · entry 1 Swenson Christopher C. · CIK 0001880166 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,234 Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 14:57 UTC |
Robinson HeidiChief Product Officer
|
GrantClass A Common Stock | 258,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046551 · doc4.xml · nonDerivative · entry 2 Robinson Heidi · CIK 0001880235 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,979 F2 · kind: Represents RSUs issued under the Nerdy Inc. 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest as follows: 20% at various points during the period between December 1, 2021 and December 1, 2022, 25% at various points during the twelve months ending December 1, 2023, 27.5% at various points during the twelve months ending December 1, 2024, and 27.5% at various points during the twelve months ending December 1, 2025. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 14:57 UTC |
Robinson HeidiChief Product Officer
|
GrantClass A Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046551 · doc4.xml · nonDerivative · entry 1 Robinson Heidi · CIK 0001880235 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 F1 · kind: Represents Restricted Stock Units ("RSUs") issued under the Nerdy Inc. 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest as follows: 20% at various points during the period between December 1, 2021 and August 15, 2022, 25% at various points during the twelve months ending August 15, 2023, 27.5% at various points during the twelve months ending August 15, 2024, and 27.5% at various points during the twelve months ending August 15, 2025. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 14:57 UTC |
Clarkson IanPresident & COO
|
GrantClass A Common Stock | 841,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046553 · doc4.xml · nonDerivative · entry 1 Clarkson Ian · CIK 0001880240 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,680 F1 · kind: Represents Restricted Stock Units ("RSUs") issued under the Nerdy Inc. 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest as follows: 153,032 RSUs vest on December 1, 2022, with the remainder vesting in eighteen substantially equal quarterly installments thereafter. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 19:57 UTC |
Swenson Christopher C.Chief Legal Officer
|
GrantClass A Common Stock | 194,234 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046552 · doc4.xml · nonDerivative · entry 2 Swenson Christopher C. · CIK 0001880166 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,234 F2 · kind: Represents RSUs issued under the Nerdy Inc. 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest as follows: 20% at various points during the period between December 1, 2021 and December 1, 2022, 25% at various points during the twelve months ending December 1, 2023, 27.5% at various points during the twelve months ending December 1, 2024, and 27.5% at various points during the twelve months ending December 1, 2025. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 19:57 UTC |
Swenson Christopher C.Chief Legal Officer
|
GrantClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046552 · doc4.xml · nonDerivative · entry 1 Swenson Christopher C. · CIK 0001880166 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F1 · kind: Represents Restricted Stock Units ("RSUs") issued under the Nerdy Inc. 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest as follows: 20% at various points during the period between December 1, 2021 and August 15, 2022, 25% at various points during the twelve months ending August 15, 2023, 27.5% at various points during the twelve months ending August 15, 2024, and 27.5% at various points during the twelve months ending August 15, 2025. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 19:56 UTC |
Pello Jason H.Chief Financial Officer
|
GrantClass A Common Stock | 194,234 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046549 · doc4.xml · nonDerivative · entry 2 Pello Jason H. · CIK 0001880176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,234 F2 · kind: Represents RSUs issued under the Nerdy Inc. 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest as follows: 20% at various points during the period between December 1, 2021 and December 1, 2022, 25% at various points during the twelve months ending December 1, 2023, 27.5% at various points during the twelve months ending December 1, 2024, and 27.5% at various points during the twelve months ending December 1, 2025. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 19:56 UTC |
Pello Jason H.Chief Financial Officer
|
GrantClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046549 · doc4.xml · nonDerivative · entry 1 Pello Jason H. · CIK 0001880176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F1 · kind: Represents Restricted Stock Units ("RSUs") issued under the Nerdy Inc. 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest as follows: 20% at various points during the period between December 1, 2021 and August 15, 2022, 25% at various points during the twelve months ending August 15, 2023, 27.5% at various points during the twelve months ending August 15, 2024, and 27.5% at various points during the twelve months ending August 15, 2025. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 19:59 UTC |
Mrva GregoryDirector
|
PurchaseClass A Common Stock | 30,000 | $6.08 | $182,364.00 |
DisclosureSEC source: 0000899243-21-046554 · doc4.xml · nonDerivative · entry 1 Mrva Gregory · CIK 0001497833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.0299 to $6.0842, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price at which the transactions were effected. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:29 UTC |
Cohn Charles K.Director · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 9,258,298 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046426 · doc4.xml · nonDerivative · entry 1 Cohn Charles K. · CIK 0001880171 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,258,298 F1 · kind: Represents Restricted Stock Units ("RSUs") issued under the Nerdy Inc. 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in seven equal tranches upon the Issuer achieving each of seven share price target milestones that occur at $18.00, $22.00, $26.00, $30.00, $34.00, $38.00, and $42.00 per share, measured, based on the average of our stock price over a consecutive 90 calendar-day period during the performance period. Any unvested RSUs shall expire on September 20, 2028. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 22:03 UTC |
LIGHT STREET CAPITAL MANAGEMENT, LLC10% owner
Kacher Glen Thomas10% owner
|
PurchaseClass A ordinary shares, par value $0.0001 per share | 111,950 | $8.32 | $931,524.76 |
DisclosureSEC source: 0001567619-21-019020 · doc1.xml · nonDerivative · entry 2 LIGHT STREET CAPITAL MANAGEMENT, LLC · CIK 0001569049 · 10% owner Light Street Mercury Master Fund, L.P. · CIK 0001723642 · 10% owner Kacher Glen Thomas · CIK 0001723534 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,100,000 F6 · price: This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on October 28, 2021 within a $1.00 range. The actual prices for these transactions range from $7.725 to $8.50, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price. F1 · ownership.direct: The Class A ordinary shares ("Shares") are held directly for the account of Light Street Mercury Master Fund, L.P. ("Mercury"), and indirectly by Light Street Capital Management, LLC ("LSCM") and Glen Thomas Kacher ("Mr. Kacher"). F4 · ownership.direct: LSCM serves as investment adviser and general partner to Mercury, Tungsten and Halo. Mr. Kacher is the Chief Investment Officer and Founder of LSCM. Each of LSCM, Mr. Kacher, Mercury, Tungsten and Halo disclaims beneficial ownership of the Shares reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: The Class A ordinary shares ("Shares") are held directly for the account of Light Street Mercury Master Fund, L.P. ("Mercury"), and indirectly by Light Street Capital Management, LLC ("LSCM") and Glen Thomas Kacher ("Mr. Kacher"). F4 · ownership.nature: LSCM serves as investment adviser and general partner to Mercury, Tungsten and Halo. Mr. Kacher is the Chief Investment Officer and Founder of LSCM. Each of LSCM, Mr. Kacher, Mercury, Tungsten and Halo disclaims beneficial ownership of the Shares reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 22:03 UTC |
LIGHT STREET CAPITAL MANAGEMENT, LLC10% owner
Kacher Glen Thomas10% owner
|
PurchaseClass A ordinary shares, par value $0.0001 per share | 451,113 | $7.96 | $3,588,784.36 |
DisclosureSEC source: 0001567619-21-019020 · doc1.xml · nonDerivative · entry 1 LIGHT STREET CAPITAL MANAGEMENT, LLC · CIK 0001569049 · 10% owner Light Street Mercury Master Fund, L.P. · CIK 0001723642 · 10% owner Kacher Glen Thomas · CIK 0001723534 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,988,050 F5 · price: This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on October 27, 2021 within a $1.00 range. The actual prices for these transactions range from $7.655 to $8.05, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price. F1 · ownership.direct: The Class A ordinary shares ("Shares") are held directly for the account of Light Street Mercury Master Fund, L.P. ("Mercury"), and indirectly by Light Street Capital Management, LLC ("LSCM") and Glen Thomas Kacher ("Mr. Kacher"). F4 · ownership.direct: LSCM serves as investment adviser and general partner to Mercury, Tungsten and Halo. Mr. Kacher is the Chief Investment Officer and Founder of LSCM. Each of LSCM, Mr. Kacher, Mercury, Tungsten and Halo disclaims beneficial ownership of the Shares reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: The Class A ordinary shares ("Shares") are held directly for the account of Light Street Mercury Master Fund, L.P. ("Mercury"), and indirectly by Light Street Capital Management, LLC ("LSCM") and Glen Thomas Kacher ("Mr. Kacher"). F4 · ownership.nature: LSCM serves as investment adviser and general partner to Mercury, Tungsten and Halo. Mr. Kacher is the Chief Investment Officer and Founder of LSCM. Each of LSCM, Mr. Kacher, Mercury, Tungsten and Halo disclaims beneficial ownership of the Shares reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.