Tapewire

NYSE · USD

NPKI

NPK International Inc.

Export transactions ↓
Tapewire entity
4885
SEC CIK
0000071829
Parsed reports
339

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202602
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionRestricted Stock Units · Derivative 4,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000088 · edgardoc.xml · derivative · entry 6

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,254

Underlying: Common Stock · 4,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionRestricted Stock Units · Derivative 5,589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000088 · edgardoc.xml · derivative · entry 5

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,970

Underlying: Common Stock · 5,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionRestricted Stock Units · Derivative 17,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000088 · edgardoc.xml · derivative · entry 4

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,559

Underlying: Common Stock · 17,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionCommon Stock 4,716 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000088 · edgardoc.xml · nonDerivative · entry 3

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionCommon Stock 5,589 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000088 · edgardoc.xml · nonDerivative · entry 2

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionCommon Stock 17,334 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000088 · edgardoc.xml · nonDerivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
LANIGAN MATTHEWVP and President of
Exercise / conversionRestricted Stock Units · Derivative 9,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000087 · edgardoc.xml · derivative · entry 9

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,484

Underlying: Common Stock · 9,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
LANIGAN MATTHEWVP and President of
Exercise / conversionRestricted Stock Units · Derivative 16,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000087 · edgardoc.xml · derivative · entry 8

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,866

Underlying: Common Stock · 16,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
LANIGAN MATTHEWVP and President of
Exercise / conversionRestricted Stock Units · Derivative 34,374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000087 · edgardoc.xml · derivative · entry 7

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,603

Underlying: Common Stock · 34,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
LANIGAN MATTHEWVP and President of
Tax withholdingCommon Stock 3,691 $3.51 $12,955.41
Disclosure

SEC source: 0000071829-21-000087 · edgardoc.xml · nonDerivative · entry 6

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,494

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
LANIGAN MATTHEWVP and President of
Exercise / conversionCommon Stock 9,382 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000087 · edgardoc.xml · nonDerivative · entry 5

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
LANIGAN MATTHEWVP and President of
Tax withholdingCommon Stock 6,586 $3.51 $23,116.86
Disclosure

SEC source: 0000071829-21-000087 · edgardoc.xml · nonDerivative · entry 4

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,803

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
LANIGAN MATTHEWVP and President of
Exercise / conversionCommon Stock 16,737 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000087 · edgardoc.xml · nonDerivative · entry 3

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
LANIGAN MATTHEWVP and President of
Tax withholdingCommon Stock 13,526 $3.51 $47,476.26
Disclosure

SEC source: 0000071829-21-000087 · edgardoc.xml · nonDerivative · entry 2

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,652

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:48 UTC
LANIGAN MATTHEWVP and President of
Exercise / conversionCommon Stock 34,374 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000087 · edgardoc.xml · nonDerivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:47 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 14,649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000086 · edgardoc.xml · derivative · entry 10

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,961

Underlying: Common Stock · 14,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:47 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 23,096 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000086 · edgardoc.xml · derivative · entry 9

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,610

Underlying: Common Stock · 23,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:47 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 47,433 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000086 · edgardoc.xml · derivative · entry 8

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,706

Underlying: Common Stock · 47,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:47 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 5,764 $3.51 $20,231.64
Disclosure

SEC source: 0000071829-21-000086 · edgardoc.xml · nonDerivative · entry 6

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,706

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:47 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 14,649 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000086 · edgardoc.xml · nonDerivative · entry 5

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:47 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 9,088 $3.51 $31,898.88
Disclosure

SEC source: 0000071829-21-000086 · edgardoc.xml · nonDerivative · entry 4

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,821

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:47 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 23,096 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000086 · edgardoc.xml · nonDerivative · entry 3

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:47 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 18,664 $3.51 $65,510.64
Disclosure

SEC source: 0000071829-21-000086 · edgardoc.xml · nonDerivative · entry 2

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,813

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:47 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 47,433 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000086 · edgardoc.xml · nonDerivative · entry 1

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:46 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 42,767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000085 · edgardoc.xml · derivative · entry 10

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,387

Underlying: Common Stock · 42,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:46 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 67,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000085 · edgardoc.xml · derivative · entry 9

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,154

Underlying: Common Stock · 67,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:46 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 138,479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000085 · edgardoc.xml · derivative · entry 8

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,584

Underlying: Common Stock · 138,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:46 UTC
Howes Paul LDirector · President and CEO
Tax withholdingCommon Stock 16,828 $3.51 $59,066.28
Disclosure

SEC source: 0000071829-21-000085 · edgardoc.xml · nonDerivative · entry 6

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,325

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:46 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 42,767 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000085 · edgardoc.xml · nonDerivative · entry 5

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:46 UTC
Howes Paul LDirector · President and CEO
Tax withholdingCommon Stock 26,533 $3.51 $93,130.83
Disclosure

SEC source: 0000071829-21-000085 · edgardoc.xml · nonDerivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,386

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:46 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 67,430 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000085 · edgardoc.xml · nonDerivative · entry 3

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:46 UTC
Howes Paul LDirector · President and CEO
Tax withholdingCommon Stock 54,491 $3.51 $191,263.41
Disclosure

SEC source: 0000071829-21-000085 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,489

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 11:46 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 138,479 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000085 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 15:00 UTC GrantCommon Stock 34,299 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000069 · edgardoc.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,249

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting.

Read SEC document
May 20, 2021 Filed May 21, 2021 15:00 UTC
MINGE JOHN CDirector
GrantCommon Stock 34,299 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000068 · edgardoc.xml · nonDerivative · entry 1

MINGE JOHN C · CIK 0001724571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,549

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting.

Read SEC document
May 20, 2021 Filed May 21, 2021 15:00 UTC GrantCommon Stock 34,299 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000067 · edgardoc.xml · nonDerivative · entry 1

Lewis Michael A · CIK 0001423238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,299

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting.

Read SEC document
May 20, 2021 Filed May 21, 2021 15:00 UTC GrantCommon Stock 34,299 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000066 · edgardoc.xml · nonDerivative · entry 1

LARSON RODERICK A. · CIK 0001550150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,212

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting.

Read SEC document
May 20, 2021 Filed May 21, 2021 15:00 UTC GrantCommon Stock 34,299 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000065 · edgardoc.xml · nonDerivative · entry 1

FINLEY G STEPHEN · CIK 0001158643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,484

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting.

Read SEC document
May 20, 2021 Filed May 21, 2021 14:59 UTC GrantCommon Stock 38,872 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000064 · edgardoc.xml · nonDerivative · entry 1

BEST ANTHONY JAMES · CIK 0001364843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,446

F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting.

Read SEC document
May 20, 2021 Filed Jun 4, 2021 00:38 UTC
WHITE DOUGLAS LController, CAO, PAO
GrantRestricted Stock Units · Derivative 56,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000105 · edgardoc.xml · derivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,893

Underlying: Common Stock · 56,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
May 20, 2021 Filed Jun 4, 2021 00:38 UTC
PATERSON DAVID AVP & President, Fluid Systems
GrantRestricted Stock Units · Derivative 107,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000104 · edgardoc.xml · derivative · entry 1

PATERSON DAVID A · CIK 0001782576 · VP & President, Fluid Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,865

Underlying: Common Stock · 107,365 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
May 20, 2021 Filed Jun 4, 2021 00:37 UTC
LANIGAN MATTHEWVP and President of
GrantRestricted Stock Units · Derivative 111,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000103 · edgardoc.xml · derivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,247

Underlying: Common Stock · 111,270 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
May 20, 2021 Filed Jun 4, 2021 00:37 UTC
Piontek GreggSenior Vice President and CFO
GrantRestricted Stock Units · Derivative 153,545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000102 · edgardoc.xml · derivative · entry 1

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,684

Underlying: Common Stock · 153,545 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
May 20, 2021 Filed Jun 4, 2021 00:37 UTC
Earle Edward ChipmanVP, General Counsel, CAO
GrantRestricted Stock Units · Derivative 141,917 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000101 · edgardoc.xml · derivative · entry 1

Earle Edward Chipman · CIK 0001555362 · VP, General Counsel, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,132

Underlying: Common Stock · 141,917 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
May 20, 2021 Filed Jun 4, 2021 00:37 UTC
Howes Paul LDirector · President and CEO
GrantRestricted Stock Units · Derivative 448,280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000100 · edgardoc.xml · derivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,343

Underlying: Common Stock · 448,280 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant.

Read SEC document
May 18, 2021 Filed May 20, 2021 18:35 UTC
LANIGAN MATTHEWVP and President of
Exercise / conversionRestricted Stock Units · Derivative 6,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000048 · edgardoc.xml · derivative · entry 2

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,977

Underlying: Common Stock · 6,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest at a rate of 50% of the shares on May 18, 2019 and 50% of the shares on May 18, 2021.

F2 · derivative.expiration_date: The restricted stock units vest at a rate of 50% of the shares on May 18, 2019 and 50% of the shares on May 18, 2021.

Read SEC document
May 18, 2021 Filed May 20, 2021 18:35 UTC
LANIGAN MATTHEWVP and President of
Exercise / conversionCommon Stock 6,410 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000048 · edgardoc.xml · nonDerivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and President of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 18:35 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000047 · edgardoc.xml · derivative · entry 4

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,063

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest at a rate of 50% of the shares on May 18, 2019 and 50% of the shares on May 18, 2021.

F3 · derivative.expiration_date: The restricted stock units vest at a rate of 50% of the shares on May 18, 2019 and 50% of the shares on May 18, 2021.

Read SEC document
May 18, 2021 Filed May 20, 2021 18:35 UTC
Howes Paul LDirector · President and CEO
Tax withholdingCommon Stock 5,725 $3.63 $20,781.75
Disclosure

SEC source: 0000071829-21-000047 · edgardoc.xml · nonDerivative · entry 2

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,501

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
May 18, 2021 Filed May 20, 2021 18:35 UTC
Howes Paul LDirector · President and CEO
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000071829-21-000047 · edgardoc.xml · nonDerivative · entry 1

Howes Paul L · CIK 0001357220 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.