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NPKI

NPK International Inc.

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4885
SEC CIK
0000071829
Parsed reports
339

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202602
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2018 Filed Aug 15, 2018 21:58 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Tax withholdingCommon Stock 10,623 $10.40 $110,479.20
Disclosure

SEC source: 0000071829-18-000113 · edgardoc.xml · nonDerivative · entry 2

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,868

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:58 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionCommon Stock 26,998 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000113 · edgardoc.xml · nonDerivative · entry 1

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 18:16 UTC
WHITE DOUGLAS LController, CAO, PAO
GrantCommon Stock 858 $7.14 $6,126.12
Disclosure

SEC source: 0000071829-18-000126 · edgardoc.xml · nonDerivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,521

F1 · kind: These shares were acquired under the Newpark Resources, Inc. 2008 Amended & Restated Employee Stock Purchase Plan in transactions that were exempt under both Rule 16-3(d) and Rule 16b-3(c).

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionRestricted Stock Units · Derivative 8,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000103 · edgardoc.xml · derivative · entry 9

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,194

Underlying: Common Stock · 8,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionRestricted Stock Units · Derivative 3,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000103 · edgardoc.xml · derivative · entry 8

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,316

Underlying: Common Stock · 3,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionRestricted Stock Units · Derivative 4,428 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000103 · edgardoc.xml · derivative · entry 7

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,778

Underlying: Common Stock · 4,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
WHITE DOUGLAS LController, CAO, PAO
Tax withholdingCommon Stock 1,977 $10.85 $21,450.45
Disclosure

SEC source: 0000071829-18-000103 · edgardoc.xml · nonDerivative · entry 6

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,663

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionCommon Stock 8,122 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000103 · edgardoc.xml · nonDerivative · entry 5

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
WHITE DOUGLAS LController, CAO, PAO
Tax withholdingCommon Stock 842 $10.85 $9,135.70
Disclosure

SEC source: 0000071829-18-000103 · edgardoc.xml · nonDerivative · entry 4

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,518

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionCommon Stock 3,462 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000103 · edgardoc.xml · nonDerivative · entry 3

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
WHITE DOUGLAS LController, CAO, PAO
Tax withholdingCommon Stock 1,078 $10.85 $11,696.30
Disclosure

SEC source: 0000071829-18-000103 · edgardoc.xml · nonDerivative · entry 2

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,898

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
WHITE DOUGLAS LController, CAO, PAO
Exercise / conversionCommon Stock 4,428 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000103 · edgardoc.xml · nonDerivative · entry 1

WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionRestricted Stock Units · Derivative 7,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000102 · edgardoc.xml · derivative · entry 6

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,348

Underlying: Common Stock · 7,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionRestricted Stock Units · Derivative 11,218 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000102 · edgardoc.xml · derivative · entry 5

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,293

Underlying: Common Stock · 11,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Tax withholdingCommon Stock 1,934 $10.85 $20,983.90
Disclosure

SEC source: 0000071829-18-000102 · edgardoc.xml · nonDerivative · entry 4

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,498

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionCommon Stock 7,945 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000102 · edgardoc.xml · nonDerivative · entry 3

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Tax withholdingCommon Stock 2,731 $10.85 $29,631.35
Disclosure

SEC source: 0000071829-18-000102 · edgardoc.xml · nonDerivative · entry 2

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,487

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
LANIGAN MATTHEWVP and Pres of NMIS
Exercise / conversionCommon Stock 11,218 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000102 · edgardoc.xml · nonDerivative · entry 1

LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
VOLLANDS PHILLIP TVice President and President
Exercise / conversionRestricted Stock Units · Derivative 16,295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000101 · edgardoc.xml · derivative · entry 9

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,827

Underlying: Common Stock · 16,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
VOLLANDS PHILLIP TVice President and President
Exercise / conversionRestricted Stock Units · Derivative 5,342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000101 · edgardoc.xml · derivative · entry 8

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,122

Underlying: Common Stock · 5,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
VOLLANDS PHILLIP TVice President and President
Exercise / conversionRestricted Stock Units · Derivative 8,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000101 · edgardoc.xml · derivative · entry 7

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,464

Underlying: Common Stock · 8,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
VOLLANDS PHILLIP TVice President and President
Tax withholdingCommon Stock 3,967 $10.85 $43,041.95
Disclosure

SEC source: 0000071829-18-000101 · edgardoc.xml · nonDerivative · entry 6

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,866

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
VOLLANDS PHILLIP TVice President and President
Exercise / conversionCommon Stock 16,295 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000101 · edgardoc.xml · nonDerivative · entry 5

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
VOLLANDS PHILLIP TVice President and President
Tax withholdingCommon Stock 1,300 $10.85 $14,105.00
Disclosure

SEC source: 0000071829-18-000101 · edgardoc.xml · nonDerivative · entry 4

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,538

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
VOLLANDS PHILLIP TVice President and President
Exercise / conversionCommon Stock 5,342 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000101 · edgardoc.xml · nonDerivative · entry 3

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
VOLLANDS PHILLIP TVice President and President
Tax withholdingCommon Stock 2,163 $10.85 $23,468.55
Disclosure

SEC source: 0000071829-18-000101 · edgardoc.xml · nonDerivative · entry 2

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,496

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
VOLLANDS PHILLIP TVice President and President
Exercise / conversionCommon Stock 8,883 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000101 · edgardoc.xml · nonDerivative · entry 1

VOLLANDS PHILLIP T · CIK 0001710817 · Vice President and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionRestricted Stock Units · Derivative 27,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000100 · edgardoc.xml · derivative · entry 9

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,615

Underlying: Common Stock · 27,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000100 · edgardoc.xml · derivative · entry 8

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,897

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionRestricted Stock Units · Derivative 14,873 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000100 · edgardoc.xml · derivative · entry 7

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,230

Underlying: Common Stock · 14,873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
Smith Bruce CampbellExec Vice President & Chief
Tax withholdingCommon Stock 8,814 $10.85 $95,631.90
Disclosure

SEC source: 0000071829-18-000100 · edgardoc.xml · nonDerivative · entry 6

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,677

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionCommon Stock 27,282 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000100 · edgardoc.xml · nonDerivative · entry 5

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
Smith Bruce CampbellExec Vice President & Chief
Tax withholdingCommon Stock 3,246 $10.85 $35,219.10
Disclosure

SEC source: 0000071829-18-000100 · edgardoc.xml · nonDerivative · entry 4

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,209

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000100 · edgardoc.xml · nonDerivative · entry 3

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
Smith Bruce CampbellExec Vice President & Chief
Tax withholdingCommon Stock 3,621 $10.85 $39,287.85
Disclosure

SEC source: 0000071829-18-000100 · edgardoc.xml · nonDerivative · entry 2

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,122

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:28 UTC
Smith Bruce CampbellExec Vice President & Chief
Exercise / conversionCommon Stock 14,873 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000100 · edgardoc.xml · nonDerivative · entry 1

Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 24,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000099 · edgardoc.xml · derivative · entry 9

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,862

Underlying: Common Stock · 24,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 15,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000099 · edgardoc.xml · derivative · entry 8

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,464

Underlying: Common Stock · 15,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 13,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000099 · edgardoc.xml · derivative · entry 7

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,095

Underlying: Common Stock · 13,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Tax withholdingCommon Stock 9,680 $10.85 $105,028.00
Disclosure

SEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 6

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,493

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionCommon Stock 24,602 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 5

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Tax withholdingCommon Stock 6,150 $10.85 $66,727.50
Disclosure

SEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 4

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,571

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionCommon Stock 15,631 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 3

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Tax withholdingCommon Stock 5,277 $10.85 $57,255.45
Disclosure

SEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 2

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,090

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
AIROLA MARK JSr Vice Pres, General Counsel
Exercise / conversionCommon Stock 13,412 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000099 · edgardoc.xml · nonDerivative · entry 1

AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 22,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000098 · edgardoc.xml · derivative · entry 9

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,871

Underlying: Common Stock · 22,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 14,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000098 · edgardoc.xml · derivative · entry 8

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,179

Underlying: Common Stock · 14,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 12,161 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000098 · edgardoc.xml · derivative · entry 7

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,987

Underlying: Common Stock · 12,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each year.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Piontek GreggSenior Vice President and CFO
Tax withholdingCommon Stock 8,344 $10.85 $90,532.40
Disclosure

SEC source: 0000071829-18-000098 · edgardoc.xml · nonDerivative · entry 6

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,330

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:26 UTC
Piontek GreggSenior Vice President and CFO
Exercise / conversionCommon Stock 22,308 $0.00 $0.00
Disclosure

SEC source: 0000071829-18-000098 · edgardoc.xml · nonDerivative · entry 5

Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.