Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2021 Filed Mar 1, 2021 23:01 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
GrantCommon Stock | 2,000 | $1.78 | $3,553.00 |
DisclosureSEC source: 0000071829-21-000021 · edgardoc.xml · nonDerivative · entry 1 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,347 F1 · kind: These shares were acquired under the Newpark Resources, Inc. Amended and Restated Employee Stock Purchase Plan in transactions that were exempt under both Rule 16-3(d) and Rule 16b-3(c). Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:38 UTC |
Howes Paul LDirector · President and CEO
|
PurchaseCommon Stock | 7,500 | $1.30 | $9,717.75 |
DisclosureSEC source: 0000071829-20-000113 · edgardoc.xml · nonDerivative · entry 3 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036,226 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.285 to $1.30, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:38 UTC |
Howes Paul LDirector · President and CEO
|
PurchaseCommon Stock | 37,500 | $1.28 | $48,146.25 |
DisclosureSEC source: 0000071829-20-000113 · edgardoc.xml · nonDerivative · entry 2 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,726 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.26 to $1.30, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:38 UTC |
Howes Paul LDirector · President and CEO
|
PurchaseCommon Stock | 12,500 | $1.15 | $14,370.00 |
DisclosureSEC source: 0000071829-20-000113 · edgardoc.xml · nonDerivative · entry 1 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,226 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.145 to $1.15, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 02:35 UTC |
Piontek GreggSenior Vice President and CFO
|
PurchaseCommon Stock | 15,000 | $1.08 | $16,200.00 |
DisclosureSEC source: 0000071829-20-000109 · edgardoc.xml · nonDerivative · entry 1 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.085, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 14, 2020 Filed Aug 20, 2020 15:19 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
GrantCommon Stock | 2,000 | $1.78 | $3,553.00 |
DisclosureSEC source: 0000071829-20-000096 · edgardoc.xml · nonDerivative · entry 1 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,347 F1 · kind: These shares were acquired under the Newpark Resources, Inc. Amended and Restated Employee Stock Purchase Plan in transactions that were exempt under both Rule 16-3(d) and Rule 16b-3(c). Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,589 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000078 · edgardoc.xml · derivative · entry 6 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,893 Underlying: Common Stock · 5,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,717 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000078 · edgardoc.xml · derivative · entry 5 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,482 Underlying: Common Stock · 4,717 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,461 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000078 · edgardoc.xml · derivative · entry 4 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,199 Underlying: Common Stock · 3,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
Exercise / conversionCommon Stock | 5,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000078 · edgardoc.xml · nonDerivative · entry 3 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
Exercise / conversionCommon Stock | 4,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000078 · edgardoc.xml · nonDerivative · entry 2 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
Exercise / conversionCommon Stock | 3,461 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000078 · edgardoc.xml · nonDerivative · entry 1 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000077 · edgardoc.xml · derivative · entry 8 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,387 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units will vest at a rate of 50% of the shares on June 1, 2020 and 50% of the shares on June 1, 2022. F3 · derivative.expiration_date: The restricted stock units will vest at a rate of 50% of the shares on June 1, 2020 and 50% of the shares on June 1, 2022. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionRestricted Stock Units · Derivative | 16,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000077 · edgardoc.xml · derivative · entry 7 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,387 Underlying: Common Stock · 16,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionRestricted Stock Units · Derivative | 9,383 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000077 · edgardoc.xml · derivative · entry 6 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,124 Underlying: Common Stock · 9,383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionRestricted Stock Units · Derivative | 11,217 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000077 · edgardoc.xml · derivative · entry 5 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,507 Underlying: Common Stock · 11,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000077 · edgardoc.xml · nonDerivative · entry 4 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionCommon Stock | 16,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000077 · edgardoc.xml · nonDerivative · entry 3 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionCommon Stock | 9,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000077 · edgardoc.xml · nonDerivative · entry 2 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionCommon Stock | 11,217 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000077 · edgardoc.xml · nonDerivative · entry 1 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
Earle Edward ChipmanVP, General Counsel, CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 21,347 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000076 · edgardoc.xml · derivative · entry 2 Earle Edward Chipman · CIK 0001555362 · VP, General Counsel, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,215 Underlying: Common Stock · 21,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:27 UTC |
Earle Edward ChipmanVP, General Counsel, CAO
|
Exercise / conversionCommon Stock | 21,347 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000076 · edgardoc.xml · nonDerivative · entry 1 Earle Edward Chipman · CIK 0001555362 · VP, General Counsel, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 23,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000075 · edgardoc.xml · derivative · entry 9 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,139 Underlying: Common Stock · 23,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 14,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000075 · edgardoc.xml · derivative · entry 8 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,235 Underlying: Common Stock · 14,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000075 · edgardoc.xml · derivative · entry 7 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,884 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units will vest at a rate of 50% of the shares on June 1, 2020 and 50% of the shares on June 1, 2022. F3 · derivative.expiration_date: The restricted stock units will vest at a rate of 50% of the shares on June 1, 2020 and 50% of the shares on June 1, 2022. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 14,807 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000075 · edgardoc.xml · derivative · entry 6 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,884 Underlying: Common Stock · 14,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F2 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionCommon Stock | 23,096 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000075 · edgardoc.xml · nonDerivative · entry 4 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionCommon Stock | 14,649 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000075 · edgardoc.xml · nonDerivative · entry 3 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000075 · edgardoc.xml · nonDerivative · entry 2 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionCommon Stock | 14,807 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000075 · edgardoc.xml · nonDerivative · entry 1 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 67,430 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000074 · edgardoc.xml · derivative · entry 10 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,063 Underlying: Common Stock · 67,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 42,767 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000074 · edgardoc.xml · derivative · entry 9 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,493 Underlying: Common Stock · 42,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 52,884 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000074 · edgardoc.xml · derivative · entry 8 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,260 Underlying: Common Stock · 52,884 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Howes Paul LDirector · President and CEO
|
Tax withholdingCommon Stock | 16,419 | $2.08 | $34,151.52 |
DisclosureSEC source: 0000071829-20-000074 · edgardoc.xml · nonDerivative · entry 6 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978,726 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Howes Paul LDirector · President and CEO
|
Tax withholdingCommon Stock | 10,413 | $2.08 | $21,659.04 |
DisclosureSEC source: 0000071829-20-000074 · edgardoc.xml · nonDerivative · entry 5 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,145 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Howes Paul LDirector · President and CEO
|
Tax withholdingCommon Stock | 12,877 | $2.08 | $26,784.16 |
DisclosureSEC source: 0000071829-20-000074 · edgardoc.xml · nonDerivative · entry 4 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,558 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionCommon Stock | 67,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000074 · edgardoc.xml · nonDerivative · entry 3 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionCommon Stock | 42,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000074 · edgardoc.xml · nonDerivative · entry 2 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 951,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:26 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionCommon Stock | 52,884 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000074 · edgardoc.xml · nonDerivative · entry 1 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:58 UTC |
ROBESON ROSE MDirector
|
GrantCommon Stock | 30,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000056 · edgardoc.xml · nonDerivative · entry 1 ROBESON ROSE M · CIK 0001251678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,950 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:57 UTC |
MINGE JOHN CDirector
|
GrantCommon Stock | 30,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000055 · edgardoc.xml · nonDerivative · entry 1 MINGE JOHN C · CIK 0001724571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,250 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:57 UTC |
LARSON RODERICK A.Director
|
GrantCommon Stock | 30,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000054 · edgardoc.xml · nonDerivative · entry 1 LARSON RODERICK A. · CIK 0001550150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,913 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:57 UTC |
FINLEY G STEPHENDirector
|
GrantCommon Stock | 30,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000053 · edgardoc.xml · nonDerivative · entry 1 FINLEY G STEPHEN · CIK 0001158643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,185 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:57 UTC |
BEST ANTHONY JAMESDirector
|
GrantCommon Stock | 34,638 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000052 · edgardoc.xml · nonDerivative · entry 1 BEST ANTHONY JAMES · CIK 0001364843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,574 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual stockholders meeting. Read SEC document |
| May 21, 2020 Filed May 22, 2020 13:18 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
GrantRestricted Stock Units · Derivative | 52,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000046 · edgardoc.xml · derivative · entry 1 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,660 Underlying: Common Stock · 52,000 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 21, 2020 Filed May 22, 2020 13:17 UTC |
Piontek GreggSenior Vice President and CFO
|
GrantRestricted Stock Units · Derivative | 142,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000045 · edgardoc.xml · derivative · entry 1 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,691 Underlying: Common Stock · 142,298 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 21, 2020 Filed May 22, 2020 13:17 UTC |
PATERSON DAVID AVP & President, Fluid Systems
|
GrantRestricted Stock Units · Derivative | 99,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000044 · edgardoc.xml · derivative · entry 1 PATERSON DAVID A · CIK 0001782576 · VP & President, Fluid Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,500 Underlying: Common Stock · 99,500 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 21, 2020 Filed May 22, 2020 13:17 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
GrantRestricted Stock Units · Derivative | 103,121 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000043 · edgardoc.xml · derivative · entry 1 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,724 Underlying: Common Stock · 103,121 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 21, 2020 Filed May 22, 2020 13:16 UTC |
Earle Edward ChipmanVP, General Counsel, CAO
|
GrantRestricted Stock Units · Derivative | 131,521 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000041 · edgardoc.xml · derivative · entry 1 Earle Edward Chipman · CIK 0001555362 · VP, General Counsel, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,562 Underlying: Common Stock · 131,521 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 21, 2020 Filed May 22, 2020 13:17 UTC |
Howes Paul LDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 415,437 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-20-000042 · edgardoc.xml · derivative · entry 1 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,144 Underlying: Common Stock · 415,437 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.