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Nasdaq · USD

NPCE

NeuroPace Inc

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5459
SEC CIK
0001528287
Parsed reports
185

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2024 Filed Feb 7, 2024 00:16 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 14,143 $15.07 $213,122.28
Disclosure

SEC source: 0001209191-24-002942 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,208

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.19, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 02:47 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 663 $15.04 $9,971.06
Disclosure

SEC source: 0001209191-24-002596 · doc4.xml · nonDerivative · entry 3

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,351

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.08, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 02:47 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 1,923 $15.08 $28,989.61
Disclosure

SEC source: 0001209191-24-002596 · doc4.xml · nonDerivative · entry 2

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.125, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Rt to Buy) · Derivative 40,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · derivative · entry 35

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,449

Underlying: Common Stock · 40,000 shares

Expires 2030-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments commencing February 1, 2017.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Rt to Buy) · Derivative 12,234 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · derivative · entry 34

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,234

Underlying: Common Stock · 12,234 shares

Expires 2030-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments commencing February 1, 2017.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Rt to Buy) · Derivative 192 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · derivative · entry 33

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192

Underlying: Common Stock · 192 shares

Expires 2030-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest on July 1, 2012; 1/48th of the shares subject to the option vest in 36 equal monthly installments thereafter.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Rt to Buy) · Derivative 192 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · derivative · entry 32

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 192 shares

Expires 2030-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on July 1, 2013; 1/48th of the shares subject to the option vest in 36 equal monthly installments thereafter.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Rt to Buy) · Derivative 192 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · derivative · entry 31

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 192 shares

Expires 2030-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on July 1, 2015; 1/48th of the shares subject to the option vest in 36 equal monthly installments thereafter.

F2 · derivative.underlying: 25% of the shares subject to the option vest on July 1, 2015; 1/48th of the shares subject to the option vest in 36 equal monthly installments thereafter.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 40,000 $0.03 $1,040.00
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 30

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 12,234 $0.03 $318.08
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 29

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionCommon stock 192 $0.03 $4.99
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 28

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 192 $0.03 $4.99
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 27

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 192 $0.03 $4.99
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 26

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2024 Filed Feb 2, 2024 02:47 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 11,262 $15.10 $170,004.39
Disclosure

SEC source: 0001209191-24-002596 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,937

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.165, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 23:04 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 1 $15.00 $15.00
Disclosure

SEC source: 0001209191-24-002322 · doc4.xml · nonDerivative · entry 2

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,199

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 23:04 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 827 $15.03 $12,425.68
Disclosure

SEC source: 0001209191-24-002322 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,200

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.06, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
January 22, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 264 $14.84 $3,917.76
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 12

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,076

Read SEC document
January 22, 2024 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 212 $14.84 $3,146.08
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 12

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,116

Read SEC document
December 29, 2023 Filed Jun 24, 2025 20:30 UTC
Geiger UriDirector
GrantCommon Stock 1,151 $10.31 $11,866.81
Disclosure

SEC source: 0001415889-25-018091 · form4-06242025_040607.xml · nonDerivative · entry 3

Geiger Uri · CIK 0001467361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,708

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
December 29, 2023 Filed Jun 24, 2025 20:30 UTC GrantCommon Stock 2,303 $10.31 $23,743.93
Disclosure

SEC source: 0001415889-25-018088 · form4-06242025_040601.xml · nonDerivative · entry 3

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,869

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
December 29, 2023 Filed Jun 24, 2025 20:30 UTC
LACOB JOSEPHDirector
GrantCommon Stock 1,091 $10.31 $11,248.21
Disclosure

SEC source: 0001415889-25-018090 · form4-06242025_040605.xml · nonDerivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,136

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
December 29, 2023 Filed Jun 24, 2025 20:30 UTC
Kumar RakhiDirector
GrantCommon Stock 1,454 $10.31 $14,990.74
Disclosure

SEC source: 0001415889-25-018089 · form4-06242025_040603.xml · nonDerivative · entry 3

Kumar Rakhi · CIK 0001856296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,335

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
December 27, 2023 Filed Dec 28, 2023 22:47 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 13,300 $10.12 $134,647.87
Disclosure

SEC source: 0001209191-23-059946 · doc4.xml · nonDerivative · entry 2

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,027

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.18, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 22:47 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 102 $10.00 $1,020.00
Disclosure

SEC source: 0001209191-23-059946 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,327

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 21:21 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 2,730 $10.14 $27,695.30
Disclosure

SEC source: 0001209191-23-059564 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,429

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.27, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 21:07 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 11,005 $8.16 $89,773.29
Disclosure

SEC source: 0001209191-23-057715 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,159

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.265, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
December 03, 2023 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 1,303 $8.90 $11,596.70
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 11

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,340

Read SEC document
December 03, 2023 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 1,010 $8.90 $8,989.00
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 11

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,328

Read SEC document
December 01, 2023 Filed Dec 2, 2023 02:57 UTC
KCK LTD.10% owner
SaleCommon Stock 3,241 $8.73 $28,293.93
Disclosure

SEC source: 0001062993-23-021754 · form4.xml · nonDerivative · entry 3

KCK LTD. · CIK 0001657662 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,593,773

Read SEC document
November 30, 2023 Filed Dec 2, 2023 02:57 UTC
KCK LTD.10% owner
SaleCommon Stock 7,282 $8.84 $64,372.88
Disclosure

SEC source: 0001062993-23-021754 · form4.xml · nonDerivative · entry 2

KCK LTD. · CIK 0001657662 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,597,014

Read SEC document
November 29, 2023 Filed Dec 2, 2023 02:57 UTC
KCK LTD.10% owner
SaleCommon Stock 5,644 $8.72 $49,215.68
Disclosure

SEC source: 0001062993-23-021754 · form4.xml · nonDerivative · entry 1

KCK LTD. · CIK 0001657662 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,604,296

Read SEC document
November 28, 2023 Filed Nov 29, 2023 22:35 UTC
KCK LTD.10% owner
SaleCommon Stock 4,681 $8.75 $40,958.75
Disclosure

SEC source: 0000950170-23-066847 · ownership.xml · nonDerivative · entry 2

KCK LTD. · CIK 0001657662 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,609,940

Read SEC document
November 27, 2023 Filed Nov 29, 2023 22:35 UTC
KCK LTD.10% owner
SaleCommon Stock 6,490 $8.96 $58,150.40
Disclosure

SEC source: 0000950170-23-066847 · ownership.xml · nonDerivative · entry 1

KCK LTD. · CIK 0001657662 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,614,621

Read SEC document
October 22, 2023 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 231 $6.88 $1,589.28
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 10

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,643

Read SEC document
October 22, 2023 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 179 $6.88 $1,231.52
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 10

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,338

Read SEC document
October 03, 2023 Filed Oct 4, 2023 21:36 UTC SaleCommon Stock 700 $9.02 $6,314.00
Disclosure

SEC source: 0000947871-23-000978 · ownership.xml · nonDerivative · entry 2

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,003,967

F1 · ownership.nature: These securities are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:36 UTC SaleCommon Stock 7,614 $9.08 $69,135.12
Disclosure

SEC source: 0000947871-23-000978 · ownership.xml · nonDerivative · entry 1

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,004,667

F1 · ownership.nature: These securities are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
September 29, 2023 Filed Jun 24, 2025 20:30 UTC
Geiger UriDirector
GrantCommon Stock 1,220 $9.73 $11,870.60
Disclosure

SEC source: 0001415889-25-018091 · form4-06242025_040607.xml · nonDerivative · entry 2

Geiger Uri · CIK 0001467361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,557

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
September 29, 2023 Filed Jun 24, 2025 20:30 UTC GrantCommon Stock 2,440 $9.73 $23,741.20
Disclosure

SEC source: 0001415889-25-018088 · form4-06242025_040601.xml · nonDerivative · entry 2

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,566

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
September 29, 2023 Filed Jun 24, 2025 20:30 UTC
LACOB JOSEPHDirector
GrantCommon Stock 1,156 $9.73 $11,247.88
Disclosure

SEC source: 0001415889-25-018090 · form4-06242025_040605.xml · nonDerivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,045

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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September 29, 2023 Filed Jun 24, 2025 20:30 UTC
Kumar RakhiDirector
GrantCommon Stock 1,541 $9.73 $14,993.93
Disclosure

SEC source: 0001415889-25-018089 · form4-06242025_040603.xml · nonDerivative · entry 2

Kumar Rakhi · CIK 0001856296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,881

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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September 03, 2023 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 1,302 $8.93 $11,626.86
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 9

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,874

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September 03, 2023 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 1,010 $8.93 $9,019.30
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 9

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,517

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July 22, 2023 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 231 $4.13 $954.03
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 8

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,176

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July 22, 2023 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 179 $4.13 $739.27
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 8

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,527

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July 18, 2023 Filed Jul 19, 2023 20:47 UTC
Becker JoelDirector · Chief Executive Officer
GrantStock Option (Rt to Buy) · Derivative 380,424 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001209191-23-042748 · doc4.xml · derivative · entry 1

Becker Joel · CIK 0001533175 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,424

Underlying: Common Stock · 380,424 shares

Expires 2033-07-17

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on July 10, 2024; 1/48th of the shares subject to the option vest in 36 equal monthly installments thereafter.

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June 30, 2023 Filed Jun 24, 2025 20:30 UTC
Geiger UriDirector
GrantCommon Stock 2,337 $4.49 $10,493.13
Disclosure

SEC source: 0001415889-25-018091 · form4-06242025_040607.xml · nonDerivative · entry 1

Geiger Uri · CIK 0001467361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,337

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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June 30, 2023 Filed Jun 24, 2025 20:30 UTC GrantCommon Stock 4,469 $4.49 $20,065.81
Disclosure

SEC source: 0001415889-25-018088 · form4-06242025_040601.xml · nonDerivative · entry 1

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,126

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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June 30, 2023 Filed Jun 24, 2025 20:30 UTC
LACOB JOSEPHDirector
GrantCommon Stock 2,505 $4.49 $11,247.45
Disclosure

SEC source: 0001415889-25-018090 · form4-06242025_040605.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,889

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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June 30, 2023 Filed Jun 24, 2025 20:30 UTC
Kumar RakhiDirector
GrantCommon Stock 3,340 $4.49 $14,996.60
Disclosure

SEC source: 0001415889-25-018089 · form4-06242025_040603.xml · nonDerivative · entry 1

Kumar Rakhi · CIK 0001856296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,340

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.