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Nasdaq · USD

NPCE

NeuroPace Inc

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Tapewire entity
5459
SEC CIK
0001528287
Parsed reports
185

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 30, 2024 Filed Oct 3, 2024 20:15 UTC
KCK LTD.10% owner
SaleCommon Stock 4,314 $7.76 $33,476.64
Disclosure

SEC source: 0001062993-24-017384 · form4.xml · nonDerivative · entry 1

KCK LTD. · CIK 0001657662 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,589,459

Read SEC document
August 20, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 3,045 $7.24 $22,045.80
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 19

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,369

Read SEC document
August 20, 2024 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 3,045 $7.24 $22,045.80
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 19

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,344

Read SEC document
July 22, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 237 $7.65 $1,813.05
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 18

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,414

Read SEC document
July 22, 2024 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 237 $7.65 $1,813.05
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 18

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,389

Read SEC document
June 28, 2024 Filed Jun 24, 2025 20:30 UTC
Geiger UriDirector
GrantCommon Stock 1,570 $7.56 $11,869.20
Disclosure

SEC source: 0001415889-25-018091 · form4-06242025_040607.xml · nonDerivative · entry 5

Geiger Uri · CIK 0001467361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,177

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
June 28, 2024 Filed Jun 24, 2025 20:30 UTC GrantCommon Stock 3,141 $7.56 $23,745.96
Disclosure

SEC source: 0001415889-25-018088 · form4-06242025_040601.xml · nonDerivative · entry 5

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,809

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
June 28, 2024 Filed Jun 24, 2025 20:30 UTC
LACOB JOSEPHDirector
GrantCommon Stock 1,488 $7.56 $11,249.28
Disclosure

SEC source: 0001415889-25-018090 · form4-06242025_040605.xml · nonDerivative · entry 5

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,476

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
June 28, 2024 Filed Jun 24, 2025 20:30 UTC
Kumar RakhiDirector
GrantCommon Stock 1,984 $7.56 $14,999.04
Disclosure

SEC source: 0001415889-25-018089 · form4-06242025_040603.xml · nonDerivative · entry 5

Kumar Rakhi · CIK 0001856296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,455

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:19 UTC
Ryan ReneeDirector
GrantStock Option (Rt to Buy) · Derivative 17,774 $0.00 Strike: $6.47 $0.00
Disclosure

SEC source: 0001415889-24-016363 · form4-06112024_080639.xml · derivative · entry 1

Ryan Renee · CIK 0001855576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,774

Underlying: Common Stock · 17,774 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:15 UTC
Geiger UriDirector
GrantStock Option (Rt to Buy) · Derivative 17,774 $0.00 Strike: $6.47 $0.00
Disclosure

SEC source: 0001415889-24-016357 · form4-06112024_080644.xml · derivative · entry 1

Geiger Uri · CIK 0001467361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,774

Underlying: Common Stock · 17,774 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:16 UTC GrantStock Option (Rt to Buy) · Derivative 17,774 $0.00 Strike: $6.47 $0.00
Disclosure

SEC source: 0001415889-24-016360 · form4-06112024_080646.xml · derivative · entry 1

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,774

Underlying: Common Stock · 17,774 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:14 UTC
LACOB JOSEPHDirector
GrantStock Option (Rt to Buy) · Derivative 17,774 $0.00 Strike: $6.47 $0.00
Disclosure

SEC source: 0001415889-24-016352 · form4-06112024_080656.xml · derivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,774

Underlying: Common Stock · 17,774 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:18 UTC
Andrade LisaDirector
GrantStock Option (Rt to Buy) · Derivative 17,774 $0.00 Strike: $6.47 $0.00
Disclosure

SEC source: 0001415889-24-016362 · form4-06112024_080652.xml · derivative · entry 1

Andrade Lisa · CIK 0001595202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,774

Underlying: Common Stock · 17,774 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:17 UTC
Kumar RakhiDirector
GrantStock Option (Rt to Buy) · Derivative 17,774 $0.00 Strike: $6.47 $0.00
Disclosure

SEC source: 0001415889-24-016361 · form4-06112024_080649.xml · derivative · entry 1

Kumar Rakhi · CIK 0001856296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,774

Underlying: Common Stock · 17,774 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 03, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 1,335 $6.46 $8,624.10
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 17

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,511

Read SEC document
June 03, 2024 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 1,334 $6.46 $8,617.64
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 17

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,626

Read SEC document
May 20, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 3,045 $7.98 $24,299.10
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 16

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,986

Read SEC document
May 20, 2024 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 3,045 $7.98 $24,299.10
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 16

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,960

Read SEC document
May 03, 2024 Filed May 3, 2024 21:16 UTC SaleCommon Stock 4,674 $14.03 $65,576.22
Disclosure

SEC source: 0000947871-24-000429 · ownership.xml · nonDerivative · entry 3

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,406,335

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:16 UTC SaleCommon Stock 8,842 $14.01 $123,876.42
Disclosure

SEC source: 0000947871-24-000429 · ownership.xml · nonDerivative · entry 2

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,411,009

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:16 UTC SaleCommon Stock 15,690 $14.02 $219,973.80
Disclosure

SEC source: 0000947871-24-000429 · ownership.xml · nonDerivative · entry 1

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,419,851

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 21:01 UTC SaleCommon Stock 1,781 $14.06 $25,040.86
Disclosure

SEC source: 0000947871-24-000417 · ownership.xml · nonDerivative · entry 1

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,435,541

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 23, 2024 Filed Apr 23, 2024 22:38 UTC SaleCommon Stock 21,791 $14.29 $311,393.39
Disclosure

SEC source: 0000947871-24-000410 · ownership.xml · nonDerivative · entry 3

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,437,322

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 22, 2024 Filed Apr 23, 2024 22:38 UTC SaleCommon Stock 24,609 $14.05 $345,756.45
Disclosure

SEC source: 0000947871-24-000410 · ownership.xml · nonDerivative · entry 2

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,459,113

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 22, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 237 $14.00 $3,318.00
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 15

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,268

Read SEC document
April 22, 2024 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 237 $14.00 $3,318.00
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 15

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,005

Read SEC document
April 19, 2024 Filed Apr 23, 2024 22:38 UTC SaleCommon Stock 18,253 $14.02 $255,907.06
Disclosure

SEC source: 0000947871-24-000410 · ownership.xml · nonDerivative · entry 1

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,483,722

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 21:10 UTC SaleCommon Stock 2,623 $14.06 $36,879.38
Disclosure

SEC source: 0000947871-24-000403 · ownership.xml · nonDerivative · entry 3

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,501,975

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 21:10 UTC SaleCommon Stock 300 $14.15 $4,245.00
Disclosure

SEC source: 0000947871-24-000403 · ownership.xml · nonDerivative · entry 2

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,504,598

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 16, 2024 Filed Apr 18, 2024 21:10 UTC SaleCommon Stock 14,069 $14.01 $197,106.69
Disclosure

SEC source: 0000947871-24-000403 · ownership.xml · nonDerivative · entry 1

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,504,898

F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

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April 12, 2024 Filed Apr 15, 2024 21:25 UTC SaleCommon Stock 23,101 $14.42 $333,116.42
Disclosure

SEC source: 0000947871-24-000395 · ownership.xml · nonDerivative · entry 2

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,518,967

F2 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F3 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

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April 11, 2024 Filed Apr 15, 2024 21:25 UTC SaleCommon Stock 461,899 $14.49 $6,692,916.51
Disclosure

SEC source: 0000947871-24-000395 · ownership.xml · nonDerivative · entry 1

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,542,068

F1 · price: Represents the weighted average sale price of the Issuer's common stock ("Shares") sold, ranging from a low of $14.47 to a high of$14.66 per Share. The Reporting Persons undertake, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of Shares sold at each separate price.

F2 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI.

F3 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

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March 29, 2024 Filed Jun 24, 2025 20:30 UTC
Geiger UriDirector
GrantCommon Stock 899 $13.20 $11,866.80
Disclosure

SEC source: 0001415889-25-018091 · form4-06242025_040607.xml · nonDerivative · entry 4

Geiger Uri · CIK 0001467361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,607

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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March 29, 2024 Filed Jun 24, 2025 20:30 UTC GrantCommon Stock 1,799 $13.20 $23,746.80
Disclosure

SEC source: 0001415889-25-018088 · form4-06242025_040601.xml · nonDerivative · entry 4

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,668

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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March 29, 2024 Filed Jun 24, 2025 20:30 UTC
LACOB JOSEPHDirector
GrantCommon Stock 852 $13.20 $11,246.40
Disclosure

SEC source: 0001415889-25-018090 · form4-06242025_040605.xml · nonDerivative · entry 4

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,988

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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March 29, 2024 Filed Jun 24, 2025 20:30 UTC
Kumar RakhiDirector
GrantCommon Stock 1,136 $13.20 $14,995.20
Disclosure

SEC source: 0001415889-25-018089 · form4-06242025_040603.xml · nonDerivative · entry 4

Kumar Rakhi · CIK 0001856296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,471

F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees.

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March 03, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 1,334 $15.99 $21,330.66
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 14

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,031

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March 03, 2024 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 1,042 $15.99 $16,661.58
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 14

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,242

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February 27, 2024 Filed Feb 29, 2024 01:56 UTC
Morrell MarthaChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 24,950 $0.00 Strike: $17.11 $0.00
Disclosure

SEC source: 0001209191-24-004089 · doc4.xml · derivative · entry 2

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,950

Underlying: Common Stock · 24,950 shares

Expires 2034-02-26

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on February 27, 2025. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter.

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February 27, 2024 Filed Feb 29, 2024 01:56 UTC
Morrell MarthaChief Medical Officer
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004089 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,262

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 27, 2025 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

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February 27, 2024 Filed Feb 28, 2024 20:54 UTC
Kuhn RebeccaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 24,950 $0.00 Strike: $17.11 $0.00
Disclosure

SEC source: 0001209191-24-004088 · doc4.xml · derivative · entry 2

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,950

Underlying: Common Stock · 24,950 shares

Expires 2034-02-26

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on February 27, 2025. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 20:54 UTC
Kuhn RebeccaChief Financial Officer
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004088 · doc4.xml · nonDerivative · entry 1

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,204

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 27, 2025 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

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February 27, 2024 Filed Feb 29, 2024 01:52 UTC
Becker JoelDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 104,720 $0.00 Strike: $17.11 $0.00
Disclosure

SEC source: 0001209191-24-004087 · doc4.xml · derivative · entry 2

Becker Joel · CIK 0001533175 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,720

Underlying: Common Stock · 104,720 shares

Expires 2034-02-26

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on February 27, 2025. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter.

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February 27, 2024 Filed Feb 29, 2024 01:52 UTC
Becker JoelDirector · Chief Executive Officer
GrantCommon Stock 52,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004087 · doc4.xml · nonDerivative · entry 1

Becker Joel · CIK 0001533175 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,470

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 27, 2025 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

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February 20, 2024 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 12,474 $17.50 $218,295.00
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 13

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,602

Read SEC document
February 20, 2024 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 9,832 $17.50 $172,060.00
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 13

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,284

Read SEC document
February 12, 2024 Filed Feb 25, 2025 23:51 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionStock Option (Rt to Buy) · Derivative 50,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001415889-25-005576 · form4-02252025_110255.xml · derivative · entry 2

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,449

Underlying: Common Stock · 50,000 shares

Expires 2030-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments commencing September 19, 2020. If, at the time of the initial public offering, less than 232,371 of the shares subject to this option remain unvested, an amount of shares subject to this option shall vest and become immediately exercisable immediately prior to the offering such that a total of 232,371 shares subject to this option will be vested and immediately exercisable, subject to Dr. Morrells continued service with NeuroPace, Inc. Following such acceleration, the remaining unvested shares subject to this option will continue to vest in equal monthly installments over 48 months.

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February 12, 2024 Filed Feb 25, 2025 23:51 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Exercise / conversionCommon Stock 50,000 $0.03 $1,300.00
Disclosure

SEC source: 0001415889-25-005576 · form4-02252025_110255.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 13,847 shares acquired pursuant to the NeuroPace, Inc. 2021 Employee Stock Purchase Plan between April 22, 2021 and June 7, 2024.

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February 05, 2024 Filed Feb 7, 2024 00:16 UTC
Morrell MarthaChief Medical Officer
SaleCommon Stock 3,446 $15.17 $52,278.23
Disclosure

SEC source: 0001209191-24-002942 · doc4.xml · nonDerivative · entry 2

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,762

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.285, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.