Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 30, 2024 Filed Oct 3, 2024 20:15 UTC |
KCK LTD.10% owner
|
SaleCommon Stock | 4,314 | $7.76 | $33,476.64 |
DisclosureSEC source: 0001062993-24-017384 · form4.xml · nonDerivative · entry 1 KCK LTD. · CIK 0001657662 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,589,459 Read SEC document |
| August 20, 2024 Filed Feb 25, 2025 23:31 UTC |
Morrell MarthaCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 3,045 | $7.24 | $22,045.80 |
DisclosureSEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 19 Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,369 Read SEC document |
| August 20, 2024 Filed Feb 25, 2025 17:41 UTC |
Kuhn RebeccaChief Financial Officer
|
Tax withholdingCommon Stock | 3,045 | $7.24 | $22,045.80 |
DisclosureSEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 19 Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,344 Read SEC document |
| July 22, 2024 Filed Feb 25, 2025 23:31 UTC |
Morrell MarthaCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 237 | $7.65 | $1,813.05 |
DisclosureSEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 18 Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,414 Read SEC document |
| July 22, 2024 Filed Feb 25, 2025 17:41 UTC |
Kuhn RebeccaChief Financial Officer
|
Tax withholdingCommon Stock | 237 | $7.65 | $1,813.05 |
DisclosureSEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 18 Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,389 Read SEC document |
| June 28, 2024 Filed Jun 24, 2025 20:30 UTC |
Geiger UriDirector
|
GrantCommon Stock | 1,570 | $7.56 | $11,869.20 |
DisclosureSEC source: 0001415889-25-018091 · form4-06242025_040607.xml · nonDerivative · entry 5 Geiger Uri · CIK 0001467361 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,177 F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. Read SEC document |
| June 28, 2024 Filed Jun 24, 2025 20:30 UTC |
Fischer Frank MDirector
|
GrantCommon Stock | 3,141 | $7.56 | $23,745.96 |
DisclosureSEC source: 0001415889-25-018088 · form4-06242025_040601.xml · nonDerivative · entry 5 Fischer Frank M · CIK 0001297260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 579,809 F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. Read SEC document |
| June 28, 2024 Filed Jun 24, 2025 20:30 UTC |
LACOB JOSEPHDirector
|
GrantCommon Stock | 1,488 | $7.56 | $11,249.28 |
DisclosureSEC source: 0001415889-25-018090 · form4-06242025_040605.xml · nonDerivative · entry 5 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,476 F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. Read SEC document |
| June 28, 2024 Filed Jun 24, 2025 20:30 UTC |
Kumar RakhiDirector
|
GrantCommon Stock | 1,984 | $7.56 | $14,999.04 |
DisclosureSEC source: 0001415889-25-018089 · form4-06242025_040603.xml · nonDerivative · entry 5 Kumar Rakhi · CIK 0001856296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,455 F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:19 UTC |
Ryan ReneeDirector
|
GrantStock Option (Rt to Buy) · Derivative | 17,774 | $0.00 Strike: $6.47 | $0.00 |
DisclosureSEC source: 0001415889-24-016363 · form4-06112024_080639.xml · derivative · entry 1 Ryan Renee · CIK 0001855576 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,774 Underlying: Common Stock · 17,774 shares Expires 2034-06-06 F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:15 UTC |
Geiger UriDirector
|
GrantStock Option (Rt to Buy) · Derivative | 17,774 | $0.00 Strike: $6.47 | $0.00 |
DisclosureSEC source: 0001415889-24-016357 · form4-06112024_080644.xml · derivative · entry 1 Geiger Uri · CIK 0001467361 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,774 Underlying: Common Stock · 17,774 shares Expires 2034-06-06 F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:16 UTC |
Fischer Frank MDirector
|
GrantStock Option (Rt to Buy) · Derivative | 17,774 | $0.00 Strike: $6.47 | $0.00 |
DisclosureSEC source: 0001415889-24-016360 · form4-06112024_080646.xml · derivative · entry 1 Fischer Frank M · CIK 0001297260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,774 Underlying: Common Stock · 17,774 shares Expires 2034-06-06 F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:14 UTC |
LACOB JOSEPHDirector
|
GrantStock Option (Rt to Buy) · Derivative | 17,774 | $0.00 Strike: $6.47 | $0.00 |
DisclosureSEC source: 0001415889-24-016352 · form4-06112024_080656.xml · derivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,774 Underlying: Common Stock · 17,774 shares Expires 2034-06-06 F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:18 UTC |
Andrade LisaDirector
|
GrantStock Option (Rt to Buy) · Derivative | 17,774 | $0.00 Strike: $6.47 | $0.00 |
DisclosureSEC source: 0001415889-24-016362 · form4-06112024_080652.xml · derivative · entry 1 Andrade Lisa · CIK 0001595202 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,774 Underlying: Common Stock · 17,774 shares Expires 2034-06-06 F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:17 UTC |
Kumar RakhiDirector
|
GrantStock Option (Rt to Buy) · Derivative | 17,774 | $0.00 Strike: $6.47 | $0.00 |
DisclosureSEC source: 0001415889-24-016361 · form4-06112024_080649.xml · derivative · entry 1 Kumar Rakhi · CIK 0001856296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,774 Underlying: Common Stock · 17,774 shares Expires 2034-06-06 F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable. Read SEC document |
| June 03, 2024 Filed Feb 25, 2025 23:31 UTC |
Morrell MarthaCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 1,335 | $6.46 | $8,624.10 |
DisclosureSEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 17 Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,511 Read SEC document |
| June 03, 2024 Filed Feb 25, 2025 17:41 UTC |
Kuhn RebeccaChief Financial Officer
|
Tax withholdingCommon Stock | 1,334 | $6.46 | $8,617.64 |
DisclosureSEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 17 Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,626 Read SEC document |
| May 20, 2024 Filed Feb 25, 2025 23:31 UTC |
Morrell MarthaCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 3,045 | $7.98 | $24,299.10 |
DisclosureSEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 16 Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,986 Read SEC document |
| May 20, 2024 Filed Feb 25, 2025 17:41 UTC |
Kuhn RebeccaChief Financial Officer
|
Tax withholdingCommon Stock | 3,045 | $7.98 | $24,299.10 |
DisclosureSEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 16 Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,960 Read SEC document |
| May 03, 2024 Filed May 3, 2024 21:16 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 4,674 | $14.03 | $65,576.22 |
DisclosureSEC source: 0000947871-24-000429 · ownership.xml · nonDerivative · entry 3 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,406,335 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 02, 2024 Filed May 3, 2024 21:16 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 8,842 | $14.01 | $123,876.42 |
DisclosureSEC source: 0000947871-24-000429 · ownership.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,411,009 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:16 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 15,690 | $14.02 | $219,973.80 |
DisclosureSEC source: 0000947871-24-000429 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,419,851 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:01 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 1,781 | $14.06 | $25,040.86 |
DisclosureSEC source: 0000947871-24-000417 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,435,541 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 23, 2024 Filed Apr 23, 2024 22:38 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 21,791 | $14.29 | $311,393.39 |
DisclosureSEC source: 0000947871-24-000410 · ownership.xml · nonDerivative · entry 3 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,437,322 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 22, 2024 Filed Apr 23, 2024 22:38 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 24,609 | $14.05 | $345,756.45 |
DisclosureSEC source: 0000947871-24-000410 · ownership.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,459,113 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 22, 2024 Filed Feb 25, 2025 23:31 UTC |
Morrell MarthaCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 237 | $14.00 | $3,318.00 |
DisclosureSEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 15 Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,268 Read SEC document |
| April 22, 2024 Filed Feb 25, 2025 17:41 UTC |
Kuhn RebeccaChief Financial Officer
|
Tax withholdingCommon Stock | 237 | $14.00 | $3,318.00 |
DisclosureSEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 15 Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,005 Read SEC document |
| April 19, 2024 Filed Apr 23, 2024 22:38 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 18,253 | $14.02 | $255,907.06 |
DisclosureSEC source: 0000947871-24-000410 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,483,722 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 18, 2024 Filed Apr 18, 2024 21:10 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 2,623 | $14.06 | $36,879.38 |
DisclosureSEC source: 0000947871-24-000403 · ownership.xml · nonDerivative · entry 3 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,501,975 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 17, 2024 Filed Apr 18, 2024 21:10 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 300 | $14.15 | $4,245.00 |
DisclosureSEC source: 0000947871-24-000403 · ownership.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,504,598 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 21:10 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 14,069 | $14.01 | $197,106.69 |
DisclosureSEC source: 0000947871-24-000403 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,504,898 F1 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F2 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 12, 2024 Filed Apr 15, 2024 21:25 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 23,101 | $14.42 | $333,116.42 |
DisclosureSEC source: 0000947871-24-000395 · ownership.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,518,967 F2 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F3 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 21:25 UTC |
ORBIMED ADVISORS LLC10% owner
OrbiMed Capital GP VI LLC10% owner
|
SaleCommon Stock | 461,899 | $14.49 | $6,692,916.51 |
DisclosureSEC source: 0000947871-24-000395 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,542,068 F1 · price: Represents the weighted average sale price of the Issuer's common stock ("Shares") sold, ranging from a low of $14.47 to a high of$14.66 per Share. The Reporting Persons undertake, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of Shares sold at each separate price. F2 · ownership.nature: These Shares are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Shares held by OPI VI. F3 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 29, 2024 Filed Jun 24, 2025 20:30 UTC |
Geiger UriDirector
|
GrantCommon Stock | 899 | $13.20 | $11,866.80 |
DisclosureSEC source: 0001415889-25-018091 · form4-06242025_040607.xml · nonDerivative · entry 4 Geiger Uri · CIK 0001467361 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,607 F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. Read SEC document |
| March 29, 2024 Filed Jun 24, 2025 20:30 UTC |
Fischer Frank MDirector
|
GrantCommon Stock | 1,799 | $13.20 | $23,746.80 |
DisclosureSEC source: 0001415889-25-018088 · form4-06242025_040601.xml · nonDerivative · entry 4 Fischer Frank M · CIK 0001297260 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 576,668 F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. Read SEC document |
| March 29, 2024 Filed Jun 24, 2025 20:30 UTC |
LACOB JOSEPHDirector
|
GrantCommon Stock | 852 | $13.20 | $11,246.40 |
DisclosureSEC source: 0001415889-25-018090 · form4-06242025_040605.xml · nonDerivative · entry 4 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,988 F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. Read SEC document |
| March 29, 2024 Filed Jun 24, 2025 20:30 UTC |
Kumar RakhiDirector
|
GrantCommon Stock | 1,136 | $13.20 | $14,995.20 |
DisclosureSEC source: 0001415889-25-018089 · form4-06242025_040603.xml · nonDerivative · entry 4 Kumar Rakhi · CIK 0001856296 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,471 F1 · shares: These shares were issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. Read SEC document |
| March 03, 2024 Filed Feb 25, 2025 23:31 UTC |
Morrell MarthaCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 1,334 | $15.99 | $21,330.66 |
DisclosureSEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 14 Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,031 Read SEC document |
| March 03, 2024 Filed Feb 25, 2025 17:41 UTC |
Kuhn RebeccaChief Financial Officer
|
Tax withholdingCommon Stock | 1,042 | $15.99 | $16,661.58 |
DisclosureSEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 14 Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,242 Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 01:56 UTC |
Morrell MarthaChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 24,950 | $0.00 Strike: $17.11 | $0.00 |
DisclosureSEC source: 0001209191-24-004089 · doc4.xml · derivative · entry 2 Morrell Martha · CIK 0001855616 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,950 Underlying: Common Stock · 24,950 shares Expires 2034-02-26 F2 · derivative.exercise_date: 25% of the shares subject to the option vest on February 27, 2025. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 01:56 UTC |
Morrell MarthaChief Medical Officer
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004089 · doc4.xml · nonDerivative · entry 1 Morrell Martha · CIK 0001855616 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,262 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 27, 2025 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 20:54 UTC |
Kuhn RebeccaChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 24,950 | $0.00 Strike: $17.11 | $0.00 |
DisclosureSEC source: 0001209191-24-004088 · doc4.xml · derivative · entry 2 Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,950 Underlying: Common Stock · 24,950 shares Expires 2034-02-26 F2 · derivative.exercise_date: 25% of the shares subject to the option vest on February 27, 2025. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 20:54 UTC |
Kuhn RebeccaChief Financial Officer
|
GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004088 · doc4.xml · nonDerivative · entry 1 Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,204 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 27, 2025 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 01:52 UTC |
Becker JoelDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 104,720 | $0.00 Strike: $17.11 | $0.00 |
DisclosureSEC source: 0001209191-24-004087 · doc4.xml · derivative · entry 2 Becker Joel · CIK 0001533175 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,720 Underlying: Common Stock · 104,720 shares Expires 2034-02-26 F2 · derivative.exercise_date: 25% of the shares subject to the option vest on February 27, 2025. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 01:52 UTC |
Becker JoelDirector · Chief Executive Officer
|
GrantCommon Stock | 52,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004087 · doc4.xml · nonDerivative · entry 1 Becker Joel · CIK 0001533175 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,470 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 27, 2025 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter. Read SEC document |
| February 20, 2024 Filed Feb 25, 2025 23:31 UTC |
Morrell MarthaCHIEF MEDICAL OFFICER
|
Tax withholdingCommon Stock | 12,474 | $17.50 | $218,295.00 |
DisclosureSEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 13 Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,602 Read SEC document |
| February 20, 2024 Filed Feb 25, 2025 17:41 UTC |
Kuhn RebeccaChief Financial Officer
|
Tax withholdingCommon Stock | 9,832 | $17.50 | $172,060.00 |
DisclosureSEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 13 Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,284 Read SEC document |
| February 12, 2024 Filed Feb 25, 2025 23:51 UTC |
Morrell MarthaCHIEF MEDICAL OFFICER
|
Exercise / conversionStock Option (Rt to Buy) · Derivative | 50,000 | $0.00 Strike: $0.03 | $0.00 |
DisclosureSEC source: 0001415889-25-005576 · form4-02252025_110255.xml · derivative · entry 2 Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,449 Underlying: Common Stock · 50,000 shares Expires 2030-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest in equal monthly installments commencing September 19, 2020. If, at the time of the initial public offering, less than 232,371 of the shares subject to this option remain unvested, an amount of shares subject to this option shall vest and become immediately exercisable immediately prior to the offering such that a total of 232,371 shares subject to this option will be vested and immediately exercisable, subject to Dr. Morrells continued service with NeuroPace, Inc. Following such acceleration, the remaining unvested shares subject to this option will continue to vest in equal monthly installments over 48 months. Read SEC document |
| February 12, 2024 Filed Feb 25, 2025 23:51 UTC |
Morrell MarthaCHIEF MEDICAL OFFICER
|
Exercise / conversionCommon Stock | 50,000 | $0.03 | $1,300.00 |
DisclosureSEC source: 0001415889-25-005576 · form4-02252025_110255.xml · nonDerivative · entry 1 Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 13,847 shares acquired pursuant to the NeuroPace, Inc. 2021 Employee Stock Purchase Plan between April 22, 2021 and June 7, 2024. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 00:16 UTC |
Morrell MarthaChief Medical Officer
|
SaleCommon Stock | 3,446 | $15.17 | $52,278.23 |
DisclosureSEC source: 0001209191-24-002942 · doc4.xml · nonDerivative · entry 2 Morrell Martha · CIK 0001855616 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,762 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.285, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.