Last 12 months
Inside the activity.
2 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 14 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2013 Filed Feb 6, 2013 01:46 UTC |
Slootman FrankDirector · PRESIDENT & CEO
|
SaleCommon Stock | 13,600 | $28.16 | $382,922.96 |
DisclosureSEC source: 0001140361-13-004799 · doc1.xml · nonDerivative · entry 4 Slootman Frank · CIK 0001402348 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $27.90 to $28.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 01:46 UTC |
Slootman FrankDirector · PRESIDENT & CEO
|
SaleCommon Stock | 6,100 | $27.50 | $167,776.84 |
DisclosureSEC source: 0001140361-13-004799 · doc1.xml · nonDerivative · entry 3 Slootman Frank · CIK 0001402348 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $26.90 to $27.89 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 01:46 UTC |
Slootman FrankDirector · PRESIDENT & CEO
|
SaleCommon Stock | 300 | $26.49 | $7,945.50 |
DisclosureSEC source: 0001140361-13-004799 · doc1.xml · nonDerivative · entry 2 Slootman Frank · CIK 0001402348 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.86 to $26.84 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 01:46 UTC |
Slootman FrankDirector · PRESIDENT & CEO
|
Exercise / conversionCommon Stock | 20,000 | $2.60 | $52,000.00 |
DisclosureSEC source: 0001140361-13-004799 · doc1.xml · nonDerivative · entry 1 Slootman Frank · CIK 0001402348 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 02:08 UTC |
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER · 10% owner
|
SaleCommon Stock | 5,000 | $28.00 | $140,000.00 |
DisclosureSEC source: 0001140361-13-004800 · doc1.xml · nonDerivative · entry 7 LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 175,000 F8 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 02:08 UTC |
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER · 10% owner
|
SaleCommon Stock | 178,672 | $28.18 | $5,034,512.41 |
DisclosureSEC source: 0001140361-13-004800 · doc1.xml · nonDerivative · entry 4 LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,773,652 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (2). F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $27.77 to $28.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 02:08 UTC |
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER · 10% owner
|
SaleCommon Stock | 146,529 | $27.24 | $3,990,805.23 |
DisclosureSEC source: 0001140361-13-004800 · doc1.xml · nonDerivative · entry 3 LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,952,324 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (2). F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $26.75 to $27.69 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 02:08 UTC |
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER · 10% owner
|
SaleCommon Stock | 124,799 | $26.14 | $3,261,696.74 |
DisclosureSEC source: 0001140361-13-004800 · doc1.xml · nonDerivative · entry 2 LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,098,853 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the 10b5-1 trading plan noted in footnote (2). F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.75 to $26.70 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 20, 2012 Filed Feb 6, 2013 02:08 UTC |
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER · 10% owner
|
GiftCommon Stock | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-13-004800 · doc1.xml · nonDerivative · entry 8 LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse's Trust Disclosed balance after: 170,000 F7 · kind: This transaction involved a gift of securities by the Reporting Person's spouse to the Genta A. Luddy Irrevocable Trust. The Reporting Person's spouse is an investment advisor to the trust and may be deemed to have voting and investment control with respect to the shares. The Reporting Person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 20, 2012 Filed Feb 6, 2013 02:08 UTC |
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER · 10% owner
|
GiftCommon Stock | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-13-004800 · doc1.xml · nonDerivative · entry 6 LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 180,000 F7 · kind: This transaction involved a gift of securities by the Reporting Person's spouse to the Genta A. Luddy Irrevocable Trust. The Reporting Person's spouse is an investment advisor to the trust and may be deemed to have voting and investment control with respect to the shares. The Reporting Person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 07, 2012 Filed Feb 6, 2013 02:08 UTC |
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER · 10% owner
|
GiftCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-13-004800 · doc1.xml · nonDerivative · entry 5 LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 350,000 F1 · kind: This transaction involved a gift of securities by the Reporting Person to his spouse, who shares the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 07, 2012 Filed Feb 6, 2013 02:08 UTC |
LUDDY FREDERIC BDirector · CHIEF PRODUCT OFFICER · 10% owner
|
GiftCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-13-004800 · doc1.xml · nonDerivative · entry 1 LUDDY FREDERIC B · CIK 0001259158 · Director · CHIEF PRODUCT OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223,652 F1 · kind: This transaction involved a gift of securities by the Reporting Person to his spouse, who shares the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 12:25 UTC |
JMI Associates V LLCDirector · 10% owner
JMI Equity Fund V L PDirector · 10% owner
JMI EQUITY FUND V AI L PDirector · 10% owner
JMI EQUITY FUND IV LPDirector · 10% owner
JMI Equity Fund IV (AI), LPDirector · 10% owner
JMI Associates IV, LLCDirector · 10% owner
JMI EURO EQUITY FUND IV L PDirector · 10% owner
JMI Equity Side Fund, LPDirector · 10% owner
JMI Side Associates, LLCDirector · 10% owner
|
OtherCommon Stock | 7,992,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-059910 · rrd360926.xml · nonDerivative · entry 5 JMI Associates V LLC · CIK 0001328033 · Director · 10% owner JMI Equity Fund V L P · CIK 0001328032 · Director · 10% owner JMI EQUITY FUND V AI L P · CIK 0001339240 · Director · 10% owner JMI EQUITY FUND IV LP · CIK 0001097222 · Director · 10% owner JMI Equity Fund IV (AI), LP · CIK 0001334874 · Director · 10% owner JMI Associates IV, LLC · CIK 0001334958 · Director · 10% owner JMI EURO EQUITY FUND IV L P · CIK 0001097122 · Director · 10% owner JMI Equity Side Fund, LP · CIK 0001334832 · Director · 10% owner JMI Side Associates, LLC · CIK 0001334956 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F9 · shares: Represents (i) 4,572,146 shares of Common Stock contributed by Fund IV to JMI Equity Fund IV Trust and 1,143,036 shares of Common Stock contributed by Fund IV to JMI Associates IV Trust on November 21, 2012, (ii) 1,459,951 shares of Common Stock contributed by Euro Fund to JMI Euro Equity Fund IV Trust and 364,988 shares of Common Stock contributed by Euro Fund to JMI Associates Euro IV Trust on November 21, 2012, and (iii) 362,066 shares of Common Stock contributed by Fund IV (AI) to JMI Equity Fund IV (AI) Trust and 90,516 shares of Common Stock contributed by Fund IV (AI) to JMI Associates IV (AI) Trust on November 21, 2012. Each such contribution described herein was made for no consideration, and was made simultaneously with each of the other contributions described in this footnote and footnote (8). F9 · ownership.nature: Represents (i) 4,572,146 shares of Common Stock contributed by Fund IV to JMI Equity Fund IV Trust and 1,143,036 shares of Common Stock contributed by Fund IV to JMI Associates IV Trust on November 21, 2012, (ii) 1,459,951 shares of Common Stock contributed by Euro Fund to JMI Euro Equity Fund IV Trust and 364,988 shares of Common Stock contributed by Euro Fund to JMI Associates Euro IV Trust on November 21, 2012, and (iii) 362,066 shares of Common Stock contributed by Fund IV (AI) to JMI Equity Fund IV (AI) Trust and 90,516 shares of Common Stock contributed by Fund IV (AI) to JMI Associates IV (AI) Trust on November 21, 2012. Each such contribution described herein was made for no consideration, and was made simultaneously with each of the other contributions described in this footnote and footnote (8). Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 12:25 UTC |
JMI Associates V LLCDirector · 10% owner
JMI Equity Fund V L PDirector · 10% owner
JMI EQUITY FUND V AI L PDirector · 10% owner
JMI EQUITY FUND IV LPDirector · 10% owner
JMI Equity Fund IV (AI), LPDirector · 10% owner
JMI Associates IV, LLCDirector · 10% owner
JMI EURO EQUITY FUND IV L PDirector · 10% owner
JMI Equity Side Fund, LPDirector · 10% owner
JMI Side Associates, LLCDirector · 10% owner
|
OtherCommon Stock | 22,811,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-059910 · rrd360926.xml · nonDerivative · entry 4 JMI Associates V LLC · CIK 0001328033 · Director · 10% owner JMI Equity Fund V L P · CIK 0001328032 · Director · 10% owner JMI EQUITY FUND V AI L P · CIK 0001339240 · Director · 10% owner JMI EQUITY FUND IV LP · CIK 0001097222 · Director · 10% owner JMI Equity Fund IV (AI), LP · CIK 0001334874 · Director · 10% owner JMI Associates IV, LLC · CIK 0001334958 · Director · 10% owner JMI EURO EQUITY FUND IV L P · CIK 0001097122 · Director · 10% owner JMI Equity Side Fund, LP · CIK 0001334832 · Director · 10% owner JMI Side Associates, LLC · CIK 0001334956 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F8 · shares: Represents (i) 17,250,310 shares of Common Stock contributed by Fund V to JMI Equity Fund V Trust and 4,312,577 shares of Common Stock contributed by Fund V to JMI Associates V Trust on November 21, 2012, and (ii) 999,119 shares of Common Stock contributed by Fund V (AI) to JMI Equity Fund V (AI) Trust and 249,780 shares of Common Stock contributed by Fund V (AI) to JMI Associates V (AI) Trust on November 21, 2012. Each such contribution described herein was made for no consideration, and was made simultaneously with each of the other contributions described in this footnote and footnote (9). F8 · ownership.nature: Represents (i) 17,250,310 shares of Common Stock contributed by Fund V to JMI Equity Fund V Trust and 4,312,577 shares of Common Stock contributed by Fund V to JMI Associates V Trust on November 21, 2012, and (ii) 999,119 shares of Common Stock contributed by Fund V (AI) to JMI Equity Fund V (AI) Trust and 249,780 shares of Common Stock contributed by Fund V (AI) to JMI Associates V (AI) Trust on November 21, 2012. Each such contribution described herein was made for no consideration, and was made simultaneously with each of the other contributions described in this footnote and footnote (9). Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:02 UTC |
MOORES JOHN JDirector · 10% owner
|
SaleCommon Stock | 1,014,219 | $26.88 | $27,262,206.72 |
DisclosureSEC source: 0001181431-12-059671 · rrd360921.xml · nonDerivative · entry 5 MOORES JOHN J · CIK 0001056840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,258,040 F5 · shares: In connection with the Follow-on Offering, JMI Services, LLC ("Services") sold 1,014,219 shares of Common Stock pursuant to the Underwriting Agreement. F10 · balance_after: Immediately following the consummation of the Follow-on Offering, Services owns an aggregate of 3,258,040 shares of Common Stock. JMTX Manager, Inc. is the manager of Services and Mr. Moores owns all of the membership interests in Services and all of the stock of JMTX Manager, Inc. Mr. Moores disclaims Section 16 beneficial ownership of the shares held by Services and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by Services, except to the extent of his pecuniary interest in the shares, if any, held by Services by virtue of his membership interest in Services and his equity interest in JMTX Manager, Inc. F10 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Services owns an aggregate of 3,258,040 shares of Common Stock. JMTX Manager, Inc. is the manager of Services and Mr. Moores owns all of the membership interests in Services and all of the stock of JMTX Manager, Inc. Mr. Moores disclaims Section 16 beneficial ownership of the shares held by Services and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by Services, except to the extent of his pecuniary interest in the shares, if any, held by Services by virtue of his membership interest in Services and his equity interest in JMTX Manager, Inc. F11 · ownership.nature: Charles E. Noell, III, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C, an officer of JMI Side Associates, L.L.C., a member of El Camino Advisors, LLC, and director and officer of JMTX Manager, Inc., and Paul V. Barber, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C and an officer of JMI Side Associates, L.L.C., each serve as the representatives of John J. Moores on the Issuer's board of directors. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:02 UTC |
MOORES JOHN JDirector · 10% owner
|
SaleCommon Stock | 2,315,009 | $26.88 | $62,227,441.92 |
DisclosureSEC source: 0001181431-12-059671 · rrd360921.xml · nonDerivative · entry 4 MOORES JOHN J · CIK 0001056840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,436,645 F4 · shares: In connection with the Follow-on Offering, JMI Participating Partners ("Participating Partners") sold 2,315,009 shares of Common Stock pursuant to the Underwriting Agreement. F9 · balance_after: Immediately following the consummation of the Follow-on Offering, Participating Partners owns an aggregate of 7,436,645 shares of Common Stock. Mr. Moores is a member of El Camino Advisors, LLC, the managing general partner of Participating Partners and a co-trustee and settlor of each of the Trusts, each a limited partner of Participating Partners. Mr. Moores disclaims Section 16 beneficial ownership of the shares held by Participating Partners and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by Participating Partners, except to the extent of his pecuniary interest, if any, in the shares held by Participating Partners by virtue of his partnership interest in Participating Partners and his position as a co-trustee of the Trusts. Investment decisions by each of the Trusts are made by a majority vote of the co-trustees and the Trusts are irrevocable. F9 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Participating Partners owns an aggregate of 7,436,645 shares of Common Stock. Mr. Moores is a member of El Camino Advisors, LLC, the managing general partner of Participating Partners and a co-trustee and settlor of each of the Trusts, each a limited partner of Participating Partners. Mr. Moores disclaims Section 16 beneficial ownership of the shares held by Participating Partners and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by Participating Partners, except to the extent of his pecuniary interest, if any, in the shares held by Participating Partners by virtue of his partnership interest in Participating Partners and his position as a co-trustee of the Trusts. Investment decisions by each of the Trusts are made by a majority vote of the co-trustees and the Trusts are irrevocable. F11 · ownership.nature: Charles E. Noell, III, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C, an officer of JMI Side Associates, L.L.C., a member of El Camino Advisors, LLC, and director and officer of JMTX Manager, Inc., and Paul V. Barber, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C and an officer of JMI Side Associates, L.L.C., each serve as the representatives of John J. Moores on the Issuer's board of directors. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:02 UTC |
MOORES JOHN JDirector · 10% owner
|
SaleCommon Stock | 44,313 | $26.88 | $1,191,133.44 |
DisclosureSEC source: 0001181431-12-059671 · rrd360921.xml · nonDerivative · entry 3 MOORES JOHN J · CIK 0001056840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 142,349 F3 · shares: In connection with the Follow-on Offering, JMI Equity Side Fund, L.P. ("Equity Side Fund") sold 44,313 shares of Common Stock pursuant to the Underwriting Agreement. F8 · balance_after: Immediately following the consummation of the Follow-on Offering, Equity Side Fund owns an aggregate of 142,349 shares of Common Stock. Mr. Moores has a limited partnership interest in Sub Fund, L.P. ("Sub Fund"), which is a limited partner of Equity Side Fund. Mr. Moores disclaims Section 16 beneficial ownership of the shares held by the Equity Side Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity Side Fund, except to the extent of his pecuniary interest, if any, in the shares held by the Equity Side Fund by virtue of his limited partnership interest in Sub Fund. F8 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Equity Side Fund owns an aggregate of 142,349 shares of Common Stock. Mr. Moores has a limited partnership interest in Sub Fund, L.P. ("Sub Fund"), which is a limited partner of Equity Side Fund. Mr. Moores disclaims Section 16 beneficial ownership of the shares held by the Equity Side Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity Side Fund, except to the extent of his pecuniary interest, if any, in the shares held by the Equity Side Fund by virtue of his limited partnership interest in Sub Fund. F11 · ownership.nature: Charles E. Noell, III, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C, an officer of JMI Side Associates, L.L.C., a member of El Camino Advisors, LLC, and director and officer of JMTX Manager, Inc., and Paul V. Barber, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C and an officer of JMI Side Associates, L.L.C., each serve as the representatives of John J. Moores on the Issuer's board of directors. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:02 UTC |
MOORES JOHN JDirector · 10% owner
|
SaleCommon Stock | 2,488,107 | $26.88 | $66,880,316.16 |
DisclosureSEC source: 0001181431-12-059671 · rrd360921.xml · nonDerivative · entry 2 MOORES JOHN J · CIK 0001056840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,992,703 F2 · shares: In connection with the Follow-on Offering, (i) JMI Equity Fund IV, L.P. ("Fund IV") sold 1,779,120 shares of Common Stock, (ii) JMI Euro Equity Fund IV, L.P. ("Euro Fund") sold 568,099 shares of Common Stock and (iii) JMI Equity Fund IV (AI), L.P. ("Fund IV (AI)" and together with Fund IV and Euro Fund, collectively the "Equity IV Funds") sold 140,888 shares of Common Stock, in each case, pursuant to the Underwriting Agreement. F7 · balance_after: Immediately following the consummation of the Follow-on Offering, Fund IV owns an aggregate of 5,715,182 shares of Common Stock, Euro Fund owns an aggregate of 1,824,939 shares of Common Stock and Fund IV (AI) owns an aggregate of 452,582 shares of Common Stock. Mr. Moores is a limited partner in Fund IV and a co-trustee and settlor of each of the Trusts, each a limited partner of Fund IV(AI). Mr. Moores disclaims Section 16 beneficial ownership of the shares held by the Equity IV Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity IV Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity IV Funds by virtue of his limited partnership interest in Fund IV and his position as a trustee of the Trusts. Investment decisions by each of the Trusts are made by a majority vote of the co-trustees and the Trusts are irrevocable F7 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Fund IV owns an aggregate of 5,715,182 shares of Common Stock, Euro Fund owns an aggregate of 1,824,939 shares of Common Stock and Fund IV (AI) owns an aggregate of 452,582 shares of Common Stock. Mr. Moores is a limited partner in Fund IV and a co-trustee and settlor of each of the Trusts, each a limited partner of Fund IV(AI). Mr. Moores disclaims Section 16 beneficial ownership of the shares held by the Equity IV Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity IV Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity IV Funds by virtue of his limited partnership interest in Fund IV and his position as a trustee of the Trusts. Investment decisions by each of the Trusts are made by a majority vote of the co-trustees and the Trusts are irrevocable F11 · ownership.nature: Charles E. Noell, III, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C, an officer of JMI Side Associates, L.L.C., a member of El Camino Advisors, LLC, and director and officer of JMTX Manager, Inc., and Paul V. Barber, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C and an officer of JMI Side Associates, L.L.C., each serve as the representatives of John J. Moores on the Issuer's board of directors. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:02 UTC |
MOORES JOHN JDirector · 10% owner
|
SaleCommon Stock | 7,101,250 | $26.88 | $190,881,600.00 |
DisclosureSEC source: 0001181431-12-059671 · rrd360921.xml · nonDerivative · entry 1 MOORES JOHN J · CIK 0001056840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,811,786 F1 · shares: In connection with the Issuer's public offering pursuant to a registration statement on Form S-1 (No. 333-184674) (the "Follow-on Offering"), (i) JMI Equity Fund V, L.P. ("Fund V") sold 6,712,471 shares of the Issuer's common stock ("Common Stock") and (ii) JMI Equity Fund V (AI), L.P. ("Fund V (AI)" and together with Fund V, collectively the "Equity V Funds") sold 388,779 shares of Common Stock, in each case, pursuant to an underwriting agreement, dated November 14, 2012 by and among the Issuer, the underwriters and the selling stockholders party thereto (the "Underwriting Agreement"). F6 · balance_after: Immediately following the consummation of the Follow-on Offering, Fund V owns an aggregate of 21,562,887 shares of Common Stock and Fund V (AI) owns an aggregate of 1,248,899 shares of Common Stock. Mr. Moores is a limited partner in Fund V and a co-trustee and settlor of various family trusts that include certain immediate family members (collectively, the "Trusts"), each a limited partner of Fund V (AI). Mr. Moores disclaims Section 16 beneficial ownership of the shares held by the Equity V Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity V Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity V Funds by virtue of his limited partnership interest in Fund V and his position as a co-trustee of the Trusts. Investment decisions by each of the Trusts are made by a majority vote of the co-trustees and the Trusts are irrevocable. F6 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Fund V owns an aggregate of 21,562,887 shares of Common Stock and Fund V (AI) owns an aggregate of 1,248,899 shares of Common Stock. Mr. Moores is a limited partner in Fund V and a co-trustee and settlor of various family trusts that include certain immediate family members (collectively, the "Trusts"), each a limited partner of Fund V (AI). Mr. Moores disclaims Section 16 beneficial ownership of the shares held by the Equity V Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity V Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity V Funds by virtue of his limited partnership interest in Fund V and his position as a co-trustee of the Trusts. Investment decisions by each of the Trusts are made by a majority vote of the co-trustees and the Trusts are irrevocable. F11 · ownership.nature: Charles E. Noell, III, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C, an officer of JMI Side Associates, L.L.C., a member of El Camino Advisors, LLC, and director and officer of JMTX Manager, Inc., and Paul V. Barber, a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C and an officer of JMI Side Associates, L.L.C., each serve as the representatives of John J. Moores on the Issuer's board of directors. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:03 UTC |
Barber Paul VDirector
|
SaleCommon Stock | 44,313 | $26.88 | $1,191,133.44 |
DisclosureSEC source: 0001181431-12-059672 · rrd360918.xml · nonDerivative · entry 3 Barber Paul V · CIK 0001294989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 142,349 F3 · shares: In connection with the Follow-on Offering, JMI Equity Side Fund, L.P. ("Equity Side Fund") sold 44,313 shares of Common Stock pursuant to the Underwriting Agreement. F6 · balance_after: Immediately following the consummation of the Follow-on Offering, Equity Side Fund owns an aggregate of 142,349 shares of Common Stock. Mr. Barber is a limited partner of Equity Side Fund. Mr. Barber disclaims Section 16 beneficial ownership of the shares held by the Equity Side Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity Side Fund, except to the extent of his pecuniary interest, if any, in the shares held by the Equity Side Fund by virtue of his limited partnership interest in Equity Side Fund. F6 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Equity Side Fund owns an aggregate of 142,349 shares of Common Stock. Mr. Barber is a limited partner of Equity Side Fund. Mr. Barber disclaims Section 16 beneficial ownership of the shares held by the Equity Side Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity Side Fund, except to the extent of his pecuniary interest, if any, in the shares held by the Equity Side Fund by virtue of his limited partnership interest in Equity Side Fund. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:03 UTC |
Barber Paul VDirector
|
SaleCommon Stock | 2,488,107 | $26.88 | $66,880,316.16 |
DisclosureSEC source: 0001181431-12-059672 · rrd360918.xml · nonDerivative · entry 2 Barber Paul V · CIK 0001294989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,992,703 F2 · shares: In connection with the Follow-on Offering, (i) JMI Equity Fund IV, L.P. ("Fund IV") sold 1,779,120 shares of Common Stock, (ii) JMI Euro Equity Fund IV, L.P. ("Euro Fund") sold 568,099 shares of Common Stock and (iii) JMI Equity Fund IV (AI), L.P. ("Fund IV (AI)" and together with Fund IV and Euro Fund, collectively the "Equity IV Funds") sold 140,888 shares of Common Stock, in each case, pursuant to the Underwriting Agreement. F5 · balance_after: Immediately following the consummation of the Follow-on Offering, Fund IV owns an aggregate of 5,715,182 shares of Common Stock, Euro Fund owns an aggregate of 1,824,939 shares of Common Stock and Fund IV (AI) owns an aggregate of 452,582 shares of Common Stock. Mr. Barber is a managing member of JMI Associates IV, L.L.C., the general partner of the Equity IV Funds. Mr. Barber disclaims Section 16 beneficial ownership of the shares held by the Equity IV Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity IV Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity IV Funds by virtue of his membership interest in JMI Associates IV, L.L.C. F5 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Fund IV owns an aggregate of 5,715,182 shares of Common Stock, Euro Fund owns an aggregate of 1,824,939 shares of Common Stock and Fund IV (AI) owns an aggregate of 452,582 shares of Common Stock. Mr. Barber is a managing member of JMI Associates IV, L.L.C., the general partner of the Equity IV Funds. Mr. Barber disclaims Section 16 beneficial ownership of the shares held by the Equity IV Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity IV Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity IV Funds by virtue of his membership interest in JMI Associates IV, L.L.C. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:03 UTC |
Barber Paul VDirector
|
SaleCommon Stock | 7,101,250 | $26.88 | $190,881,600.00 |
DisclosureSEC source: 0001181431-12-059672 · rrd360918.xml · nonDerivative · entry 1 Barber Paul V · CIK 0001294989 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,811,786 F1 · shares: In connection with the Issuer's public offering pursuant to a registration statement on Form S-1 (No. 333-184674) (the "Follow-on Offering"), (i) JMI Equity Fund V, L.P. ("Fund V") sold 6,712,471 shares of the Issuer's common stock ("Common Stock") and (ii) JMI Equity Fund V (AI), L.P. ("Fund V (AI)" and together with Fund V, collectively the "Equity V Funds") sold 388,779 shares of Common Stock, in each case, pursuant to an underwriting agreement, dated November 14, 2012 by and among the Issuer, the underwriters and the selling stockholders party thereto (the "Underwriting Agreement"). F4 · balance_after: Immediately following the consummation of the Follow-on Offering, Fund V owns an aggregate of 21,562,887 shares of Common Stock and Fund V (AI) owns an aggregate of 1,248,899 shares of Common Stock. Mr. Barber is a managing member of JMI Associates V, L.L.C., the general partner of the Equity V Funds. Mr. Barber disclaims Section 16 beneficial ownership of the shares held by the Equity V Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity V Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity V Funds by virtue of his membership interest in JMI Associates V, L.L.C. F4 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Fund V owns an aggregate of 21,562,887 shares of Common Stock and Fund V (AI) owns an aggregate of 1,248,899 shares of Common Stock. Mr. Barber is a managing member of JMI Associates V, L.L.C., the general partner of the Equity V Funds. Mr. Barber disclaims Section 16 beneficial ownership of the shares held by the Equity V Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity V Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity V Funds by virtue of his membership interest in JMI Associates V, L.L.C. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 21:07 UTC |
El Camino Advisors, LLCDirector · 10% owner
JMI Participating PartnersDirector · 10% owner
JMI Services, LLCDirector · 10% owner
JMTX Manager, Inc.Director · 10% owner
|
SaleCommon Stock | 1,014,219 | $26.88 | $27,262,206.72 |
DisclosureSEC source: 0001181431-12-059674 · rrd360922.xml · nonDerivative · entry 2 El Camino Advisors, LLC · CIK 0001552356 · Director · 10% owner JMI Participating Partners · CIK 0001551982 · Director · 10% owner JMI Services, LLC · CIK 0001552181 · Director · 10% owner JMTX Manager, Inc. · CIK 0001551989 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,258,040 F2 · shares: In connection with the Follow-on Offering, JMI Services, LLC ("Services") sold 1,014,219 shares of Common Stock pursuant to the Underwriting Agreement. F4 · balance_after: Immediately following the consummation of the Follow-on Offering, Services owns an aggregate of 3,258,040 shares of Common Stock. JMTX Manager, Inc. is the manager of Services and owns 1% of the equity interest in Services and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by Services. JMTX Manager, Inc. disclaims Section 16 beneficial ownership of the shares held by Services and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares held by Services, except to the extent of its pecuniary interest, if any, in the shares held by Services by virtue of its membership and equity interest in Services. F4 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Services owns an aggregate of 3,258,040 shares of Common Stock. JMTX Manager, Inc. is the manager of Services and owns 1% of the equity interest in Services and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by Services. JMTX Manager, Inc. disclaims Section 16 beneficial ownership of the shares held by Services and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares held by Services, except to the extent of its pecuniary interest, if any, in the shares held by Services by virtue of its membership and equity interest in Services. F5 · ownership.nature: Charles E. Noell, III, a member of El Camino Advisors, LLC, and director and officer of JMTX Manager, Inc., serves as the representative of El Camino Advisors, LLC, Participating Partners, JMTX Manager, Inc. and Services on the Issuer's board of directors. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 21:07 UTC |
El Camino Advisors, LLCDirector · 10% owner
JMI Participating PartnersDirector · 10% owner
JMI Services, LLCDirector · 10% owner
JMTX Manager, Inc.Director · 10% owner
|
SaleCommon Stock | 2,315,009 | $26.88 | $62,227,441.92 |
DisclosureSEC source: 0001181431-12-059674 · rrd360922.xml · nonDerivative · entry 1 El Camino Advisors, LLC · CIK 0001552356 · Director · 10% owner JMI Participating Partners · CIK 0001551982 · Director · 10% owner JMI Services, LLC · CIK 0001552181 · Director · 10% owner JMTX Manager, Inc. · CIK 0001551989 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,436,645 F1 · shares: In connection with the Issuer's public offering pursuant to a registration statement on Form S-1 (No. 333-184674) (the "Follow-on Offering"), JMI Participating Partners ("Participating Partners") sold 2,315,009 shares of the Issuer's common stock ("Common Stock") pursuant to an underwriting agreement, dated November 14, 2012 by and among the Issuer, the underwriters and the selling stockholders party thereto (the "Underwriting Agreement"). F3 · balance_after: Immediately following the consummation of the Follow-on Offering, Participating Partners owns an aggregate of 7,436,645 shares of Common Stock. El Camino Advisors, LLC is the managing general partner of Participating Partners and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by Participating Partners. El Camino Advisors, LLC disclaims Section 16 beneficial ownership of the shares held by Participating Partners and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by Participating Partners. F3 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Participating Partners owns an aggregate of 7,436,645 shares of Common Stock. El Camino Advisors, LLC is the managing general partner of Participating Partners and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by Participating Partners. El Camino Advisors, LLC disclaims Section 16 beneficial ownership of the shares held by Participating Partners and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by Participating Partners. F5 · ownership.nature: Charles E. Noell, III, a member of El Camino Advisors, LLC, and director and officer of JMTX Manager, Inc., serves as the representative of El Camino Advisors, LLC, Participating Partners, JMTX Manager, Inc. and Services on the Issuer's board of directors. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:08 UTC |
NOELL CHARLES IIIDirector
|
SaleCommon Stock | 112,691 | $26.88 | $3,029,134.08 |
DisclosureSEC source: 0001181431-12-059675 · rrd360917.xml · nonDerivative · entry 4 NOELL CHARLES III · CIK 0001074282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,005 Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:08 UTC |
NOELL CHARLES IIIDirector
|
SaleCommon Stock | 44,313 | $26.88 | $1,191,133.44 |
DisclosureSEC source: 0001181431-12-059675 · rrd360917.xml · nonDerivative · entry 3 NOELL CHARLES III · CIK 0001074282 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 142,349 F3 · shares: In connection with the Follow-on Offering, JMI Equity Side Fund, L.P. ("Equity Side Fund") sold 44,313 shares of Common Stock pursuant to the Underwriting Agreement. F6 · balance_after: Immediately following the consummation of the Follow-on Offering, Equity Side Fund owns an aggregate of 142,349 shares of Common Stock. Mr. Noell is an officer and the sole managing member of JMI Side Associates, L.L.C., the general partner of Equity Side Fund. Mr. Noell is a limited partner of Equity Side Fund. Mr. Noell disclaims Section 16 beneficial ownership of the shares held by the Equity Side Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity Side Fund, except to the extent of his pecuniary interest, if any, in the shares held by the Equity Side Fund by virtue of his limited partnership interest in Equity Side Fund. F6 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Equity Side Fund owns an aggregate of 142,349 shares of Common Stock. Mr. Noell is an officer and the sole managing member of JMI Side Associates, L.L.C., the general partner of Equity Side Fund. Mr. Noell is a limited partner of Equity Side Fund. Mr. Noell disclaims Section 16 beneficial ownership of the shares held by the Equity Side Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity Side Fund, except to the extent of his pecuniary interest, if any, in the shares held by the Equity Side Fund by virtue of his limited partnership interest in Equity Side Fund. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:08 UTC |
NOELL CHARLES IIIDirector
|
SaleCommon Stock | 2,488,107 | $26.88 | $66,880,316.16 |
DisclosureSEC source: 0001181431-12-059675 · rrd360917.xml · nonDerivative · entry 2 NOELL CHARLES III · CIK 0001074282 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,992,703 F2 · shares: In connection with the Follow-on Offering, (i) JMI Equity Fund IV, L.P. ("Fund IV") sold 1,779,120 shares of Common Stock (ii) JMI Euro Equity Fund IV, L.P. ("Euro Fund") sold 568,099 shares of Common Stock and (iii) JMI Equity Fund IV (AI), L.P. ("Fund IV (AI)") and together with Fund IV and Euro Fund, collectively the "Equity IV Funds") sold 140,888 shares of Common Stock, in each case, pursuant to the Underwriting Agreement. F5 · balance_after: Immediately following the consummation of the Follow-on Offering, Fund IV owns an aggregate of 5,715,182 shares of Common Stock, Euro Fund owns an aggregate of 1,824,939 shares of Common Stock and Fund IV (AI) owns an aggregate of 452,582 shares of Common Stock. Mr. Noell is a managing member of JMI Associates IV, L.L.C., the general partner of the Equity IV Funds. Mr. Noell disclaims Section 16 beneficial ownership of the shares held by the Equity IV Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity IV Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity IV Funds by virtue of his membership interest in JMI Associates IV, L.L.C. F5 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Fund IV owns an aggregate of 5,715,182 shares of Common Stock, Euro Fund owns an aggregate of 1,824,939 shares of Common Stock and Fund IV (AI) owns an aggregate of 452,582 shares of Common Stock. Mr. Noell is a managing member of JMI Associates IV, L.L.C., the general partner of the Equity IV Funds. Mr. Noell disclaims Section 16 beneficial ownership of the shares held by the Equity IV Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity IV Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity IV Funds by virtue of his membership interest in JMI Associates IV, L.L.C. Read SEC document |
| November 20, 2012 Filed Nov 20, 2012 16:08 UTC |
NOELL CHARLES IIIDirector
|
SaleCommon Stock | 7,101,250 | $26.88 | $190,881,600.00 |
DisclosureSEC source: 0001181431-12-059675 · rrd360917.xml · nonDerivative · entry 1 NOELL CHARLES III · CIK 0001074282 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,811,786 F1 · shares: In connection with the Issuer's public offering pursuant to a registration statement on Form S-1 (No. 333-184674) (the "Follow-on Offering"), (i) JMI Equity Fund V, L.P. ("Fund V") sold 6,712,471 shares of the Issuer's common stock ("Common Stock") and (ii) JMI Equity Fund V (AI), L.P. ("Fund V (AI)" and together with Fund V, collectively the "Equity V Funds") sold 388,779 shares of Common Stock, in each case, pursuant to an underwriting agreement, dated November 14, 2012 by and among the Issuer, the underwriters and the selling stockholders party thereto (the "Underwriting Agreement"). F4 · balance_after: Immediately following the consummation of the Follow-on Offering, Fund V owns an aggregate of 21,562,887 shares of Common Stock and Fund V (AI) owns an aggregate of 1,248,899 shares of Common Stock. Mr. Noell is a managing member of JMI Associates V, L.L.C., the general partner of the Equity V Funds. Mr. Noell disclaims Section 16 beneficial ownership of the shares held by the Equity V Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity V Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity V Funds by virtue of his membership interest in JMI Associates V, L.L.C. F4 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Fund V owns an aggregate of 21,562,887 shares of Common Stock and Fund V (AI) owns an aggregate of 1,248,899 shares of Common Stock. Mr. Noell is a managing member of JMI Associates V, L.L.C., the general partner of the Equity V Funds. Mr. Noell disclaims Section 16 beneficial ownership of the shares held by the Equity V Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity V Funds, except to the extent of his pecuniary interest, if any, in the shares held by the Equity V Funds by virtue of his membership interest in JMI Associates V, L.L.C. Read SEC document |
| November 20, 2012 Filed Nov 21, 2012 12:25 UTC |
JMI Associates V LLCDirector · 10% owner
JMI Equity Fund V L PDirector · 10% owner
JMI EQUITY FUND V AI L PDirector · 10% owner
JMI EQUITY FUND IV LPDirector · 10% owner
JMI Equity Fund IV (AI), LPDirector · 10% owner
JMI Associates IV, LLCDirector · 10% owner
JMI EURO EQUITY FUND IV L PDirector · 10% owner
JMI Equity Side Fund, LPDirector · 10% owner
JMI Side Associates, LLCDirector · 10% owner
|
SaleCommon Stock | 44,313 | $26.88 | $1,191,133.44 |
DisclosureSEC source: 0001181431-12-059910 · rrd360926.xml · nonDerivative · entry 3 JMI Associates V LLC · CIK 0001328033 · Director · 10% owner JMI Equity Fund V L P · CIK 0001328032 · Director · 10% owner JMI EQUITY FUND V AI L P · CIK 0001339240 · Director · 10% owner JMI EQUITY FUND IV LP · CIK 0001097222 · Director · 10% owner JMI Equity Fund IV (AI), LP · CIK 0001334874 · Director · 10% owner JMI Associates IV, LLC · CIK 0001334958 · Director · 10% owner JMI EURO EQUITY FUND IV L P · CIK 0001097122 · Director · 10% owner JMI Equity Side Fund, LP · CIK 0001334832 · Director · 10% owner JMI Side Associates, LLC · CIK 0001334956 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 142,349 F3 · shares: In connection with the Follow-on Offering, JMI Equity Side Fund, L.P. ("Equity Side Fund") sold 44,313 shares of Common Stock pursuant to the Underwriting Agreement. F6 · balance_after: Immediately following the consummation of the Follow-on Offering, Equity Side Fund owned an aggregate of 142,349 shares of Common Stock. JMI Side Associates, L.L.C. is the general partner of Equity Side Fund and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by the Equity Side Fund. JMI Side Associates, L.L.C. disclaims Section 16 beneficial ownership of the shares held by the Equity Side Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity Side Fund. F6 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Equity Side Fund owned an aggregate of 142,349 shares of Common Stock. JMI Side Associates, L.L.C. is the general partner of Equity Side Fund and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by the Equity Side Fund. JMI Side Associates, L.L.C. disclaims Section 16 beneficial ownership of the shares held by the Equity Side Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity Side Fund. F7 · ownership.nature: Charles E. Noell, III and Paul V. Barber, each a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C, and each an officer of JMI Equity Side Associates, L.L.C., serve as the representatives of JMI Associates V, L.L.C., JMI Associates IV, L.L.C., JMI Equity Side Associates, L.L.C., Equity V Funds, Equity IV Funds and Equity Side Fund on the Issuer's board of directors. Read SEC document |
| November 20, 2012 Filed Nov 21, 2012 12:25 UTC |
JMI Associates V LLCDirector · 10% owner
JMI Equity Fund V L PDirector · 10% owner
JMI EQUITY FUND V AI L PDirector · 10% owner
JMI EQUITY FUND IV LPDirector · 10% owner
JMI Equity Fund IV (AI), LPDirector · 10% owner
JMI Associates IV, LLCDirector · 10% owner
JMI EURO EQUITY FUND IV L PDirector · 10% owner
JMI Equity Side Fund, LPDirector · 10% owner
JMI Side Associates, LLCDirector · 10% owner
|
SaleCommon Stock | 2,488,107 | $26.88 | $66,880,316.16 |
DisclosureSEC source: 0001181431-12-059910 · rrd360926.xml · nonDerivative · entry 2 JMI Associates V LLC · CIK 0001328033 · Director · 10% owner JMI Equity Fund V L P · CIK 0001328032 · Director · 10% owner JMI EQUITY FUND V AI L P · CIK 0001339240 · Director · 10% owner JMI EQUITY FUND IV LP · CIK 0001097222 · Director · 10% owner JMI Equity Fund IV (AI), LP · CIK 0001334874 · Director · 10% owner JMI Associates IV, LLC · CIK 0001334958 · Director · 10% owner JMI EURO EQUITY FUND IV L P · CIK 0001097122 · Director · 10% owner JMI Equity Side Fund, LP · CIK 0001334832 · Director · 10% owner JMI Side Associates, LLC · CIK 0001334956 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,992,703 F2 · shares: In connection with the Follow-on Offering, (i) JMI Equity Fund IV, L.P. ("Fund IV") sold 1,779,120 shares of Common Stock, (ii) JMI Euro Equity Fund IV, L.P. ("Euro Fund") sold 568,099 shares of Common Stock and (iii) JMI Equity Fund IV (AI), L.P. ("Fund IV (AI)" and together with Fund IV and Euro Fund, collectively the "Equity IV Funds") sold 140,888 shares of Common Stock, in each case, pursuant to the Underwriting Agreement. F5 · balance_after: Immediately following the consummation of the Follow-on Offering, Fund IV owned an aggregate of 5,715,182 shares of Common Stock, Euro Fund owned an aggregate of 1,824,939 shares of Common Stock and Fund IV (AI) owned an aggregate of 452,582 shares of Common Stock. JMI Associates IV, L.L.C. is the general partner of the Equity IV Funds and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by Equity IV Funds. JMI Associates IV, L.L.C. disclaims Section 16 beneficial ownership of the shares held by the Equity IV Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by Equity IV Funds, except to the extent of its pecuniary interest, if any, in the shares held by Equity IV Funds by virtue of its general partner interest in the Equity IV Funds. F5 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Fund IV owned an aggregate of 5,715,182 shares of Common Stock, Euro Fund owned an aggregate of 1,824,939 shares of Common Stock and Fund IV (AI) owned an aggregate of 452,582 shares of Common Stock. JMI Associates IV, L.L.C. is the general partner of the Equity IV Funds and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by Equity IV Funds. JMI Associates IV, L.L.C. disclaims Section 16 beneficial ownership of the shares held by the Equity IV Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by Equity IV Funds, except to the extent of its pecuniary interest, if any, in the shares held by Equity IV Funds by virtue of its general partner interest in the Equity IV Funds. F7 · ownership.nature: Charles E. Noell, III and Paul V. Barber, each a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C, and each an officer of JMI Equity Side Associates, L.L.C., serve as the representatives of JMI Associates V, L.L.C., JMI Associates IV, L.L.C., JMI Equity Side Associates, L.L.C., Equity V Funds, Equity IV Funds and Equity Side Fund on the Issuer's board of directors. Read SEC document |
| November 20, 2012 Filed Nov 21, 2012 12:25 UTC |
JMI Associates V LLCDirector · 10% owner
JMI Equity Fund V L PDirector · 10% owner
JMI EQUITY FUND V AI L PDirector · 10% owner
JMI EQUITY FUND IV LPDirector · 10% owner
JMI Equity Fund IV (AI), LPDirector · 10% owner
JMI Associates IV, LLCDirector · 10% owner
JMI EURO EQUITY FUND IV L PDirector · 10% owner
JMI Equity Side Fund, LPDirector · 10% owner
JMI Side Associates, LLCDirector · 10% owner
|
SaleCommon Stock | 7,101,250 | $26.88 | $190,881,600.00 |
DisclosureSEC source: 0001181431-12-059910 · rrd360926.xml · nonDerivative · entry 1 JMI Associates V LLC · CIK 0001328033 · Director · 10% owner JMI Equity Fund V L P · CIK 0001328032 · Director · 10% owner JMI EQUITY FUND V AI L P · CIK 0001339240 · Director · 10% owner JMI EQUITY FUND IV LP · CIK 0001097222 · Director · 10% owner JMI Equity Fund IV (AI), LP · CIK 0001334874 · Director · 10% owner JMI Associates IV, LLC · CIK 0001334958 · Director · 10% owner JMI EURO EQUITY FUND IV L P · CIK 0001097122 · Director · 10% owner JMI Equity Side Fund, LP · CIK 0001334832 · Director · 10% owner JMI Side Associates, LLC · CIK 0001334956 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,811,786 F1 · shares: In connection with the Issuer's public offering pursuant to a registration statement on Form S-1 (No. 333-184674) (the "Follow-on Offering"), (i) JMI Equity Fund V, L.P. ("Fund V") sold 6,712,471 shares of the Issuer's common stock ("Common Stock") and (ii) JMI Equity Fund V (AI), L.P. ("Fund V (AI)" and together with Fund V, collectively the "Equity V Funds") sold 388,779 shares of Common Stock, in each case, pursuant to an underwriting agreement, dated November 14, 2012 by and among the Issuer, the underwriters and the selling stockholders party thereto (the "Underwriting Agreement"). F4 · balance_after: Immediately following the consummation of the Follow-on Offering, Fund V owned an aggregate of 21,562,887 shares of Common Stock and Fund V (AI) owned an aggregate of 1,248,899 shares of Common Stock. JMI Associates V, L.L.C. is the general partner of the Equity V Funds and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by the Equity V Funds. JMI Associates V, L.L.C. disclaims Section 16 beneficial ownership of the shares held by the Equity V Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity V Funds, except to the extent of its pecuniary interest, if any, in shares held by the Equity V Funds by virtue of its general partner interest in the Equity V Funds. F4 · ownership.nature: Immediately following the consummation of the Follow-on Offering, Fund V owned an aggregate of 21,562,887 shares of Common Stock and Fund V (AI) owned an aggregate of 1,248,899 shares of Common Stock. JMI Associates V, L.L.C. is the general partner of the Equity V Funds and for Section 13(d) purposes may be deemed to be the beneficial owner of the shares held by the Equity V Funds. JMI Associates V, L.L.C. disclaims Section 16 beneficial ownership of the shares held by the Equity V Funds and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by the Equity V Funds, except to the extent of its pecuniary interest, if any, in shares held by the Equity V Funds by virtue of its general partner interest in the Equity V Funds. F7 · ownership.nature: Charles E. Noell, III and Paul V. Barber, each a managing member of JMI Associates V, L.L.C. and JMI Associates IV, L.L.C, and each an officer of JMI Equity Side Associates, L.L.C., serve as the representatives of JMI Associates V, L.L.C., JMI Associates IV, L.L.C., JMI Equity Side Associates, L.L.C., Equity V Funds, Equity IV Funds and Equity Side Fund on the Issuer's board of directors. Read SEC document |
| July 31, 2012 Filed Feb 7, 2013 18:36 UTC |
Schneider DavidSVP WORLDWIDE SALES & SERVICES
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 243,744 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001140361-13-005285 · doc1.xml · derivative · entry 4 Schneider David · CIK 0001402350 · SVP WORLDWIDE SALES & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,744 Underlying: Common Stock · 243,744 shares Expires 2021-09-08 F6 · derivative.exercise_date: Immediately exercisable. F7 · derivative.exercise_date: The stock option grant shall be vested as to 1/4th of the total number of shares on June 6, 2012 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document |
| July 05, 2012 Filed Jul 5, 2012 22:00 UTC |
LEONE DOUGLAS MDirector · 10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 124,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-032445 · doc1.xml · derivative · entry 5 LEONE DOUGLAS M · CIK 0001195580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, LP Disclosed balance after: 0 Underlying: Common Stock · 995,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Douglas Leone is a managing director of SCGF GenPar, Ltd. ("SCGF GenPar"). SCGF GenPar is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. By virtue of these relationships, Mr. Leone may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 05, 2012 Filed Jul 5, 2012 22:00 UTC |
LEONE DOUGLAS MDirector · 10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 2,866,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-032445 · doc1.xml · derivative · entry 4 LEONE DOUGLAS M · CIK 0001195580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP Disclosed balance after: 0 Underlying: Common Stock · 22,929,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Douglas Leone is a managing director of SCGF GenPar, Ltd. ("SCGF GenPar"). SCGF GenPar is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. By virtue of these relationships, Mr. Leone may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 05, 2012 Filed Jul 5, 2012 22:00 UTC |
LEONE DOUGLAS MDirector · 10% owner
|
ConversionCommon Stock | 995,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-032445 · doc1.xml · nonDerivative · entry 2 LEONE DOUGLAS M · CIK 0001195580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, LP Disclosed balance after: 996,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Douglas Leone is a managing director of SCGF GenPar, Ltd. ("SCGF GenPar"). SCGF GenPar is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. By virtue of these relationships, Mr. Leone may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 05, 2012 Filed Jul 5, 2012 22:00 UTC |
LEONE DOUGLAS MDirector · 10% owner
|
ConversionCommon Stock | 22,929,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-032445 · doc1.xml · nonDerivative · entry 1 LEONE DOUGLAS M · CIK 0001195580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP Disclosed balance after: 22,948,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Douglas Leone is a managing director of SCGF GenPar, Ltd. ("SCGF GenPar"). SCGF GenPar is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. By virtue of these relationships, Mr. Leone may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 05, 2012 Filed Jul 5, 2012 18:03 UTC |
SCGF GENPAR LTD10% owner
SCGF IV MANAGEMENT LP10% owner
SEQUOIA CAPITAL US GROWTH FUND IV LP10% owner
SC US GF V Holdings, Ltd.10% owner
SCGF V Management, L.P.10% owner
SC GF V TT, Ltd.10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 124,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039859 · rrd349673.xml · derivative · entry 5 SCGF GENPAR LTD · CIK 0001471126 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SC GF V TT, Ltd. · CIK 0001552460 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, LP Disclosed balance after: 0 Underlying: Common Stock · 995,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 05, 2012 Filed Jul 5, 2012 18:03 UTC |
SCGF GENPAR LTD10% owner
SCGF IV MANAGEMENT LP10% owner
SEQUOIA CAPITAL US GROWTH FUND IV LP10% owner
SC US GF V Holdings, Ltd.10% owner
SCGF V Management, L.P.10% owner
SC GF V TT, Ltd.10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 2,866,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039859 · rrd349673.xml · derivative · entry 4 SCGF GENPAR LTD · CIK 0001471126 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SC GF V TT, Ltd. · CIK 0001552460 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP Disclosed balance after: 0 Underlying: Common Stock · 22,929,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 05, 2012 Filed Jul 5, 2012 18:03 UTC |
SCGF GENPAR LTD10% owner
SCGF IV MANAGEMENT LP10% owner
SEQUOIA CAPITAL US GROWTH FUND IV LP10% owner
SC US GF V Holdings, Ltd.10% owner
SCGF V Management, L.P.10% owner
SC GF V TT, Ltd.10% owner
|
ConversionCommon Stock | 995,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039859 · rrd349673.xml · nonDerivative · entry 2 SCGF GENPAR LTD · CIK 0001471126 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SC GF V TT, Ltd. · CIK 0001552460 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, LP Disclosed balance after: 996,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 05, 2012 Filed Jul 5, 2012 18:03 UTC |
SCGF GENPAR LTD10% owner
SCGF IV MANAGEMENT LP10% owner
SEQUOIA CAPITAL US GROWTH FUND IV LP10% owner
SC US GF V Holdings, Ltd.10% owner
SCGF V Management, L.P.10% owner
SC GF V TT, Ltd.10% owner
|
ConversionCommon Stock | 22,929,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039859 · rrd349673.xml · nonDerivative · entry 1 SCGF GENPAR LTD · CIK 0001471126 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SC GF V TT, Ltd. · CIK 0001552460 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP Disclosed balance after: 22,948,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 88,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · derivative · entry 12 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 88,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.exercise_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.expiration_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F7 · ownership.nature: As of the date hereof, the Kiev J. Moores Irrevocable Personal 2012 Trust (the "Kiev Trust") owns an aggregate of 88,240 shares of Common Stock upon conversion of the Series C Shares. Prior to the Issuer's initial public offering, the Kiev Trust owned 11,030 Series C Shares. Ms. Moores is the sole trustee of the Kiev Trust and the Kiev Trust is irrevocable. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 88,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · derivative · entry 11 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 88,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.exercise_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.expiration_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F6 · ownership.nature: As of the date hereof, the John J. Moores III Irrevocable Personal 2012 Trust (the "John Trust") owns an aggregate of 88,240 shares of Common Stock upon conversion of the Series C Shares. Prior to the Issuer's initial public offering, the John Trust owned 11,030 Series C Shares. Ms. Moores is the sole trustee of the John Trust and the John Trust is irrevocable. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 88,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · derivative · entry 10 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 88,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.exercise_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.expiration_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F5 · ownership.nature: As of the date hereof, the Cyrus N. Moores Irrevocable Personal 2012 Trust (the "Cyrus Trust") owns an aggregate of 88,240 shares of Common Stock upon conversion of the Series C Shares. Prior to the Issuer's initial public offering, the Cyrus Trust owned 11,030 Series C Shares. Ms. Moores is the sole trustee of the Cyrus Trust and the Cyrus Trust is irrevocable. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 88,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · derivative · entry 9 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 88,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.exercise_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.expiration_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F4 · ownership.nature: As of the date hereof, the Chloe Dahl Moores Irrevocable Personal 2012 Trust (the "Chloe Trust") owns an aggregate of 88,240 shares of Common Stock upon conversion of the Series C Shares. Prior to the Issuer's initial public offering, the Chloe Trust owned 11,030 Series C Shares. Ms. Moores is the sole trustee of the Chloe Trust and the Chloe Trust is irrevocable. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 624,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · derivative · entry 8 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 624,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.exercise_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.expiration_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F3 · ownership.nature: As of the date hereof, Rebecca Ann Moores Family Trust ("RAM Trust") owns an aggregate of 4,393,995 shares of Common Stock upon conversion of the Preferred Shares. Prior to the Issuer's initial public offering, RAM Trust owned 3,819 shares of Common Stock, 198,365 Series A Shares, 316,482 Series B Shares and 33,925 Series C Shares. Ms. Moores is the sole trustee, sole settlor and sole beneficiary of the RAM Trust. Ms. Moores disclaims Section 16 beneficial ownership of the shares of Common Stock, Series A Shares, Series B Shares and Series C Shares held by the RAM Trust (collectively, the "RAM Trust Shares") and this report shall not be deemed an admission that such reporting person is the beneficial owner of such RAM Trust Shares, except to the extent of her pecuniary interest, if any, in the RAM Trust Shares. Investment decisions by the RAM Trust are made by Ms. Moores and the RAM Trust is revocable. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 2,531,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · derivative · entry 7 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 2,531,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.exercise_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.expiration_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F3 · ownership.nature: As of the date hereof, Rebecca Ann Moores Family Trust ("RAM Trust") owns an aggregate of 4,393,995 shares of Common Stock upon conversion of the Preferred Shares. Prior to the Issuer's initial public offering, RAM Trust owned 3,819 shares of Common Stock, 198,365 Series A Shares, 316,482 Series B Shares and 33,925 Series C Shares. Ms. Moores is the sole trustee, sole settlor and sole beneficiary of the RAM Trust. Ms. Moores disclaims Section 16 beneficial ownership of the shares of Common Stock, Series A Shares, Series B Shares and Series C Shares held by the RAM Trust (collectively, the "RAM Trust Shares") and this report shall not be deemed an admission that such reporting person is the beneficial owner of such RAM Trust Shares, except to the extent of her pecuniary interest, if any, in the RAM Trust Shares. Investment decisions by the RAM Trust are made by Ms. Moores and the RAM Trust is revocable. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 1,586,920 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · derivative · entry 6 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,586,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · price: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.exercise_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F2 · derivative.expiration_date: Effective upon the closing of the Issuer's initial public offering of its common stock, each Preferred Share automatically converted into eight shares of Common Stock as shown in column 7. The Preferred Shares had no expiration date. F3 · ownership.nature: As of the date hereof, Rebecca Ann Moores Family Trust ("RAM Trust") owns an aggregate of 4,393,995 shares of Common Stock upon conversion of the Preferred Shares. Prior to the Issuer's initial public offering, RAM Trust owned 3,819 shares of Common Stock, 198,365 Series A Shares, 316,482 Series B Shares and 33,925 Series C Shares. Ms. Moores is the sole trustee, sole settlor and sole beneficiary of the RAM Trust. Ms. Moores disclaims Section 16 beneficial ownership of the shares of Common Stock, Series A Shares, Series B Shares and Series C Shares held by the RAM Trust (collectively, the "RAM Trust Shares") and this report shall not be deemed an admission that such reporting person is the beneficial owner of such RAM Trust Shares, except to the extent of her pecuniary interest, if any, in the RAM Trust Shares. Investment decisions by the RAM Trust are made by Ms. Moores and the RAM Trust is revocable. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionCommon Stock | 88,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · nonDerivative · entry 5 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 88,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Shares"), Series B Convertible Preferred Stock (the "Series B Shares") and Series C Convertible Preferred Stock (the "Series C Shares" and together with the Series A Shares and Series B Shares, collectively, the "Preferred Shares"), as applicable. F7 · ownership.nature: As of the date hereof, the Kiev J. Moores Irrevocable Personal 2012 Trust (the "Kiev Trust") owns an aggregate of 88,240 shares of Common Stock upon conversion of the Series C Shares. Prior to the Issuer's initial public offering, the Kiev Trust owned 11,030 Series C Shares. Ms. Moores is the sole trustee of the Kiev Trust and the Kiev Trust is irrevocable. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionCommon Stock | 88,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · nonDerivative · entry 4 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 88,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Shares"), Series B Convertible Preferred Stock (the "Series B Shares") and Series C Convertible Preferred Stock (the "Series C Shares" and together with the Series A Shares and Series B Shares, collectively, the "Preferred Shares"), as applicable. F6 · ownership.nature: As of the date hereof, the John J. Moores III Irrevocable Personal 2012 Trust (the "John Trust") owns an aggregate of 88,240 shares of Common Stock upon conversion of the Series C Shares. Prior to the Issuer's initial public offering, the John Trust owned 11,030 Series C Shares. Ms. Moores is the sole trustee of the John Trust and the John Trust is irrevocable. Read SEC document |
| July 05, 2012 Filed Jul 6, 2012 16:12 UTC |
Moores Rebecca Ann10% owner
|
ConversionCommon Stock | 88,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-039972 · rrd350122.xml · nonDerivative · entry 3 Moores Rebecca Ann · CIK 0001553307 · 10% owner Rebecca A. Moores Trustee of the Chloe Dahl Moores Irrevocable Personal 2012 Trust · CIK 0001553311 · 10% owner Rebecca A. Moores Trustee of the Cyrus N. Moores Irrevocable Personal 2012 Trust · CIK 0001553308 · 10% owner Rebecca A. Moores Trustee of the John J. Moores III Irrevocable Personal 2012 Trust · CIK 0001553310 · 10% owner Rebecca A. Moores Trustee of the Kiev J. Moores Irrevocable Personal 2012 Trust · CIK 0001553309 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 88,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Shares"), Series B Convertible Preferred Stock (the "Series B Shares") and Series C Convertible Preferred Stock (the "Series C Shares" and together with the Series A Shares and Series B Shares, collectively, the "Preferred Shares"), as applicable. F5 · ownership.nature: As of the date hereof, the Cyrus N. Moores Irrevocable Personal 2012 Trust (the "Cyrus Trust") owns an aggregate of 88,240 shares of Common Stock upon conversion of the Series C Shares. Prior to the Issuer's initial public offering, the Cyrus Trust owned 11,030 Series C Shares. Ms. Moores is the sole trustee of the Cyrus Trust and the Cyrus Trust is irrevocable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.