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Nasdaq · USD

NOVT

NOVANTA INC

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Tapewire entity
3857
SEC CIK
0001076930
Parsed reports
396

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202604
Feb 202608
Mar 2026012
Apr 202601
May 202606
Jun 202606
Jul 202605
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Jan 6, 2021 21:35 UTC Exercise / conversionCommon Stock 682 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-001001 · form4.xml · nonDerivative · entry 1

Secor Thomas N · CIK 0001552961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:38 UTC
LAMEL IRA JDirector
GrantDeferred Stock Units · Derivative 594 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-001005 · form4.xml · derivative · entry 4

LAMEL IRA J · CIK 0001259060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,834

Underlying: Common Stock · 594 shares

Expires not disclosed

F4 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F4 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F4 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F4 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:38 UTC
LAMEL IRA JDirector
GrantRestricted Stock Units · Derivative 531 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001005 · form4.xml · derivative · entry 3

LAMEL IRA J · CIK 0001259060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Stock · 531 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F3 · derivative.exercise_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F3 · derivative.expiration_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:38 UTC
LAMEL IRA JDirector
Exercise / conversionRestricted Stock Units · Derivative 682 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-001005 · form4.xml · derivative · entry 2

LAMEL IRA J · CIK 0001259060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:38 UTC
LAMEL IRA JDirector
Exercise / conversionCommon Stock 682 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-001005 · form4.xml · nonDerivative · entry 1

LAMEL IRA J · CIK 0001259060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:32 UTC GrantDeferred Stock Units · Derivative 531 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000991 · form4.xml · derivative · entry 2

Mauricio Maxine Lum · CIK 0001663011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 531 shares

Expires not disclosed

F3 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F3 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F3 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F3 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:32 UTC GrantRestricted Stock Units · Derivative 531 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000991 · form4.xml · derivative · entry 1

Mauricio Maxine Lum · CIK 0001663011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Stock · 531 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.exercise_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.expiration_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 20:52 UTC
Young Brian SChief Human Resources Officer
SaleCommon Stock 400 $123.24 $49,294.52
Disclosure

SEC source: 0001127602-20-032449 · form4.xml · nonDerivative · entry 4

Young Brian S · CIK 0001533151 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,760

F1 · kind: The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $123.18 to $123.33. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 20:52 UTC
Young Brian SChief Human Resources Officer
SaleCommon Stock 500 $121.55 $60,776.50
Disclosure

SEC source: 0001127602-20-032449 · form4.xml · nonDerivative · entry 3

Young Brian S · CIK 0001533151 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,160

F1 · kind: The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $121.34 to $121.80. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 20:52 UTC
Young Brian SChief Human Resources Officer
SaleCommon Stock 4,241 $120.39 $510,559.57
Disclosure

SEC source: 0001127602-20-032449 · form4.xml · nonDerivative · entry 2

Young Brian S · CIK 0001533151 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,660

F1 · kind: The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $120.11 to $121.00. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 20:52 UTC
Young Brian SChief Human Resources Officer
SaleCommon Stock 1,600 $119.37 $190,994.72
Disclosure

SEC source: 0001127602-20-032449 · form4.xml · nonDerivative · entry 1

Young Brian S · CIK 0001533151 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,901

F1 · kind: The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $119.03 to $120.03. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:20 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 1,104 $114.98 $126,937.26
Disclosure

SEC source: 0001127602-20-029246 · form4.xml · nonDerivative · entry 3

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,237

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $114.79 to $115.39. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:20 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 2,834 $114.27 $323,830.98
Disclosure

SEC source: 0001127602-20-029246 · form4.xml · nonDerivative · entry 2

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,341

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $113.78 to $114.77. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:20 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 1,062 $113.60 $120,645.75
Disclosure

SEC source: 0001127602-20-029246 · form4.xml · nonDerivative · entry 1

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,175

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $112.78 to $113.77. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:17 UTC
Buckley RobertChief Financial Officer
SaleCommon Stock 4,000 $115.08 $460,331.20
Disclosure

SEC source: 0001127602-20-029242 · form4.xml · nonDerivative · entry 1

Buckley Robert · CIK 0001513778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,681

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $115.00 to $115.38. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 21:27 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 5,000 $114.92 $574,605.00
Disclosure

SEC source: 0001127602-20-026873 · form4.xml · nonDerivative · entry 1

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,237

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $113.96 to $116.46. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:09 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 201 $113.02 $22,716.20
Disclosure

SEC source: 0001127602-20-023911 · form4.xml · nonDerivative · entry 4

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,237

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $113.01 to $113.21. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:09 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 4,199 $112.65 $473,021.97
Disclosure

SEC source: 0001127602-20-023911 · form4.xml · nonDerivative · entry 3

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,438

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $112.18 to $112.92. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:09 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 600 $111.57 $66,939.48
Disclosure

SEC source: 0001127602-20-023911 · form4.xml · nonDerivative · entry 2

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,637

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $111.07 to $111.98. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 14, 2020 Filed Aug 19, 2020 21:09 UTC
Glastra MatthijsDirector · Chief Executive Officer
GiftCommon Stock 670 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023911 · form4.xml · nonDerivative · entry 1

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,237

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:42 UTC
CHANG PETER LCAO-Corporate Controller
SaleCommon Stock 3,726 $113.23 $421,894.98
Disclosure

SEC source: 0001127602-20-023460 · form4.xml · nonDerivative · entry 1

CHANG PETER L · CIK 0001528099 · CAO-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,449

F1 · kind: The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 21:13 UTC
CHANG PETER LCAO-Corporate Controller
SaleCommon Stock 3,726 $110.00 $409,860.00
Disclosure

SEC source: 0001127602-20-023080 · form4.xml · nonDerivative · entry 1

CHANG PETER L · CIK 0001528099 · CAO-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,175

F1 · kind: The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 11:50 UTC
Buckley RobertChief Financial Officer
SaleCommon Stock 483 $106.74 $51,553.78
Disclosure

SEC source: 0001127602-20-021659 · form4.xml · nonDerivative · entry 4

Buckley Robert · CIK 0001513778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,681

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $106.44 to $107.28. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 11:50 UTC
Buckley RobertChief Financial Officer
SaleCommon Stock 2,971 $105.44 $313,249.76
Disclosure

SEC source: 0001127602-20-021659 · form4.xml · nonDerivative · entry 3

Buckley Robert · CIK 0001513778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,164

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $104.99 to $105.88. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 11:50 UTC
Buckley RobertChief Financial Officer
SaleCommon Stock 6,110 $104.52 $638,640.42
Disclosure

SEC source: 0001127602-20-021659 · form4.xml · nonDerivative · entry 2

Buckley Robert · CIK 0001513778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,135

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $103.99 to $104.95. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 20:42 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 484 $104.30 $50,481.30
Disclosure

SEC source: 0001127602-20-021419 · form4.xml · nonDerivative · entry 3

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $104.20 to $104.73. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 20:42 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 4,823 $103.44 $498,874.24
Disclosure

SEC source: 0001127602-20-021419 · form4.xml · nonDerivative · entry 2

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,391

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $103.07 to $104.01. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 20:42 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 2,193 $102.57 $224,939.96
Disclosure

SEC source: 0001127602-20-021419 · form4.xml · nonDerivative · entry 1

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,214

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $102.04 to $103.03. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:31 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 2,500 $105.83 $264,575.00
Disclosure

SEC source: 0001127602-20-020915 · form4.xml · nonDerivative · entry 1

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,407

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:26 UTC GrantDeferred Stock Units · Derivative 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-020906 · form4.xml · derivative · entry 1

Carpenter Lonny J · CIK 0001451534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F1 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F1 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F1 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

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June 09, 2020 Filed Jul 17, 2020 11:50 UTC
Buckley RobertChief Financial Officer
GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021659 · form4.xml · nonDerivative · entry 1

Buckley Robert · CIK 0001513778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,245

Read SEC document
June 03, 2020 Filed Jan 15, 2021 18:31 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001797 · form5.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,640

F1 · shares: These shares were inadvertently included in the amount of securities beneficially owned on form 4 filed on 1/6/2021. The subsequent form 4 will be corrected for this omission.

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June 01, 2020 Filed Jun 3, 2020 20:31 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 2,500 $104.56 $261,395.50
Disclosure

SEC source: 0001127602-20-018724 · form4.xml · nonDerivative · entry 1

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $104.48 to $104.73. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 01, 2020 Filed Jun 3, 2020 20:33 UTC
CHANG PETER LCAO-Corporate Controller
SaleCommon Stock 1,954 $102.72 $200,714.88
Disclosure

SEC source: 0001127602-20-018726 · form4.xml · nonDerivative · entry 1

CHANG PETER L · CIK 0001528099 · CAO-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,901

F1 · kind: The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020.

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May 26, 2020 Filed May 27, 2020 19:14 UTC GrantDeferred Stock Units · Derivative 374 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017989 · form4.xml · derivative · entry 2

Mauricio Maxine Lum · CIK 0001663011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

Underlying: Common Stock · 374 shares

Expires not disclosed

F3 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F3 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F3 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F3 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

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May 26, 2020 Filed May 27, 2020 19:14 UTC GrantRestricted Stock Units · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017989 · form4.xml · derivative · entry 1

Mauricio Maxine Lum · CIK 0001663011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

Underlying: Common Stock · 374 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.exercise_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.expiration_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

Read SEC document
May 12, 2020 Filed May 13, 2020 21:51 UTC
Young Brian SChief Human Resources Officer
SaleCommon Stock 8,950 $95.00 $850,250.00
Disclosure

SEC source: 0001127602-20-016459 · form4.xml · nonDerivative · entry 1

Young Brian S · CIK 0001533151 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,501

F1 · kind: The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2020.

Read SEC document
May 12, 2020 Filed May 13, 2020 21:48 UTC
CHANG PETER LCAO-Corporate Controller
SaleCommon Stock 4,000 $95.00 $380,000.00
Disclosure

SEC source: 0001127602-20-016456 · form4.xml · nonDerivative · entry 1

CHANG PETER L · CIK 0001528099 · CAO-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,855

F1 · kind: The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 492 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-016294 · form4.xml · derivative · entry 2

Disanzo Deborah · CIK 0001661251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On May 11, 2020, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On May 11, 2020, the RSUs were settled in Novanta Inc. common shares.

F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On May 11, 2020, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On May 11, 2020, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On May 11, 2020, the RSUs were settled in Novanta Inc. common shares.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:44 UTC Exercise / conversionCommon Stock 492 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-016294 · form4.xml · nonDerivative · entry 1

Disanzo Deborah · CIK 0001661251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On May 11, 2020, the RSUs were settled in Novanta Inc. common shares.

Read SEC document
May 07, 2020 Filed May 8, 2020 20:50 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 2,500 $85.00 $212,500.00
Disclosure

SEC source: 0001127602-20-015953 · form4.xml · nonDerivative · entry 1

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,407

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:37 UTC
Buckley RobertChief Financial Officer
SaleCommon Stock 475 $87.29 $41,462.09
Disclosure

SEC source: 0001127602-20-014676 · form4.xml · nonDerivative · entry 3

Buckley Robert · CIK 0001513778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,695

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $87.15 to $87.48. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:37 UTC
Buckley RobertChief Financial Officer
SaleCommon Stock 1,845 $86.66 $159,890.47
Disclosure

SEC source: 0001127602-20-014676 · form4.xml · nonDerivative · entry 2

Buckley Robert · CIK 0001513778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,170

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $86.13 to $87.12. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:37 UTC
Buckley RobertChief Financial Officer
SaleCommon Stock 3,563 $85.59 $304,941.14
Disclosure

SEC source: 0001127602-20-014676 · form4.xml · nonDerivative · entry 1

Buckley Robert · CIK 0001513778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,015

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.13 to $86.12. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:34 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 2,500 $85.00 $212,500.00
Disclosure

SEC source: 0001127602-20-014674 · form4.xml · nonDerivative · entry 1

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,907

F1 · kind: The sales reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:39 UTC
Glastra MatthijsDirector · Chief Executive Officer
SaleCommon Stock 2,500 $89.25 $223,125.00
Disclosure

SEC source: 0001127602-20-009434 · form4.xml · nonDerivative · entry 1

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,407

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:31 UTC
Young Brian SChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 1,672 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008581 · form4.xml · derivative · entry 3

Young Brian S · CIK 0001533151 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672

Underlying: Common Stock · 1,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments on February 28, 2018, February 28, 2019, February 28, 2020 and February 28, 2021.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments on February 28, 2018, February 28, 2019, February 28, 2020 and February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:31 UTC
Young Brian SChief Human Resources Officer
Tax withholdingCommon Stock 742 $89.21 $66,193.82
Disclosure

SEC source: 0001127602-20-008581 · form4.xml · nonDerivative · entry 2

Young Brian S · CIK 0001533151 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,451

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:31 UTC
Young Brian SChief Human Resources Officer
Exercise / conversionCommon Stock 1,672 $89.21 $149,159.12
Disclosure

SEC source: 0001127602-20-008581 · form4.xml · nonDerivative · entry 1

Young Brian S · CIK 0001533151 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:28 UTC
Glastra MatthijsDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 9,774 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008576 · form4.xml · derivative · entry 3

Glastra Matthijs · CIK 0001561438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,774

Underlying: Common Stock · 9,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments on February 28, 2018, February 28, 2019, February 28, 2020 and February 28, 2021.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments on February 28, 2018, February 28, 2019, February 28, 2020 and February 28, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.