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NORTHERN OIL & GAS, INC.

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4277
SEC CIK
0001104485
Parsed reports
593

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2019 Filed Aug 8, 2019 22:06 UTC PurchaseCommon Stock, $0.001 par value per share 1,000,000 $1.54 $1,538,500.00
Disclosure

SEC source: 0001104659-19-044967 · a4.xml · nonDerivative · entry 1

Rowling Robert B. · CIK 0001436419 · 10% owner

TRT Holdings Inc · CIK 0001376323 · 10% owner

Cresta Investments, LLC · CIK 0001660745 · 10% owner

Cresta Greenwood, LLC · CIK 0001660744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,713,619

F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $1.4900 to $1.5500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 14:33 UTC
Romslo Erik J.EVP, General Counsel & Sec
PurchaseCommon Stock 32,052 $1.56 $50,001.12
Disclosure

SEC source: 0001104485-19-000142 · wf-form4_156527479757273.xml · nonDerivative · entry 1

Romslo Erik J. · CIK 0001565392 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,923

Read SEC document
August 06, 2019 Filed Aug 8, 2019 12:32 UTC PurchaseCommon Stock 50,000 $1.51 $75,600.00
Disclosure

SEC source: 0001104485-19-000141 · wf-form4_156526755564483.xml · nonDerivative · entry 3

Akradi Bahram · CIK 0001295679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Life Time Fitness 401(k) plan

Disclosed balance after: 80,000

F3 · price: Reflects the weighted average price of 50,000 shares purchased in multiple transactions on August 6, 2019 at prices ranging from $1.50 to $1.53.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 12:32 UTC PurchaseCommon Stock 579,805 $1.58 $915,396.13
Disclosure

SEC source: 0001104485-19-000141 · wf-form4_156526755564483.xml · nonDerivative · entry 1

Akradi Bahram · CIK 0001295679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,278,216

F1 · price: Reflects the weighted average price of 579,805 shares purchased in multiple transactions on August 6, 2019 at prices ranging from $1.46 to $1.64.

Read SEC document
August 06, 2019 Filed Sep 3, 2019 12:15 UTC
O'GRADY NICHOLAS L.Chief Financial Officer
PurchaseCommon Stock 25,000 $1.55 $38,750.00
Disclosure

SEC source: 0001104485-19-000148 · wf-form4_156751289844497.xml · nonDerivative · entry 1

O'GRADY NICHOLAS L. · CIK 0001741768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,950

F1 · date: This report has been filed late due to a broker systems error that prevented the trade from executing as intended on August 6, 2019. In order to remedy the error, the broker completed an "as of" trade correction on August 30, 2019.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:59 UTC
Allen Chad WChief Accounting Officer
Disposition to issuerCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000120 · wf-form4_156175553530182.xml · nonDerivative · entry 1

Allen Chad W · CIK 0001682657 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,830

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:58 UTC
Romslo Erik J.EVP, General Counsel & Sec
Disposition to issuerCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000119 · wf-form4_156175551533069.xml · nonDerivative · entry 1

Romslo Erik J. · CIK 0001565392 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,871

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:58 UTC
Dirlam Adam A.EVP of Land
Disposition to issuerCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000118 · wf-form4_156175549077711.xml · nonDerivative · entry 2

Dirlam Adam A. · CIK 0001742527 · EVP of Land

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 105,278

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:58 UTC
Dirlam Adam A.EVP of Land
Disposition to issuerCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000118 · wf-form4_156175549077711.xml · nonDerivative · entry 1

Dirlam Adam A. · CIK 0001742527 · EVP of Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,910

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:57 UTC Disposition to issuerCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000116 · wf-form4_156175545314750.xml · nonDerivative · entry 1

REGER MICHAEL LEWIS · CIK 0001394820 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,863,053

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:58 UTC
O'GRADY NICHOLAS L.Chief Financial Officer
Disposition to issuerCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000117 · wf-form4_156175547267485.xml · nonDerivative · entry 1

O'GRADY NICHOLAS L. · CIK 0001741768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,950

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:57 UTC Disposition to issuerCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000115 · wf-form4_156175543569247.xml · nonDerivative · entry 1

Elliott Brandon R. · CIK 0001565397 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,890

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:57 UTC Disposition to issuerCommon Stock 19,200 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000114 · wf-form4_156175541598480.xml · nonDerivative · entry 1

Akradi Bahram · CIK 0001295679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,698,411

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:56 UTC Disposition to issuerCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000113 · wf-form4_156175539581752.xml · nonDerivative · entry 1

Frantz Michael A · CIK 0001682436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,548

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:56 UTC Disposition to issuerCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000112 · wf-form4_156175537868471.xml · nonDerivative · entry 1

Popejoy Michael T · CIK 0001696586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,673

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:56 UTC Disposition to issuerCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000111 · wf-form4_156175536178291.xml · nonDerivative · entry 1

EASLEY ROY ERNEST · CIK 0001543076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,400

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:55 UTC
GRABB ROBERTDirector
Disposition to issuerCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000110 · wf-form4_156175534029669.xml · nonDerivative · entry 1

GRABB ROBERT · CIK 0001399474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,213

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:55 UTC
Meier LisaDirector
Disposition to issuerCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000109 · wf-form4_156175532036422.xml · nonDerivative · entry 1

Meier Lisa · CIK 0001287481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,536

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 28, 2019 Filed Jun 28, 2019 20:55 UTC
KING JACK EDirector
Disposition to issuerCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001104485-19-000108 · wf-form4_156175529950203.xml · nonDerivative · entry 1

KING JACK E · CIK 0001399391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,107

F1 · security: Not a sale of shares. This represents a forfeiture of shares under performance-based restricted stock award, due to stock price performance condition not being achieved.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:01 UTC SaleCommon Stock 100,000 $2.14 $214,120.00
Disclosure

SEC source: 0001104485-19-000093 · wf-form4_156106445487926.xml · nonDerivative · entry 1

Elliott Brandon R. · CIK 0001565397 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,890

F1 · price: Reflects the weighted average price of 100,000 shares sold in multiple transactions on June 18, 2019 at prices ranging from $2.12 to $2.165.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 14:31 UTC
Dirlam Adam A.EVP of Land
PurchaseCommon Stock 12,755 $1.94 $24,728.12
Disclosure

SEC source: 0001104485-19-000091 · wf-form4_156017707191096.xml · nonDerivative · entry 1

Dirlam Adam A. · CIK 0001742527 · EVP of Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,910

Read SEC document
June 05, 2019 Filed Jun 6, 2019 11:29 UTC PurchaseCommon Stock 40,000 $1.97 $78,800.00
Disclosure

SEC source: 0001104485-19-000086 · wf-form4_155982057102961.xml · nonDerivative · entry 1

EASLEY ROY ERNEST · CIK 0001543076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,900

Read SEC document
May 31, 2019 Filed Jun 3, 2019 18:06 UTC PurchaseCommon Stock 49,000 $2.04 $99,960.00
Disclosure

SEC source: 0001104485-19-000082 · wf-form4_155958516428617.xml · nonDerivative · entry 3

REGER MICHAEL LEWIS · CIK 0001394820 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife's IRA

Disclosed balance after: 50,000

Read SEC document
May 31, 2019 Filed Jun 4, 2019 13:00 UTC
O'GRADY NICHOLAS L.Chief Financial Officer
PurchaseCommon Stock 50,000 $2.02 $101,000.00
Disclosure

SEC source: 0001104485-19-000084 · wf-form4_155965323846495.xml · nonDerivative · entry 1

O'GRADY NICHOLAS L. · CIK 0001741768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,450

F1 · price: Reflects the weighted average price of 50,000 shares purchased in multiple transactions on May 31, 2019 at prices ranging from $1.99 to $2.05.

Read SEC document
May 28, 2019 Filed May 29, 2019 20:42 UTC PurchaseCommon Stock, $0.001 par value per share 279,772 $2.09 $583,464.51
Disclosure

SEC source: 0001104659-19-032441 · a4.xml · nonDerivative · entry 2

Rowling Robert B. · CIK 0001436419 · 10% owner

TRT Holdings Inc · CIK 0001376323 · 10% owner

Cresta Investments, LLC · CIK 0001660745 · 10% owner

Cresta Greenwood, LLC · CIK 0001660744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,713,619

F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC. at prices ranging from $2.0500 to $2.1000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: 61,274,808 of the reported securities are owned directly by TRT Holdings, Inc., 9,947,921of the reported securities are owned directly by Cresta Investments, LLC and 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, and his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC.

Read SEC document
May 24, 2019 Filed May 28, 2019 13:30 UTC
O'GRADY NICHOLAS L.Chief Financial Officer
PurchaseCommon Stock 75,000 $2.02 $151,260.00
Disclosure

SEC source: 0001104485-19-000080 · wf-form4_155905022493102.xml · nonDerivative · entry 1

O'GRADY NICHOLAS L. · CIK 0001741768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,450

F1 · price: Reflects the weighted average price of 75,000 shares purchased in multiple transactions on May 24, 2019 at prices ranging from $2.00 to $2.03.

Read SEC document
May 24, 2019 Filed May 29, 2019 20:42 UTC PurchaseCommon Stock, $0.001 par value per share 720,288 $2.05 $1,474,645.62
Disclosure

SEC source: 0001104659-19-032441 · a4.xml · nonDerivative · entry 1

Rowling Robert B. · CIK 0001436419 · 10% owner

TRT Holdings Inc · CIK 0001376323 · 10% owner

Cresta Investments, LLC · CIK 0001660745 · 10% owner

Cresta Greenwood, LLC · CIK 0001660744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,433,847

F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $2.0100 to $2.0600 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 16, 2019 Filed May 16, 2019 22:43 UTC PurchaseCommon Stock, $0.001 par value per share 471,700 $2.32 $1,092,834.56
Disclosure

SEC source: 0001104659-19-030056 · a4.xml · nonDerivative · entry 3

Rowling Robert B. · CIK 0001436419 · 10% owner

TRT Holdings Inc · CIK 0001376323 · 10% owner

Cresta Investments, LLC · CIK 0001660745 · 10% owner

Cresta Greenwood, LLC · CIK 0001660744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,713,619

F3 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC. at prices ranging from $2.2300 to $2.3500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · balance_after: 61,274,808 of the reported securities are owned directly by TRT Holdings, Inc., 8,947,921 of the reported securities are owned directly by Cresta Investments, LLC and 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, and his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC.

Read SEC document
May 15, 2019 Filed May 16, 2019 22:43 UTC PurchaseCommon Stock, $0.001 par value per share 294,400 $2.16 $635,992.32
Disclosure

SEC source: 0001104659-19-030056 · a4.xml · nonDerivative · entry 2

Rowling Robert B. · CIK 0001436419 · 10% owner

TRT Holdings Inc · CIK 0001376323 · 10% owner

Cresta Investments, LLC · CIK 0001660745 · 10% owner

Cresta Greenwood, LLC · CIK 0001660744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,241,919

F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC. at prices ranging from $2.1300 to $2.2000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:15 UTC PurchaseCommon Stock 100,000 $2.22 $222,490.00
Disclosure

SEC source: 0001104485-19-000075 · wf-form4_155803770844678.xml · nonDerivative · entry 2

REGER MICHAEL LEWIS · CIK 0001394820 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,013,053

F2 · price: Reflects the weighted average price of 100,000 shares purchased in multiple transactions on May 15, 2019 at prices ranging from $2.17 to $2.27.

Read SEC document
May 14, 2019 Filed May 16, 2019 22:43 UTC PurchaseCommon Stock, $0.001 par value per share 233,900 $2.15 $502,440.59
Disclosure

SEC source: 0001104659-19-030056 · a4.xml · nonDerivative · entry 1

Rowling Robert B. · CIK 0001436419 · 10% owner

TRT Holdings Inc · CIK 0001376323 · 10% owner

Cresta Investments, LLC · CIK 0001660745 · 10% owner

Cresta Greenwood, LLC · CIK 0001660744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,947,519

F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $2.1400 to $2.1500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:15 UTC PurchaseCommon Stock 100,000 $2.19 $218,660.00
Disclosure

SEC source: 0001104485-19-000075 · wf-form4_155803770844678.xml · nonDerivative · entry 1

REGER MICHAEL LEWIS · CIK 0001394820 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,913,053

F1 · price: Reflects the weighted average price of 100,000 shares purchased in multiple transactions on May 14, 2019 at prices ranging from $2.15 to $2.21.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 20:54 UTC
Romslo Erik J.EVP, General Counsel & Sec
Tax withholdingCommon Stock 9,440 $2.74 $25,865.60
Disclosure

SEC source: 0001104485-19-000063 · wf-form4_155484327656016.xml · nonDerivative · entry 1

Romslo Erik J. · CIK 0001565392 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,871

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock on or before the date the shares were surrendered.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 21:21 UTC
Allen Chad WChief Accounting Officer
Tax withholdingCommon Stock 14,533 $2.53 $36,768.49
Disclosure

SEC source: 0001104485-19-000057 · wf-form4_155268485116975.xml · nonDerivative · entry 1

Allen Chad W · CIK 0001682657 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,830

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock before the date the shares were surrendered.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 21:20 UTC
Romslo Erik J.EVP, General Counsel & Sec
Tax withholdingCommon Stock 58,461 $2.53 $147,906.33
Disclosure

SEC source: 0001104485-19-000056 · wf-form4_155268480911614.xml · nonDerivative · entry 1

Romslo Erik J. · CIK 0001565392 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,311

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock before the date the shares were surrendered.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 21:19 UTC Tax withholdingCommon Stock 50,071 $2.53 $126,679.63
Disclosure

SEC source: 0001104485-19-000055 · wf-form4_155268475910194.xml · nonDerivative · entry 1

Elliott Brandon R. · CIK 0001565397 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,890

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock before the date the shares were surrendered.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 21:18 UTC
O'GRADY NICHOLAS L.Chief Financial Officer
Tax withholdingCommon Stock 37,550 $2.53 $95,001.50
Disclosure

SEC source: 0001104485-19-000054 · wf-form4_155268471561696.xml · nonDerivative · entry 1

O'GRADY NICHOLAS L. · CIK 0001741768 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,450

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock before the date the shares were surrendered.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 21:18 UTC
Dirlam Adam A.EVP of Land
Tax withholdingCommon Stock 5,250 $2.53 $13,282.50
Disclosure

SEC source: 0001104485-19-000053 · wf-form4_155268467717043.xml · nonDerivative · entry 2

Dirlam Adam A. · CIK 0001742527 · EVP of Land

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 112,778

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock before the date the shares were surrendered.

F3 · balance_after: Reflects an additional 9,000 shares, due to an error which understated the number of beneficially owned shares on a prior report.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 21:18 UTC
Dirlam Adam A.EVP of Land
Tax withholdingCommon Stock 13,789 $2.53 $34,886.17
Disclosure

SEC source: 0001104485-19-000053 · wf-form4_155268467717043.xml · nonDerivative · entry 1

Dirlam Adam A. · CIK 0001742527 · EVP of Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,155

F1 · security: Surrender of shares to pay taxes payable upon vesting of restricted stock.

F2 · price: Reflects the last closing price of the company's common stock before the date the shares were surrendered.

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March 15, 2019 Filed Mar 19, 2019 20:16 UTC PurchaseCommon Stock 100,000 $2.51 $251,110.00
Disclosure

SEC source: 0001104485-19-000061 · wf-form4_155302651881018.xml · nonDerivative · entry 1

REGER MICHAEL LEWIS · CIK 0001394820 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,813,053

F1 · price: Reflects the weighted average price of 100,000 shares purchased in multiple transactions on March 15, 2019 at prices ranging from $2.455 to $2.54.

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February 26, 2019 Filed Feb 27, 2019 00:13 UTC SaleCommon Stock 261,000 $2.28 $595,080.00
Disclosure

SEC source: 0000950103-19-002412 · dp102709_4-cp3gplp.xml · nonDerivative · entry 3

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 37,625,170

F5 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.23 to $2.32. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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February 25, 2019 Filed Feb 27, 2019 00:13 UTC SaleCommon Stock 265,000 $2.38 $630,700.00
Disclosure

SEC source: 0000950103-19-002412 · dp102709_4-cp3gplp.xml · nonDerivative · entry 2

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 37,886,170

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.34 to $2.49. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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February 22, 2019 Filed Feb 27, 2019 00:13 UTC SaleCommon Stock 312,878 $2.48 $775,937.44
Disclosure

SEC source: 0000950103-19-002412 · dp102709_4-cp3gplp.xml · nonDerivative · entry 1

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 38,151,170

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.44 to $2.51. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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February 21, 2019 Filed Feb 22, 2019 00:08 UTC SaleCommon Stock 125,096 $2.51 $313,990.96
Disclosure

SEC source: 0000950103-19-002230 · dp102537_4-nog.xml · nonDerivative · entry 3

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 38,464,048

F5 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.47 to $2.55. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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February 20, 2019 Filed Feb 22, 2019 00:08 UTC SaleCommon Stock 240,373 $2.54 $610,547.42
Disclosure

SEC source: 0000950103-19-002230 · dp102537_4-nog.xml · nonDerivative · entry 2

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 38,589,144

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.50 to $2.60. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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February 19, 2019 Filed Feb 22, 2019 00:08 UTC SaleCommon Stock 240,373 $2.54 $610,547.42
Disclosure

SEC source: 0000950103-19-002230 · dp102537_4-nog.xml · nonDerivative · entry 1

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 38,829,517

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.51 to $2.59. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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February 15, 2019 Filed Feb 15, 2019 23:19 UTC SaleCommon Stock 240,373 $2.55 $612,951.15
Disclosure

SEC source: 0000950103-19-002055 · ownership.xml · nonDerivative · entry 3

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 39,069,890

F5 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.52 to $2.58. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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February 14, 2019 Filed Feb 15, 2019 23:19 UTC SaleCommon Stock 299,000 $2.50 $747,500.00
Disclosure

SEC source: 0000950103-19-002055 · ownership.xml · nonDerivative · entry 2

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 39,310,263

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.38 to $2.54. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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February 13, 2019 Filed Feb 15, 2019 23:19 UTC SaleCommon Stock 274,000 $2.38 $652,120.00
Disclosure

SEC source: 0000950103-19-002055 · ownership.xml · nonDerivative · entry 1

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 39,609,263

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.31 to $2.42. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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February 12, 2019 Filed Feb 12, 2019 23:53 UTC SaleCommon Stock 325,000 $2.34 $760,500.00
Disclosure

SEC source: 0000950103-19-001943 · dp102245_4-cp3gplp.xml · nonDerivative · entry 3

Crestview Partners III GP, L.P. · CIK 0001703027 · 10% owner

Crestview W2 Holdings, L.P. · CIK 0001755398 · 10% owner

W Energy Partners LLC · CIK 0001755396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 39,883,263

F5 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.30 to $2.39. The reporting person undertakes to provide to the issuer, any security holders of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.nature: Represents shares of Common Stock of the Issuer directly held by W Energy Partners LLC. Crestview W2 Holdings, L.P., in its capacity as a member of W Energy Partners LLC, may be deemed to have beneficial ownership of the shares of Common Stock directly held by W Energy Partners LLC. Crestview Partners III GP, L.P. exercises voting and dispositive power over the shares of Common Stock beneficially owned by Crestview W2 Holdings, L.P., which decisions are made by the investment committee of Crestview Partners III GP, L.P.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.