Last 12 months
Inside the activity.
0 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 27 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2023 Filed Apr 4, 2023 22:45 UTC |
BENVENUTI RAYNARD D.Director
|
GrantCommon Stock | 140,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000058 · wf-form4_168064832481784.xml · nonDerivative · entry 1 BENVENUTI RAYNARD D. · CIK 0001801647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,104 F1 · kind: Shares are restricted stock and vest on April 1, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:45 UTC |
NIXON D. GAILSenior VP, Human Resources
|
GrantPerformance Rights · Derivative | 123,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000057 · wf-form4_168064830757792.xml · derivative · entry 2 NIXON D. GAIL · CIK 0001713507 · Senior VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,520 Underlying: Common Stock · 123,520 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2023 and ending December 31, 2025. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2023 and ending December 31, 2025. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:45 UTC |
NIXON D. GAILSenior VP, Human Resources
|
GrantCommon Stock | 61,760 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000057 · wf-form4_168064830757792.xml · nonDerivative · entry 1 NIXON D. GAIL · CIK 0001713507 · Senior VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,319 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on April 1, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:45 UTC |
WALL JAMES ANDREWSVP & Chief Commercial Officer
|
GrantPerformance Rights · Derivative | 185,358 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000056 · wf-form4_168064829415334.xml · derivative · entry 2 WALL JAMES ANDREW · CIK 0001905896 · SVP & Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,358 Underlying: Common Stock · 185,358 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2023 and ending December 31, 2025. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2023 and ending December 31, 2025. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:45 UTC |
WALL JAMES ANDREWSVP & Chief Commercial Officer
|
GrantCommon Stock | 92,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000056 · wf-form4_168064829415334.xml · nonDerivative · entry 1 WALL JAMES ANDREW · CIK 0001905896 · SVP & Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,894 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on April 1, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:44 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
GrantPerformance Rights · Derivative | 252,336 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000055 · wf-form4_168064827910434.xml · derivative · entry 2 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,336 Underlying: Common Stock · 252,336 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2023 and ending December 31, 2025. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2023 and ending December 31, 2025. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:44 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
GrantCommon Stock | 126,168 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000055 · wf-form4_168064827910434.xml · nonDerivative · entry 1 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,484 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on April 1, 2024. Read SEC document |
| March 31, 2023 Filed Apr 5, 2023 00:02 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 61,837 | $1.02 | $63,104.66 |
DisclosureSEC source: 0000919574-23-002406 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 4,644,143 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:58 UTC |
Veltman Warren ADirector · President and CEO
|
Tax withholdingCommon Stock | 19,906 | $1.00 | $19,906.00 |
DisclosureSEC source: 0000918541-23-000042 · wf-form4_168020989425831.xml · nonDerivative · entry 1 Veltman Warren A · CIK 0001618759 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,334 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:58 UTC |
WALL JAMES ANDREWSVP & Chief Commercial Officer
|
Tax withholdingCommon Stock | 15,712 | $1.00 | $15,712.00 |
DisclosureSEC source: 0000918541-23-000041 · wf-form4_168020987607729.xml · nonDerivative · entry 1 WALL JAMES ANDREW · CIK 0001905896 · SVP & Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,215 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:57 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 4,314 | $1.00 | $4,314.00 |
DisclosureSEC source: 0000918541-23-000040 · wf-form4_168020985615096.xml · nonDerivative · entry 1 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,316 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:57 UTC |
NIXON D. GAILSenior VP, Human Resources
|
Tax withholdingCommon Stock | 2,562 | $1.00 | $2,562.00 |
DisclosureSEC source: 0000918541-23-000039 · wf-form4_168020984160887.xml · nonDerivative · entry 1 NIXON D. GAIL · CIK 0001713507 · Senior VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,559 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:57 UTC |
Heiter Matthew S.Senior VP and General Counsel
|
Tax withholdingCommon Stock | 4,707 | $1.00 | $4,707.00 |
DisclosureSEC source: 0000918541-23-000038 · wf-form4_168020982416410.xml · nonDerivative · entry 1 Heiter Matthew S. · CIK 0001647819 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,066 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 23, 2023 Filed Mar 28, 2023 00:49 UTC |
Veltman Warren ADirector · President and CEO
|
Tax withholdingCommon Stock | 7,766 | $1.09 | $8,464.94 |
DisclosureSEC source: 0000918541-23-000032 · wf-form4_167996455110605.xml · nonDerivative · entry 1 Veltman Warren A · CIK 0001618759 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,240 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 21:38 UTC |
Heiter Matthew S.Senior VP and General Counsel
|
Tax withholdingCommon Stock | 1,831 | $1.09 | $1,995.79 |
DisclosureSEC source: 0000918541-23-000030 · wf-form4_167995308419443.xml · nonDerivative · entry 1 Heiter Matthew S. · CIK 0001647819 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,773 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 21:38 UTC |
NIXON D. GAILSenior VP, Human Resources
|
Tax withholdingCommon Stock | 1,004 | $1.09 | $1,094.36 |
DisclosureSEC source: 0000918541-23-000031 · wf-form4_167995311026406.xml · nonDerivative · entry 1 NIXON D. GAIL · CIK 0001713507 · Senior VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,121 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 21:14 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 1,029 | $1.09 | $1,121.61 |
DisclosureSEC source: 0000918541-23-000025 · wf-form4_167995165433337.xml · nonDerivative · entry 1 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,630 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 22:08 UTC |
Veltman Warren ADirector · President and CEO
|
Tax withholdingCommon Stock | 6,868 | $2.19 | $15,040.92 |
DisclosureSEC source: 0000918541-23-000016 · wf-form4_167710369807835.xml · nonDerivative · entry 1 Veltman Warren A · CIK 0001618759 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,006 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 22:08 UTC |
NIXON D. GAILSenior VP, Human Resources
|
Tax withholdingCommon Stock | 753 | $2.19 | $1,649.07 |
DisclosureSEC source: 0000918541-23-000015 · wf-form4_167710367251479.xml · nonDerivative · entry 1 NIXON D. GAIL · CIK 0001713507 · Senior VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,125 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 22:07 UTC |
Heiter Matthew S.Senior VP and General Counsel
|
Tax withholdingCommon Stock | 1,361 | $2.19 | $2,980.59 |
DisclosureSEC source: 0000918541-23-000014 · wf-form4_167710364775845.xml · nonDerivative · entry 1 Heiter Matthew S. · CIK 0001647819 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,604 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 22:07 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 526 | $2.19 | $1,151.94 |
DisclosureSEC source: 0000918541-23-000013 · wf-form4_167710361207492.xml · nonDerivative · entry 1 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,659 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 16:07 UTC |
Carroll ChristinaDirector
|
PurchaseCommon Stock | 10,483 | $1.93 | $20,232.19 |
DisclosureSEC source: 0000899243-22-036866 · doc4.xml · nonDerivative · entry 1 Carroll Christina · CIK 0001731636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,231.486 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 22:04 UTC |
HARMAN JERI JDirector
|
PurchaseCommon Stock | 12,272 | $2.03 | $24,912.16 |
DisclosureSEC source: 0000918541-22-000125 · wf-form4_166854982661263.xml · nonDerivative · entry 1 HARMAN JERI J · CIK 0001168314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,350 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.00 to $2.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 20:21 UTC |
HARMAN JERI JDirector
|
PurchaseCommon Stock | 11,200 | $2.27 | $25,379.20 |
DisclosureSEC source: 0000918541-22-000113 · wf-form4_166206367467601.xml · nonDerivative · entry 1 HARMAN JERI J · CIK 0001168314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,078 Read SEC document |
| July 06, 2022 Filed Jul 6, 2022 22:38 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 20,000 | $2.38 | $47,510.00 |
DisclosureSEC source: 0000919574-22-004062 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,582,306 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.365 to $2.39. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 22:38 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 20,289 | $2.28 | $46,342.10 |
DisclosureSEC source: 0000919574-22-004062 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,562,306 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.23 to $2.40. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 22:38 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 22,500 | $2.38 | $53,604.00 |
DisclosureSEC source: 0000919574-22-004062 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,542,017 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.36 to $2.385. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 21:42 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 16,883 | $2.36 | $39,919.85 |
DisclosureSEC source: 0000919574-22-003979 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,519,517 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.33 to $2.38. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 21:42 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 51,200 | $2.33 | $119,311.36 |
DisclosureSEC source: 0000919574-22-003979 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,502,634 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.33 to $2.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 21:39 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 671 | $2.85 | $1,912.35 |
DisclosureSEC source: 0000918541-22-000098 · wf-form4_165532912924513.xml · nonDerivative · entry 1 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,185 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| May 20, 2022 Filed May 24, 2022 13:11 UTC |
Faria Joao VDirector
|
PurchaseCommon Stock | 7,700 | $2.60 | $20,006.14 |
DisclosureSEC source: 0000918541-22-000091 · wf-form4_165339784814512.xml · nonDerivative · entry 1 Faria Joao V · CIK 0001703817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,777 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.58 to $2.60 per share. The reporting person has provided to the Issuer, and will provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| May 17, 2022 Filed May 17, 2022 23:38 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 285,000 | $2.39 | $681,178.50 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 4 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 905,735 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.39 to $2.438. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: The reported securities are directly owned by Corre Horizon Fund, LP (the "Partnership"). The reported securities may be deemed beneficially owned by Corre, the investment manager of the Partnership, Corre GP, the general partner of the Partnership, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 17, 2022 Filed May 17, 2022 23:38 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 169,767 | $2.39 | $405,760.11 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,451,434 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.39 to $2.438. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 17, 2022 Filed May 18, 2022 20:39 UTC |
BENVENUTI RAYNARD D.Director
|
PurchaseCommon Stock | 10,000 | $2.41 | $24,140.00 |
DisclosureSEC source: 0000918541-22-000087 · wf-form4_165290633015433.xml · nonDerivative · entry 1 BENVENUTI RAYNARD D. · CIK 0001801647 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Raynard Benvenuti 2009 Revocable Trust Disclosed balance after: 20,000 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.390 to $2.433 per share. The reporting person has provided to the Issuer, and will provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| May 16, 2022 Filed May 17, 2022 23:38 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 2,800 | $2.34 | $6,544.44 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,281,667 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.31 to $2.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 13, 2022 Filed May 16, 2022 21:18 UTC |
HARMAN JERI JDirector
|
PurchaseCommon Stock | 1,590 | $2.33 | $3,704.54 |
DisclosureSEC source: 0000918541-22-000085 · wf-form4_165273581525653.xml · nonDerivative · entry 2 HARMAN JERI J · CIK 0001168314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,878 Read SEC document |
| May 13, 2022 Filed May 16, 2022 21:18 UTC |
HARMAN JERI JDirector
|
PurchaseCommon Stock | 9,090 | $2.34 | $21,270.60 |
DisclosureSEC source: 0000918541-22-000085 · wf-form4_165273581525653.xml · nonDerivative · entry 1 HARMAN JERI J · CIK 0001168314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,288 Read SEC document |
| May 13, 2022 Filed May 16, 2022 21:16 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
PurchaseCommon Stock | 5,000 | $2.37 | $11,870.00 |
DisclosureSEC source: 0000918541-22-000084 · wf-form4_165273572623059.xml · nonDerivative · entry 1 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,856 Read SEC document |
| May 13, 2022 Filed May 16, 2022 21:15 UTC |
Veltman Warren ADirector · President and CEO
|
PurchaseCommon Stock | 50,000 | $2.39 | $119,265.00 |
DisclosureSEC source: 0000918541-22-000083 · wf-form4_165273564853139.xml · nonDerivative · entry 1 Veltman Warren A · CIK 0001618759 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,874 Read SEC document |
| May 13, 2022 Filed May 17, 2022 23:38 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 106,621 | $2.34 | $249,375.86 |
DisclosureSEC source: 0000919574-22-003539 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,278,867 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.30 to $2.35. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 21, 2022 23:17 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 69,495 | $2.75 | $190,993.11 |
DisclosureSEC source: 0000919574-22-002820 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,172,246 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.70 to $2.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 23:17 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 59,802 | $2.73 | $163,367.10 |
DisclosureSEC source: 0000919574-22-002820 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,102,751 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.64 to $2.75. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 23:17 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 274,619 | $2.60 | $713,954.48 |
DisclosureSEC source: 0000919574-22-002820 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 4,042,949 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $2.55 to $2.62. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:46 UTC |
Veltman Warren ADirector · President and CEO
|
GrantPerformance Rights · Derivative | 195,870 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-22-000067 · wf-form4_164867318368063.xml · derivative · entry 2 Veltman Warren A · CIK 0001618759 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,870 Underlying: Common Stock · 195,870 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2019 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2022 and ending December 31, 2024. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2019 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2022 and ending December 31, 2024. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:46 UTC |
Veltman Warren ADirector · President and CEO
|
GrantCommon Stock | 208,798 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-22-000067 · wf-form4_164867318368063.xml · nonDerivative · entry 1 Veltman Warren A · CIK 0001618759 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,874 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 28, 2023. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:46 UTC |
WALL JAMES ANDREWSVP & Chief Commercial Officer
|
GrantPerformance Rights · Derivative | 30,098 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-22-000066 · wf-form4_164867315077028.xml · derivative · entry 3 WALL JAMES ANDREW · CIK 0001905896 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,098 Underlying: Common Stock · 30,098 shares Expires not disclosed F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F4 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2019 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2022 and ending December 31, 2024. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. F4 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2019 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2022 and ending December 31, 2024. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:46 UTC |
WALL JAMES ANDREWSVP & Chief Commercial Officer
|
GrantCommon Stock | 34,843 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-22-000066 · wf-form4_164867315077028.xml · nonDerivative · entry 2 WALL JAMES ANDREW · CIK 0001905896 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,927 F2 · kind: Shares are restricted stock and vest in full on March 28, 2023. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:46 UTC |
WALL JAMES ANDREWSVP & Chief Commercial Officer
|
GrantCommon Stock | 32,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-22-000066 · wf-form4_164867315077028.xml · nonDerivative · entry 1 WALL JAMES ANDREW · CIK 0001905896 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,084 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 28, 2023. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:45 UTC |
BUCHAN JOHNSee Remarks
|
GrantPerformance Rights · Derivative | 48,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-22-000065 · wf-form4_164867312771869.xml · derivative · entry 2 BUCHAN JOHN · CIK 0001789436 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,484 Underlying: Common Stock · 48,484 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2019 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2022 and ending December 31, 2024. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2019 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom S&P "MicroCap" Capital Goods Index over the period beginning on January 1, 2022 and ending December 31, 2024. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:45 UTC |
BUCHAN JOHNSee Remarks
|
GrantCommon Stock | 51,684 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-22-000065 · wf-form4_164867312771869.xml · nonDerivative · entry 1 BUCHAN JOHN · CIK 0001789436 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,680 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 28, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.