Tapewire

Nasdaq · USD

NNBR

NN INC

Export transactions ↓
Tapewire entity
6041
SEC CIK
0000918541
Parsed reports
308

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 2026027
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2024 Filed Mar 21, 2024 20:45 UTC
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
GrantPerformance Rights · Derivative 53,784 $0.00 $0.00
Disclosure

SEC source: 0000918541-24-000036 · wk-form4_1711053942.xml · derivative · entry 2

FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,784

Underlying: Common Stock · 53,784 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").

F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom subset of the S&P SmallCap 600 Index over the period beginning on January 1, 2024 and ending December 31, 2026. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares.

F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom subset of the S&P SmallCap 600 Index over the period beginning on January 1, 2024 and ending December 31, 2026. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 20:45 UTC
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
GrantCommon Stock 26,892 $5.02 $134,997.84
Disclosure

SEC source: 0000918541-24-000036 · wk-form4_1711053942.xml · nonDerivative · entry 1

FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,730

F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 19, 2025.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 20:45 UTC GrantCommon Stock 29,880 $5.02 $149,997.60
Disclosure

SEC source: 0000918541-24-000035 · wk-form4_1711053923.xml · nonDerivative · entry 1

Wilson Thomas Hampton Jr. · CIK 0001539343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,465

F1 · kind: Shares are restricted stock and vest on March 19, 2025.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 20:45 UTC GrantCommon Stock 29,880 $5.02 $149,997.60
Disclosure

SEC source: 0000918541-24-000034 · wk-form4_1711053907.xml · nonDerivative · entry 1

HARMAN JERI J · CIK 0001168314 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,416

F1 · kind: Shares are restricted stock and vest on March 19, 2025.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 20:45 UTC
NIXON D. GAILSenior VP, Human Resources
GrantPerformance Rights · Derivative 26,327 $0.00 $0.00
Disclosure

SEC source: 0000918541-24-000033 · wk-form4_1711053894.xml · derivative · entry 2

NIXON D. GAIL · CIK 0001713507 · Senior VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,327

Underlying: Common Stock · 26,327 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").

F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom subset of the S&P SmallCap 600 Index over the period beginning on January 1, 2024 and ending December 31, 2026. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares.

F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom subset of the S&P SmallCap 600 Index over the period beginning on January 1, 2024 and ending December 31, 2026. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 20:45 UTC
NIXON D. GAILSenior VP, Human Resources
GrantCommon Stock 13,164 $5.02 $66,083.28
Disclosure

SEC source: 0000918541-24-000033 · wk-form4_1711053894.xml · nonDerivative · entry 1

NIXON D. GAIL · CIK 0001713507 · Senior VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,483

F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 19, 2025.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 20:44 UTC GrantCommon Stock 29,880 $5.02 $149,997.60
Disclosure

SEC source: 0000918541-24-000032 · wk-form4_1711053881.xml · nonDerivative · entry 1

Gautam Rajeev · CIK 0001671688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,809

F1 · kind: Shares are restricted stock and vest on March 19, 2025.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 20:44 UTC GrantCommon Stock 29,880 $5.02 $149,997.60
Disclosure

SEC source: 0000918541-24-000031 · wk-form4_1711053869.xml · nonDerivative · entry 1

BENVENUTI RAYNARD D. · CIK 0001801647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,984

F1 · kind: Shares are restricted stock and vest on March 19, 2025.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 22:38 UTC PurchaseCommon Stock 50,000 $2.37 $118,650.00
Disclosure

SEC source: 0000918541-23-000141 · wk-form4_1701729528.xml · nonDerivative · entry 1

Gautam Rajeev · CIK 0001671688 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MFG Enterprises LLC

Disclosed balance after: 50,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.29 to $2.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2023 Filed Aug 22, 2023 20:41 UTC
French Timothy M.Chief Operating Officer
GrantPerformance Rights · Derivative 560,000 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000131 · wk-form4_1692736900.xml · derivative · entry 2

French Timothy M. · CIK 0001437778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,000

Underlying: Common Stock · 560,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").

F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Performance Share Unit Grant Notice and the Performance Share Unit Award Agreement based on NN's stock price meeting or exceeding specified average stock prices during 20 consecutive trading days between August 10, 2023 and August 9, 2028.

F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Performance Share Unit Grant Notice and the Performance Share Unit Award Agreement based on NN's stock price meeting or exceeding specified average stock prices during 20 consecutive trading days between August 10, 2023 and August 9, 2028.

Read SEC document
August 10, 2023 Filed Aug 22, 2023 20:41 UTC
French Timothy M.Chief Operating Officer
GrantCommon Stock 330,000 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000131 · wk-form4_1692736900.xml · nonDerivative · entry 1

French Timothy M. · CIK 0001437778 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,000

F1 · kind: Shares are restricted stock and vest in five equal annual installments beginning on August 10, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:17 UTC
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
Tax withholdingCommon Stock 646 $2.09 $1,350.14
Disclosure

SEC source: 0000918541-23-000107 · wk-form4_1686950221.xml · nonDerivative · entry 1

FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,838

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:05 UTC
Faria Joao VDirector
PurchaseCommon Stock 3,900 $1.73 $6,747.00
Disclosure

SEC source: 0000899243-23-014053 · doc4.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,963

Read SEC document
May 25, 2023 Filed May 30, 2023 20:05 UTC
Faria Joao VDirector
PurchaseCommon Stock 26,100 $1.74 $45,414.00
Disclosure

SEC source: 0000899243-23-014053 · doc4.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,063

Read SEC document
May 22, 2023 Filed May 23, 2023 20:30 UTC
Bevis Harold CPresident and CEO
GrantPerformance Rights · Derivative 2,500,000 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000102 · wk-form4_1684873817.xml · derivative · entry 2

Bevis Harold C · CIK 0001380620 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer").

F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Performance Share Unit Grant Notice and the Performance Share Unit Award Agreement based on NN's stock price meeting or exceeding specified average stock prices during 20 consecutive trading days between May 22, 2023 and May 21, 2028.

F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Performance Share Unit Grant Notice and the Performance Share Unit Award Agreement based on NN's stock price meeting or exceeding specified average stock prices during 20 consecutive trading days between May 22, 2023 and May 21, 2028.

Read SEC document
May 22, 2023 Filed May 23, 2023 20:30 UTC
Bevis Harold CPresident and CEO
GrantCommon Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000102 · wk-form4_1684873817.xml · nonDerivative · entry 1

Bevis Harold C · CIK 0001380620 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

F1 · kind: Shares are restricted stock and vest in five equal annual installments beginning on May 22, 2024.

Read SEC document
May 22, 2023 Filed May 24, 2023 21:33 UTC PurchaseCommon Stock, par value $0.01 per share 13,099 $1.25 $16,369.82
Disclosure

SEC source: 0000919574-23-003466 · ownership.xml · nonDerivative · entry 1

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,727,526

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.24 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:10 UTC PurchaseCommon Stock, par value $0.01 per share 25,000 $1.25 $31,150.00
Disclosure

SEC source: 0000919574-23-003417 · ownership.xml · nonDerivative · entry 3

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,714,427

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.23 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 18, 2023 Filed May 19, 2023 21:10 UTC PurchaseCommon Stock, par value $0.01 per share 30,000 $1.24 $37,176.00
Disclosure

SEC source: 0000919574-23-003417 · ownership.xml · nonDerivative · entry 2

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,689,427

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.23 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:10 UTC PurchaseCommon Stock, par value $0.01 per share 35,000 $1.25 $43,746.50
Disclosure

SEC source: 0000919574-23-003417 · ownership.xml · nonDerivative · entry 1

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,659,427

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.24 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 11, 2023 Filed May 12, 2023 16:19 UTC PurchaseCommon Stock 25,900 $1.35 $34,965.00
Disclosure

SEC source: 0000918541-23-000092 · wf-form4_168392277109058.xml · nonDerivative · entry 1

KURAN SHIHAB A. · CIK 0001850483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,280

Read SEC document
May 11, 2023 Filed May 12, 2023 20:20 UTC PurchaseCommon Stock 10,000 $1.36 $13,583.00
Disclosure

SEC source: 0000918541-23-000094 · wf-form4_168392283309146.xml · nonDerivative · entry 1

Gautam Rajeev · CIK 0001671688 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rajeev Gautam Trust

Disclosed balance after: 10,000

Read SEC document
May 11, 2023 Filed May 12, 2023 20:20 UTC PurchaseCommon Stock 72,151 $1.37 $99,200.41
Disclosure

SEC source: 0000918541-23-000093 · wf-form4_168392279702501.xml · nonDerivative · entry 1

Wilson Thomas Hampton Jr. · CIK 0001539343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,585

Read SEC document
May 11, 2023 Filed May 12, 2023 20:19 UTC PurchaseCommon Stock 55,000 $1.40 $77,000.00
Disclosure

SEC source: 0000918541-23-000091 · wf-form4_168392275472511.xml · nonDerivative · entry 1

BENVENUTI RAYNARD D. · CIK 0001801647 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Benvenuti Holdings LLC

Disclosed balance after: 55,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.3482 to $1.4642. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2023 Filed May 9, 2023 22:16 UTC PurchaseCommon Stock, par value $0.01 per share 3,818 $1.14 $4,356.72
Disclosure

SEC source: 0000919574-23-002903 · ownership.xml · nonDerivative · entry 3

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,624,427

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.02 to $1.16. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 08, 2023 Filed May 9, 2023 22:16 UTC PurchaseCommon Stock, par value $0.01 per share 52,807 $0.99 $52,358.14
Disclosure

SEC source: 0000919574-23-002903 · ownership.xml · nonDerivative · entry 2

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,620,609

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $0.975 to $1.02. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 05, 2023 Filed May 9, 2023 22:16 UTC PurchaseCommon Stock, par value $0.01 per share 50,000 $1.01 $50,740.00
Disclosure

SEC source: 0000919574-23-002903 · ownership.xml · nonDerivative · entry 1

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,567,802

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.015. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 02, 2023 Filed May 3, 2023 23:07 UTC PurchaseCommon Stock, par value $0.01 per share 41,063 $1.02 $41,982.81
Disclosure

SEC source: 0000919574-23-002781 · ownership.xml · nonDerivative · entry 2

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,517,802

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.03. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 01, 2023 Filed May 3, 2023 23:07 UTC PurchaseCommon Stock, par value $0.01 per share 1,000 $1.06 $1,056.00
Disclosure

SEC source: 0000919574-23-002781 · ownership.xml · nonDerivative · entry 1

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,476,739

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.03 to $1.0625. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:18 UTC PurchaseCommon Stock, par value $0.01 per share 52,228 $1.04 $54,264.89
Disclosure

SEC source: 0000919574-23-002744 · ownership.xml · nonDerivative · entry 2

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,475,739

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 21:18 UTC PurchaseCommon Stock, par value $0.01 per share 42,825 $1.04 $44,499.46
Disclosure

SEC source: 0000919574-23-002744 · ownership.xml · nonDerivative · entry 1

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,423,511

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.02 to $1.07. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 24, 2023 Filed Apr 24, 2023 21:18 UTC PurchaseCommon Stock, par value $0.01 per share 1,200 $1.06 $1,277.52
Disclosure

SEC source: 0000919574-23-002658 · ownership.xml · nonDerivative · entry 3

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,380,686

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.055 to $1.07. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 21:18 UTC PurchaseCommon Stock, par value $0.01 per share 13,031 $1.07 $13,884.53
Disclosure

SEC source: 0000919574-23-002658 · ownership.xml · nonDerivative · entry 2

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,379,486

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.05 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:18 UTC PurchaseCommon Stock, par value $0.01 per share 200 $1.08 $216.00
Disclosure

SEC source: 0000919574-23-002658 · ownership.xml · nonDerivative · entry 1

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,366,455

F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 14, 2023 Filed Apr 17, 2023 23:00 UTC PurchaseCommon Stock, par value $0.01 per share 74,674 $1.05 $78,661.59
Disclosure

SEC source: 0000919574-23-002615 · ownership.xml · nonDerivative · entry 2

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,366,255

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.04 to $1.06. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 23:00 UTC PurchaseCommon Stock, par value $0.01 per share 3,100 $1.06 $3,286.00
Disclosure

SEC source: 0000919574-23-002615 · ownership.xml · nonDerivative · entry 1

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,291,581

F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 21:27 UTC PurchaseCommon Stock, par value $0.01 per share 114,160 $1.06 $120,861.19
Disclosure

SEC source: 0000919574-23-002540 · ownership.xml · nonDerivative · entry 3

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,288,481

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.04 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 21:27 UTC PurchaseCommon Stock, par value $0.01 per share 34,518 $1.07 $37,013.65
Disclosure

SEC source: 0000919574-23-002540 · ownership.xml · nonDerivative · entry 2

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,174,321

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.06 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 21:27 UTC PurchaseCommon Stock, par value $0.01 per share 22,647 $1.07 $24,239.08
Disclosure

SEC source: 0000919574-23-002540 · ownership.xml · nonDerivative · entry 1

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,139,803

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.05 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 06, 2023 Filed Apr 6, 2023 22:23 UTC PurchaseCommon Stock, par value $0.01 per share 349 $1.09 $379.40
Disclosure

SEC source: 0000919574-23-002441 · ownership.xml · nonDerivative · entry 2

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,117,156

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.08 to $1.09. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 22:23 UTC PurchaseCommon Stock, par value $0.01 per share 44,100 $1.04 $46,013.94
Disclosure

SEC source: 0000919574-23-002441 · ownership.xml · nonDerivative · entry 1

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,116,807

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.04 to $1.06. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 04, 2023 Filed Apr 5, 2023 00:02 UTC PurchaseCommon Stock, par value $0.01 per share 150,996 $1.04 $156,537.55
Disclosure

SEC source: 0000919574-23-002406 · ownership.xml · nonDerivative · entry 3

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 5,072,707

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.025 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 00:02 UTC PurchaseCommon Stock, par value $0.01 per share 277,568 $1.03 $286,644.47
Disclosure

SEC source: 0000919574-23-002406 · ownership.xml · nonDerivative · entry 2

Corre Partners Management, LLC · CIK 0001537323 · 10% owner

Corre Partners Advisors LLC · CIK 0001884680 · 10% owner

Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner

Barrett John Frederick · CIK 0001858308 · 10% owner

Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 4,921,711

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 18:48 UTC GrantCommon Stock 140,186 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000064 · wf-form4_168064845456925.xml · nonDerivative · entry 1

KURAN SHIHAB A. · CIK 0001850483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,380

F1 · kind: Shares are restricted stock and vest on April 1, 2024.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:48 UTC GrantCommon Stock 140,186 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000065 · wf-form4_168064849938891.xml · nonDerivative · entry 1

Wilson Thomas Hampton Jr. · CIK 0001539343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,434

F1 · kind: Shares are restricted stock and vest on April 1, 2024.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:47 UTC GrantCommon Stock 140,186 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000063 · wf-form4_168064842691095.xml · nonDerivative · entry 1

HARMAN JERI J · CIK 0001168314 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,536

F1 · kind: Shares are restricted stock and vest on April 1, 2024.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:47 UTC GrantCommon Stock 140,186 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000062 · wf-form4_168064840841325.xml · nonDerivative · entry 1

Gautam Rajeev · CIK 0001671688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,929

F1 · kind: Shares are restricted stock and vest on April 1, 2024.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:46 UTC
Faria Joao VDirector
GrantCommon Stock 140,186 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000061 · wf-form4_168064839514446.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,963

F1 · kind: Shares are restricted stock and vest on April 1, 2024.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:46 UTC GrantCommon Stock 140,186 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000060 · wf-form4_168064838029190.xml · nonDerivative · entry 1

Carroll Christina · CIK 0001731636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,417.486

F1 · kind: Shares are restricted stock and vest on April 1, 2024.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:46 UTC GrantCommon Stock 140,186 $0.00 $0.00
Disclosure

SEC source: 0000918541-23-000059 · wf-form4_168064836678084.xml · nonDerivative · entry 1

Brunner Robert E · CIK 0001380372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,117

F1 · kind: Shares are restricted stock and vest on April 1, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.