Last 12 months
Inside the activity.
0 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 27 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2024 Filed Mar 21, 2024 20:45 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
GrantPerformance Rights · Derivative | 53,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-24-000036 · wk-form4_1711053942.xml · derivative · entry 2 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,784 Underlying: Common Stock · 53,784 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom subset of the S&P SmallCap 600 Index over the period beginning on January 1, 2024 and ending December 31, 2026. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom subset of the S&P SmallCap 600 Index over the period beginning on January 1, 2024 and ending December 31, 2026. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:45 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
GrantCommon Stock | 26,892 | $5.02 | $134,997.84 |
DisclosureSEC source: 0000918541-24-000036 · wk-form4_1711053942.xml · nonDerivative · entry 1 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,730 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 19, 2025. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:45 UTC |
Wilson Thomas Hampton Jr.Director
|
GrantCommon Stock | 29,880 | $5.02 | $149,997.60 |
DisclosureSEC source: 0000918541-24-000035 · wk-form4_1711053923.xml · nonDerivative · entry 1 Wilson Thomas Hampton Jr. · CIK 0001539343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,465 F1 · kind: Shares are restricted stock and vest on March 19, 2025. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:45 UTC |
HARMAN JERI JDirector
|
GrantCommon Stock | 29,880 | $5.02 | $149,997.60 |
DisclosureSEC source: 0000918541-24-000034 · wk-form4_1711053907.xml · nonDerivative · entry 1 HARMAN JERI J · CIK 0001168314 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,416 F1 · kind: Shares are restricted stock and vest on March 19, 2025. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:45 UTC |
NIXON D. GAILSenior VP, Human Resources
|
GrantPerformance Rights · Derivative | 26,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-24-000033 · wk-form4_1711053894.xml · derivative · entry 2 NIXON D. GAIL · CIK 0001713507 · Senior VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,327 Underlying: Common Stock · 26,327 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom subset of the S&P SmallCap 600 Index over the period beginning on January 1, 2024 and ending December 31, 2026. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Issuer's 2022 Omnibus Incentive Plan and the applicable Performance Share Unit Award Agreement based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of a custom subset of the S&P SmallCap 600 Index over the period beginning on January 1, 2024 and ending December 31, 2026. The performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 25% and 150% of the target shares. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:45 UTC |
NIXON D. GAILSenior VP, Human Resources
|
GrantCommon Stock | 13,164 | $5.02 | $66,083.28 |
DisclosureSEC source: 0000918541-24-000033 · wk-form4_1711053894.xml · nonDerivative · entry 1 NIXON D. GAIL · CIK 0001713507 · Senior VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,483 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 19, 2025. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:44 UTC |
Gautam RajeevDirector
|
GrantCommon Stock | 29,880 | $5.02 | $149,997.60 |
DisclosureSEC source: 0000918541-24-000032 · wk-form4_1711053881.xml · nonDerivative · entry 1 Gautam Rajeev · CIK 0001671688 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,809 F1 · kind: Shares are restricted stock and vest on March 19, 2025. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:44 UTC |
BENVENUTI RAYNARD D.Director
|
GrantCommon Stock | 29,880 | $5.02 | $149,997.60 |
DisclosureSEC source: 0000918541-24-000031 · wk-form4_1711053869.xml · nonDerivative · entry 1 BENVENUTI RAYNARD D. · CIK 0001801647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,984 F1 · kind: Shares are restricted stock and vest on March 19, 2025. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 22:38 UTC |
Gautam RajeevDirector
|
PurchaseCommon Stock | 50,000 | $2.37 | $118,650.00 |
DisclosureSEC source: 0000918541-23-000141 · wk-form4_1701729528.xml · nonDerivative · entry 1 Gautam Rajeev · CIK 0001671688 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By MFG Enterprises LLC Disclosed balance after: 50,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.29 to $2.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 10, 2023 Filed Aug 22, 2023 20:41 UTC |
French Timothy M.Chief Operating Officer
|
GrantPerformance Rights · Derivative | 560,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000131 · wk-form4_1692736900.xml · derivative · entry 2 French Timothy M. · CIK 0001437778 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,000 Underlying: Common Stock · 560,000 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Performance Share Unit Grant Notice and the Performance Share Unit Award Agreement based on NN's stock price meeting or exceeding specified average stock prices during 20 consecutive trading days between August 10, 2023 and August 9, 2028. F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Performance Share Unit Grant Notice and the Performance Share Unit Award Agreement based on NN's stock price meeting or exceeding specified average stock prices during 20 consecutive trading days between August 10, 2023 and August 9, 2028. Read SEC document |
| August 10, 2023 Filed Aug 22, 2023 20:41 UTC |
French Timothy M.Chief Operating Officer
|
GrantCommon Stock | 330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000131 · wk-form4_1692736900.xml · nonDerivative · entry 1 French Timothy M. · CIK 0001437778 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,000 F1 · kind: Shares are restricted stock and vest in five equal annual installments beginning on August 10, 2024. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:17 UTC |
FELCHER, JR. MICHAEL C.SVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 646 | $2.09 | $1,350.14 |
DisclosureSEC source: 0000918541-23-000107 · wk-form4_1686950221.xml · nonDerivative · entry 1 FELCHER, JR. MICHAEL C. · CIK 0001867919 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,838 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:05 UTC |
Faria Joao VDirector
|
PurchaseCommon Stock | 3,900 | $1.73 | $6,747.00 |
DisclosureSEC source: 0000899243-23-014053 · doc4.xml · nonDerivative · entry 2 Faria Joao V · CIK 0001703817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,963 Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:05 UTC |
Faria Joao VDirector
|
PurchaseCommon Stock | 26,100 | $1.74 | $45,414.00 |
DisclosureSEC source: 0000899243-23-014053 · doc4.xml · nonDerivative · entry 1 Faria Joao V · CIK 0001703817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,063 Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:30 UTC |
Bevis Harold CPresident and CEO
|
GrantPerformance Rights · Derivative | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000102 · wk-form4_1684873817.xml · derivative · entry 2 Bevis Harold C · CIK 0001380620 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500,000 Underlying: Common Stock · 2,500,000 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Performance Share Unit Grant Notice and the Performance Share Unit Award Agreement based on NN's stock price meeting or exceeding specified average stock prices during 20 consecutive trading days between May 22, 2023 and May 21, 2028. F3 · derivative.expiration_date: The performance rights will vest pursuant to the terms and subject to the conditions set forth in the Performance Share Unit Grant Notice and the Performance Share Unit Award Agreement based on NN's stock price meeting or exceeding specified average stock prices during 20 consecutive trading days between May 22, 2023 and May 21, 2028. Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:30 UTC |
Bevis Harold CPresident and CEO
|
GrantCommon Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000102 · wk-form4_1684873817.xml · nonDerivative · entry 1 Bevis Harold C · CIK 0001380620 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500,000 F1 · kind: Shares are restricted stock and vest in five equal annual installments beginning on May 22, 2024. Read SEC document |
| May 22, 2023 Filed May 24, 2023 21:33 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 13,099 | $1.25 | $16,369.82 |
DisclosureSEC source: 0000919574-23-003466 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,727,526 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.24 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 19, 2023 Filed May 19, 2023 21:10 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 25,000 | $1.25 | $31,150.00 |
DisclosureSEC source: 0000919574-23-003417 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,714,427 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.23 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 18, 2023 Filed May 19, 2023 21:10 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 30,000 | $1.24 | $37,176.00 |
DisclosureSEC source: 0000919574-23-003417 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,689,427 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.23 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:10 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 35,000 | $1.25 | $43,746.50 |
DisclosureSEC source: 0000919574-23-003417 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,659,427 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.24 to $1.25. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 11, 2023 Filed May 12, 2023 16:19 UTC |
KURAN SHIHAB A.Director
|
PurchaseCommon Stock | 25,900 | $1.35 | $34,965.00 |
DisclosureSEC source: 0000918541-23-000092 · wf-form4_168392277109058.xml · nonDerivative · entry 1 KURAN SHIHAB A. · CIK 0001850483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,280 Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:20 UTC |
Gautam RajeevDirector
|
PurchaseCommon Stock | 10,000 | $1.36 | $13,583.00 |
DisclosureSEC source: 0000918541-23-000094 · wf-form4_168392283309146.xml · nonDerivative · entry 1 Gautam Rajeev · CIK 0001671688 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Rajeev Gautam Trust Disclosed balance after: 10,000 Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:20 UTC |
Wilson Thomas Hampton Jr.Director
|
PurchaseCommon Stock | 72,151 | $1.37 | $99,200.41 |
DisclosureSEC source: 0000918541-23-000093 · wf-form4_168392279702501.xml · nonDerivative · entry 1 Wilson Thomas Hampton Jr. · CIK 0001539343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,585 Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:19 UTC |
BENVENUTI RAYNARD D.Director
|
PurchaseCommon Stock | 55,000 | $1.40 | $77,000.00 |
DisclosureSEC source: 0000918541-23-000091 · wf-form4_168392275472511.xml · nonDerivative · entry 1 BENVENUTI RAYNARD D. · CIK 0001801647 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Benvenuti Holdings LLC Disclosed balance after: 55,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.3482 to $1.4642. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 09, 2023 Filed May 9, 2023 22:16 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 3,818 | $1.14 | $4,356.72 |
DisclosureSEC source: 0000919574-23-002903 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,624,427 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.02 to $1.16. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 08, 2023 Filed May 9, 2023 22:16 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 52,807 | $0.99 | $52,358.14 |
DisclosureSEC source: 0000919574-23-002903 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,620,609 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $0.975 to $1.02. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 05, 2023 Filed May 9, 2023 22:16 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 50,000 | $1.01 | $50,740.00 |
DisclosureSEC source: 0000919574-23-002903 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,567,802 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.015. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 02, 2023 Filed May 3, 2023 23:07 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 41,063 | $1.02 | $41,982.81 |
DisclosureSEC source: 0000919574-23-002781 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,517,802 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.03. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:07 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $1.06 | $1,056.00 |
DisclosureSEC source: 0000919574-23-002781 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,476,739 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.03 to $1.0625. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 21:18 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 52,228 | $1.04 | $54,264.89 |
DisclosureSEC source: 0000919574-23-002744 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,475,739 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 21:18 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 42,825 | $1.04 | $44,499.46 |
DisclosureSEC source: 0000919574-23-002744 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,423,511 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.02 to $1.07. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 24, 2023 Filed Apr 24, 2023 21:18 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 1,200 | $1.06 | $1,277.52 |
DisclosureSEC source: 0000919574-23-002658 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,380,686 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.055 to $1.07. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 21:18 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 13,031 | $1.07 | $13,884.53 |
DisclosureSEC source: 0000919574-23-002658 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,379,486 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.05 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:18 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 200 | $1.08 | $216.00 |
DisclosureSEC source: 0000919574-23-002658 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,366,455 F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 14, 2023 Filed Apr 17, 2023 23:00 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 74,674 | $1.05 | $78,661.59 |
DisclosureSEC source: 0000919574-23-002615 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,366,255 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.04 to $1.06. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 23:00 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 3,100 | $1.06 | $3,286.00 |
DisclosureSEC source: 0000919574-23-002615 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,291,581 F1 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 12, 2023 Filed Apr 12, 2023 21:27 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 114,160 | $1.06 | $120,861.19 |
DisclosureSEC source: 0000919574-23-002540 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,288,481 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.04 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 21:27 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 34,518 | $1.07 | $37,013.65 |
DisclosureSEC source: 0000919574-23-002540 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,174,321 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.06 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 21:27 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 22,647 | $1.07 | $24,239.08 |
DisclosureSEC source: 0000919574-23-002540 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,139,803 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.05 to $1.08. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 22:23 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 349 | $1.09 | $379.40 |
DisclosureSEC source: 0000919574-23-002441 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,117,156 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.08 to $1.09. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 22:23 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 44,100 | $1.04 | $46,013.94 |
DisclosureSEC source: 0000919574-23-002441 · ownership.xml · nonDerivative · entry 1 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,116,807 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.04 to $1.06. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 00:02 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 150,996 | $1.04 | $156,537.55 |
DisclosureSEC source: 0000919574-23-002406 · ownership.xml · nonDerivative · entry 3 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 5,072,707 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.025 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 00:02 UTC |
Corre Partners Management, LLC10% owner
Corre Partners Advisors LLC10% owner
Barrett John Frederick10% owner
Soderlund Eric Hjalmar10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 277,568 | $1.03 | $286,644.47 |
DisclosureSEC source: 0000919574-23-002406 · ownership.xml · nonDerivative · entry 2 Corre Partners Management, LLC · CIK 0001537323 · 10% owner Corre Partners Advisors LLC · CIK 0001884680 · 10% owner Corre Opportunities Qualified Master Fund, LP · CIK 0001601971 · 10% owner Barrett John Frederick · CIK 0001858308 · 10% owner Soderlund Eric Hjalmar · CIK 0001885532 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 4,921,711 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $1.01 to $1.05. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly owned by Corre Opportunities Qualified Master Fund, LP (the "Qualified Master Fund"). The reported securities may be deemed beneficially owned by Corre Partners Management, LLC ("Corre"), the investment manager of the Qualified Master Fund, Corre Partners Advisors, LLC ("Corre GP"), the general partner of the Qualified Master Fund, and John Barrett and Eric Soderlund, the managing members of Corre and Corre GP, each a Reporting Person. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 18:48 UTC |
KURAN SHIHAB A.Director
|
GrantCommon Stock | 140,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000064 · wf-form4_168064845456925.xml · nonDerivative · entry 1 KURAN SHIHAB A. · CIK 0001850483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,380 F1 · kind: Shares are restricted stock and vest on April 1, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:48 UTC |
Wilson Thomas Hampton Jr.Director
|
GrantCommon Stock | 140,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000065 · wf-form4_168064849938891.xml · nonDerivative · entry 1 Wilson Thomas Hampton Jr. · CIK 0001539343 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,434 F1 · kind: Shares are restricted stock and vest on April 1, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:47 UTC |
HARMAN JERI JDirector
|
GrantCommon Stock | 140,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000063 · wf-form4_168064842691095.xml · nonDerivative · entry 1 HARMAN JERI J · CIK 0001168314 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,536 F1 · kind: Shares are restricted stock and vest on April 1, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:47 UTC |
Gautam RajeevDirector
|
GrantCommon Stock | 140,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000062 · wf-form4_168064840841325.xml · nonDerivative · entry 1 Gautam Rajeev · CIK 0001671688 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,929 F1 · kind: Shares are restricted stock and vest on April 1, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:46 UTC |
Faria Joao VDirector
|
GrantCommon Stock | 140,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000061 · wf-form4_168064839514446.xml · nonDerivative · entry 1 Faria Joao V · CIK 0001703817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,963 F1 · kind: Shares are restricted stock and vest on April 1, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:46 UTC |
Carroll ChristinaDirector
|
GrantCommon Stock | 140,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000060 · wf-form4_168064838029190.xml · nonDerivative · entry 1 Carroll Christina · CIK 0001731636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,417.486 F1 · kind: Shares are restricted stock and vest on April 1, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:46 UTC |
Brunner Robert EDirector
|
GrantCommon Stock | 140,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000918541-23-000059 · wf-form4_168064836678084.xml · nonDerivative · entry 1 Brunner Robert E · CIK 0001380372 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,117 F1 · kind: Shares are restricted stock and vest on April 1, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.