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Nasdaq · USD

NMRA

Neumora Therapeutics, Inc.

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6115
SEC CIK
0001885522
Parsed reports
118

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026011
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2025 Filed Feb 20, 2025 22:14 UTC
BERNS PAUL LDirector · See Remarks
SaleCommon Stock 13,871 $1.69 $23,468.34
Disclosure

SEC source: 0001610717-25-000031 · form4.xml · nonDerivative · entry 1

BERNS PAUL L · CIK 0001202769 · Director · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,405,004

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on April 19, 2024, which provides for the automatic sale of shares of common stock that would otherwise be issuable on each vesting date of a covered restricted stock unit in an amount necessary to satisfy the applicable withholding obligation.

F2 · price: This transaction was executed in multiple trades in prices ranging from $1.66 to $1.745, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 18, 2025 Filed Feb 20, 2025 22:14 UTC SaleCommon Stock 1,978 $1.69 $3,350.53
Disclosure

SEC source: 0001610717-25-000030 · form4.xml · nonDerivative · entry 1

Milligan Michael Lee · CIK 0001993953 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,470

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on August 30, 2024, which provides for the automatic sale of shares of common stock that would otherwise be issuable on each vesting date of a covered restricted stock unit in an amount necessary to satisfy the applicable withholding obligation.

F2 · price: This transaction was executed in multiple trades in prices ranging from $1.6937 to $1.695, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 18, 2025 Filed Feb 20, 2025 22:13 UTC
Aurora Daljit SinghChief Strategy Officer
SaleCommon Stock 8,565 $1.68 $14,347.23
Disclosure

SEC source: 0001610717-25-000029 · form4.xml · nonDerivative · entry 1

Aurora Daljit Singh · CIK 0001793971 · Chief Strategy Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,935

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on April 22, 2024, which provides for the automatic sale of shares of common stock that would otherwise be issuable on each vesting date of a covered restricted stock unit in an amount necessary to satisfy the applicable withholding obligation.

F2 · price: This transaction was executed in multiple trades in prices ranging from $1.66 to $1.705, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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February 18, 2025 Filed Feb 20, 2025 22:11 UTC
Pinto JoshuaPresident
SaleCommon Stock 8,048 $1.67 $13,477.18
Disclosure

SEC source: 0001610717-25-000027 · form4.xml · nonDerivative · entry 1

Pinto Joshua · CIK 0001992595 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,952

F1 · kind: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on April 18, 2024 and subsequently amended on May 22, 2024, which provides for the automatic sale of shares of common stock that would otherwise be issuable on each vesting date of a covered restricted stock unit in an amount necessary to satisfy the applicable withholding obligation.

F2 · price: This transaction was executed in multiple trades in prices ranging from $1.66 to $1.6995, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Lenz Robert A.Head of R&D
GrantStock Option (Right to Buy) · Derivative 100,000 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022322 · ownership.xml · derivative · entry 4

Lenz Robert A. · CIK 0001992908 · Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-02-14

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 14, 2024 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Lenz Robert A.Head of R&D
GrantStock Option (Right to Buy) · Derivative 502,934 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022322 · ownership.xml · derivative · entry 3

Lenz Robert A. · CIK 0001992908 · Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,934

Underlying: Common Stock · 502,934 shares

Expires 2033-09-14

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from September 11, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Lenz Robert A.Head of R&D
Disposition to issuerStock Option (Right to Buy) · Derivative 100,000 Not disclosed Strike: $18.07 Not disclosed
Disclosure

SEC source: 0000950170-25-022322 · ownership.xml · derivative · entry 2

Lenz Robert A. · CIK 0001992908 · Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2034-02-14

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 14, 2024 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Lenz Robert A.Head of R&D
Disposition to issuerStock Option (Right to Buy) · Derivative 502,934 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0000950170-25-022322 · ownership.xml · derivative · entry 1

Lenz Robert A. · CIK 0001992908 · Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 502,934 shares

Expires 2033-09-14

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from September 11, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
BERNS PAUL LDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 342,500 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022323 · ownership.xml · derivative · entry 7

BERNS PAUL L · CIK 0001202769 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,500

Underlying: Common Stock · 342,500 shares

Expires 2034-02-14

F6 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 6, all other terms of the option remain unchanged.

F5 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 14, 2024 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
BERNS PAUL LDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 955,864 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022323 · ownership.xml · derivative · entry 6

BERNS PAUL L · CIK 0001202769 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 955,864

Underlying: Common Stock · 955,864 shares

Expires 2033-06-28

F6 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 6, all other terms of the option remain unchanged.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from July 3, 2023 (the "Vesting Commencement Date.), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
BERNS PAUL LDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 497,049 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022323 · ownership.xml · derivative · entry 5

BERNS PAUL L · CIK 0001202769 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,049

Underlying: Common Stock · 497,049 shares

Expires 2032-01-27

F6 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 6, all other terms of the option remain unchanged.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 1, 2022 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
BERNS PAUL LDirector · See Remarks
Disposition to issuerStock Option (Right to Buy) · Derivative 342,500 Not disclosed Strike: $18.07 Not disclosed
Disclosure

SEC source: 0000950170-25-022323 · ownership.xml · derivative · entry 4

BERNS PAUL L · CIK 0001202769 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 342,500 shares

Expires 2034-02-14

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 6, all other terms of the option remain unchanged.

F5 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 14, 2024 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
BERNS PAUL LDirector · See Remarks
Disposition to issuerStock Option (Right to Buy) · Derivative 955,864 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0000950170-25-022323 · ownership.xml · derivative · entry 3

BERNS PAUL L · CIK 0001202769 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 955,864 shares

Expires 2033-06-28

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 6, all other terms of the option remain unchanged.

F4 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from July 3, 2023 (the "Vesting Commencement Date.), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
BERNS PAUL LDirector · See Remarks
Disposition to issuerStock Option (Right to Buy) · Derivative 497,049 Not disclosed Strike: $4.63 Not disclosed
Disclosure

SEC source: 0000950170-25-022323 · ownership.xml · derivative · entry 2

BERNS PAUL L · CIK 0001202769 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 497,049 shares

Expires 2032-01-27

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 6, all other terms of the option remain unchanged.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 1, 2022 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
BERNS PAUL LDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 2,000,000 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0000950170-25-022323 · ownership.xml · derivative · entry 1

BERNS PAUL L · CIK 0001202769 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2035-02-13

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 13, 2025 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 195,000 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 15

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2034-02-14

F9 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F8 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 14, 2024 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 29,737 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 14

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 29,737

Underlying: Common Stock · 29,737 shares

Expires 2033-06-23

F9 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

F5 · ownership.nature: Shares held by Aurora Family Trust, which members of the Reporting Person's immediate family are the sole beneficiaries.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 72,221 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 13

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,221

Underlying: Common Stock · 72,221 shares

Expires 2033-06-23

F9 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F7 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from June 30, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 136,210 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 12

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 136,210

Underlying: Common Stock · 136,210 shares

Expires 2033-01-19

F9 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

F5 · ownership.nature: Shares held by Aurora Family Trust, which members of the Reporting Person's immediate family are the sole beneficiaries.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 207,901 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 11

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,901

Underlying: Common Stock · 207,901 shares

Expires 2033-01-19

F9 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F6 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 1, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 137,538 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 10

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 137,538

Underlying: Common Stock · 137,538 shares

Expires 2031-09-20

F9 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

F5 · ownership.nature: Shares held by Aurora Family Trust, which members of the Reporting Person's immediate family are the sole beneficiaries.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 40,890 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 9

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,890

Underlying: Common Stock · 40,890 shares

Expires 2031-09-20

F9 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from August 2, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 195,000 Not disclosed Strike: $18.07 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 8

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195,000 shares

Expires 2034-02-14

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F8 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 14, 2024 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 29,737 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 7

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 29,737 shares

Expires 2033-06-23

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

F5 · ownership.nature: Shares held by Aurora Family Trust, which members of the Reporting Person's immediate family are the sole beneficiaries.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 72,221 Not disclosed Strike: $6.36 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 6

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,221 shares

Expires 2033-06-23

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F7 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from June 30, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 136,210 Not disclosed Strike: $6.51 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 5

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 136,210 shares

Expires 2033-01-19

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

F5 · ownership.nature: Shares held by Aurora Family Trust, which members of the Reporting Person's immediate family are the sole beneficiaries.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 207,901 Not disclosed Strike: $6.51 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 4

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 207,901 shares

Expires 2033-01-19

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F6 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 1, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 137,538 Not disclosed Strike: $4.24 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 3

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 137,538 shares

Expires 2031-09-20

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

F5 · ownership.nature: Shares held by Aurora Family Trust, which members of the Reporting Person's immediate family are the sole beneficiaries.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 40,890 Not disclosed Strike: $4.24 Not disclosed
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 2

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,890 shares

Expires 2031-09-20

F3 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 9, all other terms of the option remain unchanged.

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from August 2, 2021 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0000950170-25-022320 · ownership.xml · derivative · entry 1

Aurora Daljit Singh · CIK 0001793971 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2035-02-13

F1 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from February 13, 2025 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Ho MaykinDirector
GrantStock Option (Right to Buy) · Derivative 28,571 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022327 · ownership.xml · derivative · entry 6

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,571

Underlying: Common Stock · 28,571 shares

Expires 2034-06-13

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of (i) one year anniversary of June 13, 2024 or (ii) immediately prior to the next Annual Meeting following June 13, 2024.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Ho MaykinDirector
GrantStock Option (Right to Buy) · Derivative 27,802 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022327 · ownership.xml · derivative · entry 5

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,802

Underlying: Common Stock · 27,802 shares

Expires 2033-09-14

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Ho MaykinDirector
GrantStock Option (Right to Buy) · Derivative 95,586 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022327 · ownership.xml · derivative · entry 4

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,586

Underlying: Common Stock · 95,586 shares

Expires 2031-04-23

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Ho MaykinDirector
Disposition to issuerStock Option (Right to Buy) · Derivative 28,571 Not disclosed Strike: $9.95 Not disclosed
Disclosure

SEC source: 0000950170-25-022327 · ownership.xml · derivative · entry 3

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,571 shares

Expires 2034-06-13

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of (i) one year anniversary of June 13, 2024 or (ii) immediately prior to the next Annual Meeting following June 13, 2024.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Ho MaykinDirector
Disposition to issuerStock Option (Right to Buy) · Derivative 27,802 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0000950170-25-022327 · ownership.xml · derivative · entry 2

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,802 shares

Expires 2033-09-14

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Ho MaykinDirector
Disposition to issuerStock Option (Right to Buy) · Derivative 95,586 Not disclosed Strike: $2.51 Not disclosed
Disclosure

SEC source: 0000950170-25-022327 · ownership.xml · derivative · entry 1

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,586 shares

Expires 2031-04-23

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 28,571 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022326 · ownership.xml · derivative · entry 6

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,571

Underlying: Common Stock · 28,571 shares

Expires 2034-06-13

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of (i) one year anniversary of June 13, 2024 or (ii) immediately prior to the next Annual Meeting following June 13, 2024.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 27,802 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022326 · ownership.xml · derivative · entry 5

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,802

Underlying: Common Stock · 27,802 shares

Expires 2033-09-14

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 85,586 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022326 · ownership.xml · derivative · entry 4

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,586

Underlying: Common Stock · 85,586 shares

Expires 2031-04-23

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 28,571 Not disclosed Strike: $9.95 Not disclosed
Disclosure

SEC source: 0000950170-25-022326 · ownership.xml · derivative · entry 3

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,571 shares

Expires 2034-06-13

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of (i) one year anniversary of June 13, 2024 or (ii) immediately prior to the next Annual Meeting following June 13, 2024.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 27,802 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0000950170-25-022326 · ownership.xml · derivative · entry 2

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,802 shares

Expires 2033-09-14

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 85,586 Not disclosed Strike: $2.51 Not disclosed
Disclosure

SEC source: 0000950170-25-022326 · ownership.xml · derivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,586 shares

Expires 2031-04-23

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 28,571 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022321 · ownership.xml · derivative · entry 4

Piacquad David · CIK 0001602343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,571

Underlying: Common Stock · 28,571 shares

Expires 2034-06-13

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of (i) one year anniversary of June 13, 2024 or (ii) immediately prior to the next Annual Meeting following June 13, 2024.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC GrantStock Option (Right to Buy) · Derivative 46,455 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022321 · ownership.xml · derivative · entry 3

Piacquad David · CIK 0001602343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,455

Underlying: Common Stock · 46,455 shares

Expires 2033-09-14

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from September 8, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 28,571 Not disclosed Strike: $9.95 Not disclosed
Disclosure

SEC source: 0000950170-25-022321 · ownership.xml · derivative · entry 2

Piacquad David · CIK 0001602343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,571 shares

Expires 2034-06-13

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of (i) one year anniversary of June 13, 2024 or (ii) immediately prior to the next Annual Meeting following June 13, 2024.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 46,455 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0000950170-25-022321 · ownership.xml · derivative · entry 1

Piacquad David · CIK 0001602343 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,455 shares

Expires 2033-09-14

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from September 8, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Burow KristinaDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 28,571 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022317 · ownership.xml · derivative · entry 4

Burow Kristina · CIK 0001569248 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,571

Underlying: Common Stock · 28,571 shares

Expires 2034-06-13

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of (i) one year anniversary of June 13, 2024 or (ii) immediately prior to the next Annual Meeting following June 13, 2024.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Burow KristinaDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 46,455 Not disclosed Strike: $1.69 Not disclosed
Disclosure

SEC source: 0000950170-25-022317 · ownership.xml · derivative · entry 3

Burow Kristina · CIK 0001569248 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,455

Underlying: Common Stock · 46,455 shares

Expires 2033-09-14

F4 · derivative.exercise_price: Effective February 13, 2025, subject to and contingent on the approval by the Issuer's stockholders, the Board approved an option repricing with an exercise price of $1.69 per share (the "Repricing") of the outstanding stock options held by members of the Board, certain employees and other service providers, provided that if the requisite approval of the Issuer's stockholders is not obtained, the Repricing will be void and the terms of each repriced option shall continue to be subject to its original terms and conditions, including, without limitation, the per share exercise price. The Repricing is subject to the Reporting Person remaining in service to the Issuer through August 13, 2026.

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from September 14, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Burow KristinaDirector · 10% owner
Disposition to issuerStock Option (Right to Buy) · Derivative 28,571 Not disclosed Strike: $9.95 Not disclosed
Disclosure

SEC source: 0000950170-25-022317 · ownership.xml · derivative · entry 2

Burow Kristina · CIK 0001569248 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,571 shares

Expires 2034-06-13

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of (i) one year anniversary of June 13, 2024 or (ii) immediately prior to the next Annual Meeting following June 13, 2024.

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February 13, 2025 Filed Feb 18, 2025 21:30 UTC
Burow KristinaDirector · 10% owner
Disposition to issuerStock Option (Right to Buy) · Derivative 46,455 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0000950170-25-022317 · ownership.xml · derivative · entry 1

Burow Kristina · CIK 0001569248 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,455 shares

Expires 2033-09-14

F2 · price: On February 13, 2025, the Board approved the repricing of the option. As further described in footnote 4, all other terms of the option remain unchanged.

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from September 14, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.