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Nasdaq · USD

NMIH

NMI Holdings, Inc.

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Tapewire entity
4161
SEC CIK
0001547903
Parsed reports
409

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202604
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 21:02 UTC Tax withholdingClass A Common Shares, $0.01 par value per share 341 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000046 · wf-form4_167908693429277.xml · nonDerivative · entry 2

Realmuto Nicholas Daniel · CIK 0001953086 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2021 at a net settlement price equal to the closing stock price on March 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:02 UTC Tax withholdingClass A Common Shares, $0.01 par value per share 426 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000046 · wf-form4_167908693429277.xml · nonDerivative · entry 1

Realmuto Nicholas Daniel · CIK 0001953086 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2020 at a net settlement price equal to the closing stock price on March 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
Tax withholdingClass A Common Shares, $0.01 par value per share 1,449 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000044 · wf-form4_167908654363493.xml · nonDerivative · entry 2

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,661

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2021 at a net settlement price equal to the closing stock price on March 15, 2023.

F3 · balance_after: Represents 9,938 Class A common shares and 28,723 unvested restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
Tax withholdingClass A Common Shares, $0.01 par value per share 1,614 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000044 · wf-form4_167908654363493.xml · nonDerivative · entry 1

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,110

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2020 at a net settlement price equal to the closing stock price on March 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:49 UTC
Fitzgerald Norman PeterEVP, Chief Sales Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 2,008 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000042 · wf-form4_167908616816991.xml · nonDerivative · entry 2

Fitzgerald Norman Peter · CIK 0001904756 · EVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,218

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2021 at a net settlement price equal to the closing stock price on March 15, 2023.

F3 · balance_after: Represents 16,819 Class A common shares and 24,399 unvested restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:49 UTC
Fitzgerald Norman PeterEVP, Chief Sales Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 2,845 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000042 · wf-form4_167908616816991.xml · nonDerivative · entry 1

Fitzgerald Norman Peter · CIK 0001904756 · EVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,226

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2020 at a net settlement price equal to the closing stock price on March 15, 2023.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:06 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
SaleClass A Common Shares, $0.01 par value per share 9,000 $24.16 $217,452.60
Disclosure

SEC source: 0001547903-23-000040 · wf-form4_167701353956044.xml · nonDerivative · entry 1

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,724

F1 · price: The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $24.1614. The range of sale prices on the transaction date was $24.1000 to $24.2500. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.

F2 · balance_after: Represents 5,218 Class A common shares and 36,506 unvested restricted stock units.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 21:14 UTC
Fitzgerald Norman PeterEVP, Chief Sales Officer
SaleClass A Common Shares, $0.01 par value per share 16,346 $24.03 $392,789.48
Disclosure

SEC source: 0001547903-23-000038 · wf-form4_167666845203523.xml · nonDerivative · entry 1

Fitzgerald Norman Peter · CIK 0001904756 · EVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,071

F1 · price: The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $24.0297. The range of sale prices on the transaction date was $23.8500 to $24.1400. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.

F2 · balance_after: Represents 10,784 Class A common shares and 35,287 unvested restricted stock units.

Read SEC document
February 12, 2023 Filed Feb 13, 2023 16:43 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Tax withholdingClass A Common Shares, $0.01 par value per share 6,396 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000024 · wf-form4_167632458706285.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,963

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020 at a net settlement price equal to the closing stock price on February 10, 2023. Such restricted stock units vest in three equal annual installments beginning on February 12, 2021.

F3 · balance_after: Represents 347,640 Class A common shares and 79,323 unvested restricted stock units.

Read SEC document
February 12, 2023 Filed Feb 13, 2023 16:40 UTC
Pollitzer AdamDirector · Chief Executive Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,672 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000021 · wf-form4_167632443404742.xml · nonDerivative · entry 2

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,403

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020 at a net settlement price equal to the closing stock price on February 10, 2023. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F3 · balance_after: Represents 94,344 Class A common shares and 132,059 unvested restricted stock units.

Read SEC document
February 12, 2023 Filed Feb 13, 2023 16:42 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 1,475 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000022 · wf-form4_167632451056381.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,734

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 10, 2023. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F3 · balance_after: Represents 107,820 Class A common shares and 45,914 unvested restricted stock units.

Read SEC document
February 12, 2023 Filed Feb 13, 2023 21:44 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,216 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000025 · wf-form4_167632464811761.xml · nonDerivative · entry 2

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,107

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 10, 2023. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F3 · balance_after: Represents 37,338 Class A common shares and 32,769 unvested restricted stock units.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 16:43 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Tax withholdingClass A Common Shares, $0.01 par value per share 6,827 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000024 · wf-form4_167632458706285.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,359

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2021 at a net settlement price equal to the closing stock price on February 10, 2023. Such restricted stock units vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 16:40 UTC
Pollitzer AdamDirector · Chief Executive Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 4,842 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000021 · wf-form4_167632443404742.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,075

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2021 at a net settlement price equal to the closing stock price on February 10, 2023. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 16:42 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 4,169 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000022 · wf-form4_167632451056381.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,209

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2021 at a net settlement price equal to the closing stock price on February 10, 2023. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 21:44 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 3,523 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000025 · wf-form4_167632464811761.xml · nonDerivative · entry 1

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,323

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2021, at a net settlement price equal to the closing stock price on February 10, 2023. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 17:13 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Tax withholdingClass A Common Shares, $0.01 par value per share 6,337 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000013 · wf-form4_167606715634808.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,186

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2022 at a net settlement price equal to the closing stock price on February 9, 2023. The restricted stock units vest in three equal annual installments beginning on February 9, 2023.

F3 · balance_after: Represents 334,196 Class A common shares and 105,990 unvested restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 17:09 UTC
Pollitzer AdamDirector · Chief Executive Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 11,517 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000011 · wf-form4_167606693566206.xml · nonDerivative · entry 4

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,917

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2022 at a net settlement price equal to the closing stock price on February 9, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F5 · balance_after: Represents 87,721 Class A common shares and 145,196 unvested restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 16:55 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 5,441 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000003 · wf-form4_167606613562308.xml · nonDerivative · entry 4

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,378

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2022, at a net settlement price equal to the closing stock price on February 9, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F5 · balance_after: Represents 102,082 Class A common shares and 57,296 unvested restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:17 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 3,283 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000015 · wf-form4_167606742584557.xml · nonDerivative · entry 4

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,846

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2022, at a net settlement price equal to the closing stock price on February 9, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F5 · balance_after: Represents 32,521 Class A common shares and 42,325 unvested restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:06 UTC
Fitzgerald Norman PeterEVP, Chief Sales Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 2,089 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000009 · wf-form4_167606677912857.xml · nonDerivative · entry 2

Fitzgerald Norman Peter · CIK 0001904756 · EVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,417

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2022 at a net settlement price equal to the closing stock price on February 9, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F3 · balance_after: Represents 27,130 Class A common shares and 35,287 unvested restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:03 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
Tax withholdingClass A Common Shares, $0.01 par value per share 1,867 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000007 · wf-form4_167606661279590.xml · nonDerivative · entry 2

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,724

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2022 at a net settlement price equal to the closing stock price on February 9, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F3 · balance_after: Represents 14,218 Class A common shares and 36,506 unvested restricted stock units.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:01 UTC
Mallela RaviChief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 20,796 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000005 · wf-form4_167606643802371.xml · nonDerivative · entry 2

Mallela Ravi · CIK 0001751947 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,010

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2022 at a net settlement price equal to the closing stock price on February 9, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F3 · balance_after: Represents 20,551 Class A common shares and 81,459 unvested restricted stock units.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 17:13 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
GrantRestricted Stock Unit (right to receive) 41,036 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000013 · wf-form4_167606715634808.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,523

F1 · shares: Represents restricted stock units granted pursuant to the Amended and Restated 2014 Omnibus Incentive Plan on February 8, 2023. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 8, 2024.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 17:09 UTC
Pollitzer AdamDirector · Chief Executive Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 12,937 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000011 · wf-form4_167606693566206.xml · nonDerivative · entry 3

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,434

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of the PRSUs granted to the reporting person on February 12, 2020 at a net settlement price equal to the closing stock price on February 8, 2023.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 17:09 UTC
Pollitzer AdamDirector · Chief Executive Officer
GrantClass A Common Shares, $0.01 par value per share 25,685 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000011 · wf-form4_167606693566206.xml · nonDerivative · entry 2

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,371

F2 · shares: On February 12, 2020, the reporting person was granted performance-based restricted stock units (PRSUs) pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. Each PRSU represents a contingent right to receive shares of NMIH's Class A common shares upon settlement. The PRSUs vest at the end of the three-year period following the grant on the date that the Compensation Committee of the Board of Directors certifies attainment, based on NMIH's satisfaction of certain performance criteria. The performance criteria were met on February 8, 2023, resulting in the issuance of 25,685 vested PRSUs.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 17:09 UTC
Pollitzer AdamDirector · Chief Executive Officer
GrantRestricted Stock Unit (right to receive) 92,332 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000011 · wf-form4_167606693566206.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,686

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 8, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 16:55 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 11,508 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000003 · wf-form4_167606613562308.xml · nonDerivative · entry 3

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,819

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of the PRSUs granted to the reporting person on February 12, 2020 at a net settlement price equal to the closing stock price on February 8, 2023.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 16:55 UTC
Leatherberry William JEVP, General Counsel
GrantClass A Common Shares, $0.01 par value per share 22,649 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000003 · wf-form4_167606613562308.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,327

F2 · shares: On February 12, 2020, the reporting person was granted performance-based restricted stock units (PRSUs) pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. Each PRSU represents a contingent right to receive shares of NMIH's Class A common shares upon settlement. The PRSUs vest at the end of the three-year period following the grant on the date that the Compensation Committee of the Board of Directors certifies attainment, based on NMIH's satisfaction of certain performance criteria. The performance criteria were met on February 8, 2023, resulting in the issuance of 22,649 vested PRSUs.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 16:55 UTC
Leatherberry William JEVP, General Counsel
GrantRestricted Stock Unit (right to receive) 25,248 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000003 · wf-form4_167606613562308.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,678

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 8, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 22:17 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 9,562 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000015 · wf-form4_167606742584557.xml · nonDerivative · entry 3

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,129

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of the PRSUs granted to the reporting person on February 12, 2020 at a net settlement price equal to the closing stock price on February 8, 2023.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 22:17 UTC
Smith Robert OwenEVP, Chief Risk Officer
GrantClass A Common Shares, $0.01 par value per share 18,681 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000015 · wf-form4_167606742584557.xml · nonDerivative · entry 2

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,691

F2 · shares: On February 12, 2020, the reporting person was granted performance-based restricted stock units (PRSUs) pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. Each PRSU represents a contingent right to receive shares of NMIH's Class A common shares upon settlement. The PRSUs vest at the end of the three-year period following the grant on the date that the Compensation Committee of the Board of Directors certifies attainment, based on NMIH's satisfaction of certain performance criteria. The performance criteria were met on February 8, 2023, resulting in the issuance of 18,681 vested PRSUs.

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February 08, 2023 Filed Feb 10, 2023 22:17 UTC
Smith Robert OwenEVP, Chief Risk Officer
GrantRestricted Stock Unit (right to receive) 19,287 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000015 · wf-form4_167606742584557.xml · nonDerivative · entry 1

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,010

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 8, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

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February 08, 2023 Filed Feb 10, 2023 22:06 UTC
Fitzgerald Norman PeterEVP, Chief Sales Officer
GrantRestricted Stock Unit (right to receive) 13,606 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000009 · wf-form4_167606677912857.xml · nonDerivative · entry 1

Fitzgerald Norman Peter · CIK 0001904756 · EVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,506

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 8, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

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February 08, 2023 Filed Feb 10, 2023 22:03 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
GrantRestricted Stock Unit (right to receive) 13,606 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000007 · wf-form4_167606661279590.xml · nonDerivative · entry 1

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,591

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 8, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

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February 08, 2023 Filed Feb 10, 2023 22:01 UTC
Mallela RaviChief Financial Officer
GrantRestricted Stock Unit (right to receive) 19,438 $0.00 $0.00
Disclosure

SEC source: 0001547903-23-000005 · wf-form4_167606643802371.xml · nonDerivative · entry 1

Mallela Ravi · CIK 0001751947 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,806

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 8, 2023. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

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December 14, 2022 Filed Dec 15, 2022 21:05 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
Tax withholdingClass A Common Shares, $0.01 par value per share 474 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000179 · wf-form4_167113829138189.xml · nonDerivative · entry 1

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,985

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on December 14, 2021, at a net settlement price equal to the closing stock price on December 14, 2022. Such restricted stock units vest in equal installments on December 14, 2022, December 14, 2023 and December 14, 2024.

F2 · balance_after: Represents 11,905 Class A common shares and 27,080 unvested restricted stock units.

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September 09, 2022 Filed Sep 13, 2022 16:03 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,313 $10.00 Strike: $10.00 $253,130.00
Disclosure

SEC source: 0001547903-22-000155 · wf-form4_166309941870876.xml · derivative · entry 4

Jones James G · CIK 0001289111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 25,313 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in full on November 8, 2015.

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September 09, 2022 Filed Sep 13, 2022 16:03 UTC SaleClass A Common Shares, $0.01 par value per share 25,313 $20.30 $513,894.40
Disclosure

SEC source: 0001547903-22-000155 · wf-form4_166309941870876.xml · nonDerivative · entry 2

Jones James G · CIK 0001289111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,633

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $20.3016. The range of sale prices on the transaction date was $20.22 to $20.52. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 109,693 class A common shares and 6,940 unvested restricted stock units.

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September 09, 2022 Filed Sep 13, 2022 16:03 UTC Exercise / conversionClass A Common Shares, $0.01 par value per share 25,313 $10.00 $253,130.00
Disclosure

SEC source: 0001547903-22-000155 · wf-form4_166309941870876.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:10 UTC
Yousaf Mohammad NawazEVP, Operations & Info. Tech.
Tax withholdingClass A Common Shares, $0.01 par value per share 1,083 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000157 · wf-form4_166309978660587.xml · nonDerivative · entry 1

Yousaf Mohammad Nawaz · CIK 0001903613 · EVP, Operations & Info. Tech.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,459

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on September 9, 2020, at a net settlement price equal to the closing stock price on September 9, 2022. Such restricted stock units vest in equal installments on September 9, 2022 and September 9, 2023.

F2 · balance_after: Represents 11,175 Class A common shares and 28,284 unvested restricted stock units.

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September 09, 2022 Filed Sep 13, 2022 20:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 37,813 $10.00 Strike: $10.00 $378,130.00
Disclosure

SEC source: 0001547903-22-000156 · wf-form4_166309966637257.xml · derivative · entry 3

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 37,813 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in full on November 8, 2015.

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September 09, 2022 Filed Sep 13, 2022 20:08 UTC SaleClass A Common Shares, $0.01 par value per share 19,630 $20.30 $398,520.41
Disclosure

SEC source: 0001547903-22-000156 · wf-form4_166309966637257.xml · nonDerivative · entry 2

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,607

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $20.3016. The range of prices was $20.25 to $20.37. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 51,667 Class A common shares and 6,940 unvested restricted stock units.

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September 09, 2022 Filed Sep 13, 2022 20:08 UTC Exercise / conversionClass A Common Shares, $0.01 par value per share 37,813 $10.00 $378,130.00
Disclosure

SEC source: 0001547903-22-000156 · wf-form4_166309966637257.xml · nonDerivative · entry 1

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2022 Filed May 18, 2022 23:20 UTC SaleClass A Common Shares, $0.01 par value per share 1,796 $18.39 $33,033.29
Disclosure

SEC source: 0001547903-22-000139 · wf-form4_165291601108986.xml · nonDerivative · entry 1

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,424

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at an average sale price of $18.3927. The reporting person undertakes to provide, upon request by SECstaff, the issuer, or a securityholder of the issuer, full information regarding the transaction.

F2 · balance_after: Represents 33,484 class A common shares and 6,940 unvested restricted stock units.

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May 12, 2022 Filed May 13, 2022 17:51 UTC
Norberg JulieSVP, Chief Accounting Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,103 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000109 · wf-form4_165247863899255.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,583

F1 · shares: Represents shares withheld by NMIH to to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 12, 2021, at a net settlement price equal to the closing stock price on May 12, 2022. Such restricted stock units vest in three equal annual installments beginning on May 12, 2022.

F2 · balance_after: Represents 6,647 class A common shares and 22,936 unvested restricted stock units.

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May 12, 2022 Filed May 16, 2022 21:52 UTC GrantRestricted Stock Unit (right to receive) 6,940 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000125 · wf-form4_165273795320601.xml · nonDerivative · entry 1

Muehlhauser Regina · CIK 0001699822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,840

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 47,900 class A common shares and 6,940 unvested restricted stock units.

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May 12, 2022 Filed May 16, 2022 21:49 UTC GrantRestricted Stock Unit (right to receive) 6,940 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000123 · wf-form4_165273775705295.xml · nonDerivative · entry 1

Huskins Priya Cherian · CIK 0001419882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,200

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 5,130 class A common shares and 12,070 unvested restricted stock units.

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May 12, 2022 Filed May 16, 2022 16:38 UTC GrantRestricted Stock Unit (right to receive) 6,940 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000119 · wf-form4_165273344674422.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,633

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 109,693 class A common shares and 6,940 unvested restricted stock units.

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May 12, 2022 Filed May 16, 2022 20:40 UTC GrantRestricted Stock Unit (right to receive) 6,940 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000120 · wf-form4_165273353029852.xml · nonDerivative · entry 1

EMBLER MICHAEL J · CIK 0001209170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,633

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 79,693 class A common shares and 6,940 unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.