Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2023 Filed Apr 27, 2023 01:32 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 95,273 | $5.44 | $518,342.28 |
DisclosureSEC source: 0001104659-23-050548 · tm2313706-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,358 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.44 to $5.45 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 24, 2023 Filed Apr 27, 2023 01:30 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 500,000 | $5.49 | $2,744,000.00 |
DisclosureSEC source: 0001104659-23-050547 · tm2313706-1_4seq.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 3,611,177 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.70 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 01:33 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 208,634 | $4.00 | $835,307.95 |
DisclosureSEC source: 0001104659-23-036187 · tm2310330-1_4seq1.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,111,177 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.07 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 21, 2023 Filed Mar 24, 2023 01:33 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 41,366 | $4.00 | $165,464.00 |
DisclosureSEC source: 0001104659-23-036187 · tm2310330-1_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,319,811 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| March 17, 2023 Filed Mar 18, 2023 01:30 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 50,000 | $3.33 | $166,725.00 |
DisclosureSEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 4 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,631 F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple tranactions at prices ranging from $3.30 to $3.38 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2023 Filed Mar 18, 2023 01:30 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 18,417 | $3.24 | $59,619.51 |
DisclosureSEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,631 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.11 to $3.35 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2023 Filed Mar 18, 2023 01:30 UTC |
SASAKI GAIL MVice President and CFO
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,048 F3 · shares: These restricted stock units (RSUs) granted on March 16, 2023 vest in installments of 25,000 beginning on March 16, 2024 one time per year through March 16, 2027. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| March 16, 2023 Filed Mar 18, 2023 01:30 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 250,000 | $3.04 | $759,375.00 |
DisclosureSEC source: 0001104659-23-034108 · tm239856-1_4seq1.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,361,177 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.15 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2023 Filed Mar 18, 2023 01:30 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
GrantCommon Stock | 499,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-034108 · tm239856-1_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,241,447 F1 · shares: These restricted stock units (RSUs) granted on March 16, 2023 vest in installments of 124,750 beginning on March 16, 2024 one time per year through March 16, 2027. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 01:30 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 10,318 | $3.07 | $31,661.81 |
DisclosureSEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,048 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.12 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 01:12 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 138,703 | $2.82 | $391,655.66 |
DisclosureSEC source: 0001104659-23-032429 · tm238833-3_4seq1.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,742,447 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.91 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 01:12 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 46,000 | $2.82 | $129,890.20 |
DisclosureSEC source: 0001104659-23-032429 · tm238833-3_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,881,150 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.91 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:45 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 28,854 | $3.00 | $86,562.00 |
DisclosureSEC source: 0001104659-23-030631 · tm238833-1_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,366 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:45 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 3,875 | $2.88 | $11,160.00 |
DisclosureSEC source: 0001104659-23-030631 · tm238833-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,220 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:15 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 46,399 | $2.00 | $92,798.00 |
DisclosureSEC source: 0001104659-23-022817 · tm236274-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,095 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:46 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.71 | $0.00 |
DisclosureSEC source: 0001104659-23-019769 · tm236274-1_4seq1.xml · derivative · entry 3 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200,000 Underlying: Common Stock · 300,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 11, 2013 to February 11, 2017. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:46 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
Exercise / conversionCommon Stock | 300,000 | $0.71 | $213,000.00 |
DisclosureSEC source: 0001104659-23-019769 · tm236274-1_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:15 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 615 | $1.68 | $1,033.20 |
DisclosureSEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 4 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,494 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:15 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 100 | $1.66 | $166.00 |
DisclosureSEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,109 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:15 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 1,950 | $1.65 | $3,217.50 |
DisclosureSEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,209 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:15 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 2,460 | $1.62 | $3,985.20 |
DisclosureSEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,159 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:22 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 1,595 | $1.14 | $1,818.30 |
DisclosureSEC source: 0001104659-22-128244 · tm2232827-1_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,619 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:22 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 2,700 | $1.13 | $3,051.00 |
DisclosureSEC source: 0001104659-22-128244 · tm2232827-1_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,214 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:22 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 8,205 | $1.13 | $9,272.47 |
DisclosureSEC source: 0001104659-22-128244 · tm2232827-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,914 Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 21:15 UTC |
SASAKI GAIL MVice President and CFO
|
Tax withholdingCommon Stock | 26,944 | $2.68 | $72,075.20 |
DisclosureSEC source: 0001104659-22-101993 · tm2226244-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,119 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 21:10 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
Tax withholdingCommon Stock | 32,095 | $2.78 | $89,224.10 |
DisclosureSEC source: 0001104659-22-098574 · tm2225441-1_4seq1.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627,150 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 21:10 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
Tax withholdingCommon Stock | 12,968 | $2.84 | $36,829.12 |
DisclosureSEC source: 0001104659-22-098574 · tm2225441-1_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,659,245 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 20:20 UTC |
SASAKI GAIL MVice President and CFO
|
Tax withholdingCommon Stock | 8,646 | $3.15 | $27,234.90 |
DisclosureSEC source: 0001104659-22-091229 · tm2223354-2_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,063 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 20:15 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
Tax withholdingCommon Stock | 34,580 | $3.15 | $108,927.00 |
DisclosureSEC source: 0001104659-22-091221 · tm2223354-1_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672,213 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:01 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 13,447 | $6.32 | $84,985.04 |
DisclosureSEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 4 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,709 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:01 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 6,829 | $6.31 | $43,090.99 |
DisclosureSEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,156 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:01 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 10,100 | $6.30 | $63,630.00 |
DisclosureSEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,985 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:01 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 30,468 | $6.24 | $190,120.32 |
DisclosureSEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,085 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 21:30 UTC |
SASAKI GAIL MVice President and CFO
|
Tax withholdingCommon Stock | 17,335 | $5.00 | $86,675.00 |
DisclosureSEC source: 0001104659-22-036648 · tm2210040-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,553 F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| January 25, 2022 Filed Feb 1, 2022 22:43 UTC |
SASAKI GAIL MVice President and CFO
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-010460 · tm225140-1_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,888 F1 · shares: These restricted stock units (RSUs) granted on January 25, 2022 vest in installments of 25,000 beginning on August 11, 2022 two times per year through March 15, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| January 25, 2022 Filed Feb 1, 2022 23:22 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
GrantCommon Stock | 800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-010474 · tm225140-2_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706,793 F1 · shares: These restricted stock units (RSUs) granted on January 25, 2022 vest in installments of 100,000 beginning on August 11, 2022 two times per year through March 15, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 22:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 63,650 | $7.08 | $450,495.61 |
DisclosureSEC source: 0001104659-21-141967 · tm2132614-3_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,611,177 Read SEC document |
| November 12, 2021 Filed Nov 13, 2021 00:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 11,550 | $7.00 | $80,850.00 |
DisclosureSEC source: 0001104659-21-138294 · tm2132614-2_4seq1.xml · nonDerivative · entry 4 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,674,827 Read SEC document |
| November 11, 2021 Filed Nov 13, 2021 00:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 53,086 | $7.00 | $371,617.93 |
DisclosureSEC source: 0001104659-21-138294 · tm2132614-2_4seq1.xml · nonDerivative · entry 3 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,686,377 Read SEC document |
| November 10, 2021 Filed Nov 13, 2021 00:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 1,100 | $7.02 | $7,722.00 |
DisclosureSEC source: 0001104659-21-138294 · tm2132614-2_4seq1.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,739,463 Read SEC document |
| November 09, 2021 Filed Nov 13, 2021 00:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 70,614 | $7.83 | $553,013.54 |
DisclosureSEC source: 0001104659-21-138294 · tm2132614-2_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Hong-Cha Property Trust Disclosed balance after: 4,740,563 Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 21:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 33,000 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001104659-21-108612 · tm2125662-1_4seq1.xml · derivative · entry 7 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 Underlying: Common Stock · 33,000 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 27, 2012 to February 27, 2016 Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 21:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 33,000 | $6.84 | $225,828.90 |
DisclosureSEC source: 0001104659-21-108612 · tm2125662-1_4seq1.xml · nonDerivative · entry 4 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,684 Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 21:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
Exercise / conversionCommon Stock | 33,000 | $3.59 | $118,470.00 |
DisclosureSEC source: 0001104659-21-108612 · tm2125662-1_4seq1.xml · nonDerivative · entry 3 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 21:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 267,000 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001104659-21-108612 · tm2125662-1_4seq1.xml · derivative · entry 6 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,533,000 Underlying: Common Stock · 267,000 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 27, 2012 to February 27, 2016 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 21:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
SaleCommon Stock | 267,000 | $7.33 | $1,957,857.60 |
DisclosureSEC source: 0001104659-21-108612 · tm2125662-1_4seq1.xml · nonDerivative · entry 2 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950.684 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 21:00 UTC |
Hong Chun KDirector · President, CEO and Chairman
|
Exercise / conversionCommon Stock | 267,000 | $3.59 | $958,530.00 |
DisclosureSEC source: 0001104659-21-108612 · tm2125662-1_4seq1.xml · nonDerivative · entry 1 Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:56 UTC |
SASAKI GAIL MVice President and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001104659-21-094459 · tm2121203-7_4seq1.xml · derivative · entry 3 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 27, 2012 to February 27, 2016 Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:56 UTC |
SASAKI GAIL MVice President and CFO
|
SaleCommon Stock | 75,000 | $7.90 | $592,500.00 |
DisclosureSEC source: 0001104659-21-094459 · tm2121203-7_4seq1.xml · nonDerivative · entry 2 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,888 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:56 UTC |
SASAKI GAIL MVice President and CFO
|
Exercise / conversionCommon Stock | 75,000 | $3.59 | $269,250.00 |
DisclosureSEC source: 0001104659-21-094459 · tm2121203-7_4seq1.xml · nonDerivative · entry 1 SASAKI GAIL M · CIK 0001422990 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.