Tapewire

Nasdaq · USD

NKTR

NEKTAR THERAPEUTICS

Export transactions ↓
Tapewire entity
4364
SEC CIK
0000906709
Parsed reports
471

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202606
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2018 Filed May 4, 2018 00:42 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock 43,333 $10.69 $463,229.77
Disclosure

SEC source: 0001209191-18-027941 · doc4.xml · nonDerivative · entry 3

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for options expiring in the next 12 months.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:43 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001209191-18-027942 · doc4.xml · derivative · entry 7

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 30,000 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for options expiring in the next 12 months.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:43 UTC
Labrucherie Gil MSVP & Chief Financial Officer
SaleCommon Stock 30,000 $83.65 $2,509,500.00
Disclosure

SEC source: 0001209191-18-027942 · doc4.xml · nonDerivative · entry 2

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,739

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for options expiring in the next 12 months.

F3 · price: This transaction was executed in multiple trades at prices ranging from $82.60 to $84.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 3,750 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
May 01, 2018 Filed May 4, 2018 00:43 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionCommon Stock 30,000 $10.69 $320,700.00
Disclosure

SEC source: 0001209191-18-027942 · doc4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for options expiring in the next 12 months.

F2 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 3,750 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
May 01, 2018 Filed May 4, 2018 00:42 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionStock Option · Derivative 43,334 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001209191-18-027941 · doc4.xml · derivative · entry 8

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,666

Underlying: Common Stock · 43,334 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for options expiring in the next 12 months.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:42 UTC
ROBIN HOWARD WDirector · President & CEO
SaleCommon Stock 43,334 $83.65 $3,624,889.10
Disclosure

SEC source: 0001209191-18-027941 · doc4.xml · nonDerivative · entry 2

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,147

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for options expiring in the next 12 months.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.60 to $84.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
May 01, 2018 Filed May 4, 2018 00:42 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock 43,334 $10.69 $463,240.46
Disclosure

SEC source: 0001209191-18-027941 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for options expiring in the next 12 months.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 22:05 UTC Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $14.26 $0.00
Disclosure

SEC source: 0001209191-18-025446 · doc4.xml · derivative · entry 3

WHITFIELD ROY A · CIK 0000936728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2018-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 22:05 UTC Exercise / conversionCommon Stock 30,000 $14.26 $427,800.00
Disclosure

SEC source: 0001209191-18-025446 · doc4.xml · nonDerivative · entry 1

WHITFIELD ROY A · CIK 0000936728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 22:03 UTC
Thomsen Jillian B.SVP & Chief Accounting Officer
Exercise / conversionStock Option · Derivative 13,881 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001209191-18-025445 · doc4.xml · derivative · entry 3

Thomsen Jillian B. · CIK 0001433457 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,119

Underlying: Common Stock · 13,881 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 22:03 UTC
Thomsen Jillian B.SVP & Chief Accounting Officer
SaleCommon Stock 13,881 $101.46 $1,408,366.26
Disclosure

SEC source: 0001209191-18-025445 · doc4.xml · nonDerivative · entry 2

Thomsen Jillian B. · CIK 0001433457 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,857

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $100.21 to $101.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · balance_after: This number includes 988 shares held by the reporting person in the Issuer's 401(K) plan and 3,703 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
April 16, 2018 Filed Apr 18, 2018 22:03 UTC
Thomsen Jillian B.SVP & Chief Accounting Officer
Exercise / conversionCommon Stock 13,881 $10.69 $148,387.89
Disclosure

SEC source: 0001209191-18-025445 · doc4.xml · nonDerivative · entry 1

Thomsen Jillian B. · CIK 0001433457 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: This number includes 988 shares held by the reporting person in the Issuer's 401(K) plan and 3,703 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
April 10, 2018 Filed Apr 12, 2018 22:05 UTC
Hora ManinderSVP Pharma Dev & Mfg Ops
Exercise / conversionStock Option · Derivative 502 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-18-024772 · doc4.xml · derivative · entry 3

Hora Maninder · CIK 0001443159 · SVP Pharma Dev & Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 502 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 22:05 UTC
Hora ManinderSVP Pharma Dev & Mfg Ops
SaleCommon Stock 502 $105.67 $53,046.34
Disclosure

SEC source: 0001209191-18-024772 · doc4.xml · nonDerivative · entry 2

Hora Maninder · CIK 0001443159 · SVP Pharma Dev & Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,261

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $105.03 to $105.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · balance_after: This number includes 6,500 shares held by the reporting person from the Issuer's ESPP plan. The acquisition of these shares under this plan is exempt under Rule 16b-3(c).

Read SEC document
April 10, 2018 Filed Apr 12, 2018 22:05 UTC
Hora ManinderSVP Pharma Dev & Mfg Ops
Exercise / conversionCommon Stock 502 $7.21 $3,619.42
Disclosure

SEC source: 0001209191-18-024772 · doc4.xml · nonDerivative · entry 1

Hora Maninder · CIK 0001443159 · SVP Pharma Dev & Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: This number includes 6,500 shares held by the reporting person from the Issuer's ESPP plan. The acquisition of these shares under this plan is exempt under Rule 16b-3(c).

Read SEC document
April 09, 2018 Filed Apr 10, 2018 00:22 UTC
Hora ManinderSVP Pharma Dev & Mfg Ops
Exercise / conversionStock Option · Derivative 9,498 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-18-024453 · doc4.xml · derivative · entry 6

Hora Maninder · CIK 0001443159 · SVP Pharma Dev & Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,002

Underlying: Common Stock · 9,498 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 00:22 UTC
Hora ManinderSVP Pharma Dev & Mfg Ops
SaleCommon Stock 9,498 $105.05 $997,764.90
Disclosure

SEC source: 0001209191-18-024453 · doc4.xml · nonDerivative · entry 4

Hora Maninder · CIK 0001443159 · SVP Pharma Dev & Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,261

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $105.00 - $105.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · balance_after: This number includes 6,500 shares held by the reporting person from the Issuer's ESPP plan. The acquisition of these shares under this plan is exempt under Rule 16b-3(c).

Read SEC document
April 09, 2018 Filed Apr 10, 2018 00:22 UTC
Hora ManinderSVP Pharma Dev & Mfg Ops
Exercise / conversionCommon Stock 9,498 $7.21 $68,480.58
Disclosure

SEC source: 0001209191-18-024453 · doc4.xml · nonDerivative · entry 3

Hora Maninder · CIK 0001443159 · SVP Pharma Dev & Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: This number includes 6,500 shares held by the reporting person from the Issuer's ESPP plan. The acquisition of these shares under this plan is exempt under Rule 16b-3(c).

Read SEC document
April 09, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
Exercise / conversionStock Option · Derivative 49,500 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · derivative · entry 10

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,500 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
SaleCommon Stock 49,500 $96.13 $4,758,435.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · nonDerivative · entry 6

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,394

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $94.99 to $96.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
Exercise / conversionCommon Stock 49,500 $7.21 $356,895.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · nonDerivative · entry 5

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
Exercise / conversionStock Option · Derivative 500 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · derivative · entry 9

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,500

Underlying: Common Stock · 500 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · derivative · entry 8

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
Exercise / conversionStock Option · Derivative 60,000 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · derivative · entry 7

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
SaleCommon Stock 110,500 $91.69 $10,131,745.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · nonDerivative · entry 4

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,394

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.98 to $94.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
Exercise / conversionCommon Stock 500 $7.21 $3,605.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · nonDerivative · entry 3

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
Exercise / conversionCommon Stock 50,000 $7.21 $360,500.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · nonDerivative · entry 2

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:21 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
Exercise / conversionCommon Stock 60,000 $10.69 $641,400.00
Disclosure

SEC source: 0001209191-18-024451 · doc4.xml · nonDerivative · entry 1

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:22 UTC Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $14.26 $0.00
Disclosure

SEC source: 0001209191-18-024452 · doc4.xml · derivative · entry 3

GREER R SCOTT · CIK 0001211703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2018-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:22 UTC SaleCommon Stock 30,000 $92.22 $2,766,600.00
Disclosure

SEC source: 0001209191-18-024452 · doc4.xml · nonDerivative · entry 2

GREER R SCOTT · CIK 0001211703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,333

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.05 to $94.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:22 UTC Exercise / conversionCommon Stock 30,000 $14.26 $427,800.00
Disclosure

SEC source: 0001209191-18-024452 · doc4.xml · nonDerivative · entry 1

GREER R SCOTT · CIK 0001211703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:20 UTC
CHESS ROBERTDirector
Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $5.14 $0.00
Disclosure

SEC source: 0001209191-18-024450 · doc4.xml · derivative · entry 6

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2019-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:20 UTC
CHESS ROBERTDirector
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $14.26 $0.00
Disclosure

SEC source: 0001209191-18-024450 · doc4.xml · derivative · entry 5

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2018-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:20 UTC
CHESS ROBERTDirector
SaleCommon Stock 15,000 $92.14 $1,382,100.00
Disclosure

SEC source: 0001209191-18-024450 · doc4.xml · nonDerivative · entry 4

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,223

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $90.19 to $94.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:20 UTC
CHESS ROBERTDirector
Exercise / conversionCommon Stock 15,000 $5.14 $77,100.00
Disclosure

SEC source: 0001209191-18-024450 · doc4.xml · nonDerivative · entry 3

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:20 UTC
CHESS ROBERTDirector
SaleCommon Stock 10,000 $92.15 $921,500.00
Disclosure

SEC source: 0001209191-18-024450 · doc4.xml · nonDerivative · entry 2

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,223

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.15 to $94.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 00:20 UTC
CHESS ROBERTDirector
Exercise / conversionCommon Stock 10,000 $14.26 $142,600.00
Disclosure

SEC source: 0001209191-18-024450 · doc4.xml · nonDerivative · entry 1

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 05, 2018 Filed Apr 10, 2018 00:23 UTC
Lingnau LutzDirector
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $9.24 $0.00
Disclosure

SEC source: 0001209191-18-024454 · doc4.xml · derivative · entry 3

Lingnau Lutz · CIK 0001354179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 30,000 shares

Expires 2020-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 05, 2018 Filed Apr 10, 2018 00:23 UTC
Lingnau LutzDirector
SaleCommon Stock 30,000 $101.74 $3,052,200.00
Disclosure

SEC source: 0001209191-18-024454 · doc4.xml · nonDerivative · entry 2

Lingnau Lutz · CIK 0001354179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,450

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $100.48 to $103.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
April 05, 2018 Filed Apr 10, 2018 00:23 UTC
Lingnau LutzDirector
Exercise / conversionCommon Stock 30,000 $9.24 $277,200.00
Disclosure

SEC source: 0001209191-18-024454 · doc4.xml · nonDerivative · entry 1

Lingnau Lutz · CIK 0001354179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 05, 2018 Filed Apr 10, 2018 00:22 UTC
Hora ManinderSVP Pharma Dev & Mfg Ops
Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-18-024453 · doc4.xml · derivative · entry 5

Hora Maninder · CIK 0001443159 · SVP Pharma Dev & Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 20,000 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 05, 2018 Filed Apr 10, 2018 00:22 UTC
Hora ManinderSVP Pharma Dev & Mfg Ops
SaleCommon Stock 20,000 $101.75 $2,035,000.00
Disclosure

SEC source: 0001209191-18-024453 · doc4.xml · nonDerivative · entry 2

Hora Maninder · CIK 0001443159 · SVP Pharma Dev & Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,261

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $100.26 - $103.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · balance_after: This number includes 6,500 shares held by the reporting person from the Issuer's ESPP plan. The acquisition of these shares under this plan is exempt under Rule 16b-3(c).

Read SEC document
April 05, 2018 Filed Apr 10, 2018 00:22 UTC
Hora ManinderSVP Pharma Dev & Mfg Ops
Exercise / conversionCommon Stock 20,000 $7.21 $144,200.00
Disclosure

SEC source: 0001209191-18-024453 · doc4.xml · nonDerivative · entry 1

Hora Maninder · CIK 0001443159 · SVP Pharma Dev & Mfg Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: This number includes 6,500 shares held by the reporting person from the Issuer's ESPP plan. The acquisition of these shares under this plan is exempt under Rule 16b-3(c).

Read SEC document
March 07, 2018 Filed Mar 8, 2018 23:10 UTC Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $9.24 $0.00
Disclosure

SEC source: 0001209191-18-018223 · doc4.xml · derivative · entry 8

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2020-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 23:10 UTC Exercise / conversionStock Option · Derivative 27,400 $0.00 Strike: $5.14 $0.00
Disclosure

SEC source: 0001209191-18-018223 · doc4.xml · derivative · entry 7

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,400 shares

Expires 2019-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 23:10 UTC SaleCommon Stock 37,400 $97.41 $3,643,134.00
Disclosure

SEC source: 0001209191-18-018223 · doc4.xml · nonDerivative · entry 5

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

F2 · price: This transaction was executed in multiple trades at prices ranging from $96.02 to $98.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 23:10 UTC Exercise / conversionCommon Stock 10,000 $9.24 $92,400.00
Disclosure

SEC source: 0001209191-18-018223 · doc4.xml · nonDerivative · entry 4

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 23:10 UTC Exercise / conversionCommon Stock 27,400 $5.14 $140,836.00
Disclosure

SEC source: 0001209191-18-018223 · doc4.xml · nonDerivative · entry 3

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 23:09 UTC
Nicholson JohnSVP & Chief Operating Officer
SaleCommon Stock 100,144 $100.45 $10,059,464.80
Disclosure

SEC source: 0001209191-18-018221 · doc4.xml · nonDerivative · entry 2

Nicholson John · CIK 0001420766 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,513

F2 · price: This transaction was executed in multiple trades at prices ranging from $99.00 to $101.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:10 UTC Exercise / conversionStock Option · Derivative 2,600 $0.00 Strike: $5.14 $0.00
Disclosure

SEC source: 0001209191-18-018223 · doc4.xml · derivative · entry 6

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Common Stock · 2,600 shares

Expires 2019-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.