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NEKTAR THERAPEUTICS

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Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202606
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Oct 2, 2019 23:30 UTC
Labrucherie Gil MSVP, COO & CFO
GrantStock Option · Derivative 150,000 $0.00 Strike: $18.43 $0.00
Disclosure

SEC source: 0000899243-19-024776 · doc4.xml · derivative · entry 2

Labrucherie Gil M · CIK 0001394875 · SVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-09-30

F3 · derivative.exercise_date: This stock option vests over four years in equal monthly installments based on continued service.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 23:30 UTC
Labrucherie Gil MSVP, COO & CFO
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-024776 · doc4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · SVP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,872

F1 · security: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. These RSUs vest over three years in substantially equal quarterly installments based on continued service.

F2 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 4,218 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
September 30, 2019 Filed Oct 1, 2019 23:16 UTC SaleCommon Stock 2,375 $18.06 $42,892.50
Disclosure

SEC source: 0001209191-19-051407 · doc4.xml · nonDerivative · entry 1

Ajer Jeffrey Robert · CIK 0001557533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,375

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 23:15 UTC
CHESS ROBERTDirector
SaleCommon Stock 4,000 $17.99 $71,960.00
Disclosure

SEC source: 0001209191-19-051405 · doc4.xml · nonDerivative · entry 1

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,973

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents the number of shares sold by the reporting person to cover tax obligations in connection with the vesting of restricted stock units.

F3 · price: This transaction was executed in multiple trades at prices ranging from $17.73 to $18.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
September 27, 2019 Filed Oct 2, 2019 23:51 UTC
Lingnau LutzDirector
SaleCommon Stock 3,000 $17.84 $53,520.00
Disclosure

SEC source: 0001209191-19-051968 · doc4.xml · nonDerivative · entry 1

Lingnau Lutz · CIK 0001354179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,700

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.75 to $17.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC
Lingnau LutzDirector
GrantStock Option · Derivative 13,000 $0.00 Strike: $18.80 $0.00
Disclosure

SEC source: 0001209191-19-051045 · doc4.xml · derivative · entry 2

Lingnau Lutz · CIK 0001354179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2027-09-24

F3 · derivative.exercise_date: This stock option vests in equal monthly installments over the one-year period beginning on September 30, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC
Lingnau LutzDirector
GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051045 · doc4.xml · nonDerivative · entry 1

Lingnau Lutz · CIK 0001354179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,700

F1 · security: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock.

F2 · deemedExecutionDate: This restricted stock unit award vests in full, one year following September 25, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:10 UTC GrantStock Option · Derivative 13,000 $0.00 Strike: $18.80 $0.00
Disclosure

SEC source: 0001209191-19-051043 · doc4.xml · derivative · entry 2

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2027-09-24

F3 · derivative.exercise_date: This stock option vests in equal monthly installments over the one-year period beginning on September 30, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:10 UTC GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051043 · doc4.xml · nonDerivative · entry 1

EASTHAM KARIN · CIK 0001231845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock.

F2 · deemedExecutionDate: This restricted stock unit award vests in full, one year following September 25, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC GrantStock Option · Derivative 13,000 $0.00 Strike: $18.80 $0.00
Disclosure

SEC source: 0001209191-19-051046 · doc4.xml · derivative · entry 3

WHITFIELD ROY A · CIK 0000936728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2027-09-24

F3 · derivative.exercise_date: This stock option vests in equal monthly installments over the one-year period beginning on September 30, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051046 · doc4.xml · nonDerivative · entry 1

WHITFIELD ROY A · CIK 0000936728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,250

F1 · security: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock.

F2 · deemedExecutionDate: This restricted stock unit award vests in full, one year following September 25, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC GrantStock Option · Derivative 13,000 $0.00 Strike: $18.80 $0.00
Disclosure

SEC source: 0001209191-19-051044 · doc4.xml · derivative · entry 2

GREER R SCOTT · CIK 0001211703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2027-09-24

F3 · derivative.exercise_date: This stock option vests in equal monthly installments over the one-year period beginning on September 30, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051044 · doc4.xml · nonDerivative · entry 1

GREER R SCOTT · CIK 0001211703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,583

F1 · security: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock.

F2 · deemedExecutionDate: This restricted stock unit award vests in full, one year following September 25, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC
CHESS ROBERTDirector
GrantStock Option · Derivative 13,000 $0.00 Strike: $18.80 $0.00
Disclosure

SEC source: 0001209191-19-051042 · doc4.xml · derivative · entry 2

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2027-09-24

F3 · derivative.exercise_date: This stock option vests in equal monthly installments over the one-year period beginning on September 30, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC
CHESS ROBERTDirector
GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051042 · doc4.xml · nonDerivative · entry 1

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,973

F1 · security: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock.

F2 · deemedExecutionDate: This restricted stock unit award vests in full, one year following September 25, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC GrantStock Option · Derivative 13,000 $0.00 Strike: $18.80 $0.00
Disclosure

SEC source: 0001209191-19-051041 · doc4.xml · derivative · entry 2

Ajer Jeffrey Robert · CIK 0001557533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2027-09-24

F3 · derivative.exercise_date: This stock option vests in equal monthly installments over the one-year period beginning on September 30, 2019.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 22:09 UTC GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051041 · doc4.xml · nonDerivative · entry 1

Ajer Jeffrey Robert · CIK 0001557533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

F1 · security: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock.

F2 · deemedExecutionDate: This restricted stock unit award vests in full, one year following September 25, 2019.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 22:07 UTC SaleCommon Stock 2,250 $20.24 $45,540.00
Disclosure

SEC source: 0001209191-19-050587 · doc4.xml · nonDerivative · entry 1

Ajer Jeffrey Robert · CIK 0001557533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,250

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents the number of shares sold by the reporting person to cover tax obligations in connection with the vesting of restricted stock units.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:07 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-19-050149 · doc4.xml · derivative · entry 3

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:07 UTC
Labrucherie Gil MSVP & Chief Financial Officer
SaleCommon Stock 25,000 $20.52 $513,000.00
Disclosure

SEC source: 0001209191-19-050149 · doc4.xml · nonDerivative · entry 2

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,872

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.05 to $20.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 4,218 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
September 16, 2019 Filed Sep 18, 2019 23:07 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionCommon Stock 25,000 $7.21 $180,250.00
Disclosure

SEC source: 0001209191-19-050149 · doc4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

F2 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 4,218 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
September 05, 2019 Filed Sep 9, 2019 21:09 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
PurchaseCommon Stock 15,000 $17.28 $259,200.00
Disclosure

SEC source: 0001209191-19-048922 · doc4.xml · nonDerivative · entry 1

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,668

F1 · price: This transaction was executed in multiple trades at prices ranging from $17.18 to $17.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 21:20 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $16.31 $0.00
Disclosure

SEC source: 0001209191-19-047553 · doc4.xml · derivative · entry 2

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Stock · 30,000 shares

Expires 2022-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 21:20 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionCommon Stock 30,000 $16.31 $489,300.00
Disclosure

SEC source: 0001209191-19-047553 · doc4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 4,218 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
August 23, 2019 Filed Aug 26, 2019 21:21 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock · Derivative 30,000 $0.00 Strike: $16.31 $0.00
Disclosure

SEC source: 0001209191-19-047423 · doc4.xml · derivative · entry 3

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 30,000 shares

Expires 2022-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 21:21 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $16.31 $489,300.00
Disclosure

SEC source: 0001209191-19-047423 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 23:09 UTC
Thomsen Jillian B.SVP & Chief Accounting Officer
SaleCommon Stock 1,809 $18.15 $32,833.35
Disclosure

SEC source: 0001209191-19-046722 · doc4.xml · nonDerivative · entry 1

Thomsen Jillian B. · CIK 0001433457 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,154

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs held by the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.87 to $18.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · balance_after: This number includes 988 shares held by the reporting person in the Issuer's 401(K) plan and 4,670 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
August 16, 2019 Filed Aug 19, 2019 23:08 UTC
ROBIN HOWARD WDirector · President & CEO
SaleCommon Stock 12,551 $18.15 $227,800.65
Disclosure

SEC source: 0001209191-19-046720 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,775

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs held by the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.87 to $18.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 23:07 UTC
Nicholson JohnSVP & Chief Operating Officer
SaleCommon Stock 3,819 $18.15 $69,314.85
Disclosure

SEC source: 0001209191-19-046718 · doc4.xml · nonDerivative · entry 1

Nicholson John · CIK 0001420766 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,759

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs held by the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.87 to $18.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 23:07 UTC
Labrucherie Gil MSVP & Chief Financial Officer
SaleCommon Stock 5,063 $18.15 $91,893.45
Disclosure

SEC source: 0001209191-19-046715 · doc4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,872

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs held by the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.87 to $18.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 4,218 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
August 16, 2019 Filed Aug 19, 2019 23:06 UTC
Doberstein Stephen KSVP & Chief Scientific Officer
SaleCommon Stock 3,245 $18.15 $58,896.75
Disclosure

SEC source: 0001209191-19-046714 · doc4.xml · nonDerivative · entry 1

Doberstein Stephen K · CIK 0001480111 · SVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,668

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs held by the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.87 to $18.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 14, 2019 Filed Aug 17, 2019 00:13 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-19-046428 · doc4.xml · derivative · entry 3

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

Read SEC document
August 14, 2019 Filed Aug 17, 2019 00:13 UTC
Labrucherie Gil MSVP & Chief Financial Officer
SaleCommon Stock 25,000 $17.79 $444,750.00
Disclosure

SEC source: 0001209191-19-046428 · doc4.xml · nonDerivative · entry 2

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,935

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $17.31 to $18.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 4,218 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
August 14, 2019 Filed Aug 17, 2019 00:13 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionCommon Stock 25,000 $7.21 $180,250.00
Disclosure

SEC source: 0001209191-19-046428 · doc4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

F2 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 4,218 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
July 25, 2019 Filed Jul 26, 2019 00:02 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock · Derivative 33,333 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-19-043289 · doc4.xml · derivative · entry 10

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 33,333 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for certain options expiring on February 7, 2020.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 00:02 UTC
ROBIN HOWARD WDirector · President & CEO
SaleCommon Stock 33,333 $29.65 $988,323.45
Disclosure

SEC source: 0001209191-19-043289 · doc4.xml · nonDerivative · entry 6

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,326

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for certain options expiring on February 7, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $28.67 to $31.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 00:02 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock 33,333 $7.21 $240,330.93
Disclosure

SEC source: 0001209191-19-043289 · doc4.xml · nonDerivative · entry 5

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for certain options expiring on February 7, 2020.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 00:02 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock · Derivative 33,334 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-19-043289 · doc4.xml · derivative · entry 9

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,333

Underlying: Common Stock · 33,334 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for certain options expiring on February 7, 2020.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 00:02 UTC
ROBIN HOWARD WDirector · President & CEO
SaleCommon Stock 33,334 $32.11 $1,070,354.74
Disclosure

SEC source: 0001209191-19-043289 · doc4.xml · nonDerivative · entry 4

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,326

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for certain options expiring on February 7, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $31.90 to $32.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 00:02 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock 33,334 $7.21 $240,338.14
Disclosure

SEC source: 0001209191-19-043289 · doc4.xml · nonDerivative · entry 3

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for certain options expiring on February 7, 2020.

Read SEC document
July 23, 2019 Filed Jul 26, 2019 00:02 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock · Derivative 33,333 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-19-043289 · doc4.xml · derivative · entry 8

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Stock · 33,333 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for certain options expiring on February 7, 2020.

Read SEC document
July 23, 2019 Filed Jul 26, 2019 00:02 UTC
ROBIN HOWARD WDirector · President & CEO
SaleCommon Stock 33,333 $32.10 $1,069,989.30
Disclosure

SEC source: 0001209191-19-043289 · doc4.xml · nonDerivative · entry 2

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,326

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for certain options expiring on February 7, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.00 to $32.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
July 23, 2019 Filed Jul 26, 2019 00:02 UTC
ROBIN HOWARD WDirector · President & CEO
Exercise / conversionCommon Stock 33,333 $7.21 $240,330.93
Disclosure

SEC source: 0001209191-19-043289 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Robin for certain options expiring on February 7, 2020.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 22:31 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-19-041988 · doc4.xml · derivative · entry 3

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 22:31 UTC
Labrucherie Gil MSVP & Chief Financial Officer
SaleCommon Stock 25,000 $34.57 $864,250.00
Disclosure

SEC source: 0001209191-19-041988 · doc4.xml · nonDerivative · entry 2

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,935

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $34.10 to $35.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 4,218 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
July 10, 2019 Filed Jul 12, 2019 22:31 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionCommon Stock 25,000 $7.21 $180,250.00
Disclosure

SEC source: 0001209191-19-041988 · doc4.xml · nonDerivative · entry 1

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

F2 · balance_after: This number includes 997 shares held by the reporting person in the Issuer's 401(K) plan and 4,218 shares held by the reporting person in the Issuer's ESPP plan. The acquisition of these shares under both plans is exempt under Rule 16b-3(c).

Read SEC document
July 08, 2019 Filed Jul 10, 2019 21:34 UTC
Lingnau LutzDirector
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $9.24 $0.00
Disclosure

SEC source: 0001209191-19-041725 · doc4.xml · derivative · entry 3

Lingnau Lutz · CIK 0001354179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 08, 2019 Filed Jul 10, 2019 21:34 UTC
Lingnau LutzDirector
SaleCommon Stock 10,000 $34.63 $346,300.00
Disclosure

SEC source: 0001209191-19-041725 · doc4.xml · nonDerivative · entry 2

Lingnau Lutz · CIK 0001354179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,200

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $34.00 to $35.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
July 08, 2019 Filed Jul 10, 2019 21:34 UTC
Lingnau LutzDirector
Exercise / conversionCommon Stock 10,000 $9.24 $92,400.00
Disclosure

SEC source: 0001209191-19-041725 · doc4.xml · nonDerivative · entry 1

Lingnau Lutz · CIK 0001354179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:50 UTC
Labrucherie Gil MSVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-19-038099 · doc4.xml · derivative · entry 3

Labrucherie Gil M · CIK 0001394875 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Labrucherie for stock options scheduled to expire on February 7, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.