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NIMU

NON INVASIVE MONITORING SYSTEMS INC /FL/

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Tapewire entity
7976
SEC CIK
0000720762
Parsed reports
5

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2019 Filed Jan 28, 2019 21:29 UTC ConversionSeries D Convertible Preferred Stock · Derivative 1,267 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-001029 · ownership.xml · derivative · entry 2

FROST PHILLIP MD ET AL · CIK 0000898860 · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Frost Gamma Investments Trust

Disclosed balance after: 0

Underlying: Common Stock · 6,335,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock converted into 5,000 shares of common stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock converted into 5,000 shares of common stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock converted into 5,000 shares of common stock and had no expiration date.

F2 · ownership.nature: The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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January 24, 2019 Filed Jan 28, 2019 21:29 UTC ConversionCommon Stock, $0.01 par value per share 6,335,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-001029 · ownership.xml · nonDerivative · entry 1

FROST PHILLIP MD ET AL · CIK 0000898860 · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Frost Gamma Investments Trust

Disclosed balance after: 54,690,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Convertible Preferred Stock converted into 5,000 shares of common stock and had no expiration date.

F2 · ownership.nature: The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 21, 2018 Filed Dec 28, 2018 00:36 UTC
HSIAO JANE PH DDirector · Interim CEO · 10% owner
PurchaseCommon Stock, $0.01 par value per share 20,883,660 $0.07 $1,461,856.20
Disclosure

SEC source: 0001493152-18-018021 · ownership.xml · nonDerivative · entry 3

HSIAO JANE PH D · CIK 0001188834 · Director · Interim CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,883,660

F1 · shares: Shares acquired in exchange for indebtedness owed by Non-Invasive Monitoring Systems, Inc. to the reporting person or affiliates thereof.

F1 · price: Shares acquired in exchange for indebtedness owed by Non-Invasive Monitoring Systems, Inc. to the reporting person or affiliates thereof.

F2 · ownership.nature: Held by Hsu Gamma Investments LP, of which the reporting person is the general partner. The reporting person disclaims beneficial ownership of all shares held by Hsu Gamma Investments, LP except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 21, 2018 Filed Dec 28, 2018 00:36 UTC
HSIAO JANE PH DDirector · Interim CEO · 10% owner
PurchaseCommon Stock, $0.01 par value per share 4,923,503 $0.07 $344,645.21
Disclosure

SEC source: 0001493152-18-018021 · ownership.xml · nonDerivative · entry 2

HSIAO JANE PH D · CIK 0001188834 · Director · Interim CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,752,074

F1 · shares: Shares acquired in exchange for indebtedness owed by Non-Invasive Monitoring Systems, Inc. to the reporting person or affiliates thereof.

F1 · price: Shares acquired in exchange for indebtedness owed by Non-Invasive Monitoring Systems, Inc. to the reporting person or affiliates thereof.

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December 21, 2018 Filed Dec 28, 2018 00:36 UTC
HSIAO JANE PH DDirector · Interim CEO · 10% owner
PurchaseCommon Stock, $0.01 par value per share 1,428,571 $0.07 $99,999.97
Disclosure

SEC source: 0001493152-18-018021 · ownership.xml · nonDerivative · entry 1

HSIAO JANE PH D · CIK 0001188834 · Director · Interim CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,828,571

Read SEC document
December 21, 2018 Filed Dec 28, 2018 00:22 UTC PurchaseCommon Stock, $0.01 par value per share 26,212,468 $0.07 $1,834,872.76
Disclosure

SEC source: 0001493152-18-018019 · ownership.xml · nonDerivative · entry 2

FROST PHILLIP MD ET AL · CIK 0000898860 · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Frost Gamma Investments Trust

Disclosed balance after: 48,355,325

F2 · shares: Shares acquired in exchange for indebtedness owed by Non-Invasive Monitoring Systems, Inc. to the reporting person or affiliates thereof.

F2 · price: Shares acquired in exchange for indebtedness owed by Non-Invasive Monitoring Systems, Inc. to the reporting person or affiliates thereof.

F1 · ownership.nature: The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 21, 2018 Filed Dec 28, 2018 00:22 UTC PurchaseCommon Stock, $0.01 par value per share 7,142,857 $0.07 $499,999.99
Disclosure

SEC source: 0001493152-18-018019 · ownership.xml · nonDerivative · entry 1

FROST PHILLIP MD ET AL · CIK 0000898860 · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Frost Gamma Investments Trust

Disclosed balance after: 22,142,857

F1 · ownership.nature: The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.