Tapewire

NYSE · USD

NGS

NATURAL GAS SERVICES GROUP INC

Export transactions ↓
Tapewire entity
1461
SEC CIK
0001084991
Parsed reports
285

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202523
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2018 Filed Mar 27, 2018 22:09 UTC SaleCommon Stock 9,569 $24.07 $230,325.83
Disclosure

SEC source: 0001084991-18-000027 · primary_doc.xml · nonDerivative · entry 3

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,475

Read SEC document
March 26, 2018 Filed Mar 27, 2018 22:09 UTC SaleCommon Stock 4,110 $24.13 $99,174.30
Disclosure

SEC source: 0001084991-18-000027 · primary_doc.xml · nonDerivative · entry 2

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,044

Read SEC document
March 23, 2018 Filed Mar 27, 2018 22:09 UTC SaleCommon Stock 2,750 $24.35 $66,962.50
Disclosure

SEC source: 0001084991-18-000027 · primary_doc.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,154

Read SEC document
March 23, 2018 Filed Mar 27, 2018 19:19 UTC
Lawrence G LarryChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-18-000026 · primary_doc.xml · derivative · entry 3

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

F2 · price: Not applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 19:19 UTC
Lawrence G LarryChief Financial Officer
Tax withholdingCommon Stock 617 $23.90 $14,746.30
Disclosure

SEC source: 0001084991-18-000026 · primary_doc.xml · nonDerivative · entry 2

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,861

Read SEC document
March 23, 2018 Filed Mar 27, 2018 19:19 UTC
Lawrence G LarryChief Financial Officer
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-18-000026 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 18:22 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-18-000025 · primary_doc.xml · derivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

F2 · price: Not applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 18:22 UTC
Hazlett James RVP -- Technical Services
Tax withholdingCommon Stock 513 $23.90 $12,260.70
Disclosure

SEC source: 0001084991-18-000025 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,769

Read SEC document
March 23, 2018 Filed Mar 27, 2018 18:22 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-18-000025 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

F1 · balance_after: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 23, 2018 Filed Aug 27, 2018 22:20 UTC
Taylor Stephen CharlesDirector · CEO
Exercise / conversionEmployee Stock Option · Derivative 3,320 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001084991-18-000052 · primary_doc.xml · derivative · entry 6

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,776

Underlying: Common Stock · 3,320 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:17 UTC
Hazlett James RVP -- Technical Services
GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-18-000021 · primary_doc.xml · derivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.exercise_date: The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death or disability of the reporting person, or upon certain change in control events.

F3 · derivative.expiration_date: The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death or disability of the reporting person, or upon certain change in control events.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:17 UTC
Hazlett James RVP -- Technical Services
GrantCommon Stock 16,000 $24.55 $392,800.00
Disclosure

SEC source: 0001084991-18-000021 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,282

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended. The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death or disability of the reporting person, or upon certain change in control events.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:03 UTC
Lawrence G LarryChief Financial Officer
GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-18-000020 · primary_doc.xml · derivative · entry 2

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.exercise_date: The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death or disability of the reporting person, or upon certain change in control events.

F3 · derivative.expiration_date: The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death or disability of the reporting person, or upon certain change in control events.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:03 UTC
Lawrence G LarryChief Financial Officer
GrantCommon Stock 16,000 $24.55 $392,800.00
Disclosure

SEC source: 0001084991-18-000020 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,478

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended. The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death or disability of the reporting person, or upon certain change in control events.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 27,951 $0.00 $0.00
Disclosure

SEC source: 0001084991-18-000019 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,951

Underlying: Common Stock · 27,951 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The RSU award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death or disability of the reporting person, or upon certain change in control events.

F2 · derivative.expiration_date: Not Applicable. The RSU award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death or disability of the reporting person, or upon certain change in control events.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantCommon Stock 56,749 $24.55 $1,393,187.95
Disclosure

SEC source: 0001084991-18-000019 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,662

F4 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended. The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death or disability of the reporting person, or upon certain change in control events.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC GrantRestricted Stock Units · Derivative 3,665 $0.00 $0.00
Disclosure

SEC source: 0001084991-18-000018 · primary_doc.xml · derivative · entry 3

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,665

Underlying: Common Stock · 3,665 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.exercise_date: Not Applicable. The RSU for 3,665 shares vests in installments of 917 shares beginning on March 31, 2019, with additional 916 share installments vesting on June 30, September 30 and December 31, 2019, although the award is also subject to accelerated vesting upon the death or disability of the recipient, or upon a change in control of the Company.

F3 · derivative.expiration_date: Not Applicable. The RSU for 3,665 shares vests in installments of 917 shares beginning on March 31, 2019, with additional 916 share installments vesting on June 30, September 30 and December 31, 2019, although the award is also subject to accelerated vesting upon the death or disability of the recipient, or upon a change in control of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:49 UTC GrantCommon Stock 407 $24.55 $9,991.85
Disclosure

SEC source: 0001084991-18-000018 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,970

F1 · shares: The acquisition of the 407 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 101 shares beginning on March 31, 2019, with additional 102 share installments vesting on June 30, September 30 and December 31, 2019, although the award is also subject to accelerated vesting upon the death or disability of the recipient, or upon a change in control of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:05 UTC GrantCommon Stock 4,072 $24.55 $99,967.60
Disclosure

SEC source: 0001084991-18-000017 · primary_doc.xml · nonDerivative · entry 1

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,085

F1 · shares: The acquisition of the 4,072 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,018 shares beginning on March 31, 2019, with additional 1,018 installments vesting on June 30, September 30 and December 31, 2019, although the award is also subject to accelerated vesting upon the death or disability of the recipient, or upon a change in control of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 17:43 UTC GrantCommon Stock 4,072 $24.55 $99,967.60
Disclosure

SEC source: 0001084991-18-000016 · primary_doc.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,904

F1 · shares: The acquisition of the 4,072 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,018 shares beginning on March 31, 2019, with additional 1,018 installments vesting on June 30, September 30 and December 31, 2019, although the award is also subject to accelerated vesting upon the death or disability of the recipient, or upon a change in control of the Company.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 17:20 UTC GrantCommon Stock 4,072 $24.55 $99,967.60
Disclosure

SEC source: 0001084991-18-000015 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,572

F1 · shares: The acquisition of the 4,072 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,018 shares beginning on March 31, 2019, with additional 1,018 installments vesting on June 30, September 30 and December 31, 2019, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 16:15 UTC SaleCommon Stock 1,853 $27.35 $50,679.55
Disclosure

SEC source: 0001084991-18-000014 · primary_doc.xml · nonDerivative · entry 2

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Read SEC document
March 13, 2018 Filed Mar 14, 2018 16:15 UTC SaleCommon Stock 647 $27.11 $17,540.17
Disclosure

SEC source: 0001084991-18-000014 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,353

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:33 UTC
Taylor Stephen CharlesDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 21,139 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001084991-18-000007 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,279

Underlying: Common Stock · 21,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F3 · price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F3 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F3 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:33 UTC
Taylor Stephen CharlesDirector · CEO
Tax withholdingCommon Stock 1,278 $26.30 $33,611.40
Disclosure

SEC source: 0001084991-18-000007 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,913

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:33 UTC
Taylor Stephen CharlesDirector · CEO
Exercise / conversionCommon Stock 21,139 $0.00 $0.00
Disclosure

SEC source: 0001084991-18-000007 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 21,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

F2 · balance_after: Shares are held in a Rabbi Trust pursuant to the Company's Non-qualified Deferred Compensation Plan.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 16:02 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionEmployee Stock Option · Derivative 102 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001084991-18-000006 · primary_doc.xml · derivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 16:02 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 102 $28.90 $2,947.80
Disclosure

SEC source: 0001084991-18-000006 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,282

Read SEC document
January 25, 2018 Filed Jan 29, 2018 16:02 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 102 $17.51 $1,786.02
Disclosure

SEC source: 0001084991-18-000006 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionEmployee Stock Option · Derivative 200 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · derivative · entry 10

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

Underlying: Common Stock · 200 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 200 $28.90 $5,780.00
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · nonDerivative · entry 7

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,430

Read SEC document
January 24, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 200 $17.51 $3,502.00
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · nonDerivative · entry 6

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionEmployee Stock Option · Derivative 979 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · derivative · entry 9

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302

Underlying: Common Stock · 979 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 513 $29.00 $14,877.00
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · nonDerivative · entry 5

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,430

Read SEC document
January 23, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 979 $28.95 $28,342.05
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · nonDerivative · entry 4

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,943

Read SEC document
January 23, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 979 $17.51 $17,142.29
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · nonDerivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionEmployee Stock Option · Derivative 198 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · derivative · entry 8

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

Underlying: Common Stock · 198 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 198 $28.90 $5,722.20
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,943

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:32 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 198 $17.51 $3,466.98
Disclosure

SEC source: 0001084991-18-000003 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionEmployee Stock Option · Derivative 2,005 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · derivative · entry 11

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479

Underlying: Common Stock · 2,005 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 2,005 $28.96 $58,064.80
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · nonDerivative · entry 8

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,943

Read SEC document
January 17, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,688 $29.01 $48,968.88
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · nonDerivative · entry 7

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,948

Read SEC document
January 17, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 2,005 $17.51 $35,107.55
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · nonDerivative · entry 6

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 26, 2018 18:45 UTC Amendment
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,349 $29.01 $39,134.49
Disclosure

SEC source: 0001084991-18-000004 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,282

F1 · shares: On January 17, 2018, the reporting person filed a Form 4 reporting the sale of 1,688 shares of common stock. The reporting person's broker subsequently acknowledged that 339 of such 1,688 shares were erroneously sold by the broker. The sale of the 339 shares was unwound through the broker's error account and therefore did not occur for purposes of the reporting person's account. This Form 4 amends the foregoing transaction. The remainder of the transactions reported in the January 17, 2018, Form 4 are unchanged and remain as originally reported.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionEmployee Stock Option · Derivative 1,239 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · derivative · entry 10

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,484

Underlying: Common Stock · 1,239 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,201 $29.02 $34,853.02
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · nonDerivative · entry 5

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,631

Read SEC document
January 16, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,239 $28.95 $35,869.05
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · nonDerivative · entry 4

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,832

Read SEC document
January 16, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 1,239 $17.51 $21,694.89
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · nonDerivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionEmployee Stock Option · Derivative 277 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · derivative · entry 9

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,723

Underlying: Common Stock · 277 shares

Expires 2018-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 277 $28.92 $8,010.84
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,832

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.