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NATURAL GAS SERVICES GROUP INC

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Tapewire entity
1461
SEC CIK
0001084991
Parsed reports
285

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202523
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2019 Filed Apr 25, 2019 21:21 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,687 $17.79 $30,011.73
Disclosure

SEC source: 0001084991-19-000028 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,995

Read SEC document
April 10, 2019 Filed Apr 10, 2019 23:39 UTC
Lawrence G LarryChief Financial Officer
SaleCommon Stock 701 $18.25 $12,793.25
Disclosure

SEC source: 0001084991-19-000025 · primary_doc.xml · nonDerivative · entry 2

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,792

Read SEC document
April 08, 2019 Filed Apr 10, 2019 23:39 UTC
Lawrence G LarryChief Financial Officer
SaleCommon Stock 3,299 $18.42 $60,767.58
Disclosure

SEC source: 0001084991-19-000025 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,493

Read SEC document
April 01, 2019 Filed Apr 1, 2019 21:39 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,000 $17.57 $17,570.00
Disclosure

SEC source: 0001084991-19-000019 · primary_doc.xml · nonDerivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,682

Read SEC document
March 31, 2019 Filed Apr 1, 2019 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 916 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000020 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,749

Underlying: Common Stock · 916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
March 31, 2019 Filed Apr 1, 2019 21:54 UTC Exercise / conversionCommon Stock 916 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-19-000020 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 4,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 21:39 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,000 $17.07 $17,070.00
Disclosure

SEC source: 0001084991-19-000019 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,682

Read SEC document
March 29, 2019 Filed Apr 3, 2019 01:47 UTC GrantRestricted Stock Units · Derivative 5,206 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000024 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,955

Underlying: Common Stock · 5,206 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

F3 · shares: The acquisition of the 5,206 Restricted Stock Units reflects an award pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,301 shares beginning on March 31, 2020, with additional 1,301 (or 1,302) share installments vesting on June 30, September 30 and December 31, 2020, although the award is also subject to accelerated vesting upon the death or disability of the recipient, or upon a change in control of the Company.

F2 · derivative.exercise_date: Not Applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 29, 2019 Filed Apr 3, 2019 01:47 UTC GrantCommon Stock 578 $17.29 $9,993.62
Disclosure

SEC source: 0001084991-19-000024 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,548

F1 · shares: The acquisition of the 578 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 144 shares beginning on March 31, 2020, with additional 144 (or 145) share installments vesting on June 30, September 30 and December 31, 2020, although the award is also subject to accelerated vesting upon the death or disability of the recipient, or upon a change in control of the Company.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:43 UTC GrantCommon Stock 5,784 $17.29 $100,005.36
Disclosure

SEC source: 0001084991-19-000023 · primary_doc.xml · nonDerivative · entry 1

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,869

F1 · shares: The acquisition of the 5,784 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,446 shares beginning on March 31, 2020, with additional 1,446 installments vesting on June 30, September 30 and December 31, 2020, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:37 UTC GrantCommon Stock 5,784 $17.29 $100,005.36
Disclosure

SEC source: 0001084991-19-000022 · primary_doc.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,748

F1 · shares: The acquisition of the 5,784 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,446 shares beginning on March 31, 2020, with additional 1,446 installments vesting on June 30, September 30 and December 31, 2020, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:29 UTC GrantCommon Stock 5,784 $17.29 $100,005.36
Disclosure

SEC source: 0001084991-19-000021 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,356

F1 · shares: The acquisition of the 5,784 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,446 shares beginning on March 31, 2020, with additional 1,446 installments vesting on June 30, September 30 and December 31, 2020, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 21:39 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,000 $17.14 $17,140.00
Disclosure

SEC source: 0001084991-19-000019 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,682

Read SEC document
March 27, 2019 Filed Mar 27, 2019 22:12 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,000 $17.33 $17,330.00
Disclosure

SEC source: 0001084991-19-000017 · primary_doc.xml · nonDerivative · entry 4

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,682

Read SEC document
March 26, 2019 Filed Mar 27, 2019 22:12 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,000 $17.26 $17,260.00
Disclosure

SEC source: 0001084991-19-000017 · primary_doc.xml · nonDerivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,682

Read SEC document
March 23, 2019 Filed Mar 27, 2019 22:12 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000017 · primary_doc.xml · derivative · entry 5

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,667

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents a right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents a right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents a right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 23, 2019 Filed Mar 27, 2019 22:12 UTC
Hazlett James RVP -- Technical Services
Tax withholdingCommon Stock 616 $16.89 $10,404.24
Disclosure

SEC source: 0001084991-19-000017 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,682

Read SEC document
March 23, 2019 Filed Mar 27, 2019 22:12 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-19-000017 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 11,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 23, 2019 Filed Mar 27, 2019 22:26 UTC
Lawrence G LarryChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000018 · primary_doc.xml · derivative · entry 3

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,667

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents a right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents a right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents a right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 23, 2019 Filed Mar 27, 2019 22:26 UTC
Lawrence G LarryChief Financial Officer
Tax withholdingCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000018 · primary_doc.xml · nonDerivative · entry 2

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,792

Read SEC document
March 23, 2019 Filed Mar 27, 2019 22:26 UTC
Lawrence G LarryChief Financial Officer
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-19-000018 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 11,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:04 UTC
Taylor Stephen CharlesDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 9,317 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000014 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,773

Underlying: Common Stock · 9,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:04 UTC
Taylor Stephen CharlesDirector · CEO
Tax withholdingCommon Stock 5,309 $18.07 $95,933.63
Disclosure

SEC source: 0001084991-19-000014 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,076

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:04 UTC
Taylor Stephen CharlesDirector · CEO
Exercise / conversionCommon Stock 9,317 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000014 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 51,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:21 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionRestricted Stock Units · Derivative 1,333 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000016 · primary_doc.xml · derivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:21 UTC
Hazlett James RVP -- Technical Services
Tax withholdingCommon Stock 1,736 $18.07 $31,369.52
Disclosure

SEC source: 0001084991-19-000016 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,298

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:21 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-19-000016 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 6,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC
Lawrence G LarryChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,333 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000015 · primary_doc.xml · derivative · entry 3

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC
Lawrence G LarryChief Financial Officer
Tax withholdingCommon Stock 1,742 $18.07 $31,477.94
Disclosure

SEC source: 0001084991-19-000015 · primary_doc.xml · nonDerivative · entry 2

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,408

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC
Lawrence G LarryChief Financial Officer
Exercise / conversionCommon Stock 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-19-000015 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 6,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
February 14, 2019 Filed Feb 28, 2019 20:27 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 21,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000008 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,090

Underlying: Common Stock · 21,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
February 14, 2019 Filed Feb 28, 2019 20:27 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,277 $18.04 $23,037.08
Disclosure

SEC source: 0001084991-19-000008 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,385

Read SEC document
February 14, 2019 Filed Feb 28, 2019 20:27 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 21,140 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000008 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 42,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 20:08 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 2,720 $0.00 Strike: $7.84 $0.00
Disclosure

SEC source: 0001084991-19-000007 · primary_doc.xml · derivative · entry 4

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,720 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 20:08 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 2,720 $17.00 $46,240.00
Disclosure

SEC source: 0001084991-19-000007 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,662

Read SEC document
February 05, 2019 Filed Feb 6, 2019 20:08 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,720 $7.84 $21,324.80
Disclosure

SEC source: 0001084991-19-000007 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 4, 2019 23:03 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 12,771 $0.00 Strike: $7.84 $0.00
Disclosure

SEC source: 0001084991-19-000006 · primary_doc.xml · derivative · entry 7

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Underlying: Common Stock · 12,771 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 4, 2019 23:03 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 12,771 $17.06 $217,873.26
Disclosure

SEC source: 0001084991-19-000006 · primary_doc.xml · nonDerivative · entry 4

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,662

Read SEC document
February 04, 2019 Filed Feb 4, 2019 23:03 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,771 $7.84 $100,124.64
Disclosure

SEC source: 0001084991-19-000006 · primary_doc.xml · nonDerivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:03 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 18 $0.00 Strike: $7.84 $0.00
Disclosure

SEC source: 0001084991-19-000006 · primary_doc.xml · derivative · entry 6

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,491

Underlying: Common Stock · 18 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:03 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 18 $17.00 $306.00
Disclosure

SEC source: 0001084991-19-000006 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,662

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:03 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18 $7.84 $141.12
Disclosure

SEC source: 0001084991-19-000006 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2019 Filed Jan 30, 2019 22:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 348 $0.00 Strike: $7.84 $0.00
Disclosure

SEC source: 0001084991-19-000005 · primary_doc.xml · derivative · entry 10

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,509

Underlying: Common Stock · 348 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2019 Filed Jan 30, 2019 22:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 348 $17.00 $5,916.00
Disclosure

SEC source: 0001084991-19-000005 · primary_doc.xml · nonDerivative · entry 6

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,662

Read SEC document
January 30, 2019 Filed Jan 30, 2019 22:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 348 $7.84 $2,728.32
Disclosure

SEC source: 0001084991-19-000005 · primary_doc.xml · nonDerivative · entry 5

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 30, 2019 22:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 4,905 $0.00 Strike: $7.84 $0.00
Disclosure

SEC source: 0001084991-19-000005 · primary_doc.xml · derivative · entry 9

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,857

Underlying: Common Stock · 4,905 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 30, 2019 22:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 4,905 $17.05 $83,630.25
Disclosure

SEC source: 0001084991-19-000005 · primary_doc.xml · nonDerivative · entry 4

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,662

Read SEC document
January 29, 2019 Filed Jan 30, 2019 22:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,905 $7.84 $38,455.20
Disclosure

SEC source: 0001084991-19-000005 · primary_doc.xml · nonDerivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 22:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 1,110 $0.00 Strike: $7.84 $0.00
Disclosure

SEC source: 0001084991-19-000005 · primary_doc.xml · derivative · entry 8

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,762

Underlying: Common Stock · 1,110 shares

Expires 2019-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 22:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 1,110 $17.00 $18,870.00
Disclosure

SEC source: 0001084991-19-000005 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,662

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.