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NATURAL GAS SERVICES GROUP INC

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Tapewire entity
1461
SEC CIK
0001084991
Parsed reports
285

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202523
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2020 Filed Oct 2, 2020 18:59 UTC
Lawrence James RVP & Chief Financial Officer
Tax withholdingCommon Stock 391 $8.88 $3,472.08
Disclosure

SEC source: 0001084991-20-000071 · primary_doc.xml · nonDerivative · entry 1

Lawrence James R · CIK 0001493790 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,609

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,302 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000070 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Underlying: Common Stock · 1,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 18:36 UTC Exercise / conversionCommon Stock 1,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-20-000070 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 11,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust for the benefit of the reporting person under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 00:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,301 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000054 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 1,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 00:22 UTC Exercise / conversionCommon Stock 1,301 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-20-000054 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 9,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust for the benefit of the reporting person under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
June 10, 2020 Filed Jun 22, 2020 20:01 UTC Exercise / conversionRestricted Stock Units · Derivative 3,546 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000053 · primary_doc.xml · derivative · entry 3

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of common stock upon vesting without payment.

Read SEC document
June 10, 2020 Filed Jun 22, 2020 20:01 UTC Exercise / conversionCommon Stock 3,546 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-20-000053 · primary_doc.xml · nonDerivative · entry 1

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 3,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The acquisition is in connection with the vesting of restricted stock units.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 22:34 UTC GrantRestricted Stock Units · Derivative 3,546 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000027 · primary_doc.xml · derivative · entry 2

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,546

Underlying: Common Stock · 3,546 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 22:34 UTC GrantCommon Stock 886 $5.64 $4,997.04
Disclosure

SEC source: 0001084991-20-000027 · primary_doc.xml · nonDerivative · entry 1

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,755

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 22:18 UTC GrantRestricted Stock Units · Derivative 3,989 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000026 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Underlying: Common Stock · 3,989 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F1 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F1 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 22:18 UTC GrantCommon Stock 443 $5.64 $2,498.52
Disclosure

SEC source: 0001084991-20-000026 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,980

F2 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:52 UTC GrantCommon Stock 4,432 $5.64 $24,996.48
Disclosure

SEC source: 0001084991-20-000025 · primary_doc.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,180

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:20 UTC GrantCommon Stock 4,432 $5.64 $24,996.48
Disclosure

SEC source: 0001084991-20-000024 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,432

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:04 UTC
Hazlett James RVP -- Technical Services
GrantCommon Stock 10,000 $5.64 $56,400.00
Disclosure

SEC source: 0001084991-20-000023 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,647

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:44 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 9,413 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000022 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,676

Underlying: Common Stock · 9,413 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:44 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantCommon Stock 84,720 $5.64 $477,820.80
Disclosure

SEC source: 0001084991-20-000022 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,027

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 01:42 UTC Exercise / conversionRestricted Stock Units · Derivative 1,302 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000014 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904

Underlying: Common Stock · 1,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 01:42 UTC Exercise / conversionCommon Stock 1,302 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000014 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 8,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust for the benefit of the reporting person under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 29, 2020 Filed Apr 1, 2020 01:10 UTC
Hazlett James RVP - Technical Services
Tax withholdingCommon Stock 1,977 $4.75 $9,390.75
Disclosure

SEC source: 0001084991-20-000013 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP - Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,647

Read SEC document
March 29, 2020 Filed Apr 1, 2020 00:53 UTC
Taylor Stephen CharlesChief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 10,973 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000012 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,263

Underlying: Common Stock · 10,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 29, 2020 Filed Apr 1, 2020 00:53 UTC
Taylor Stephen CharlesChief Executive Officer
Tax withholdingCommon Stock 13,211 $4.75 $62,752.25
Disclosure

SEC source: 0001084991-20-000012 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,307

Read SEC document
March 29, 2020 Filed Apr 1, 2020 00:53 UTC
Taylor Stephen CharlesChief Executive Officer
Exercise / conversionCommon Stock 10,973 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000012 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 93,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:57 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000007 · primary_doc.xml · derivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:57 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000007 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 17,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:57 UTC
Hazlett James RVP -- Technical Services
Tax withholdingCommon Stock 567 $5.03 $2,852.01
Disclosure

SEC source: 0001084991-20-000007 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,624

Read SEC document
March 15, 2020 Filed Mar 18, 2020 23:07 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionRestricted Stock Units · Derivative 1,334 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000006 · primary_doc.xml · derivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333

Underlying: Common Stock · 1,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 15, 2020 Filed Mar 18, 2020 23:07 UTC
Hazlett James RVP -- Technical Services
Tax withholdingCommon Stock 1,601 $6.25 $10,006.25
Disclosure

SEC source: 0001084991-20-000006 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,191

Read SEC document
March 15, 2020 Filed Mar 18, 2020 23:07 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 1,334 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000006 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 12,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 15, 2020 Filed Mar 18, 2020 22:01 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 9,317 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000005 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,236

Underlying: Common Stock · 9,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 15, 2020 Filed Mar 18, 2020 22:01 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,663 $6.25 $47,893.75
Disclosure

SEC source: 0001084991-20-000005 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,248

Read SEC document
March 15, 2020 Filed Mar 18, 2020 22:01 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,317 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000005 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 82,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 01:34 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 21,139 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000002 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,553

Underlying: Common Stock · 21,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 01:34 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,477 $10.62 $15,685.74
Disclosure

SEC source: 0001084991-20-000002 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,911

Read SEC document
February 14, 2020 Filed Feb 20, 2020 01:34 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 21,139 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000002 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 72,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:02 UTC Exercise / conversionRestricted Stock Units · Derivative 916 $0.00 $0.00
Disclosure

SEC source: 0001084991-20-000001 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206

Underlying: Common Stock · 916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:02 UTC Exercise / conversionCommon Stock 916 $12.26 $11,230.16
Disclosure

SEC source: 0001084991-20-000001 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 7,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust for the benefit of the reporting person under the Company's Non-Qualified Deferred Compensation Plan.

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November 15, 2019 Filed Nov 19, 2019 21:58 UTC
Lawrence G LarryChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,667 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000064 · primary_doc.xml · derivative · entry 4

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

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November 15, 2019 Filed Nov 19, 2019 21:58 UTC
Lawrence G LarryChief Financial Officer
Exercise / conversionCommon Stock 7,667 $11.18 $85,717.06
Disclosure

SEC source: 0001084991-19-000064 · primary_doc.xml · nonDerivative · entry 2

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2019 Filed Nov 19, 2019 21:58 UTC
Lawrence G LarryChief Financial Officer
Tax withholdingCommon Stock 8,054 $11.18 $90,043.72
Disclosure

SEC source: 0001084991-19-000064 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,948

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September 30, 2019 Filed Oct 2, 2019 22:58 UTC Exercise / conversionRestricted Stock Units · Derivative 916 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000054 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,122

Underlying: Common Stock · 916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

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September 30, 2019 Filed Oct 2, 2019 22:58 UTC Exercise / conversionCommon Stock 916 $12.81 $11,733.96
Disclosure

SEC source: 0001084991-19-000054 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 6,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust for the benefit of the reporting person under the Company's Non-Qualified Deferred Compensation Plan.

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June 30, 2019 Filed Jul 2, 2019 18:03 UTC Exercise / conversionRestricted Stock Units · Derivative 917 $0.00 $0.00
Disclosure

SEC source: 0001084991-19-000048 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,038

Underlying: Common Stock · 917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 18:03 UTC Exercise / conversionCommon Stock 917 $16.50 $15,130.50
Disclosure

SEC source: 0001084991-19-000048 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 5,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust for the benefit of the reporting person under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:09 UTC
Hazlett James RVP -- Technical Services
GrantCommon Stock 20,000 $17.29 $345,800.00
Disclosure

SEC source: 0001084991-19-000047 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,792

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · balance_after: The amount of securities beneficially owned has been adjusted to add 210 shares of Company common stock in order to correct an inadvertent error in the number of shares withheld for tax withholding in connection with the Form 4 filed on March 19, 2019.

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June 28, 2019 Filed Jul 1, 2019 21:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 32,919 Not disclosed Strike: $17.29 Not disclosed
Disclosure

SEC source: 0001084991-19-000045 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,692

Underlying: Common Stock · 32,919 shares

Expires not disclosed

F4 · price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F3 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting.

F3 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting.

F4 · derivative.underlying_shares: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:42 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantCommon Stock 98,755 $17.29 $1,707,473.95
Disclosure

SEC source: 0001084991-19-000045 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,388

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · balance_after: The amount of securities beneficially owned has been adjusted to add 557 shares of Company common stock in order to correct an inadvertent error in the number of shares withheld for tax withholding in connection with the Form 4 filed on March 19, 2019.

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June 28, 2019 Filed Jul 1, 2019 21:56 UTC
Lawrence G LarryChief Financial Officer
GrantCommon Stock 20,000 $17.29 $345,800.00
Disclosure

SEC source: 0001084991-19-000046 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,002

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · balance_after: The amount of securities beneficially owned has been adjusted to add 210 shares of Company common stock in order to correct an inadvertent error in the number of shares withheld for tax withholding in connection with the Form 4 filed on March 19, 2019.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 18:16 UTC SaleCommon Stock 1,600 $14.98 $23,968.00
Disclosure

SEC source: 0001084991-19-000038 · primary_doc.xml · nonDerivative · entry 2

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Read SEC document
June 04, 2019 Filed Jun 5, 2019 18:16 UTC SaleCommon Stock 1,756 $15.20 $26,691.20
Disclosure

SEC source: 0001084991-19-000038 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,600

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:21 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 1,413 $17.77 $25,109.01
Disclosure

SEC source: 0001084991-19-000028 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,582

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.