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NATURAL GAS SERVICES GROUP INC

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1461
SEC CIK
0001084991
Parsed reports
285

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202523
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2018 Filed Jan 17, 2018 23:01 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 277 $17.51 $4,850.27
Disclosure

SEC source: 0001084991-18-000002 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2018 Filed Jan 12, 2018 22:08 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 15,897 $27.40 $435,577.80
Disclosure

SEC source: 0001084991-18-000001 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,191

Read SEC document
December 27, 2017 Filed Dec 29, 2017 19:55 UTC Exercise / conversionNonqualified Stock Option · Derivative 2,500 $0.00 Strike: $20.48 $0.00
Disclosure

SEC source: 0001084991-17-000074 · primary_doc.xml · derivative · entry 6

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 19:55 UTC Exercise / conversionNonqualified Stock Option · Derivative 2,500 $0.00 Strike: $19.61 $0.00
Disclosure

SEC source: 0001084991-17-000074 · primary_doc.xml · derivative · entry 5

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 19:55 UTC SaleCommon Stock 1,400 $26.05 $36,470.00
Disclosure

SEC source: 0001084991-17-000074 · primary_doc.xml · nonDerivative · entry 4

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,832

Read SEC document
December 27, 2017 Filed Dec 29, 2017 19:55 UTC GrantCommon Stock 2,500 $20.48 $51,200.00
Disclosure

SEC source: 0001084991-17-000074 · primary_doc.xml · nonDerivative · entry 3

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,232

Read SEC document
December 27, 2017 Filed Dec 29, 2017 19:55 UTC SaleCommon Stock 2,500 $26.05 $65,125.00
Disclosure

SEC source: 0001084991-17-000074 · primary_doc.xml · nonDerivative · entry 2

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,732

Read SEC document
December 27, 2017 Filed Dec 29, 2017 19:55 UTC GrantCommon Stock 2,500 $19.61 $49,025.00
Disclosure

SEC source: 0001084991-17-000074 · primary_doc.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,232

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:15 UTC Exercise / conversionNonqualified Stock Option · Derivative 2,500 $0.00 Strike: $20.48 $0.00
Disclosure

SEC source: 0001084991-17-000073 · primary_doc.xml · derivative · entry 2

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 21:15 UTC GrantCommon Stock 2,500 $20.48 $51,200.00
Disclosure

SEC source: 0001084991-17-000073 · primary_doc.xml · nonDerivative · entry 1

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,013

Read SEC document
December 19, 2017 Filed Dec 21, 2017 00:00 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 16,212 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001084991-17-000072 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 00:00 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 16,212 $25.17 $408,056.04
Disclosure

SEC source: 0001084991-17-000072 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,088

Read SEC document
December 19, 2017 Filed Dec 21, 2017 00:00 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantCommon Stock 16,212 $20.06 $325,212.72
Disclosure

SEC source: 0001084991-17-000072 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,300

Read SEC document
December 19, 2017 Filed Dec 20, 2017 22:22 UTC
Lawrence G LarryChief Financial Officer
SaleCommon Stock 6,000 $25.23 $151,380.00
Disclosure

SEC source: 0001084991-17-000071 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,478

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:39 UTC Exercise / conversionNonqualified Stock Option · Derivative 2,500 $0.00 Strike: $19.61 $0.00
Disclosure

SEC source: 0001084991-17-000070 · primary_doc.xml · derivative · entry 2

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:39 UTC Exercise / conversionCommon Stock 2,500 $19.61 $49,025.00
Disclosure

SEC source: 0001084991-17-000070 · primary_doc.xml · nonDerivative · entry 1

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 22:03 UTC
Taylor Stephen CharlesDirector · CEO
Exercise / conversionEmployee Stock Option · Derivative 3,874 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001084991-17-000060 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,212

Underlying: Common Stock · 3,874 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 22:03 UTC
Taylor Stephen CharlesDirector · CEO
SaleCommon Stock 3,874 $28.58 $110,718.92
Disclosure

SEC source: 0001084991-17-000060 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,088

Read SEC document
October 03, 2017 Filed Oct 4, 2017 22:03 UTC
Taylor Stephen CharlesDirector · CEO
GrantCommon Stock 3,874 $20.06 $77,712.44
Disclosure

SEC source: 0001084991-17-000060 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,962

Read SEC document
September 27, 2017 Filed Sep 28, 2017 18:27 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 2,543 $28.04 $71,305.72
Disclosure

SEC source: 0001084991-17-000059 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,832

Read SEC document
September 26, 2017 Filed Sep 28, 2017 18:27 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 9,807 $28.01 $274,694.07
Disclosure

SEC source: 0001084991-17-000059 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,375

Read SEC document
July 03, 2017 Filed Jul 5, 2017 17:37 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 7,157 $24.99 $178,853.43
Disclosure

SEC source: 0001084991-17-000052 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,088

Read SEC document
June 30, 2017 Filed Jul 5, 2017 17:37 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 4,843 $25.00 $121,075.00
Disclosure

SEC source: 0001084991-17-000052 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,245

Read SEC document
June 20, 2017 Filed Jun 21, 2017 18:07 UTC SaleCommon Stock 2,540 $23.60 $59,944.00
Disclosure

SEC source: 0001084991-17-000049 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Read SEC document
June 08, 2017 Filed Dec 19, 2022 23:20 UTC OtherCommon Stock 8,792 $0.00 $0.00
Disclosure

SEC source: 0001084991-22-000130 · wf-form4_167149195564516.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,212

F1 · kind: Represents shares transferred to the Reporting Person's ex-spouse pursuant to a divorce decree.

Read SEC document
June 05, 2017 Filed Jun 5, 2017 22:35 UTC SaleCommon Stock 1,500 $26.86 $40,290.00
Disclosure

SEC source: 0001084991-17-000045 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,563

Read SEC document
May 02, 2017 Filed May 4, 2017 20:44 UTC
Hazlett James RVP - Technical Services
SaleCommon Stock 400 $28.01 $11,204.00
Disclosure

SEC source: 0001084991-17-000038 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP - Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,182

Read SEC document
April 11, 2017 Filed Apr 12, 2017 21:35 UTC
Lawrence G LarryChief Financial Officer
Tax withholdingCommon Stock 2,743 $27.50 $75,432.50
Disclosure

SEC source: 0001084991-17-000030 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,478

Read SEC document
April 11, 2017 Filed Apr 12, 2017 21:22 UTC
Hazlett James RVP -- Technical Services
Tax withholdingCommon Stock 2,758 $27.50 $75,845.00
Disclosure

SEC source: 0001084991-17-000029 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,582

Read SEC document
April 11, 2017 Filed Apr 12, 2017 21:22 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 2,550 $28.52 $72,726.00
Disclosure

SEC source: 0001084991-17-000029 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,340

Read SEC document
March 23, 2017 Filed Mar 27, 2017 22:25 UTC
Hazlett James RVP -- Technical Services
GrantRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-17-000026 · primary_doc.xml · derivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.exercise_date: Not Applicable. The RSU award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the reporting person, or upon a change in control.

F3 · derivative.expiration_date: Not Applicable. The RSU award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the reporting person, or upon a change in control.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 21:55 UTC GrantRestricted Stock Unit · Derivative 3,593 $0.00 $0.00
Disclosure

SEC source: 0001084991-17-000025 · primary_doc.xml · derivative · entry 3

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593

Underlying: Common Stock · 3,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.exercise_date: Not Applicable. The RSU for 3,593 shares vests in installments of 898 shares beginning on March 31, 2018, with additional 898 share installments vesting on June 30 and September 30, 2018 and 899 shares on December 31, 2018, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

F3 · derivative.expiration_date: Not Applicable. The RSU for 3,593 shares vests in installments of 898 shares beginning on March 31, 2018, with additional 898 share installments vesting on June 30 and September 30, 2018 and 899 shares on December 31, 2018, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 21:55 UTC GrantCommon Stock 399 $25.05 $9,994.95
Disclosure

SEC source: 0001084991-17-000025 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,063

F1 · shares: The acquisition of the 399 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 100 shares beginning on March 31, 2018, with additional 100 share installments vesting on June 30 and September 30, 2018 and 99 shares on December 31, 2018, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:55 UTC GrantCommon Stock 3,992 $25.05 $99,999.60
Disclosure

SEC source: 0001084991-17-000024 · primary_doc.xml · nonDerivative · entry 1

CURTIS CHARLES G · CIK 0001196423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,013

F1 · shares: The acquisition of the 3,992 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 998 shares beginning on March 31, 2018, with additional 998 installments vesting on June 30, September 30 and December 31, 2018, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:42 UTC GrantCommon Stock 3,992 $25.05 $99,999.60
Disclosure

SEC source: 0001084991-17-000023 · primary_doc.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,732

F1 · shares: The acquisition of the 3,992 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 998 shares beginning on March 31, 2018, with additional 998 installments vesting on June 30, September 30 and December 31, 2018, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 20:23 UTC GrantCommon Stock 3,992 $25.05 $99,999.60
Disclosure

SEC source: 0001084991-17-000022 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,540

F1 · shares: The acquisition of the 3,992 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 998 shares beginning on March 31, 2018, with additional 998 installments vesting on June 30, September 30 and December 31, 2018, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 19:06 UTC
Lawrence G LarryChief Financial Officer
GrantRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001084991-17-000021 · primary_doc.xml · derivative · entry 2

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The RSU award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the reporting person, or upon a change in control.

F2 · derivative.expiration_date: Not Applicable. The RSU award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the reporting person, or upon a change in control.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 19:06 UTC
Lawrence G LarryChief Financial Officer
GrantCommon Stock 5,000 $25.05 $125,250.00
Disclosure

SEC source: 0001084991-17-000021 · primary_doc.xml · nonDerivative · entry 1

Lawrence G Larry · CIK 0001385056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,221

Read SEC document
March 21, 2017 Filed Mar 27, 2017 22:25 UTC
Hazlett James RVP -- Technical Services
GrantCommon Stock 5,000 $25.05 $125,250.00
Disclosure

SEC source: 0001084991-17-000026 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,890

F1 · shares: The acquisition of the 5,000 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan. The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the participant's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the participant, or upon a change in control of the Company.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:13 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantCommon Stock 70,464 $28.65 $2,018,793.60
Disclosure

SEC source: 0001084991-17-000008 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,202

F1 · shares: The acquisition of the 70,464 shares of common stock reflects an award of restricted stock on February 14, 2017, pursuant to the Company's 2009 Restricted Stock/Unit Plan. The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the participant's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the participant, or upon a change in control of the Company.

Read SEC document
February 14, 2017 Filed Mar 15, 2017 23:16 UTC Amendment
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 17,616 $0.00 $0.00
Disclosure

SEC source: 0001084991-17-000019 · primary_doc.xml · derivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,616

Underlying: Common Stock · 17,616 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.exercise_date: Not Applicable. The RSU award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the reporting person, or upon a change in control.

F3 · derivative.expiration_date: Not Applicable. The RSU award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the reporting person, or upon a change in control.

Read SEC document
February 14, 2017 Filed Mar 15, 2017 23:16 UTC Amendment
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantCommon Stock 52,848 $28.65 $1,514,095.20
Disclosure

SEC source: 0001084991-17-000019 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,586

F1 · shares: This amendment is being filed to correct an inadvertent error in the original filing, which indicated that the reporting person had been granted an award of 70,464 shares of restricted stock. The correct amount granted was 52,848 restricted shares while the remaining 17,616 shares were awarded in the form of restricted stock units. See Table II and footnotes #2 and #3 below for further information.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 21:38 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 19,914 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001084991-17-000005 · primary_doc.xml · derivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,086

Underlying: Common Stock · 40,000 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 21:38 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 19,914 $20.06 $399,474.84
Disclosure

SEC source: 0001084991-17-000005 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2017 Filed Mar 16, 2017 21:40 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 15,696 $31.35 $492,069.60
Disclosure

SEC source: 0001084991-17-000020 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,890

Read SEC document
January 06, 2017 Filed Apr 28, 2017 19:21 UTC
Taylor Stephen CharlesDirector · CEO
Tax withholdingCommon Stock 15,696 $31.35 $492,069.60
Disclosure

SEC source: 0001084991-17-000031 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,088

F1 · balance_after: The amount of securities beneficially owned has been reduced by 45,802 shares due to the inadvertent misclassification of the shares in the previous Form 4 filing by the reporting person. Such shares were granted as restricted stock units ("RSU") and should have been reported in table II. See table II of this Form 4 and footnote #3 below.

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January 05, 2017 Filed Jan 5, 2017 23:41 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 6,188 $31.93 $197,582.84
Disclosure

SEC source: 0001084991-17-000004 · primary_doc.xml · nonDerivative · entry 5

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,824

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January 05, 2017 Filed Jan 5, 2017 23:41 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 1,700 $32.00 $54,400.00
Disclosure

SEC source: 0001084991-17-000004 · primary_doc.xml · nonDerivative · entry 4

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,012

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January 04, 2017 Filed Jan 5, 2017 23:41 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 6,052 $32.02 $193,785.04
Disclosure

SEC source: 0001084991-17-000004 · primary_doc.xml · nonDerivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,712

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January 03, 2017 Filed Jan 5, 2017 23:41 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
SaleCommon Stock 2,079 $32.79 $68,170.41
Disclosure

SEC source: 0001084991-17-000004 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,764

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.