Tapewire

NYSE · USD

NG

NOVAGOLD RESOURCES INC

Export transactions ↓
Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 2, 2023 21:32 UTC GrantDeferred Share Unit · Derivative 1,919.547 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006581 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,825.527

Underlying: Common Shares · 1,919.547 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 18:25 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 21,512 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001608 · marketforms-58430.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,529,102

Read SEC document
February 02, 2023 Filed Feb 3, 2023 18:25 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 21,512 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001608 · marketforms-58430.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · held by spouse

Disclosed balance after: 0

Read SEC document
February 02, 2023 Filed Feb 3, 2023 18:25 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 21,512 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001608 · marketforms-58430.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · held by spouse

Disclosed balance after: 21,512

Read SEC document
February 02, 2023 Filed Feb 3, 2023 18:25 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 21,512 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001608 · marketforms-58430.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,550,614

Read SEC document
January 31, 2023 Filed Feb 1, 2023 18:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-23-001402 · marketforms-58433.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Shares · 30,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3550=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 18:24 UTC SaleCommon Shares 12,479 $6.27 $78,243.33
Disclosure

SEC source: 0001214659-23-001402 · marketforms-58433.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,751

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.37 to C$8.3716, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.37 to USD using an exchange rate of CAD $1.3550=USD $1.00.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 18:24 UTC Tax withholdingCommon Shares 17,521 $6.28 $110,031.88
Disclosure

SEC source: 0001214659-23-001402 · marketforms-58433.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,230

F2 · price: The price above was converted from the Canadian price of C$8.39 to USD using an exchange rate of CAD $1.3550=USD $1.00.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 18:24 UTC Exercise / conversionCommon Shares 30,000 $3.67 $110,100.00
Disclosure

SEC source: 0001214659-23-001402 · marketforms-58433.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3550=USD $1.00.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:53 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,613 $5.19 $8,371.47
Disclosure

SEC source: 0001214659-23-000221 · marketforms-58099.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,144

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.61 to $5.95, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:52 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 2,916 $5.19 $15,134.04
Disclosure

SEC source: 0001214659-23-000220 · marketforms-58098.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,211

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.61 to $5.95, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 22:02 UTC
Ottewell David A.Vice President & CFO
GrantPerformance Share Units ("PSUs") · Derivative 35,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-015044 · marketforms-57876.xml · derivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,500

Underlying: Common Shares · 35,500 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to vesting criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof at 100% of the PSU grant amount if the vesting criteria is met. The anticipated vesting date is June 30, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the vesting criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F1 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to vesting criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof at 100% of the PSU grant amount if the vesting criteria is met. The anticipated vesting date is June 30, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the vesting criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F1 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to vesting criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof at 100% of the PSU grant amount if the vesting criteria is met. The anticipated vesting date is June 30, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the vesting criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 22:00 UTC
Lang Gregory A.Director · President and CEO
GrantPerformance Share Units ("PSUs") · Derivative 44,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-015041 · marketforms-57877.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,300

Underlying: Common Shares · 44,300 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to vesting criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof at 100% of the PSU grant amount if the vesting criteria is met. The anticipated vesting date is June 30, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the vesting criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F1 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to vesting criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof at 100% of the PSU grant amount if the vesting criteria is met. The anticipated vesting date is June 30, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the vesting criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F1 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to vesting criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof at 100% of the PSU grant amount if the vesting criteria is met. The anticipated vesting date is June 30, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the vesting criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 13, 2022 Filed Jan 4, 2023 22:52 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 10,772 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000220 · marketforms-58098.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,572,126

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
December 13, 2022 Filed Jan 4, 2023 22:52 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 10,772 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000220 · marketforms-58098.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 17:02 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares · Derivative 184,600 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-22-014679 · marketforms-57835.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 184,600 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted on 12/1/2018 and vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; 1/3 on 12/1/2021.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 17:02 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 71,186 $5.96 $424,268.56
Disclosure

SEC source: 0001214659-22-014679 · marketforms-57835.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,531

F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $5.975, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 17:02 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 113,414 $5.97 $677,081.58
Disclosure

SEC source: 0001214659-22-014679 · marketforms-57835.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,717

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.97 to $5.9788, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 17:02 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 184,600 $3.67 $677,482.00
Disclosure

SEC source: 0001214659-22-014679 · marketforms-57835.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 17:33 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares · Derivative 150,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-22-014604 · marketforms-57792.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,600

Underlying: Common Shares · 150,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted on 12/1/2018 and vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; 1/3 on 12/1/2021.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 17:33 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 57,592 $5.97 $343,824.24
Disclosure

SEC source: 0001214659-22-014604 · marketforms-57792.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,531

F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $5.985, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 17:33 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 92,408 $5.96 $550,751.68
Disclosure

SEC source: 0001214659-22-014604 · marketforms-57792.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,123

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.925 to $5.99, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 17:33 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 150,000 $3.67 $550,500.00
Disclosure

SEC source: 0001214659-22-014604 · marketforms-57792.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001214659-22-014518 · marketforms-57769.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Common Shares · 30,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3468=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:10 UTC SaleCommon Shares 11,896 $6.01 $71,494.96
Disclosure

SEC source: 0001214659-22-014518 · marketforms-57769.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,751

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.08 to C$8.12, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.09 to USD using an exchange rate of CAD $1.3468=USD $1.00.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:10 UTC Tax withholdingCommon Shares 18,104 $6.03 $109,167.12
Disclosure

SEC source: 0001214659-22-014518 · marketforms-57769.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,647

F2 · price: The price above was converted from the Canadian price of C$8.12 to USD using an exchange rate of CAD $1.3468=USD $1.00.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:10 UTC Exercise / conversionCommon Shares 30,000 $3.64 $109,200.00
Disclosure

SEC source: 0001214659-22-014518 · marketforms-57769.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3468=USD $1.00.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:32 UTC GrantStock Option (Right to Buy) · Derivative 59,300 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001214659-22-014405 · marketforms-57758.xml · derivative · entry 2

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,300

Underlying: Common Shares · 59,300 shares

Expires 2027-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:32 UTC GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014405 · marketforms-57758.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,797

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:37 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionPerformance Share Units ("PSUs") · Derivative 72,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014408 · marketforms-57751.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 72,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The December 1, 2019 grant totaling 72,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2019. On December 1, 2022, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.exercise_date: The December 1, 2019 grant totaling 72,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2019. On December 1, 2022, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.expiration_date: The December 1, 2019 grant totaling 72,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2019. On December 1, 2022, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:37 UTC
Ottewell David A.Vice President & CFO
GrantPerformance Share Units ("PSUs") · Derivative 96,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014408 · marketforms-57751.xml · derivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,600

Underlying: Common Shares · 96,600 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2025. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2025. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2025. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:37 UTC
Ottewell David A.Vice President & CFO
GrantStock Option (right to buy) · Derivative 228,500 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001214659-22-014408 · marketforms-57751.xml · derivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,500

Underlying: Common Shares · 228,500 shares

Expires 2027-11-30

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:35 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionPerformance Share Units ("PSUs") · Derivative 204,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014407 · marketforms-57753.xml · derivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 204,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The December 1, 2019 grant totaling 204,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2019. On December 1, 2022, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.exercise_date: The December 1, 2019 grant totaling 204,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2019. On December 1, 2022, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.expiration_date: The December 1, 2019 grant totaling 204,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2019. On December 1, 2022, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:35 UTC
Lang Gregory A.Director · President and CEO
GrantPerformance Share Units ("PSUs") · Derivative 262,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014407 · marketforms-57753.xml · derivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,000

Underlying: Common Shares · 262,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2025. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2025. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2025. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:35 UTC
Lang Gregory A.Director · President and CEO
GrantStock Option (right to buy) · Derivative 619,600 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001214659-22-014407 · marketforms-57753.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,600

Underlying: Common Shares · 619,600 shares

Expires 2027-11-30

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:33 UTC GrantStock Option (Right to Buy) · Derivative 59,300 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001214659-22-014406 · marketforms-57754.xml · derivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,300

Underlying: Common Shares · 59,300 shares

Expires 2027-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:33 UTC GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014406 · marketforms-57754.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,991

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:31 UTC GrantStock Option (Right to Buy) · Derivative 59,300 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001214659-22-014404 · marketforms-57760.xml · derivative · entry 2

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,300

Underlying: Common Shares · 59,300 shares

Expires 2027-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:31 UTC GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014404 · marketforms-57760.xml · nonDerivative · entry 1

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,209

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:29 UTC
Schutt EthanDirector
GrantStock Option (Right to Buy) · Derivative 59,300 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001214659-22-014401 · marketforms-57762.xml · derivative · entry 2

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,300

Underlying: Common Shares · 59,300 shares

Expires 2027-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:29 UTC
Schutt EthanDirector
GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014401 · marketforms-57762.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:28 UTC GrantStock Option (Right to Buy) · Derivative 59,300 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001214659-22-014400 · marketforms-57761.xml · derivative · entry 4

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,300

Underlying: Common Shares · 59,300 shares

Expires 2027-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:28 UTC GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014400 · marketforms-57761.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,629

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:26 UTC GrantStock Option (Right to Buy) · Derivative 62,200 $0.00 Strike: $5.74 $0.00
Disclosure

SEC source: 0001214659-22-014398 · marketforms-57755.xml · derivative · entry 2

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,200

Underlying: Common Shares · 62,200 shares

Expires 2027-11-30

F2 · derivative.exercise_price: Price above was converted from the Canadian exercise price of C$7.75 to USD using an exchange rate of CAD$1.3508=USD$1.00.

F3 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:26 UTC GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014398 · marketforms-57755.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,559

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:27 UTC GrantStock Option (Right to Buy) · Derivative 59,300 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001214659-22-014399 · marketforms-57759.xml · derivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,300

Underlying: Common Shares · 59,300 shares

Expires 2027-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:27 UTC GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014399 · marketforms-57759.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,602

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:25 UTC GrantStock Option (Right to Buy) · Derivative 62,200 $0.00 Strike: $5.74 $0.00
Disclosure

SEC source: 0001214659-22-014397 · marketforms-57757.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,200

Underlying: Common Shares · 62,200 shares

Expires 2027-11-30

F2 · derivative.exercise_price: Price above was converted from the Canadian exercise price of C$7.75 to USD using an exchange rate of CAD$1.3508=USD$1.00.

F3 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:25 UTC GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014397 · marketforms-57757.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,751

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 21:27 UTC GrantStock Option (right to buy) · Derivative 59,300 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001493152-22-034302 · ownership.xml · derivative · entry 2

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,300

Underlying: Common Shares · 59,300 shares

Expires 2027-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on Dec. 1, 2023, 1/3 on Dec. 1, 2024, 1/3 on Dec. 1, 2025

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.