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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2023 Filed Nov 6, 2023 16:32 UTC Tax withholdingCommon Shares 34,187 $3.77 $128,884.99
Disclosure

SEC source: 0001214659-23-014577 · marketforms-63475.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,837

F2 · price: The price above was converted from the Canadian price of C$5.16 to USD using an exchange rate of CAD $1.3683=USD $1.00.

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November 03, 2023 Filed Nov 6, 2023 16:32 UTC Exercise / conversionCommon Shares 36,000 $3.58 $128,880.00
Disclosure

SEC source: 0001214659-23-014577 · marketforms-63475.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3683=USD $1.00.

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September 30, 2023 Filed Oct 3, 2023 16:52 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 2,077 $4.19 $8,702.63
Disclosure

SEC source: 0001214659-23-012998 · marketforms-62729.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,231

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.95 to $4.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 30, 2023 Filed Oct 3, 2023 16:51 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,755 $4.19 $15,733.45
Disclosure

SEC source: 0001214659-23-012997 · marketforms-62730.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,635

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.95 to $4.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 01, 2023 Filed Sep 1, 2023 18:50 UTC GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011979 · marketforms-62494.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,070

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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September 01, 2023 Filed Sep 1, 2023 18:51 UTC GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011980 · marketforms-62493.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,264

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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September 01, 2023 Filed Sep 1, 2023 18:49 UTC
KYLE HUME D.Director
GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011978 · marketforms-62495.xml · nonDerivative · entry 1

KYLE HUME D. · CIK 0001973622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 18:48 UTC GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011977 · marketforms-62497.xml · nonDerivative · entry 1

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,482

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 18:47 UTC GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011976 · marketforms-62498.xml · nonDerivative · entry 1

Muniz Quintanilla Daniel · CIK 0001436258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 18:46 UTC
Schutt EthanDirector
GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011974 · marketforms-62499.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,314

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 18:45 UTC GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011973 · marketforms-62500.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,024

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 18:44 UTC GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011971 · marketforms-62501.xml · nonDerivative · entry 1

Whittaker Dawn Patricia · CIK 0001974817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 18:44 UTC GrantCommon Shares 1,282 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011969 · marketforms-62496.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,875

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 16:19 UTC
KAPLAN THOMAS SCOTTDirector · 10% owner
GrantDeferred Share Unit · Derivative 2,564.093 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-031603 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,452.261

Underlying: Common Shares · 2,564.093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

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June 30, 2023 Filed Jul 3, 2023 21:00 UTC
KAPLAN THOMAS SCOTTDirector · 10% owner
OtherCommon Shares 286,977 $3.89 $1,116,340.53
Disclosure

SEC source: 0001493152-23-023318 · ownership.xml · nonDerivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The purpose of this Form 4 is to report (i) the transfer of 286,977 Common Shares (the "Shares") of the Issuer from Thomas S. Kaplan to GRAT Holdings LLC ("GRAT") (which is owned by trusts for the benefit of the Kaplan family) on June 30, 2023, for US $3.89 per Share, the closing price of the Shares on June 29, 2023. Thus, Mr. Kaplan's aggregate beneficial ownership of the Shares is unchanged as a result of this transaction.

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June 30, 2023 Filed Jul 3, 2023 21:00 UTC
GRAT Holdings LLCPossible member of 10% group
OtherCommon Shares 286,977 $3.89 $1,116,340.53
Disclosure

SEC source: 0001493152-23-023319 · ownership.xml · nonDerivative · entry 1

GRAT Holdings LLC · CIK 0001565707 · Possible member of 10% group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,286,977

F1 · kind: The purpose of this Form 4 is to report (i) the transfer of 286,977 Common Shares (the "Shares") of the Issuer from Thomas S. Kaplan to GRAT Holdings LLC ("GRAT") (which is owned by trusts for the benefit of the Kaplan family) on June 30, 2023, for US $3.89 per Share, the closing price of the Shares on June 29, 2023. Thus, Mr. Kaplan's aggregate beneficial ownership of the Shares is unchanged as a result of this transaction.

F2 · balance_after: For purposes of Section 16 of the Securities Exchange Act of 1934, GRAT disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 19:53 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,567 $5.55 $8,696.85
Disclosure

SEC source: 0001214659-23-009125 · marketforms-62029.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,154

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.07 to $6.31, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 19:52 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 2,831 $5.55 $15,712.05
Disclosure

SEC source: 0001214659-23-009124 · marketforms-62030.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,880

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.07 to $6.31, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:15 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 12,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008357 · marketforms-61784.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 1,517,102

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:08 UTC GrantCommon Shares 1,031 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008154 · marketforms-61683.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,788

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:15 UTC
KYLE HUME D.Director
GrantCommon Shares 146 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008161 · marketforms-61684.xml · nonDerivative · entry 1

KYLE HUME D. · CIK 0001973622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:14 UTC GrantCommon Shares 1,031 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008160 · marketforms-61685.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,593

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:13 UTC GrantCommon Shares 146 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008159 · marketforms-61690.xml · nonDerivative · entry 1

Whittaker Dawn Patricia · CIK 0001974817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:12 UTC GrantCommon Shares 1,031 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008158 · marketforms-61689.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,742

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:11 UTC
Schutt EthanDirector
GrantCommon Shares 1,031 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008157 · marketforms-61688.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,032

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:10 UTC GrantCommon Shares 146 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008156 · marketforms-61687.xml · nonDerivative · entry 1

Muniz Quintanilla Daniel · CIK 0001436258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:09 UTC GrantCommon Shares 1,031 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008155 · marketforms-61686.xml · nonDerivative · entry 1

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,200

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 18:07 UTC GrantCommon Shares 1,031 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-008153 · marketforms-61682.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,982

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:21 UTC GrantDeferred Share Unit · Derivative 2,062.641 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019971 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,888.168

Underlying: Common Shares · 2,062.641 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
May 19, 2023 Filed May 22, 2023 17:44 UTC
KYLE HUME D.Director
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001214659-23-007649 · marketforms-61583.xml · derivative · entry 1

KYLE HUME D. · CIK 0001973622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2028-05-18

F1 · derivative.exercise_price: Price above was converted from the Canadian exercise price of C$7.25 to USD using an exchange rate of CAD$1.3503=USD$1.00.

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 5/19/2024; 1/3 on 5/19/2025; and 1/3 on 5/19/2026.

Read SEC document
May 19, 2023 Filed May 22, 2023 17:42 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001214659-23-007648 · marketforms-61584.xml · derivative · entry 1

Whittaker Dawn Patricia · CIK 0001974817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2028-05-18

F1 · derivative.exercise_price: Price above was converted from the Canadian exercise price of C$7.25 to USD using an exchange rate of CAD$1.3503=USD$1.00.

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 5/19/2024; 1/3 on 5/19/2025; and 1/3 on 5/19/2026.

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May 19, 2023 Filed May 23, 2023 17:18 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.36 $0.00
Disclosure

SEC source: 0001214659-23-007712 · marketforms-61585.xml · derivative · entry 1

Muniz Quintanilla Daniel · CIK 0001436258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2028-05-18

F1 · derivative.exercise_date: These options vest as follows: 1/3 on 5/19/2024; 1/3 on 5/19/2025; and 1/3 on 5/19/2026.

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May 03, 2023 Filed May 4, 2023 18:45 UTC Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001214659-23-006503 · marketforms-61397.xml · derivative · entry 4

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2023-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on 5/7/2018 and vested as follows: 1/3 on 5/7/2019; 1/3 on 5/7/2020; and 1/3 on 5/7/2021.

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May 03, 2023 Filed May 4, 2023 18:45 UTC SaleCommon Shares 14,950 $5.58 $83,421.00
Disclosure

SEC source: 0001214659-23-006503 · marketforms-61397.xml · nonDerivative · entry 3

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,757

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $5.57 to $5.585, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 03, 2023 Filed May 4, 2023 18:45 UTC Tax withholdingCommon Shares 85,050 $5.59 $475,004.25
Disclosure

SEC source: 0001214659-23-006503 · marketforms-61397.xml · nonDerivative · entry 2

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,707

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May 03, 2023 Filed May 4, 2023 18:45 UTC Exercise / conversionCommon Shares 100,000 $4.75 $475,000.00
Disclosure

SEC source: 0001214659-23-006503 · marketforms-61397.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 15:57 UTC Exercise / conversionStock Option (right to buy) · Derivative 96,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-23-005407 · marketforms-61207.xml · derivative · entry 4

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 96,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3359=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

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April 13, 2023 Filed Apr 14, 2023 15:57 UTC SaleCommon Shares 39,799 $6.41 $255,111.59
Disclosure

SEC source: 0001214659-23-005407 · marketforms-61207.xml · nonDerivative · entry 3

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,519

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.48 to C$8.60, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.56 to USD using an exchange rate of CAD $1.3359=USD $1.00.

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April 13, 2023 Filed Apr 14, 2023 15:57 UTC Tax withholdingCommon Shares 56,201 $6.27 $352,380.27
Disclosure

SEC source: 0001214659-23-005407 · marketforms-61207.xml · nonDerivative · entry 2

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,318

F2 · price: The price above was converted from the Canadian price of C$8.37 to USD using an exchange rate of CAD $1.3359=USD $1.00.

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April 13, 2023 Filed Apr 14, 2023 15:57 UTC Exercise / conversionCommon Shares 96,000 $3.67 $352,320.00
Disclosure

SEC source: 0001214659-23-005407 · marketforms-61207.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3359=USD $1.00.

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March 31, 2023 Filed Apr 3, 2023 15:38 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 2,610 $5.99 $15,633.90
Disclosure

SEC source: 0001214659-23-004643 · marketforms-61127.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,049

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.60 to $6.61, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 31, 2023 Filed Apr 3, 2023 15:37 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,443 $5.99 $8,643.57
Disclosure

SEC source: 0001214659-23-004642 · marketforms-61131.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,587

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.60 to $6.61, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 01, 2023 Filed Mar 1, 2023 18:53 UTC GrantCommon Shares 960 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003365 · marketforms-59715.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,757

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2023 Filed Mar 1, 2023 18:56 UTC GrantCommon Shares 960 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003367 · marketforms-59713.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,951

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2023 Filed Mar 1, 2023 18:55 UTC GrantCommon Shares 960 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003366 · marketforms-59714.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,519

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2023 Filed Mar 1, 2023 18:52 UTC GrantCommon Shares 960 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003364 · marketforms-59717.xml · nonDerivative · entry 1

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2023 Filed Mar 1, 2023 18:51 UTC
Schutt EthanDirector
GrantCommon Shares 960 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003363 · marketforms-59719.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,001

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2023 Filed Mar 1, 2023 18:50 UTC GrantCommon Shares 960 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003362 · marketforms-59720.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,711

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2023 Filed Mar 1, 2023 18:48 UTC GrantCommon Shares 960 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003361 · marketforms-59718.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,589

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2023 Filed Mar 1, 2023 18:47 UTC GrantCommon Shares 960 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003360 · marketforms-59716.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,562

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.