Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2023 Filed Dec 1, 2023 19:02 UTC |
Walsh Anthony P.Director
|
GrantStock Option (Right to Buy) · Derivative | 87,000 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0001214659-23-015843 · marketforms-63659.xml · derivative · entry 2 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,000 Underlying: Common Shares · 87,000 shares Expires 2028-11-30 F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.66 using an exchange rate of CAD$1.3582=U.S.$1.00. F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 19:02 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015843 · marketforms-63659.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,324 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 19:01 UTC |
Whittaker Dawn PatriciaDirector
|
GrantStock Option (Right to Buy) · Derivative | 87,000 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0001214659-23-015842 · marketforms-63660.xml · derivative · entry 2 Whittaker Dawn Patricia · CIK 0001974817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,000 Underlying: Common Shares · 87,000 shares Expires 2028-11-30 F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.66 using an exchange rate of CAD$1.3582=U.S.$1.00. F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 19:01 UTC |
Whittaker Dawn PatriciaDirector
|
GrantCommon Shares | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015842 · marketforms-63660.xml · nonDerivative · entry 1 Whittaker Dawn Patricia · CIK 0001974817 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,728 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:59 UTC |
Schutt EthanDirector
|
GrantStock Option (Right to Buy) · Derivative | 81,600 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001214659-23-015841 · marketforms-63651.xml · derivative · entry 2 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,600 Underlying: Common Shares · 81,600 shares Expires 2028-11-30 F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:59 UTC |
Schutt EthanDirector
|
GrantCommon Shares | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015841 · marketforms-63651.xml · nonDerivative · entry 1 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,290.915 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:58 UTC |
Dorward-King Elaine JDirector
|
GrantStock Option (Right to Buy) · Derivative | 81,600 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001214659-23-015840 · marketforms-63653.xml · derivative · entry 2 Dorward-King Elaine J · CIK 0001572364 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,600 Underlying: Common Shares · 81,600 shares Expires 2028-11-30 F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:58 UTC |
Dorward-King Elaine JDirector
|
GrantCommon Shares | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015840 · marketforms-63653.xml · nonDerivative · entry 1 Dorward-King Elaine J · CIK 0001572364 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,564 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:56 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantStock Option (Right to Buy) · Derivative | 81,600 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001214659-23-015838 · marketforms-63656.xml · derivative · entry 4 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,600 Underlying: Common Shares · 81,600 shares Expires 2028-11-30 F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:56 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015838 · marketforms-63656.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,175 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:55 UTC |
MCARTHUR C. KEVINDirector
|
GrantStock Option (Right to Buy) · Derivative | 81,600 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001214659-23-015837 · marketforms-63657.xml · derivative · entry 2 MCARTHUR C. KEVIN · CIK 0001480320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,600 Underlying: Common Shares · 81,600 shares Expires 2028-11-30 F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:55 UTC |
MCARTHUR C. KEVINDirector
|
GrantCommon Shares | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015837 · marketforms-63657.xml · nonDerivative · entry 1 MCARTHUR C. KEVIN · CIK 0001480320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,782 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:54 UTC |
Muniz Quintanilla DanielDirector
|
GrantStock Option (Right to Buy) · Derivative | 81,600 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001214659-23-015836 · marketforms-63658.xml · derivative · entry 2 Muniz Quintanilla Daniel · CIK 0001436258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,600 Underlying: Common Shares · 81,600 shares Expires 2028-11-30 F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:54 UTC |
Muniz Quintanilla DanielDirector
|
GrantCommon Shares | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015836 · marketforms-63658.xml · nonDerivative · entry 1 Muniz Quintanilla Daniel · CIK 0001436258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,728 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 22:15 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantStock Option (right to buy) · Derivative | 81,600 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001493152-23-043592 · ownership.xml · derivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,600 Underlying: Common Shares · 81,600 shares Expires 2028-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on Dec. 1, 2024, 1/3 on Dec. 1, 2025, 1/3 on Dec. 1, 2026. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 22:15 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 2,599.919 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-043592 · ownership.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,052.18 Underlying: Common Shares · 2,599.919 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 19:04 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionPerformance Share Units ("PSUs") · Derivative | 52,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015958 · marketforms-63661.xml · derivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 52,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The December 1, 2020 grant totaling 52,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting. F3 · derivative.exercise_date: The December 1, 2020 grant totaling 52,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting. F3 · derivative.expiration_date: The December 1, 2020 grant totaling 52,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 19:04 UTC |
Ottewell David A.Vice President & CFO
|
GrantPerformance Share Units ("PSUs") · Derivative | 138,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015958 · marketforms-63661.xml · derivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,100 Underlying: Common Shares · 138,100 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 19:04 UTC |
Ottewell David A.Vice President & CFO
|
GrantStock Option (right to buy) · Derivative | 318,600 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001214659-23-015958 · marketforms-63661.xml · derivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,600 Underlying: Common Shares · 318,600 shares Expires 2028-11-30 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 19:03 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionPerformance Share Units ("PSUs") · Derivative | 147,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015957 · marketforms-63662.xml · derivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 147,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The December 1, 2020 grant totaling 147,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting. F3 · derivative.exercise_date: The December 1, 2020 grant totaling 147,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting. F3 · derivative.expiration_date: The December 1, 2020 grant totaling 147,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 19:03 UTC |
Lang Gregory A.Director · President and CEO
|
GrantPerformance Share Units ("PSUs") · Derivative | 374,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015957 · marketforms-63662.xml · derivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,400 Underlying: Common Shares · 374,400 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 19:03 UTC |
Lang Gregory A.Director · President and CEO
|
GrantStock Option (right to buy) · Derivative | 863,900 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001214659-23-015957 · marketforms-63662.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 863,900 Underlying: Common Shares · 863,900 shares Expires 2028-11-30 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:29 UTC |
MADHAVPEDDI KALIDAS VDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 91,300 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-23-015809 · marketforms-63616.xml · derivative · entry 6 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 91,300 shares Expires 2023-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted on December 1, 2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:29 UTC |
MADHAVPEDDI KALIDAS VDirector
|
SaleCommon Shares | 10,947 | $4.17 | $45,648.99 |
DisclosureSEC source: 0001214659-23-015809 · marketforms-63616.xml · nonDerivative · entry 3 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,875 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.175, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:29 UTC |
MADHAVPEDDI KALIDAS VDirector
|
Tax withholdingCommon Shares | 80,353 | $4.17 | $335,072.01 |
DisclosureSEC source: 0001214659-23-015809 · marketforms-63616.xml · nonDerivative · entry 2 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,822 Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:29 UTC |
MADHAVPEDDI KALIDAS VDirector
|
Exercise / conversionCommon Shares | 91,300 | $3.67 | $335,071.00 |
DisclosureSEC source: 0001214659-23-015809 · marketforms-63616.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 350,000 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · derivative · entry 15 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 350,000 shares Expires 2023-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 42,519 | $4.16 | $176,879.04 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 11 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,635 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.175, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 307,481 | $4.18 | $1,284,501.88 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 10 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,154 Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 350,000 | $3.67 | $1,284,500.00 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 9 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:30 UTC |
KAPLAN THOMAS SCOTTDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 91,300 | Not disclosed Strike: $3.67 | Not disclosed |
DisclosureSEC source: 0001493152-23-043227 · ownership.xml · derivative · entry 3 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 91,300 shares Expires 2023-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Column 2 of Table II Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:30 UTC |
KAPLAN THOMAS SCOTTDirector
|
Tax withholdingCommon Shares | 79,590 | $4.21 | $335,073.90 |
DisclosureSEC source: 0001493152-23-043227 · ownership.xml · nonDerivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,710 Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:30 UTC |
KAPLAN THOMAS SCOTTDirector
|
Exercise / conversionCommon Shares | 91,300 | $3.67 | $335,071.00 |
DisclosureSEC source: 0001493152-23-043227 · ownership.xml · nonDerivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 350,000 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · derivative · entry 14 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Shares · 350,000 shares Expires 2023-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 46,335 | $4.21 | $195,070.35 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 8 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,635 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.21 to $4.225, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 303,665 | $4.23 | $1,284,502.95 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 7 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,970 Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 350,000 | $3.67 | $1,284,500.00 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 16:15 UTC |
GARRETT DIANE RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 91,300 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-23-015693 · marketforms-63603.xml · derivative · entry 4 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 91,300 shares Expires 2023-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 16:15 UTC |
GARRETT DIANE RDirector
|
SaleCommon Shares | 9,972 | $4.11 | $40,984.92 |
DisclosureSEC source: 0001214659-23-015693 · marketforms-63603.xml · nonDerivative · entry 3 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,070 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $4.11 to $4.115, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 16:15 UTC |
GARRETT DIANE RDirector
|
Tax withholdingCommon Shares | 81,328 | $4.12 | $335,071.36 |
DisclosureSEC source: 0001214659-23-015693 · marketforms-63603.xml · nonDerivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,042 Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 16:15 UTC |
GARRETT DIANE RDirector
|
Exercise / conversionCommon Shares | 91,300 | $3.67 | $335,071.00 |
DisclosureSEC source: 0001214659-23-015693 · marketforms-63603.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 269,000 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · derivative · entry 13 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Shares · 269,000 shares Expires 2023-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 11,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Family Trust Disclosed balance after: 1,529,041 F1 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 11,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,635 F1 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 10,868 | $4.07 | $44,243.63 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,574 Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 246,193 | $4.01 | $987,233.93 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,442 Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:28 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 269,000 | $3.67 | $987,230.00 |
DisclosureSEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 11:00 UTC |
Schutt EthanDirector
|
PurchaseCommon Shares | 23,676.915 | $3.59 | $85,000.12 |
DisclosureSEC source: 0001214659-23-014775 · marketforms-63500.xml · nonDerivative · entry 1 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,990.915 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.58 to $3.59, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 16:32 UTC |
Walsh Anthony P.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001214659-23-014577 · marketforms-63475.xml · derivative · entry 4 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 36,000 shares Expires 2023-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3683=USD $1.00. F4 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 16:32 UTC |
Walsh Anthony P.Director
|
SaleCommon Shares | 1,813 | $3.78 | $6,853.14 |
DisclosureSEC source: 0001214659-23-014577 · marketforms-63475.xml · nonDerivative · entry 3 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,024 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.16 to C$5.17, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.17 to USD using an exchange rate of CAD $1.3683=USD $1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.