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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2023 Filed Dec 1, 2023 19:02 UTC GrantStock Option (Right to Buy) · Derivative 87,000 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001214659-23-015843 · marketforms-63659.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Common Shares · 87,000 shares

Expires 2028-11-30

F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.66 using an exchange rate of CAD$1.3582=U.S.$1.00.

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 19:02 UTC GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015843 · marketforms-63659.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,324

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 19:01 UTC GrantStock Option (Right to Buy) · Derivative 87,000 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001214659-23-015842 · marketforms-63660.xml · derivative · entry 2

Whittaker Dawn Patricia · CIK 0001974817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Common Shares · 87,000 shares

Expires 2028-11-30

F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.66 using an exchange rate of CAD$1.3582=U.S.$1.00.

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 19:01 UTC GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015842 · marketforms-63660.xml · nonDerivative · entry 1

Whittaker Dawn Patricia · CIK 0001974817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,728

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:59 UTC
Schutt EthanDirector
GrantStock Option (Right to Buy) · Derivative 81,600 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001214659-23-015841 · marketforms-63651.xml · derivative · entry 2

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,600

Underlying: Common Shares · 81,600 shares

Expires 2028-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:59 UTC
Schutt EthanDirector
GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015841 · marketforms-63651.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,290.915

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:58 UTC GrantStock Option (Right to Buy) · Derivative 81,600 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001214659-23-015840 · marketforms-63653.xml · derivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,600

Underlying: Common Shares · 81,600 shares

Expires 2028-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:58 UTC GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015840 · marketforms-63653.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,564

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:56 UTC GrantStock Option (Right to Buy) · Derivative 81,600 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001214659-23-015838 · marketforms-63656.xml · derivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,600

Underlying: Common Shares · 81,600 shares

Expires 2028-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:56 UTC GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015838 · marketforms-63656.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,175

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:55 UTC GrantStock Option (Right to Buy) · Derivative 81,600 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001214659-23-015837 · marketforms-63657.xml · derivative · entry 2

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,600

Underlying: Common Shares · 81,600 shares

Expires 2028-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:55 UTC GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015837 · marketforms-63657.xml · nonDerivative · entry 1

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,782

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:54 UTC GrantStock Option (Right to Buy) · Derivative 81,600 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001214659-23-015836 · marketforms-63658.xml · derivative · entry 2

Muniz Quintanilla Daniel · CIK 0001436258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,600

Underlying: Common Shares · 81,600 shares

Expires 2028-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 18:54 UTC GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015836 · marketforms-63658.xml · nonDerivative · entry 1

Muniz Quintanilla Daniel · CIK 0001436258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,728

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 22:15 UTC GrantStock Option (right to buy) · Derivative 81,600 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001493152-23-043592 · ownership.xml · derivative · entry 2

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,600

Underlying: Common Shares · 81,600 shares

Expires 2028-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on Dec. 1, 2024, 1/3 on Dec. 1, 2025, 1/3 on Dec. 1, 2026.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 22:15 UTC GrantDeferred Share Unit · Derivative 2,599.919 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-043592 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,052.18

Underlying: Common Shares · 2,599.919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 19:04 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionPerformance Share Units ("PSUs") · Derivative 52,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015958 · marketforms-63661.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 52,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The December 1, 2020 grant totaling 52,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.exercise_date: The December 1, 2020 grant totaling 52,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.expiration_date: The December 1, 2020 grant totaling 52,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 19:04 UTC
Ottewell David A.Vice President & CFO
GrantPerformance Share Units ("PSUs") · Derivative 138,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015958 · marketforms-63661.xml · derivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,100

Underlying: Common Shares · 138,100 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 19:04 UTC
Ottewell David A.Vice President & CFO
GrantStock Option (right to buy) · Derivative 318,600 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001214659-23-015958 · marketforms-63661.xml · derivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,600

Underlying: Common Shares · 318,600 shares

Expires 2028-11-30

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 19:03 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionPerformance Share Units ("PSUs") · Derivative 147,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015957 · marketforms-63662.xml · derivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 147,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The December 1, 2020 grant totaling 147,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.exercise_date: The December 1, 2020 grant totaling 147,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.expiration_date: The December 1, 2020 grant totaling 147,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 19:03 UTC
Lang Gregory A.Director · President and CEO
GrantPerformance Share Units ("PSUs") · Derivative 374,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015957 · marketforms-63662.xml · derivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,400

Underlying: Common Shares · 374,400 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 19:03 UTC
Lang Gregory A.Director · President and CEO
GrantStock Option (right to buy) · Derivative 863,900 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001214659-23-015957 · marketforms-63662.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863,900

Underlying: Common Shares · 863,900 shares

Expires 2028-11-30

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 21:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 91,300 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-23-015809 · marketforms-63616.xml · derivative · entry 6

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 91,300 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on December 1, 2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 21:29 UTC SaleCommon Shares 10,947 $4.17 $45,648.99
Disclosure

SEC source: 0001214659-23-015809 · marketforms-63616.xml · nonDerivative · entry 3

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,875

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.175, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 21:29 UTC Tax withholdingCommon Shares 80,353 $4.17 $335,072.01
Disclosure

SEC source: 0001214659-23-015809 · marketforms-63616.xml · nonDerivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,822

Read SEC document
November 30, 2023 Filed Nov 30, 2023 21:29 UTC Exercise / conversionCommon Shares 91,300 $3.67 $335,071.00
Disclosure

SEC source: 0001214659-23-015809 · marketforms-63616.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 350,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · derivative · entry 15

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 350,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

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November 30, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 42,519 $4.16 $176,879.04
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 11

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,635

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.175, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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November 30, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 307,481 $4.18 $1,284,501.88
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 10

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,154

Read SEC document
November 30, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 350,000 $3.67 $1,284,500.00
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 9

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 91,300 Not disclosed Strike: $3.67 Not disclosed
Disclosure

SEC source: 0001493152-23-043227 · ownership.xml · derivative · entry 3

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 91,300 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: See Column 2 of Table II

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November 29, 2023 Filed Nov 30, 2023 21:30 UTC Tax withholdingCommon Shares 79,590 $4.21 $335,073.90
Disclosure

SEC source: 0001493152-23-043227 · ownership.xml · nonDerivative · entry 2

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,710

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November 29, 2023 Filed Nov 30, 2023 21:30 UTC Exercise / conversionCommon Shares 91,300 $3.67 $335,071.00
Disclosure

SEC source: 0001493152-23-043227 · ownership.xml · nonDerivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 350,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · derivative · entry 14

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Shares · 350,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 46,335 $4.21 $195,070.35
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 8

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,635

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.21 to $4.225, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 303,665 $4.23 $1,284,502.95
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 7

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,970

Read SEC document
November 29, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 350,000 $3.67 $1,284,500.00
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 16:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 91,300 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-23-015693 · marketforms-63603.xml · derivative · entry 4

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 91,300 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 16:15 UTC SaleCommon Shares 9,972 $4.11 $40,984.92
Disclosure

SEC source: 0001214659-23-015693 · marketforms-63603.xml · nonDerivative · entry 3

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,070

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $4.11 to $4.115, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 16:15 UTC Tax withholdingCommon Shares 81,328 $4.12 $335,071.36
Disclosure

SEC source: 0001214659-23-015693 · marketforms-63603.xml · nonDerivative · entry 2

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,042

Read SEC document
November 28, 2023 Filed Nov 29, 2023 16:15 UTC Exercise / conversionCommon Shares 91,300 $3.67 $335,071.00
Disclosure

SEC source: 0001214659-23-015693 · marketforms-63603.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 269,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · derivative · entry 13

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Shares · 269,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 11,939 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 1,529,041

F1 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

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November 28, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 11,939 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,635

F1 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 10,868 $4.07 $44,243.63
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,574

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 246,193 $4.01 $987,233.93
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,442

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 269,000 $3.67 $987,230.00
Disclosure

SEC source: 0001214659-23-015808 · marketforms-63605.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 11:00 UTC
Schutt EthanDirector
PurchaseCommon Shares 23,676.915 $3.59 $85,000.12
Disclosure

SEC source: 0001214659-23-014775 · marketforms-63500.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,990.915

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.58 to $3.59, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 16:32 UTC Exercise / conversionStock Option (right to buy) · Derivative 36,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001214659-23-014577 · marketforms-63475.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 36,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3683=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 16:32 UTC SaleCommon Shares 1,813 $3.78 $6,853.14
Disclosure

SEC source: 0001214659-23-014577 · marketforms-63475.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.16 to C$5.17, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.17 to USD using an exchange rate of CAD $1.3683=USD $1.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.