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NOVAGOLD RESOURCES INC

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1348
SEC CIK
0001173420
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757

Last 12 months

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2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2019 Filed Aug 12, 2019 15:43 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 23,257 $3.80 $88,376.60
Disclosure

SEC source: 0001214659-19-005134 · marketforms-45474.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3221=USD$1.00.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 96,400 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001214659-19-005108 · marketforms-45471.xml · derivative · entry 6

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 96,400 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3257=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:19 UTC SaleCommon Shares 62,712 $6.79 $425,814.48
Disclosure

SEC source: 0001214659-19-005108 · marketforms-45471.xml · nonDerivative · entry 3

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,558

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.98 to C$9.055, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.00 to USD using an exchange rate of CAD$1.3257=USD$1.00.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:19 UTC Tax withholdingCommon Shares 33,688 $6.86 $231,099.68
Disclosure

SEC source: 0001214659-19-005108 · marketforms-45471.xml · nonDerivative · entry 2

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,270

F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$9.10 to USD using an exchange rate of CAD$1.3257=USD$1.00.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 16:19 UTC Exercise / conversionCommon Shares 96,400 $2.40 $231,360.00
Disclosure

SEC source: 0001214659-19-005108 · marketforms-45471.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3257=USD$1.00.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 16:48 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001214659-19-004944 · marketforms-45402.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,750

Underlying: Common Shares · 100,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3217=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 16:48 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 57,976 $6.33 $366,988.08
Disclosure

SEC source: 0001214659-19-004944 · marketforms-45402.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,872

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.34 to C$8.38, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.36 to USD using an exchange rate of C$1.3217=US$1.00.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 16:48 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 37,955 $6.34 $240,634.70
Disclosure

SEC source: 0001214659-19-004944 · marketforms-45402.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,848

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$8.37 to C$8.38, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.38 to USD using an exchange rate of C$1.3217=US$1.00.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 16:48 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $2.41 $241,000.00
Disclosure

SEC source: 0001214659-19-004944 · marketforms-45402.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3217=USD$1.00.

Read SEC document
August 01, 2019 Filed Sep 17, 2019 16:25 UTC Amendment
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001214659-19-005902 · marketforms-45753.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,750

Underlying: Common Shares · 100,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3217=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
August 01, 2019 Filed Sep 17, 2019 16:25 UTC Amendment
Lang Gregory A.Director · President and CEO
OtherCommon Shares 4,069 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005902 · marketforms-45753.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Survivors Trust

Disclosed balance after: 1,529,934

Read SEC document
August 01, 2019 Filed Sep 17, 2019 16:25 UTC Amendment
Lang Gregory A.Director · President and CEO
OtherCommon Shares 4,069 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005902 · marketforms-45753.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,530

Read SEC document
August 01, 2019 Filed Sep 17, 2019 16:25 UTC Amendment
Lang Gregory A.Director · President and CEO
SaleCommon Shares 57,976 $6.33 $366,988.08
Disclosure

SEC source: 0001214659-19-005902 · marketforms-45753.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,599

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.34 to C$8.38, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.36 to USD using an exchange rate of C$1.3217=US$1.00.

Read SEC document
August 01, 2019 Filed Sep 17, 2019 16:25 UTC Amendment
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 37,955 $6.34 $240,634.70
Disclosure

SEC source: 0001214659-19-005902 · marketforms-45753.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,575

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$8.37 to C$8.38, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.38 to USD using an exchange rate of C$1.3217=US$1.00.

Read SEC document
August 01, 2019 Filed Sep 17, 2019 16:25 UTC Amendment
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $2.41 $241,000.00
Disclosure

SEC source: 0001214659-19-005902 · marketforms-45753.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3217=USD$1.00.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 15:22 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0001214659-19-004683 · marketforms-45339.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,400

Underlying: Common Shares · 100,000 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3069=USD $1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 15:22 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 40,536 $6.46 $261,862.56
Disclosure

SEC source: 0001214659-19-004683 · marketforms-45339.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,265

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.43 to C$8.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$8.44 to USD using an exchange rate of CAD$1.3069=USD$1.00.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 15:22 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 59,464 $6.46 $384,137.44
Disclosure

SEC source: 0001214659-19-004683 · marketforms-45339.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,801

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$8.43 to $8.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.44 to USD using an exchange rate of CAD$1.3069=USD$1.00.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 15:22 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 100,000 $3.84 $384,000.00
Disclosure

SEC source: 0001214659-19-004683 · marketforms-45339.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3069=USD $1.00.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 15:30 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-19-004642 · marketforms-45323.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,400

Underlying: Common Shares · 100,000 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD$1.3052=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015, 1/3 on 12/1/2016, and 1/3 on 12/1/2017.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 15:30 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 38,385 $6.24 $239,522.40
Disclosure

SEC source: 0001214659-19-004642 · marketforms-45323.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,265

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$8.14 to C$8.155, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.15 to USD using an exchange rate of CAD$1.3052=USD$1.00.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 15:30 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 61,615 $6.24 $384,477.60
Disclosure

SEC source: 0001214659-19-004642 · marketforms-45323.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,650

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$8.14 to C$8.15, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.15 to USD using an exchange rate of CAD$1.3052=USD$1.00.

Read SEC document
July 16, 2019 Filed Jul 17, 2019 15:30 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 100,000 $3.85 $385,000.00
Disclosure

SEC source: 0001214659-19-004642 · marketforms-45323.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD$1.3052=USD$1.00.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 15:12 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001214659-19-004627 · marketforms-45321.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,750

Underlying: Common Shares · 100,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3039=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; 1/3 on 12/1/2016.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 15:12 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 44,116 $6.06 $267,342.96
Disclosure

SEC source: 0001214659-19-004627 · marketforms-45321.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,803

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.90 to C$7.91, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The Canadian weighted average price of C$7.91 was converted to USD using an exchange rate of C$1.3039=USD$1.00.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 15:12 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 40,140 $6.08 $244,051.20
Disclosure

SEC source: 0001214659-19-004627 · marketforms-45321.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,919

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$7.92 to C$7.925, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$7.92 to USD using an exchange rate of CAD$1.3039=USD$1.00.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 15:12 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $2.44 $244,000.00
Disclosure

SEC source: 0001214659-19-004627 · marketforms-45321.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3039=USD$1.00.

Read SEC document
July 15, 2019 Filed Sep 17, 2019 16:24 UTC Amendment
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001214659-19-005901 · marketforms-45752.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,750

Underlying: Common Shares · 100,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3039=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; 1/3 on 12/1/2016.

Read SEC document
July 15, 2019 Filed Sep 17, 2019 16:24 UTC Amendment
Lang Gregory A.Director · President and CEO
OtherCommon Shares 15,744 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005901 · marketforms-45752.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Survivors Trust

Disclosed balance after: 1,525,865

Read SEC document
July 15, 2019 Filed Sep 17, 2019 16:24 UTC Amendment
Lang Gregory A.Director · President and CEO
OtherCommon Shares 15,744 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005901 · marketforms-45752.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,530

Read SEC document
July 15, 2019 Filed Sep 17, 2019 16:24 UTC Amendment
Lang Gregory A.Director · President and CEO
SaleCommon Shares 44,116 $6.06 $267,342.96
Disclosure

SEC source: 0001214659-19-005901 · marketforms-45752.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,274

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.90 to C$7.91, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The Canadian weighted average price of C$7.91 was converted to USD using an exchange rate of C$1.3039=USD$1.00.

Read SEC document
July 15, 2019 Filed Sep 17, 2019 16:24 UTC Amendment
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 40,140 $6.08 $244,051.20
Disclosure

SEC source: 0001214659-19-005901 · marketforms-45752.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,390

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$7.92 to C$7.925, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$7.92 to USD using an exchange rate of CAD$1.3039=USD$1.00.

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July 15, 2019 Filed Sep 17, 2019 16:24 UTC Amendment
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $2.44 $244,000.00
Disclosure

SEC source: 0001214659-19-005901 · marketforms-45752.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3039=USD$1.00.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 16:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 48,200 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001214659-19-004597 · marketforms-45315.xml · derivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,200

Underlying: Common Shares · 48,200 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 to USD using an exchange rate of CAD$1.3092=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

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July 10, 2019 Filed Jul 11, 2019 16:27 UTC SaleCommon Shares 27,925 $5.78 $161,406.50
Disclosure

SEC source: 0001214659-19-004597 · marketforms-45315.xml · nonDerivative · entry 3

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,526

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$7.56 to C$7.6111, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$7.57 to USD using an exchange rate of C$1.3092=USD$1.00.

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July 10, 2019 Filed Jul 11, 2019 16:27 UTC Tax withholdingCommon Shares 20,275 $5.77 $116,986.75
Disclosure

SEC source: 0001214659-19-004597 · marketforms-45315.xml · nonDerivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,451

F2 · price: The price reported above was converted from the Canadian price of C$7.56 to USD using an exchange rate of CAD$1.3092=USD$1.00.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 16:27 UTC Exercise / conversionCommon Shares 48,200 $2.43 $117,126.00
Disclosure

SEC source: 0001214659-19-004597 · marketforms-45315.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 to USD using an exchange rate of CAD$1.3092=USD$1.00.

Read SEC document
July 08, 2019 Filed Jul 9, 2019 15:59 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 96,400 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001214659-19-004556 · marketforms-45314.xml · derivative · entry 4

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 96,400 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3081=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
July 08, 2019 Filed Jul 9, 2019 15:59 UTC SaleCommon Shares 27,063 $5.55 $150,199.65
Disclosure

SEC source: 0001214659-19-004556 · marketforms-45314.xml · nonDerivative · entry 3

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,284

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.23 to C$7.2769, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The Canadian weighted average price of C$7.26 was converted to U.S. currency using an exchange rate of CAD$1.3081=USD$1.00.

Read SEC document
July 08, 2019 Filed Jul 9, 2019 15:59 UTC Tax withholdingCommon Shares 42,226 $5.55 $234,354.30
Disclosure

SEC source: 0001214659-19-004556 · marketforms-45314.xml · nonDerivative · entry 2

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,347

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$7.25 to C$7.27, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The Canadian weighted average price of C$7.26 was converted to U.S. currency using an exchange rate of CAD$1.3081=USD$1.00.

Read SEC document
July 08, 2019 Filed Jul 9, 2019 15:59 UTC Exercise / conversionCommon Shares 96,400 $2.43 $234,252.00
Disclosure

SEC source: 0001214659-19-004556 · marketforms-45314.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3081=USD$1.00.

Read SEC document
July 03, 2019 Filed Jul 3, 2019 21:29 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 45,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004510 · marketforms-45312.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Survivors Trust

Disclosed balance after: 1,471,592

Read SEC document
July 02, 2019 Filed Jul 3, 2019 15:06 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001214659-19-004489 · marketforms-45311.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,750

Underlying: Common Shares · 100,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3114=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 15:06 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 42,641 $5.75 $245,185.75
Disclosure

SEC source: 0001214659-19-004489 · marketforms-45311.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,059

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.52 to C$7.55, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.54 was converted to US currency using an exchange rate of CAD$1.3114=USD$1.00.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 15:06 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 42,176 $5.75 $242,512.00
Disclosure

SEC source: 0001214659-19-004489 · marketforms-45311.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$7.53 to C$7.55, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.54 was converted to US currency using an exchange rate of CAD$1.3114=USD$1.00.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 15:06 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $2.42 $242,000.00
Disclosure

SEC source: 0001214659-19-004489 · marketforms-45311.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3114=USD$1.00.

Read SEC document
July 02, 2019 Filed Sep 17, 2019 16:21 UTC Amendment
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001214659-19-005900 · marketforms-45751.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,750

Underlying: Common Shares · 100,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3114=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
July 02, 2019 Filed Sep 17, 2019 16:21 UTC Amendment
Lang Gregory A.Director · President and CEO
OtherCommon Shares 15,183 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005900 · marketforms-45751.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Survivors Trust

Disclosed balance after: 1,555,121

Read SEC document
July 02, 2019 Filed Sep 17, 2019 16:21 UTC Amendment
Lang Gregory A.Director · President and CEO
OtherCommon Shares 15,183 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005900 · marketforms-45751.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,530

Read SEC document
July 02, 2019 Filed Sep 17, 2019 16:21 UTC Amendment
Lang Gregory A.Director · President and CEO
SaleCommon Shares 42,641 $5.75 $245,185.75
Disclosure

SEC source: 0001214659-19-005900 · marketforms-45751.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,713

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.52 to C$7.55, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.54 was converted to US currency using an exchange rate of CAD$1.3114=USD$1.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.