NFLX

SEC source: 0001219053-10-000200 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001219053-10-000200 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 16

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 26,238

F24 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F13 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 15

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 125,546

F23 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F9 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 14

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 25,975

F22 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.

F13 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 13

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 124,758

F21 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.

F9 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 12

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VI, L.L.C.

Disclosed balance after: 0

F20 · kind: In kind pro-rata distribution from TCM VI to its members, without consideration.

F19 · ownership.nature: These shares are directly held by TCM VI. Hoag is a Class A Member of TCM VI which is the sole general partner of TCV VI and a general partner of TCV MF. The number of shares reported by TCM VI does not include the shares held by TCV VI and TCV MF. Hoag may be deemed to own the shares held by TCM VI, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 11

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VI, L.L.C.

Disclosed balance after: 7,223

F18 · kind: Acquisition by TCM VI pursuant to an in kind pro-rata distribution by TCV VI to its partners, without consideration.

F19 · ownership.nature: These shares are directly held by TCM VI. Hoag is a Class A Member of TCM VI which is the sole general partner of TCV VI and a general partner of TCV MF. The number of shares reported by TCM VI does not include the shares held by TCV VI and TCV MF. Hoag may be deemed to own the shares held by TCM VI, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 10

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV Member Fund, L.P.

Disclosed balance after: 5,697

F16 · kind: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.

F17 · ownership.nature: These shares are held directly by TCV MF. Hoag is a Class A Member of TCM VI which is a general partner of TCV MF and a limited partner of TCV MF. Hoag may be deemed to beneficially own the shares held by TCV MF, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 9

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VI, L.P.

Disclosed balance after: 722,375

F14 · kind: In kind pro-rata distribution from TCV VI, L.P. ("TCV VI") to its partners, without consideration.

F15 · ownership.nature: These shares are held directly by TCV VI. Hoag is a Class A Member of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI. Hoag may be deemed to beneficially own the shares held by TCV VI, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 8

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 25,623

F12 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.

F13 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 7

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 123,703

F11 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration.

F9 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 6

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management IV, L.L.C.

Disclosed balance after: 0

F10 · kind: In kind pro-rata distribution from TCM IV to its members, without consideration.

F4 · ownership.nature: These shares are directly held by TCM IV. Hoag is a managing member of TCM IV which is the general partner of TCV IV and TCV IV Strategic Partners, L.P. ("TCV IV SP"). The number of shares reported by TCM IV does not include the shares held by TCV IV and TCV IV SP. Hoag may be deemed to own the shares held by TCM IV, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 5

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 6,863

F8 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV IV SP to its partners, without consideration.

F9 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 4

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management IV, L.L.C.

Disclosed balance after: 443,407

F7 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV SP to its partners, without consideration.

F4 · ownership.nature: These shares are directly held by TCM IV. Hoag is a managing member of TCM IV which is the general partner of TCV IV and TCV IV Strategic Partners, L.P. ("TCV IV SP"). The number of shares reported by TCM IV does not include the shares held by TCV IV and TCV IV SP. Hoag may be deemed to own the shares held by TCM IV, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 3

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV IV Strategic Partners, L.P.

Disclosed balance after: 66,500

F5 · kind: In kind pro-rata distribution from TCV IV SP to its partners, without consideration.

F6 · ownership.nature: These shares are held directly by TCV IV SP. Hoag is a limited partner and a managing member of TCM IV which is the sole general partner of TCV IV SP. Hoag may be deemed to beneficially own the shares held by TCV IV SP, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 2

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management IV, L.L.C.

Disclosed balance after: 443,297

F3 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV to its partners, without consideration.

F4 · ownership.nature: These shares are directly held by TCM IV. Hoag is a managing member of TCM IV which is the general partner of TCV IV and TCV IV Strategic Partners, L.P. ("TCV IV SP"). The number of shares reported by TCM IV does not include the shares held by TCV IV and TCV IV SP. Hoag may be deemed to own the shares held by TCM IV, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001082906-10-000031 · edgar.xml · nonDerivative · entry 1

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV IV, L.P.

Disclosed balance after: 1,783,365

F1 · kind: In kind pro-rata distribution from TCV IV, L.P. ("TCV IV") to its partners, without consideration.

F2 · ownership.nature: These shares are held directly by TCV IV. Jay C. Hoag ("Hoag") is a managing member of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV. Hoag may be deemed to beneficially own the shares held by TCV IV, but Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001219053-10-000201 · edgardoc.xml · derivative · entry 12

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 817 shares

Expires 2020-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · derivative · entry 11

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires 2020-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · derivative · entry 10

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,196 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · derivative · entry 9

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,365 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · nonDerivative · entry 8

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · nonDerivative · entry 7

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · nonDerivative · entry 6

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · nonDerivative · entry 5

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · nonDerivative · entry 4

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · nonDerivative · entry 3

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · nonDerivative · entry 2

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000201 · edgardoc.xml · nonDerivative · entry 1

McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000198 · edgardoc.xml · derivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,500

Underlying: Common Stock · 4,500 shares

Expires 2011-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000198 · edgardoc.xml · nonDerivative · entry 3

HASTINGS REED · CIK 0001033331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,280,799

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · ownership.nature: As Trustee of the Hastings-Quillin Family Trust

SEC source: 0001219053-10-000198 · edgardoc.xml · nonDerivative · entry 2

HASTINGS REED · CIK 0001033331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000198 · edgardoc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001445927-10-000011 · edgar.xml · derivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Underlying: Common Stock · 4,500 shares

Expires 2011-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001445927-10-000011 · edgar.xml · nonDerivative · entry 3

HASTINGS REED · CIK 0001033331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,286,299

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · ownership.nature: As Trustee of the Hastings-Quillin Family Trust.

SEC source: 0001445927-10-000011 · edgar.xml · nonDerivative · entry 2

HASTINGS REED · CIK 0001033331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001445927-10-000011 · edgar.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000189 · edgardoc.xml · nonDerivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,291,799

F2 · ownership.nature: As Trustee of the Hastings-Quillin Family Trust

SEC source: 0001219053-10-000197 · primary_doc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,291,799

F1 · kind: This Amended Form 4 is being filed to correct the Transaction Code to G. The Original Form 4 reported disposition with Transaction Code S.

F2 · ownership.nature: As Trustee of the Hastings-Quillin Family Trust.

SEC source: 0001082906-10-000028 · edgar.xml · derivative · entry 1

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Underlying: Common Stock · 323 shares

Expires 2020-10-01

F1 · derivative.exercise_date: These options are 100% vested.

F2 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

SEC source: 0001219053-10-000185 · edgardoc.xml · derivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Underlying: Common Stock · 323 shares

Expires 2020-10-01

SEC source: 0001219053-10-000186 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Underlying: Common Stock · 323 shares

Expires 2020-10-01

SEC source: 0001219053-10-000187 · edgardoc.xml · derivative · entry 1

Giancarlo Charles H · CIK 0001299634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Underlying: Common Stock · 323 shares

Expires 2020-10-01

SEC source: 0001219053-10-000188 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Underlying: Common Stock · 323 shares

Expires 2020-10-01

SEC source: 0001219053-10-000190 · edgardoc.xml · derivative · entry 10

HUNT NEIL D · CIK 0001393571 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 1,167 shares

Expires 2020-10-01

SEC source: 0001219053-10-000190 · edgardoc.xml · derivative · entry 9

HUNT NEIL D · CIK 0001393571 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,998 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000190 · edgardoc.xml · derivative · entry 8

HUNT NEIL D · CIK 0001393571 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,109 shares

Expires 2019-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000190 · edgardoc.xml · derivative · entry 7

HUNT NEIL D · CIK 0001393571 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,984 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

SEC source: 0001219053-10-000190 · edgardoc.xml · nonDerivative · entry 6

HUNT NEIL D · CIK 0001393571 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,974

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).