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NETFLIX INC

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403
SEC CIK
0001065280
Parsed reports
5,295

Last 12 months

Inside the activity.

0 purchase rows · 99 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025044
Dec 202503
Jan 2026010
Feb 2026011
Mar 202604
Apr 202604
May 202609
Jun 202604
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2016 Filed Oct 6, 2016 22:06 UTC Exercise / conversionCommon Stock 1,400 $10.32 $14,448.00
Disclosure

SEC source: 0001190725-16-000528 · edgardoc.xml · nonDerivative · entry 5

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 05, 2016 Filed Oct 6, 2016 22:06 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,008 $0.00 Strike: $10.32 $0.00
Disclosure

SEC source: 0001190725-16-000528 · edgardoc.xml · derivative · entry 9

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,836

Underlying: Common Stock · 1,008 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 05, 2016 Filed Oct 6, 2016 22:06 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 392 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001190725-16-000528 · edgardoc.xml · derivative · entry 8

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 392 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 05, 2016 Filed Oct 6, 2016 22:06 UTC SaleCommon Stock 1,008 $103.50 $104,328.00
Disclosure

SEC source: 0001190725-16-000528 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 05, 2016 Filed Oct 6, 2016 22:06 UTC Exercise / conversionCommon Stock 1,008 $10.32 $10,402.56
Disclosure

SEC source: 0001190725-16-000528 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 05, 2016 Filed Oct 6, 2016 22:06 UTC SaleCommon Stock 392 $103.50 $40,572.00
Disclosure

SEC source: 0001190725-16-000528 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 05, 2016 Filed Oct 6, 2016 22:06 UTC Exercise / conversionCommon Stock 392 $9.96 $3,903.18
Disclosure

SEC source: 0001190725-16-000528 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:07 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000510 · edgardoc.xml · derivative · entry 5

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:07 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,400 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001190725-16-000510 · edgardoc.xml · derivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392

Underlying: Common Stock · 1,400 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:07 UTC SaleCommon Stock 1,400 $100.00 $140,000.00
Disclosure

SEC source: 0001190725-16-000510 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:07 UTC Exercise / conversionCommon Stock 1,400 $9.96 $13,939.94
Disclosure

SEC source: 0001190725-16-000510 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:08 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000511 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:08 UTC
Bennett KellyChief Marketing Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,624 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000512 · edgardoc.xml · derivative · entry 1

Bennett Kelly · CIK 0001555910 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624

Underlying: Common Stock · 1,624 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:08 UTC
CRANZ TAWNIChief Talent Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,015 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000513 · edgardoc.xml · derivative · entry 1

CRANZ TAWNI · CIK 0001560615 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015

Underlying: Common Stock · 1,015 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:08 UTC
FRIEDLAND JONATHANChief Communications Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,147 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000514 · edgardoc.xml · derivative · entry 1

FRIEDLAND JONATHAN · CIK 0001540444 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147

Underlying: Common Stock · 1,147 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:11 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 3,654 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000515 · edgardoc.xml · derivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,654

Underlying: Common Stock · 3,654 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:11 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000516 · edgardoc.xml · derivative · entry 1

Sweeney Anne M · CIK 0001638276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:11 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000517 · edgardoc.xml · derivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:12 UTC
SARANDOS THEODORE AChief Content Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 23,953 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000518 · edgardoc.xml · derivative · entry 1

SARANDOS THEODORE A · CIK 0001393838 · Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,953

Underlying: Common Stock · 23,953 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:12 UTC
Peters Gregory KIntl. Development Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,648 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000519 · edgardoc.xml · derivative · entry 1

Peters Gregory K · CIK 0001583109 · Intl. Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,648

Underlying: Common Stock · 6,648 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:13 UTC
MATHER ANNDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000520 · edgardoc.xml · derivative · entry 1

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:13 UTC
HYMAN DAVID AGeneral Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 4,070 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000521 · edgardoc.xml · derivative · entry 1

HYMAN DAVID A · CIK 0001507747 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:13 UTC
HUNT NEIL DChief Product Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 4,364 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000522 · edgardoc.xml · derivative · entry 1

HUNT NEIL D · CIK 0001393571 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,364

Underlying: Common Stock · 4,364 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:14 UTC
HASTINGS REEDDirector · CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 38,670 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000523 · edgardoc.xml · derivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,670

Underlying: Common Stock · 38,670 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000524 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000525 · edgardoc.xml · derivative · entry 1

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:49 UTC
Hoag Jay CDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001082906-16-000078 · edgar.xml · derivative · entry 1

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

F1 · derivative.exercise_date: These options are 100% vested.

F2 · ownership.direct: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Read SEC document
September 21, 2016 Filed Sep 21, 2016 22:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 700 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001190725-16-000505 · edgardoc.xml · derivative · entry 7

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792

Underlying: Common Stock · 700 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 21, 2016 Filed Sep 21, 2016 22:36 UTC SaleCommon Stock 700 $96.90 $67,830.00
Disclosure

SEC source: 0001190725-16-000505 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 21, 2016 Filed Sep 21, 2016 22:36 UTC Exercise / conversionCommon Stock 700 $9.96 $6,969.97
Disclosure

SEC source: 0001190725-16-000505 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 700 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001190725-16-000505 · edgardoc.xml · derivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,492

Underlying: Common Stock · 700 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:36 UTC SaleCommon Stock 700 $98.78 $69,146.00
Disclosure

SEC source: 0001190725-16-000505 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:36 UTC Exercise / conversionCommon Stock 700 $9.96 $6,969.97
Disclosure

SEC source: 0001190725-16-000505 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:38 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 16,600 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001190725-16-000506 · edgardoc.xml · derivative · entry 7

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,600 shares

Expires 2016-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:38 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 68,065 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001190725-16-000506 · edgardoc.xml · derivative · entry 6

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 68,065 shares

Expires 2016-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:38 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 16,600 $98.86 $1,641,076.00
Disclosure

SEC source: 0001190725-16-000506 · edgardoc.xml · nonDerivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $98.73 to $99.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:38 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionCommon Stock 16,600 $3.94 $65,332.62
Disclosure

SEC source: 0001190725-16-000506 · edgardoc.xml · nonDerivative · entry 3

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:38 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 68,065 $98.38 $6,696,234.70
Disclosure

SEC source: 0001190725-16-000506 · edgardoc.xml · nonDerivative · entry 2

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $97.72 to $98.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 22:38 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionCommon Stock 68,065 $3.94 $267,883.42
Disclosure

SEC source: 0001190725-16-000506 · edgardoc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2016 Filed Sep 8, 2016 21:15 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,827 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001190725-16-000504 · edgardoc.xml · derivative · entry 7

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192

Underlying: Common Stock · 1,827 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2016 Filed Sep 8, 2016 21:15 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,473 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001190725-16-000504 · edgardoc.xml · derivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,473 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2016 Filed Sep 8, 2016 21:15 UTC SaleCommon Stock 4,473 $100.00 $447,300.00
Disclosure

SEC source: 0001190725-16-000504 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2016 Filed Sep 8, 2016 21:15 UTC Exercise / conversionCommon Stock 4,473 $9.69 $43,356.34
Disclosure

SEC source: 0001190725-16-000504 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2016 Filed Sep 8, 2016 21:15 UTC SaleCommon Stock 1,827 $100.00 $182,700.00
Disclosure

SEC source: 0001190725-16-000504 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2016 Filed Sep 8, 2016 21:15 UTC Exercise / conversionCommon Stock 1,827 $9.96 $18,191.62
Disclosure

SEC source: 0001190725-16-000504 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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September 02, 2016 Filed Sep 6, 2016 22:47 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 686 $0.00 Strike: $9.69 $0.00
Disclosure

SEC source: 0001190725-16-000488 · edgardoc.xml · derivative · entry 10

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,473

Underlying: Common Stock · 686 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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September 02, 2016 Filed Sep 6, 2016 22:47 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001190725-16-000488 · edgardoc.xml · derivative · entry 9

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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September 02, 2016 Filed Sep 6, 2016 22:47 UTC SaleCommon Stock 14 $97.90 $1,370.60
Disclosure

SEC source: 0001190725-16-000488 · edgardoc.xml · nonDerivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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September 02, 2016 Filed Sep 6, 2016 22:47 UTC Exercise / conversionCommon Stock 14 $9.60 $134.34
Disclosure

SEC source: 0001190725-16-000488 · edgardoc.xml · nonDerivative · entry 5

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 02, 2016 Filed Sep 6, 2016 22:47 UTC SaleCommon Stock 686 $97.90 $67,159.40
Disclosure

SEC source: 0001190725-16-000488 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.