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NETFLIX INC

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403
SEC CIK
0001065280
Parsed reports
5,295

Last 12 months

Inside the activity.

0 purchase rows · 99 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025044
Dec 202503
Jan 2026010
Feb 2026011
Mar 202604
Apr 202604
May 202609
Jun 202604
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2017 Filed Oct 4, 2017 00:16 UTC Exercise / conversionCommon Stock 918 $17.57 $16,126.60
Disclosure

SEC source: 0001065280-17-000160 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 02, 2017 Filed Oct 4, 2017 00:16 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 353 $0.00 Strike: $177.01 $0.00
Disclosure

SEC source: 0001065280-17-000161 · edgardoc.xml · derivative · entry 1

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353

Underlying: Common Stock · 353 shares

Expires 2027-10-02

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:20 UTC
Hoag Jay CDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 353 $0.00 Strike: $177.01 $0.00
Disclosure

SEC source: 0001082906-17-000021 · edgar.xml · derivative · entry 1

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353

Underlying: Common Stock · 353 shares

Expires 2027-10-02

F1 · derivative.exercise_date: These options are 100% vested.

F2 · ownership.direct: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:38 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 75,467 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001065280-17-000130 · edgardoc.xml · derivative · entry 7

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,467 shares

Expires 2017-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:38 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 947 $186.41 $176,529.80
Disclosure

SEC source: 0001065280-17-000130 · edgardoc.xml · nonDerivative · entry 5

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F5 · price: This transaction was executed in multiple trades at prices ranging from $186.38 to $186.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:38 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 18,894 $185.70 $3,508,683.82
Disclosure

SEC source: 0001065280-17-000130 · edgardoc.xml · nonDerivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $185.38 to $186.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:38 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 47,570 $184.91 $8,796,035.50
Disclosure

SEC source: 0001065280-17-000130 · edgardoc.xml · nonDerivative · entry 3

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,841

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $184.38 to $185.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:38 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 8,056 $183.91 $1,481,587.82
Disclosure

SEC source: 0001065280-17-000130 · edgardoc.xml · nonDerivative · entry 2

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,411

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $183.38 to $184.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:38 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionCommon Stock 75,467 $3.76 $283,431.41
Disclosure

SEC source: 0001065280-17-000130 · edgardoc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 19, 2017 Filed Sep 20, 2017 01:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001065280-17-000128 · edgardoc.xml · derivative · entry 7

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82

Underlying: Common Stock · 1,000 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 19, 2017 Filed Sep 20, 2017 01:50 UTC SaleCommon Stock 1,000 $184.98 $184,980.00
Disclosure

SEC source: 0001065280-17-000128 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 19, 2017 Filed Sep 20, 2017 01:50 UTC Exercise / conversionCommon Stock 1,000 $16.28 $16,281.40
Disclosure

SEC source: 0001065280-17-000128 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 18, 2017 Filed Sep 20, 2017 01:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001065280-17-000128 · edgardoc.xml · derivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082

Underlying: Common Stock · 1,000 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 18, 2017 Filed Sep 20, 2017 01:50 UTC SaleCommon Stock 1,000 $183.61 $183,610.00
Disclosure

SEC source: 0001065280-17-000128 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 18, 2017 Filed Sep 20, 2017 01:50 UTC Exercise / conversionCommon Stock 1,000 $16.28 $16,281.40
Disclosure

SEC source: 0001065280-17-000128 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2017 Filed Sep 6, 2017 23:46 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 991 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · derivative · entry 10

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Common Stock · 991 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2017 Filed Sep 6, 2017 23:46 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9 $0.00 Strike: $16.18 $0.00
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · derivative · entry 9

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2017 Filed Sep 6, 2017 23:46 UTC SaleCommon Stock 9 $175.25 $1,577.25
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · nonDerivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2017 Filed Sep 6, 2017 23:46 UTC Exercise / conversionCommon Stock 9 $16.18 $145.61
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · nonDerivative · entry 5

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2017 Filed Sep 6, 2017 23:46 UTC SaleCommon Stock 991 $175.25 $173,672.75
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 06, 2017 Filed Sep 6, 2017 23:46 UTC Exercise / conversionCommon Stock 991 $16.28 $16,134.87
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:46 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $16.18 $0.00
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · derivative · entry 8

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9

Underlying: Common Stock · 1,000 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:46 UTC SaleCommon Stock 1,000 $173.62 $173,620.00
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:46 UTC Exercise / conversionCommon Stock 1,000 $16.18 $16,178.60
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:28 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 358 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000110 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:29 UTC
MATHER ANNDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 358 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000111 · edgardoc.xml · derivative · entry 1

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:29 UTC
HYMAN DAVID AGeneral Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,449 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000112 · edgardoc.xml · derivative · entry 1

HYMAN DAVID A · CIK 0001507747 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449

Underlying: Common Stock · 1,449 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:29 UTC
FRIEDLAND JONATHANChief Communications Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 745 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000113 · edgardoc.xml · derivative · entry 1

FRIEDLAND JONATHAN · CIK 0001540444 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745

Underlying: Common Stock · 745 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:30 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 358 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000114 · edgardoc.xml · derivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:30 UTC
Bennett KellyChief Marketing Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,026 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000115 · edgardoc.xml · derivative · entry 1

Bennett Kelly · CIK 0001555910 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026

Underlying: Common Stock · 1,026 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:31 UTC
SARANDOS THEODORE AChief Content Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 13,115 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000116 · edgardoc.xml · derivative · entry 1

SARANDOS THEODORE A · CIK 0001393838 · Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,115

Underlying: Common Stock · 13,115 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:31 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 358 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000117 · edgardoc.xml · derivative · entry 1

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:31 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 358 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000118 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:32 UTC
HASTINGS REEDDirector · CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 25,275 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000119 · edgardoc.xml · derivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,275

Underlying: Common Stock · 25,275 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:33 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 2,277 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000120 · edgardoc.xml · derivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,277

Underlying: Common Stock · 2,277 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:33 UTC
Peters Gregory KChief Product Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 4,054 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000121 · edgardoc.xml · derivative · entry 1

Peters Gregory K · CIK 0001583109 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054

Underlying: Common Stock · 4,054 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:33 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 358 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000122 · edgardoc.xml · derivative · entry 1

Sweeney Anne M · CIK 0001638276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:27 UTC
Hoag Jay CDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 358 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001082906-17-000020 · edgar.xml · derivative · entry 1

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

F1 · derivative.exercise_date: These options are 100% vested.

F2 · ownership.direct: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 23:46 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 358 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000124 · edgardoc.xml · derivative · entry 11

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

Read SEC document
August 29, 2017 Filed Aug 30, 2017 00:23 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $16.18 $0.00
Disclosure

SEC source: 0001065280-17-000096 · edgardoc.xml · derivative · entry 7

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009

Underlying: Common Stock · 1,000 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 29, 2017 Filed Aug 30, 2017 00:23 UTC SaleCommon Stock 1,000 $165.00 $165,000.00
Disclosure

SEC source: 0001065280-17-000096 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 29, 2017 Filed Aug 30, 2017 00:23 UTC Exercise / conversionCommon Stock 1,000 $16.18 $16,178.60
Disclosure

SEC source: 0001065280-17-000096 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 28, 2017 Filed Aug 30, 2017 00:23 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $16.18 $0.00
Disclosure

SEC source: 0001065280-17-000096 · edgardoc.xml · derivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

Underlying: Common Stock · 1,000 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
August 28, 2017 Filed Aug 30, 2017 00:23 UTC SaleCommon Stock 1,000 $166.43 $166,430.00
Disclosure

SEC source: 0001065280-17-000096 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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August 28, 2017 Filed Aug 30, 2017 00:23 UTC Exercise / conversionCommon Stock 1,000 $16.18 $16,178.60
Disclosure

SEC source: 0001065280-17-000096 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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August 21, 2017 Filed Aug 22, 2017 22:16 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 93,380 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001065280-17-000094 · edgardoc.xml · derivative · entry 8

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,380 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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August 21, 2017 Filed Aug 22, 2017 22:16 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 4,600 $168.71 $776,077.04
Disclosure

SEC source: 0001065280-17-000094 · edgardoc.xml · nonDerivative · entry 6

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F6 · price: This transaction was executed in multiple trades at prices ranging from $168.49 to $168.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 21, 2017 Filed Aug 22, 2017 22:16 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 7,600 $167.95 $1,276,409.36
Disclosure

SEC source: 0001065280-17-000094 · edgardoc.xml · nonDerivative · entry 5

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F5 · price: This transaction was executed in multiple trades at prices ranging from $167.47 to $168.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 21, 2017 Filed Aug 22, 2017 22:16 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 17,818 $166.74 $2,971,014.30
Disclosure

SEC source: 0001065280-17-000094 · edgardoc.xml · nonDerivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $166.38 to $167.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 21, 2017 Filed Aug 22, 2017 22:16 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 35,656 $165.82 $5,912,485.05
Disclosure

SEC source: 0001065280-17-000094 · edgardoc.xml · nonDerivative · entry 3

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,018

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $165.38 to $166.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.