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NETFLIX INC

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403
SEC CIK
0001065280
Parsed reports
5,295

Last 12 months

Inside the activity.

0 purchase rows · 99 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025044
Dec 202503
Jan 2026010
Feb 2026011
Mar 202604
Apr 202604
May 202609
Jun 202604
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2017 Filed Dec 19, 2017 23:04 UTC Exercise / conversionCommon Stock 1,000 $27.05 $27,052.90
Disclosure

SEC source: 0001065280-17-000273 · edgardoc.xml · nonDerivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 15, 2017 Filed Dec 16, 2017 00:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 350 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001065280-17-000271 · edgardoc.xml · derivative · entry 7

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989

Underlying: Common Stock · 350 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 15, 2017 Filed Dec 16, 2017 00:36 UTC SaleCommon Stock 350 $189.63 $66,370.50
Disclosure

SEC source: 0001065280-17-000271 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 15, 2017 Filed Dec 16, 2017 00:36 UTC Exercise / conversionCommon Stock 350 $22.09 $7,733.01
Disclosure

SEC source: 0001065280-17-000271 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 14, 2017 Filed Dec 16, 2017 00:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 350 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001065280-17-000271 · edgardoc.xml · derivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339

Underlying: Common Stock · 350 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 14, 2017 Filed Dec 16, 2017 00:36 UTC SaleCommon Stock 350 $187.98 $65,793.00
Disclosure

SEC source: 0001065280-17-000271 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 14, 2017 Filed Dec 16, 2017 00:36 UTC Exercise / conversionCommon Stock 350 $22.09 $7,733.01
Disclosure

SEC source: 0001065280-17-000271 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:26 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0001065280-17-000269 · edgardoc.xml · derivative · entry 3

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420

Underlying: Common Stock · 1,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:26 UTC SaleCommon Stock 1,000 $187.94 $187,940.00
Disclosure

SEC source: 0001065280-17-000269 · edgardoc.xml · nonDerivative · entry 2

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:26 UTC Exercise / conversionCommon Stock 1,000 $27.05 $27,052.90
Disclosure

SEC source: 0001065280-17-000269 · edgardoc.xml · nonDerivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 07, 2017 Filed Dec 8, 2017 00:11 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 350 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001065280-17-000267 · edgardoc.xml · derivative · entry 10

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689

Underlying: Common Stock · 350 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 07, 2017 Filed Dec 8, 2017 00:11 UTC SaleCommon Stock 350 $185.71 $64,998.50
Disclosure

SEC source: 0001065280-17-000267 · edgardoc.xml · nonDerivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 07, 2017 Filed Dec 8, 2017 00:11 UTC Exercise / conversionCommon Stock 350 $22.09 $7,733.01
Disclosure

SEC source: 0001065280-17-000267 · edgardoc.xml · nonDerivative · entry 5

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 06, 2017 Filed Dec 8, 2017 00:11 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 222 $0.00 Strike: $22.09 $0.00
Disclosure

SEC source: 0001065280-17-000267 · edgardoc.xml · derivative · entry 9

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,039

Underlying: Common Stock · 222 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 06, 2017 Filed Dec 8, 2017 00:11 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 128 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001065280-17-000267 · edgardoc.xml · derivative · entry 8

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 06, 2017 Filed Dec 8, 2017 00:11 UTC SaleCommon Stock 222 $183.38 $40,710.36
Disclosure

SEC source: 0001065280-17-000267 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 06, 2017 Filed Dec 8, 2017 00:11 UTC Exercise / conversionCommon Stock 222 $22.09 $4,904.93
Disclosure

SEC source: 0001065280-17-000267 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 06, 2017 Filed Dec 8, 2017 00:11 UTC SaleCommon Stock 128 $183.38 $23,472.64
Disclosure

SEC source: 0001065280-17-000267 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 06, 2017 Filed Dec 8, 2017 00:11 UTC Exercise / conversionCommon Stock 128 $19.27 $2,466.93
Disclosure

SEC source: 0001065280-17-000267 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 04, 2017 Filed Dec 5, 2017 02:23 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0001065280-17-000265 · edgardoc.xml · derivative · entry 3

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Underlying: Common Stock · 1,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 04, 2017 Filed Dec 5, 2017 02:23 UTC SaleCommon Stock 1,000 $189.39 $189,390.00
Disclosure

SEC source: 0001065280-17-000265 · edgardoc.xml · nonDerivative · entry 2

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 04, 2017 Filed Dec 5, 2017 02:23 UTC Exercise / conversionCommon Stock 1,000 $27.05 $27,052.90
Disclosure

SEC source: 0001065280-17-000265 · edgardoc.xml · nonDerivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:18 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000251 · edgardoc.xml · derivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000252 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000253 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:19 UTC
MATHER ANNDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000254 · edgardoc.xml · derivative · entry 1

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:20 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000255 · edgardoc.xml · derivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:20 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000256 · edgardoc.xml · derivative · entry 1

Sweeney Anne M · CIK 0001638276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:20 UTC
Bennett KellyChief Marketing Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 959 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000257 · edgardoc.xml · derivative · entry 1

Bennett Kelly · CIK 0001555910 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Common Stock · 959 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:21 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000258 · edgardoc.xml · derivative · entry 1

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:21 UTC
FRIEDLAND JONATHANChief Communications Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 696 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000259 · edgardoc.xml · derivative · entry 1

FRIEDLAND JONATHAN · CIK 0001540444 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696

Underlying: Common Stock · 696 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:21 UTC
HASTINGS REEDDirector · CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 23,641 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000260 · edgardoc.xml · derivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,641

Underlying: Common Stock · 23,641 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:22 UTC
HYMAN DAVID AGeneral Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,355 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000261 · edgardoc.xml · derivative · entry 1

HYMAN DAVID A · CIK 0001507747 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355

Underlying: Common Stock · 1,355 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:22 UTC
Neal JessicaChief Talent Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 195 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000262 · edgardoc.xml · derivative · entry 1

Neal Jessica · CIK 0001721218 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 195 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:22 UTC
Peters Gregory KChief Product Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,791 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000263 · edgardoc.xml · derivative · entry 1

Peters Gregory K · CIK 0001583109 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

Underlying: Common Stock · 3,791 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:22 UTC
SARANDOS THEODORE AChief Content Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 12,267 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000264 · edgardoc.xml · derivative · entry 1

SARANDOS THEODORE A · CIK 0001393838 · Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,267

Underlying: Common Stock · 12,267 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:23 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 2,130 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000265 · edgardoc.xml · derivative · entry 4

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,130

Underlying: Common Stock · 2,130 shares

Expires 2027-12-01

Read SEC document
December 01, 2017 Filed Dec 4, 2017 22:17 UTC
Hoag Jay CDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001082906-17-000027 · edgar.xml · derivative · entry 1

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

F1 · derivative.exercise_date: These options are 100% vested.

F2 · ownership.direct: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:29 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 662 $0.00 Strike: $27.05 $0.00
Disclosure

SEC source: 0001065280-17-000235 · edgardoc.xml · derivative · entry 6

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,420

Underlying: Common Stock · 662 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:29 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 338 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001065280-17-000235 · edgardoc.xml · derivative · entry 5

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 338 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:29 UTC SaleCommon Stock 338 $195.69 $66,143.22
Disclosure

SEC source: 0001065280-17-000235 · edgardoc.xml · nonDerivative · entry 4

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:29 UTC Exercise / conversionCommon Stock 338 $23.54 $7,957.50
Disclosure

SEC source: 0001065280-17-000235 · edgardoc.xml · nonDerivative · entry 3

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:29 UTC SaleCommon Stock 662 $195.69 $129,546.78
Disclosure

SEC source: 0001065280-17-000235 · edgardoc.xml · nonDerivative · entry 2

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:29 UTC Exercise / conversionCommon Stock 662 $27.05 $17,909.02
Disclosure

SEC source: 0001065280-17-000235 · edgardoc.xml · nonDerivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 21, 2017 Filed Nov 23, 2017 01:10 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 75,243 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001065280-17-000233 · edgardoc.xml · derivative · entry 6

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,243 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
November 21, 2017 Filed Nov 23, 2017 01:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 7,780 $197.20 $1,534,249.45
Disclosure

SEC source: 0001065280-17-000233 · edgardoc.xml · nonDerivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $197.03 to $197.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 21, 2017 Filed Nov 23, 2017 01:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 47,722 $196.33 $9,369,475.01
Disclosure

SEC source: 0001065280-17-000233 · edgardoc.xml · nonDerivative · entry 3

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,780

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $196.03 to $197.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 21, 2017 Filed Nov 23, 2017 01:10 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 19,741 $195.68 $3,862,991.92
Disclosure

SEC source: 0001065280-17-000233 · edgardoc.xml · nonDerivative · entry 2

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,502

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $195.03 to $196.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 21, 2017 Filed Nov 23, 2017 01:10 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionCommon Stock 75,243 $3.76 $283,237.22
Disclosure

SEC source: 0001065280-17-000233 · edgardoc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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November 20, 2017 Filed Nov 22, 2017 00:11 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001065280-17-000231 · edgardoc.xml · derivative · entry 3

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

Underlying: Common Stock · 1,000 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.