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NETFLIX INC

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403
SEC CIK
0001065280
Parsed reports
5,295

Last 12 months

Inside the activity.

0 purchase rows · 99 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025044
Dec 202503
Jan 2026010
Feb 2026011
Mar 202604
Apr 202604
May 202609
Jun 202604
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2018 Filed Mar 2, 2018 23:37 UTC
Peters Gregory KChief Product Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,274 $0.00 Strike: $68.61 $0.00
Disclosure

SEC source: 0001065280-18-000136 · edgardoc.xml · derivative · entry 3

Peters Gregory K · CIK 0001583109 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,274 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
March 02, 2018 Filed Mar 2, 2018 23:37 UTC
Peters Gregory KChief Product Officer
SaleCommon Stock 8,274 $300.00 $2,482,200.00
Disclosure

SEC source: 0001065280-18-000136 · edgardoc.xml · nonDerivative · entry 2

Peters Gregory K · CIK 0001583109 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,090

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
March 02, 2018 Filed Mar 2, 2018 23:37 UTC
Peters Gregory KChief Product Officer
Exercise / conversionCommon Stock 8,274 $68.61 $567,655.15
Disclosure

SEC source: 0001065280-18-000136 · edgardoc.xml · nonDerivative · entry 1

Peters Gregory K · CIK 0001583109 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:37 UTC
Peters Gregory KChief Product Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 4,735 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000136 · edgardoc.xml · derivative · entry 4

Peters Gregory K · CIK 0001583109 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,735

Underlying: Common Stock · 4,735 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:38 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 215 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000137 · edgardoc.xml · derivative · entry 1

KILGORE LESLIE J · CIK 0001218352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:38 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 215 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000138 · edgardoc.xml · derivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:38 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 215 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000139 · edgardoc.xml · derivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:40 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 215 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000140 · edgardoc.xml · derivative · entry 1

Sweeney Anne M · CIK 0001638276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:40 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,758 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000141 · edgardoc.xml · derivative · entry 1

WELLS DAVID B · CIK 0001507645 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 1,758 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:40 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 215 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000142 · edgardoc.xml · derivative · entry 1

HALEY TIMOTHY M · CIK 0001201583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:40 UTC
MATHER ANNDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 215 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000143 · edgardoc.xml · derivative · entry 1

MATHER ANN · CIK 0001244892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:40 UTC
SARANDOS THEODORE AChief Content Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 10,223 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000144 · edgardoc.xml · derivative · entry 1

SARANDOS THEODORE A · CIK 0001393838 · Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,223

Underlying: Common Stock · 10,223 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:41 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 215 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000145 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:41 UTC
Bennett KellyChief Marketing Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000146 · edgardoc.xml · derivative · entry 1

Bennett Kelly · CIK 0001555910 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:41 UTC
HASTINGS REEDDirector · CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 20,590 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000147 · edgardoc.xml · derivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,590

Underlying: Common Stock · 20,590 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:42 UTC
HYMAN DAVID AGeneral Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,349 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000149 · edgardoc.xml · derivative · entry 1

HYMAN DAVID A · CIK 0001507747 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349

Underlying: Common Stock · 2,349 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:42 UTC
Neal JessicaChief Talent Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 256 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000148 · edgardoc.xml · derivative · entry 1

Neal Jessica · CIK 0001721218 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256

Underlying: Common Stock · 256 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:42 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 215 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000150 · edgardoc.xml · derivative · entry 1

Belmer Rodolphe · CIK 0001729146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:42 UTC
FRIEDLAND JONATHANChief Communications Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 649 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001065280-18-000151 · edgardoc.xml · derivative · entry 1

FRIEDLAND JONATHAN · CIK 0001540444 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649

Underlying: Common Stock · 649 shares

Expires 2028-03-01

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:55 UTC
Hoag Jay CDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 215 $0.00 Strike: $290.39 $0.00
Disclosure

SEC source: 0001082906-18-000017 · edgar.xml · derivative · entry 1

HOAG JAY C · CIK 0001082906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2028-03-01

F1 · ownership.direct: Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. collectively have a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. and TCV VIII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.

Read SEC document
February 21, 2018 Filed Feb 21, 2018 23:17 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 350 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001065280-18-000117 · edgardoc.xml · derivative · entry 7

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 350 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 21, 2018 Filed Feb 21, 2018 23:17 UTC SaleCommon Stock 350 $281.75 $98,612.50
Disclosure

SEC source: 0001065280-18-000117 · edgardoc.xml · nonDerivative · entry 4

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 21, 2018 Filed Feb 21, 2018 23:17 UTC Exercise / conversionCommon Stock 350 $23.54 $8,240.02
Disclosure

SEC source: 0001065280-18-000117 · edgardoc.xml · nonDerivative · entry 3

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:17 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 350 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001065280-18-000117 · edgardoc.xml · derivative · entry 6

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: Common Stock · 350 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:17 UTC SaleCommon Stock 350 $277.74 $97,209.00
Disclosure

SEC source: 0001065280-18-000117 · edgardoc.xml · nonDerivative · entry 2

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:17 UTC Exercise / conversionCommon Stock 350 $23.54 $8,240.02
Disclosure

SEC source: 0001065280-18-000117 · edgardoc.xml · nonDerivative · entry 1

BARTON RICHARD N · CIK 0001184230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 63,889 $0.00 Strike: $5.22 $0.00
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · derivative · entry 12

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,889 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 1,712 $285.30 $488,435.83
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 10

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F10 · price: This transaction was executed in multiple trades at prices ranging from $285.05 to $285.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 12,327 $284.44 $3,506,321.46
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 9

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F9 · price: This transaction was executed in multiple trades at prices ranging from $284.04 to $285.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 17,885 $283.63 $5,072,706.45
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 8

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,039

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F8 · price: This transaction was executed in multiple trades at prices ranging from $283.04 to $284.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 7,813 $282.59 $2,207,862.39
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 7

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,924

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F7 · price: This transaction was executed in multiple trades at prices ranging from $282.04 to $283.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 4,800 $281.55 $1,351,460.16
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 6

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,737

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F6 · price: This transaction was executed in multiple trades at prices ranging from $281.04 to $282.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 2,867 $280.48 $804,125.84
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 5

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,537

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F5 · price: This transaction was executed in multiple trades at prices ranging from $280.01 to $281.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 3,639 $279.68 $1,017,759.52
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 4

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,404

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $279.01 to $279.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 8,846 $278.54 $2,463,951.57
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 3

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,043

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $278.00 to $278.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
SaleCommon Stock 4,000 $277.42 $1,109,692.00
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 2

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,889

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $276.98 to $277.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 23:18 UTC
HASTINGS REEDDirector · CEO
Exercise / conversionCommon Stock 63,889 $5.22 $333,225.86
Disclosure

SEC source: 0001065280-18-000118 · edgardoc.xml · nonDerivative · entry 1

HASTINGS REED · CIK 0001033331 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,408 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · derivative · entry 15

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,408 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,597 $0.00 Strike: $7.69 $0.00
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · derivative · entry 14

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,597 shares

Expires 2019-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,136 $0.00 Strike: $6.37 $0.00
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · derivative · entry 13

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,136 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,575 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · derivative · entry 12

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires 2019-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:05 UTC SaleCommon Stock 200 $261.14 $52,227.00
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · nonDerivative · entry 10

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F7 · price: This transaction was executed in multiple trades at prices ranging from $261.01 to $261.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 13, 2018 Filed Feb 14, 2018 23:05 UTC SaleCommon Stock 1,604 $260.01 $417,053.79
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · nonDerivative · entry 9

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F6 · price: This transaction was executed in multiple trades at prices ranging from $259.61 to $260.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 13, 2018 Filed Feb 14, 2018 23:05 UTC SaleCommon Stock 3,917 $259.07 $1,014,770.53
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · nonDerivative · entry 8

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,804

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F5 · price: This transaction was executed in multiple trades at prices ranging from $258.55 to $259.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 13, 2018 Filed Feb 14, 2018 23:05 UTC SaleCommon Stock 2,495 $258.05 $643,828.01
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · nonDerivative · entry 7

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,721

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F4 · price: This transaction was executed in multiple trades at prices ranging from $257.55 to $258.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 13, 2018 Filed Feb 14, 2018 23:05 UTC SaleCommon Stock 1,800 $257.16 $462,893.04
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · nonDerivative · entry 6

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,216

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F3 · price: This transaction was executed in multiple trades at prices ranging from $256.55 to $257.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 13, 2018 Filed Feb 14, 2018 23:05 UTC SaleCommon Stock 700 $255.95 $179,165.98
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · nonDerivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,016

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · price: This transaction was executed in multiple trades at prices ranging from $255.54 to $256.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 13, 2018 Filed Feb 14, 2018 23:05 UTC Exercise / conversionCommon Stock 2,408 $8.32 $20,031.19
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · nonDerivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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February 13, 2018 Filed Feb 14, 2018 23:05 UTC Exercise / conversionCommon Stock 2,597 $7.69 $19,959.76
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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February 13, 2018 Filed Feb 14, 2018 23:05 UTC Exercise / conversionCommon Stock 3,136 $6.37 $19,989.80
Disclosure

SEC source: 0001065280-18-000114 · edgardoc.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.