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NFG

NATIONAL FUEL GAS CO

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3644
SEC CIK
0000070145
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754

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2017 Filed Mar 17, 2017 18:46 UTC SaleCommon Stock 26,554 $60.49 $1,606,171.80
Disclosure

SEC source: 0000070145-17-000019 · edgar.xml · nonDerivative · entry 3

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,187

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.19 to $60.78, inclusive. The reporting person undertakes to provide to National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 18:46 UTC SaleCommon Stock 15,089 $60.34 $910,470.26
Disclosure

SEC source: 0000070145-17-000019 · edgar.xml · nonDerivative · entry 5

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 37,369

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.65, inclusive. The reporting person undertakes to provide to National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 18:46 UTC SaleCommon Stock 9,723 $61.10 $594,075.30
Disclosure

SEC source: 0000070145-17-000019 · edgar.xml · nonDerivative · entry 2

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,741

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.21, inclusive. The reporting person undertakes to provide to National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 18:46 UTC SaleCommon Stock 76,462 $60.70 $4,640,937.55
Disclosure

SEC source: 0000070145-17-000019 · edgar.xml · nonDerivative · entry 1

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,464

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.99, inclusive. The reporting person undertakes to provide to National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 14, 2017 Filed Oct 4, 2017 19:47 UTC
DeCarolis Donna LVP Business Development
GiftCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003204 · primarydocument.xml · nonDerivative · entry 1

DeCarolis Donna L · CIK 0001313387 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,641

Read SEC document
March 13, 2017 Filed Mar 14, 2017 20:32 UTC SaleCommon Stock 40,792 $60.17 $2,454,373.06
Disclosure

SEC source: 0000070145-17-000018 · edgar.xml · nonDerivative · entry 6

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 52,458

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.65, inclusive. The reporting person undertakes to provide to National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 20:32 UTC SaleCommon Stock 40,578 $60.17 $2,441,375.37
Disclosure

SEC source: 0000070145-17-000018 · edgar.xml · nonDerivative · entry 2

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,926

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.65, inclusive. The reporting person undertakes to provide to National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 07, 2017 Filed Mar 14, 2017 20:32 UTC GiftCommon Stock 26,000 $0.00 $0.00
Disclosure

SEC source: 0000070145-17-000018 · edgar.xml · nonDerivative · entry 1

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,504

Read SEC document
March 02, 2017 Filed Mar 6, 2017 20:11 UTC
CIPRICH PAULA MSr VP, Gen Counsel & Sec
Exercise / conversionStock Appreciation Right · Derivative 4,166 $0.00 Strike: $47.37 $0.00
Disclosure

SEC source: 0000070145-17-000017 · edgar.xml · derivative · entry 5

CIPRICH PAULA M · CIK 0001311741 · Sr VP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,166 shares

Expires 2018-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 20:11 UTC
CIPRICH PAULA MSr VP, Gen Counsel & Sec
Tax withholdingCommon Stock 333 $60.28 $20,072.41
Disclosure

SEC source: 0000070145-17-000017 · edgar.xml · nonDerivative · entry 3

CIPRICH PAULA M · CIK 0001311741 · Sr VP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,968

F1 · shares: On March 2, 2017, the reporting person exercised a stock appreciation right with respect to 4,166 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 3,274 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 333 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

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March 02, 2017 Filed Mar 6, 2017 20:11 UTC
CIPRICH PAULA MSr VP, Gen Counsel & Sec
Disposition to issuerCommon Stock 3,274 $60.28 $197,348.54
Disclosure

SEC source: 0000070145-17-000017 · edgar.xml · nonDerivative · entry 2

CIPRICH PAULA M · CIK 0001311741 · Sr VP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,301

F1 · shares: On March 2, 2017, the reporting person exercised a stock appreciation right with respect to 4,166 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 3,274 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 333 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 20:11 UTC
CIPRICH PAULA MSr VP, Gen Counsel & Sec
Exercise / conversionCommon Stock 4,166 $47.37 $197,343.42
Disclosure

SEC source: 0000070145-17-000017 · edgar.xml · nonDerivative · entry 1

CIPRICH PAULA M · CIK 0001311741 · Sr VP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Mar 14, 2017 20:32 UTC GiftCommon Stock 4,484 $0.00 $0.00
Disclosure

SEC source: 0000070145-17-000018 · edgar.xml · nonDerivative · entry 5

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 0

Read SEC document
January 27, 2017 Filed Mar 14, 2017 20:32 UTC GiftCommon Stock 226 $0.00 $0.00
Disclosure

SEC source: 0000070145-17-000018 · edgar.xml · nonDerivative · entry 4

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 4,484

Read SEC document
January 19, 2017 Filed Mar 14, 2017 20:32 UTC GiftCommon Stock 4,710 $0.00 $0.00
Disclosure

SEC source: 0000070145-17-000018 · edgar.xml · nonDerivative · entry 3

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 4,710

Read SEC document
January 13, 2017 Filed Apr 5, 2017 20:07 UTC OtherCommon Stock 9 $57.46 $517.11
Disclosure

SEC source: 0000070145-17-000031 · edgar.xml · nonDerivative · entry 2

Ranich Rebecca · CIK 0001587811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959

F1 · security: Acquired through a dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Apr 5, 2017 20:06 UTC OtherCommon Stock 165 $57.46 $9,480.41
Disclosure

SEC source: 0000070145-17-000030 · edgar.xml · nonDerivative · entry 2

MATTHEWS CRAIG G · CIK 0001231057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,108

F1 · security: Acquired through a dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Apr 5, 2017 20:06 UTC OtherCommon Stock 48 $57.53 $2,761.44
Disclosure

SEC source: 0000070145-17-000030 · edgar.xml · nonDerivative · entry 1

MATTHEWS CRAIG G · CIK 0001231057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,943

F1 · security: Acquired through a dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Apr 5, 2017 20:03 UTC OtherCommon Stock 75 $57.46 $4,309.28
Disclosure

SEC source: 0000070145-17-000027 · edgar.xml · nonDerivative · entry 1

Carroll David C. · CIK 0001455987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,419

F1 · security: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Dec 8, 2017 20:47 UTC
CAMIOLO KAREN MController
OtherCommon Stock 178 $57.46 $10,227.88
Disclosure

SEC source: 0001562180-17-003803 · primarydocument.xml · nonDerivative · entry 1

CAMIOLO KAREN M · CIK 0001285876 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,407

F1 · shares: Acquired through dividend reinvestment plan, exempt under Rule 16a-11.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:57 UTC GrantCommon Stock 600 $56.47 $33,882.00
Disclosure

SEC source: 0000070145-17-000009 · edgar.xml · nonDerivative · entry 1

SMITH DAVID F · CIK 0001214452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,959

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC GrantCommon Stock 600 $56.47 $33,882.00
Disclosure

SEC source: 0000070145-17-000008 · edgar.xml · nonDerivative · entry 1

SKAINS THOMAS E · CIK 0001238180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

F1 · security: Acquired through grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC GrantCommon Stock 600 $56.47 $33,882.00
Disclosure

SEC source: 0000070145-17-000007 · edgar.xml · nonDerivative · entry 1

SHAW JEFFREY W · CIK 0001030287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,116

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:55 UTC GrantCommon Stock 600 $56.47 $33,882.00
Disclosure

SEC source: 0000070145-17-000006 · edgar.xml · nonDerivative · entry 1

Ranich Rebecca · CIK 0001587811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946

F1 · security: Acquired through grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:54 UTC GrantCommon Stock 600 $56.47 $33,882.00
Disclosure

SEC source: 0000070145-17-000005 · edgar.xml · nonDerivative · entry 3

MATTHEWS CRAIG G · CIK 0001231057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,895

F2 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:53 UTC GrantCommon Stock 600 $56.47 $33,882.00
Disclosure

SEC source: 0000070145-17-000004 · edgar.xml · nonDerivative · entry 1

JAGGERS JOSEPH N · CIK 0001270691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,832

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:52 UTC GrantCommon Stock 600 $56.47 $33,882.00
Disclosure

SEC source: 0000070145-17-000003 · edgar.xml · nonDerivative · entry 1

EWING STEPHEN E · CIK 0001167312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,746

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:52 UTC GrantCommon Stock 600 $56.47 $33,882.00
Disclosure

SEC source: 0000070145-17-000002 · edgar.xml · nonDerivative · entry 2

Carroll David C. · CIK 0001455987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

F2 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:48 UTC GrantCommon Stock 600 $56.47 $33,882.00
Disclosure

SEC source: 0000070145-17-000001 · edgar.xml · nonDerivative · entry 1

ACKERMAN PHILIP C · CIK 0001209930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,504

F1 · security: Acquired through quarterly grant under the National Fuel Gas Company 2009 Non-Employee Director Equity Compensation Plan.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:19 UTC
TANSKI RONALD JDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,139 $0.00 $0.00
Disclosure

SEC source: 0000070145-16-000204 · edgar.xml · derivative · entry 8

TANSKI RONALD J · CIK 0001209940 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,139

Underlying: Common Stock · 4,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On December 19, 2014, the reporting person was granted 12,417 restricted stock units, vesting as follows: 4,139 on December 19, 2015, 4,139 on December 19, 2016, and 4,139 on December 19, 2017.

F7 · derivative.expiration_date: On December 19, 2014, the reporting person was granted 12,417 restricted stock units, vesting as follows: 4,139 on December 19, 2015, 4,139 on December 19, 2016, and 4,139 on December 19, 2017.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:19 UTC
TANSKI RONALD JDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,792 $0.00 $0.00
Disclosure

SEC source: 0000070145-16-000204 · edgar.xml · derivative · entry 7

TANSKI RONALD J · CIK 0001209940 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On December 19, 2013, the reporting person was granted 11,375 restricted stock units, vesting as follows: 3,791 on December 19, 2014, 3,792 on December 19, 2015, and 3,792 on December 19, 2016.

F6 · derivative.expiration_date: On December 19, 2013, the reporting person was granted 11,375 restricted stock units, vesting as follows: 3,791 on December 19, 2014, 3,792 on December 19, 2015, and 3,792 on December 19, 2016.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:19 UTC
TANSKI RONALD JDirector · President & CEO
Tax withholdingCommon Stock 2,135 $58.01 $123,851.35
Disclosure

SEC source: 0000070145-16-000204 · edgar.xml · nonDerivative · entry 4

TANSKI RONALD J · CIK 0001209940 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,721

F3 · shares: On December 19, 2016, the reporting person had 2,135 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:19 UTC
TANSKI RONALD JDirector · President & CEO
Exercise / conversionCommon Stock 4,139 Not disclosed Not disclosed
Disclosure

SEC source: 0000070145-16-000204 · edgar.xml · nonDerivative · entry 3

TANSKI RONALD J · CIK 0001209940 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:19 UTC
TANSKI RONALD JDirector · President & CEO
Tax withholdingCommon Stock 1,956 $58.01 $113,467.56
Disclosure

SEC source: 0000070145-16-000204 · edgar.xml · nonDerivative · entry 2

TANSKI RONALD J · CIK 0001209940 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,717

F2 · shares: On December 19, 2016, the reporting person had 1,956 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:19 UTC
TANSKI RONALD JDirector · President & CEO
Exercise / conversionCommon Stock 3,792 Not disclosed Not disclosed
Disclosure

SEC source: 0000070145-16-000204 · edgar.xml · nonDerivative · entry 1

TANSKI RONALD J · CIK 0001209940 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:17 UTC
MCGINNIS JOHN PPresident-Seneca Resources
Exercise / conversionRestricted Stock Units · Derivative 863 $0.00 $0.00
Disclosure

SEC source: 0000070145-16-000202 · edgar.xml · derivative · entry 13

MCGINNIS JOHN P · CIK 0001216493 · President-Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864

Underlying: Common Stock · 863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On December 19, 2014, the reporting person was granted 2,590 restricted stock units, vesting as follows: 863 on December 19, 2015, 863 on December 19, 2016, and 864 on December 19, 2017.

F9 · derivative.expiration_date: On December 19, 2014, the reporting person was granted 2,590 restricted stock units, vesting as follows: 863 on December 19, 2015, 863 on December 19, 2016, and 864 on December 19, 2017.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:17 UTC
MCGINNIS JOHN PPresident-Seneca Resources
Exercise / conversionRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0000070145-16-000202 · edgar.xml · derivative · entry 12

MCGINNIS JOHN P · CIK 0001216493 · President-Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On December 19, 2013, the reporting person was granted 2,323 restricted stock units, vesting as follows: 774 on December 19, 2014, 774 on December 19, 2015, and 775 on December 19, 2016.

F8 · derivative.expiration_date: On December 19, 2013, the reporting person was granted 2,323 restricted stock units, vesting as follows: 774 on December 19, 2014, 774 on December 19, 2015, and 775 on December 19, 2016.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:17 UTC
MCGINNIS JOHN PPresident-Seneca Resources
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0000070145-16-000202 · edgar.xml · derivative · entry 11

MCGINNIS JOHN P · CIK 0001216493 · President-Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On December 19, 2011, the reporting person was granted 12,000 restricted stock units, vesting as follows: 4,000 on December 19, 2014, 4,000 on December 19, 2015, and 4,000 on December 19, 2016.

F7 · derivative.expiration_date: On December 19, 2011, the reporting person was granted 12,000 restricted stock units, vesting as follows: 4,000 on December 19, 2014, 4,000 on December 19, 2015, and 4,000 on December 19, 2016.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:17 UTC
MCGINNIS JOHN PPresident-Seneca Resources
Tax withholdingCommon Stock 237 $58.01 $13,748.37
Disclosure

SEC source: 0000070145-16-000202 · edgar.xml · nonDerivative · entry 6

MCGINNIS JOHN P · CIK 0001216493 · President-Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,474

F4 · shares: On December 19, 2016, the reporting person had 237 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:17 UTC
MCGINNIS JOHN PPresident-Seneca Resources
Exercise / conversionCommon Stock 863 Not disclosed Not disclosed
Disclosure

SEC source: 0000070145-16-000202 · edgar.xml · nonDerivative · entry 5

MCGINNIS JOHN P · CIK 0001216493 · President-Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:17 UTC
MCGINNIS JOHN PPresident-Seneca Resources
Tax withholdingCommon Stock 212 $58.01 $12,298.12
Disclosure

SEC source: 0000070145-16-000202 · edgar.xml · nonDerivative · entry 4

MCGINNIS JOHN P · CIK 0001216493 · President-Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,848

F3 · shares: On December 19, 2016, the reporting person had 212 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

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December 19, 2016 Filed Dec 21, 2016 20:17 UTC
MCGINNIS JOHN PPresident-Seneca Resources
Exercise / conversionCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0000070145-16-000202 · edgar.xml · nonDerivative · entry 3

MCGINNIS JOHN P · CIK 0001216493 · President-Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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December 19, 2016 Filed Dec 21, 2016 20:17 UTC
MCGINNIS JOHN PPresident-Seneca Resources
Tax withholdingCommon Stock 1,094 $58.01 $63,462.94
Disclosure

SEC source: 0000070145-16-000202 · edgar.xml · nonDerivative · entry 2

MCGINNIS JOHN P · CIK 0001216493 · President-Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,285

F2 · shares: On December 19, 2016, the reporting person had 1,094 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

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December 19, 2016 Filed Dec 21, 2016 20:17 UTC
MCGINNIS JOHN PPresident-Seneca Resources
Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000070145-16-000202 · edgar.xml · nonDerivative · entry 1

MCGINNIS JOHN P · CIK 0001216493 · President-Seneca Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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December 19, 2016 Filed Dec 21, 2016 20:18 UTC
PUSTULKA JOHN RChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,014 $0.00 $0.00
Disclosure

SEC source: 0000070145-16-000203 · edgar.xml · derivative · entry 8

PUSTULKA JOHN R · CIK 0001209937 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015

Underlying: Common Stock · 1,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On December 19, 2014, the reporting person was granted 3,043 restricted stock units, vesting as follows: 1,014 on December 19, 2015, 1,014 on December 19, 2016, and 1,015 on December 19, 2017.

F7 · derivative.expiration_date: On December 19, 2014, the reporting person was granted 3,043 restricted stock units, vesting as follows: 1,014 on December 19, 2015, 1,014 on December 19, 2016, and 1,015 on December 19, 2017.

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December 19, 2016 Filed Dec 21, 2016 20:18 UTC
PUSTULKA JOHN RChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 922 $0.00 $0.00
Disclosure

SEC source: 0000070145-16-000203 · edgar.xml · derivative · entry 7

PUSTULKA JOHN R · CIK 0001209937 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On December 19, 2013, the reporting person was granted 2,764 restricted stock units, vesting as follows: 921 on December 19, 2014, 921 on December 19, 2015, and 922 on December 19, 2016.

F6 · derivative.expiration_date: On December 19, 2013, the reporting person was granted 2,764 restricted stock units, vesting as follows: 921 on December 19, 2014, 921 on December 19, 2015, and 922 on December 19, 2016.

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December 19, 2016 Filed Dec 21, 2016 20:18 UTC
PUSTULKA JOHN RChief Operating Officer
Tax withholdingCommon Stock 523 $58.01 $30,339.23
Disclosure

SEC source: 0000070145-16-000203 · edgar.xml · nonDerivative · entry 4

PUSTULKA JOHN R · CIK 0001209937 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,755

F3 · shares: On December 19, 2016, the reporting person had 523 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

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December 19, 2016 Filed Dec 21, 2016 20:18 UTC
PUSTULKA JOHN RChief Operating Officer
Exercise / conversionCommon Stock 1,014 Not disclosed Not disclosed
Disclosure

SEC source: 0000070145-16-000203 · edgar.xml · nonDerivative · entry 3

PUSTULKA JOHN R · CIK 0001209937 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 20:18 UTC
PUSTULKA JOHN RChief Operating Officer
Tax withholdingCommon Stock 476 $58.01 $27,612.76
Disclosure

SEC source: 0000070145-16-000203 · edgar.xml · nonDerivative · entry 2

PUSTULKA JOHN R · CIK 0001209937 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,264

F2 · shares: On December 19, 2016, the reporting person had 476 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of performance shares. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3.

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December 19, 2016 Filed Dec 21, 2016 20:18 UTC
PUSTULKA JOHN RChief Operating Officer
Exercise / conversionCommon Stock 922 Not disclosed Not disclosed
Disclosure

SEC source: 0000070145-16-000203 · edgar.xml · nonDerivative · entry 1

PUSTULKA JOHN R · CIK 0001209937 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.