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Cloudflare, Inc.

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2910
SEC CIK
0001477333
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827

Last 12 months

Inside the activity.

0 purchase rows · 835 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025083
Dec 2025049
Jan 2026062
Feb 2026066
Mar 2026062
Apr 2026052
May 2026069
Jun 2026081
Jul 2026092
Aug 20260164
Sep 2026034
Oct 2026021

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2020 Filed Mar 5, 2020 01:20 UTC
SEIFERT THOMAS JChief Financial Officer
SaleClass A Common Stock 8,541 $21.84 $186,561.92
Disclosure

SEC source: 0000899243-20-007079 · doc4.xml · nonDerivative · entry 2

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,459

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.02 to $22.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 01:20 UTC
SEIFERT THOMAS JChief Financial Officer
ConversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-007079 · doc4.xml · nonDerivative · entry 1

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 00:42 UTC
Kramer Douglas JamesGeneral Counsel
SaleClass A Common Stock 7,084 $20.97 $148,537.31
Disclosure

SEC source: 0000899243-20-006816 · doc4.xml · nonDerivative · entry 1

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,187

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.82 to $21.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2020 Filed Mar 14, 2020 01:11 UTC
Zatlyn MichelleDirector · Chief Operating Officer
GiftClass B Common Stock · Derivative 1,166,887 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008355 · doc4.xml · derivative · entry 12

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,166,887

Underlying: Class A Common Stock · 1,166,887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F13 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Irrevocable Remainder Trust dated December 15, 2017 for which the reporting person serves as co-trustee.

Read SEC document
February 27, 2020 Filed Mar 14, 2020 01:11 UTC
Zatlyn MichelleDirector · Chief Operating Officer
GiftClass B Common Stock · Derivative 1,166,887 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008355 · doc4.xml · derivative · entry 11

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,166,887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · balance_after: Excludes 75,331 shares previously reported as held directly by The Sutherland/Zatlyn 2017 Annuity Trust dated December 15, 2017, for which the reporting person serves as co-trustee (the "2017 Annuity Trust"), which were re-registered on February 27, 2020 and are now held directly by the Revocable Trust.

F12 · ownership.nature: The shares are held of record by the 2017 Annuity Trust.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:27 UTC Exercise / conversionClass B Common Stock · Derivative 14,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005486 · doc4.xml · derivative · entry 2

Anderson Mark · CIK 0001417100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Class A Common Stock · 14,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:27 UTC Exercise / conversionRestricted Stock Units · Derivative 14,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005486 · doc4.xml · derivative · entry 1

Anderson Mark · CIK 0001417100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,750

Underlying: Class B Common Stock · 14,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments following August 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments following August 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:28 UTC Exercise / conversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005488 · doc4.xml · derivative · entry 2

Eitel Maria S · CIK 0001336630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:28 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005488 · doc4.xml · derivative · entry 1

Eitel Maria S · CIK 0001336630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class B Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments following February 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments following February 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:34 UTC
Kramer Douglas JamesGeneral Counsel
ConversionClass B Common Stock · Derivative 28,439 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005501 · doc4.xml · derivative · entry 7

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,323

Underlying: Class A Common Stock · 28,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:34 UTC
Kramer Douglas JamesGeneral Counsel
Tax withholdingClass B Common Stock · Derivative 15,311 $17.50 $267,942.50
Disclosure

SEC source: 0000899243-20-005501 · doc4.xml · derivative · entry 6

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,762

Underlying: Class A Common Stock · 15,311 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F7 · kind: The shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:34 UTC
Kramer Douglas JamesGeneral Counsel
Exercise / conversionClass B Common Stock · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005501 · doc4.xml · derivative · entry 5

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,073

Underlying: Class A Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:34 UTC
Kramer Douglas JamesGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005501 · doc4.xml · derivative · entry 4

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Class B Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock.

F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments following August 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments following August 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:34 UTC
Kramer Douglas JamesGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005501 · doc4.xml · derivative · entry 3

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class B Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock.

F5 · derivative.exercise_date: The RSUs, vest in 16 equal quarterly installments following February 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F5 · derivative.expiration_date: The RSUs, vest in 16 equal quarterly installments following February 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:34 UTC
Kramer Douglas JamesGeneral Counsel
SaleClass A Common Stock 14,168 $17.65 $250,130.37
Disclosure

SEC source: 0000899243-20-005501 · doc4.xml · nonDerivative · entry 2

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,271

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.495 to $17.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:34 UTC
Kramer Douglas JamesGeneral Counsel
ConversionClass A Common Stock 28,439 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-005501 · doc4.xml · nonDerivative · entry 1

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:30 UTC
Suder KatrinDirector
Exercise / conversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005490 · doc4.xml · derivative · entry 2

Suder Katrin · CIK 0001786926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:30 UTC
Suder KatrinDirector
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005490 · doc4.xml · derivative · entry 1

Suder Katrin · CIK 0001786926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Class B Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments following August 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments following August 15, 2019. Settlement of vested shares occurred following the expiration of the Issuer's lock-up period on February 19, 2020.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
November 11, 2019 Filed Feb 14, 2020 11:08 UTC
Prince MatthewDirector · CEO and Chair of the Board · 10% owner
GiftClass B Common Stock · Derivative 937,156 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004589 · doc4.xml · derivative · entry 2

Prince Matthew · CIK 0001786925 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,790,544

Underlying: Class A Common Stock · 937,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · ownership.nature: The shares are held of record by The Prince Family Nonexempt Irrevocable Trust dated March 29, 2016, for which the reporting person serves as an investment advisor.

Read SEC document
November 11, 2019 Filed Feb 14, 2020 11:08 UTC
Prince MatthewDirector · CEO and Chair of the Board · 10% owner
GiftClass B Common Stock · Derivative 937,156 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004589 · doc4.xml · derivative · entry 1

Prince Matthew · CIK 0001786925 · Director · CEO and Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 937,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · balance_after: Excludes 76,428 shares previously reported as held directly by The Matthew Prince 2017 Annuity Trust dated July 12, 2017, for which the reporting person serves as co-trustee and investment advisor (the "2017 Annuity Trust"), which were re-registered on October 9, 2019 and are now held directly by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee (the "Revocable Trust").

F3 · ownership.nature: The shares are held of record by the 2017 Annuity Trust.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 22:43 UTC
MOTT DAVID M10% owner
ConversionClass B Common Stock · Derivative 42,463,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050137 · doc4.xml · derivative · entry 5

NEW ENTERPRISE ASSOCIATES 13 LP · CIK 0001452907 · 10% owner

NEA Partners 13, Limited Partnership · CIK 0001460752 · 10% owner

NEA 13 GP, Ltd · CIK 0001460751 · 10% owner

BARRIS PETER J · CIK 0001005561 · 10% owner

BASKETT FOREST · CIK 0001277631 · 10% owner

KERINS PATRICK J · CIK 0001235112 · 10% owner

MOTT DAVID M · CIK 0001219871 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,588,474

Underlying: Class A Common Stock · 42,463,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.direct: The securities are directly held by New Enterprise Associates 13, L.P. ("NEA 13") and are indirectly held by NEA Partners 13, L.P. ("NEA Partners 13"), the sole general partner of NEA 13, NEA 13 GP, LTD ("NEA 13 LTD"), the sole general partner of NEA Partners 13 and each of the individual directors of NEA 13 LTD (NEA Partners 13, NEA 13 LTD and the individual directors of NEA 13 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 13 LTD are Peter J. Barris, Forest Baskett, Patrick J. Kerins, David M. Mott and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 securities in which the Indirect Reporting Persons have no pecuniary interest.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 22:43 UTC
MOTT DAVID M10% owner
ConversionSeries D Convertible Preferred Stock · Derivative 4,059,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050137 · doc4.xml · derivative · entry 4

NEW ENTERPRISE ASSOCIATES 13 LP · CIK 0001452907 · 10% owner

NEA Partners 13, Limited Partnership · CIK 0001460752 · 10% owner

NEA 13 GP, Ltd · CIK 0001460751 · 10% owner

BARRIS PETER J · CIK 0001005561 · 10% owner

BASKETT FOREST · CIK 0001277631 · 10% owner

KERINS PATRICK J · CIK 0001235112 · 10% owner

MOTT DAVID M · CIK 0001219871 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,059,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.direct: The securities are directly held by New Enterprise Associates 13, L.P. ("NEA 13") and are indirectly held by NEA Partners 13, L.P. ("NEA Partners 13"), the sole general partner of NEA 13, NEA 13 GP, LTD ("NEA 13 LTD"), the sole general partner of NEA Partners 13 and each of the individual directors of NEA 13 LTD (NEA Partners 13, NEA 13 LTD and the individual directors of NEA 13 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 13 LTD are Peter J. Barris, Forest Baskett, Patrick J. Kerins, David M. Mott and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 securities in which the Indirect Reporting Persons have no pecuniary interest.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 22:43 UTC
MOTT DAVID M10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 7,183,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050137 · doc4.xml · derivative · entry 3

NEW ENTERPRISE ASSOCIATES 13 LP · CIK 0001452907 · 10% owner

NEA Partners 13, Limited Partnership · CIK 0001460752 · 10% owner

NEA 13 GP, Ltd · CIK 0001460751 · 10% owner

BARRIS PETER J · CIK 0001005561 · 10% owner

BASKETT FOREST · CIK 0001277631 · 10% owner

KERINS PATRICK J · CIK 0001235112 · 10% owner

MOTT DAVID M · CIK 0001219871 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 7,183,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.direct: The securities are directly held by New Enterprise Associates 13, L.P. ("NEA 13") and are indirectly held by NEA Partners 13, L.P. ("NEA Partners 13"), the sole general partner of NEA 13, NEA 13 GP, LTD ("NEA 13 LTD"), the sole general partner of NEA Partners 13 and each of the individual directors of NEA 13 LTD (NEA Partners 13, NEA 13 LTD and the individual directors of NEA 13 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 13 LTD are Peter J. Barris, Forest Baskett, Patrick J. Kerins, David M. Mott and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 securities in which the Indirect Reporting Persons have no pecuniary interest.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 22:43 UTC
MOTT DAVID M10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 35,280,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050137 · doc4.xml · derivative · entry 2

NEW ENTERPRISE ASSOCIATES 13 LP · CIK 0001452907 · 10% owner

NEA Partners 13, Limited Partnership · CIK 0001460752 · 10% owner

NEA 13 GP, Ltd · CIK 0001460751 · 10% owner

BARRIS PETER J · CIK 0001005561 · 10% owner

BASKETT FOREST · CIK 0001277631 · 10% owner

KERINS PATRICK J · CIK 0001235112 · 10% owner

MOTT DAVID M · CIK 0001219871 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 35,280,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.direct: The securities are directly held by New Enterprise Associates 13, L.P. ("NEA 13") and are indirectly held by NEA Partners 13, L.P. ("NEA Partners 13"), the sole general partner of NEA 13, NEA 13 GP, LTD ("NEA 13 LTD"), the sole general partner of NEA Partners 13 and each of the individual directors of NEA 13 LTD (NEA Partners 13, NEA 13 LTD and the individual directors of NEA 13 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 13 LTD are Peter J. Barris, Forest Baskett, Patrick J. Kerins, David M. Mott and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 securities in which the Indirect Reporting Persons have no pecuniary interest.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 22:43 UTC
MOTT DAVID M10% owner
ConversionClass A Common Stock 4,059,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-050137 · doc4.xml · nonDerivative · entry 1

NEW ENTERPRISE ASSOCIATES 13 LP · CIK 0001452907 · 10% owner

NEA Partners 13, Limited Partnership · CIK 0001460752 · 10% owner

NEA 13 GP, Ltd · CIK 0001460751 · 10% owner

BARRIS PETER J · CIK 0001005561 · 10% owner

BASKETT FOREST · CIK 0001277631 · 10% owner

KERINS PATRICK J · CIK 0001235112 · 10% owner

MOTT DAVID M · CIK 0001219871 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.direct: The securities are directly held by New Enterprise Associates 13, L.P. ("NEA 13") and are indirectly held by NEA Partners 13, L.P. ("NEA Partners 13"), the sole general partner of NEA 13, NEA 13 GP, LTD ("NEA 13 LTD"), the sole general partner of NEA Partners 13 and each of the individual directors of NEA 13 LTD (NEA Partners 13, NEA 13 LTD and the individual directors of NEA 13 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 13 LTD are Peter J. Barris, Forest Baskett, Patrick J. Kerins, David M. Mott and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 securities in which the Indirect Reporting Persons have no pecuniary interest.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionClass B Common Stock · Derivative 857,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 18

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 857,700

Underlying: Class A Common Stock · 857,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F5 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by Venrock Entrepreneurs Fund V, L.P. (VEF5), for which VEF Management V, LLC (VEFM5) is the sole general partner. VEF5 expressly disclaims beneficial ownership over the shares held by VEF5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries D Convertible Preferred Stock · Derivative 10,383 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 17

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by Venrock Entrepreneurs Fund V, L.P. (VEF5), for which VEF Management V, LLC (VEFM5) is the sole general partner. VEF5 expressly disclaims beneficial ownership over the shares held by VEF5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries C Convertible Preferred Stock · Derivative 74,570 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 16

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 74,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · ownership.nature: The shares are held of record by Venrock Entrepreneurs Fund V, L.P. (VEF5), for which VEF Management V, LLC (VEFM5) is the sole general partner. VEF5 expressly disclaims beneficial ownership over the shares held by VEF5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries B Convertible Preferred Stock · Derivative 154,280 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 15

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 154,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · ownership.nature: The shares are held of record by Venrock Entrepreneurs Fund V, L.P. (VEF5), for which VEF Management V, LLC (VEFM5) is the sole general partner. VEF5 expressly disclaims beneficial ownership over the shares held by VEF5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries A Convertible Preferred Stock · Derivative 646,850 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 14

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 646,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · ownership.nature: The shares are held of record by Venrock Entrepreneurs Fund V, L.P. (VEF5), for which VEF Management V, LLC (VEFM5) is the sole general partner. VEF5 expressly disclaims beneficial ownership over the shares held by VEF5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionClass B Common Stock · Derivative 3,160,080 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 13

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,160,080

Underlying: Class A Common Stock · 3,160,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F5 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held of record by Venrock Partners V, L.P. (VP5), for which Venrock Partners Management V, LLC (VPM5) is the sole general partner. VPM5 expressly disclaims beneficial ownership over the shares held by VP5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries D Convertible Preferred Stock · Derivative 37,466 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 12

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 37,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held of record by Venrock Partners V, L.P. (VP5), for which Venrock Partners Management V, LLC (VPM5) is the sole general partner. VPM5 expressly disclaims beneficial ownership over the shares held by VP5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries C Convertible Preferred Stock · Derivative 269,110 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 11

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 269,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by Venrock Partners V, L.P. (VP5), for which Venrock Partners Management V, LLC (VPM5) is the sole general partner. VPM5 expressly disclaims beneficial ownership over the shares held by VP5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries B Convertible Preferred Stock · Derivative 556,720 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 10

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 556,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by Venrock Partners V, L.P. (VP5), for which Venrock Partners Management V, LLC (VPM5) is the sole general partner. VPM5 expressly disclaims beneficial ownership over the shares held by VP5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries A Convertible Preferred Stock · Derivative 2,334,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 9

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,334,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by Venrock Partners V, L.P. (VP5), for which Venrock Partners Management V, LLC (VPM5) is the sole general partner. VPM5 expressly disclaims beneficial ownership over the shares held by VP5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionClass B Common Stock · Derivative 37,272,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 8

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,272,400

Underlying: Class A Common Stock · 37,272,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F5 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by Venrock Associates V, L.P. (VA5), for which Venrock Management V, LLC (VM5) is the sole general partner. VM5 expressly disclaims beneficial ownership over the shares held by VA5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries D Convertible Preferred Stock · Derivative 441,907 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 7

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 441,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by Venrock Associates V, L.P. (VA5), for which Venrock Management V, LLC (VM5) is the sole general partner. VM5 expressly disclaims beneficial ownership over the shares held by VA5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries C Convertible Preferred Stock · Derivative 3,174,050 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 6

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,174,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by Venrock Associates V, L.P. (VA5), for which Venrock Management V, LLC (VM5) is the sole general partner. VM5 expressly disclaims beneficial ownership over the shares held by VA5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries B Convertible Preferred Stock · Derivative 6,566,350 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 5

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 6,566,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by Venrock Associates V, L.P. (VA5), for which Venrock Management V, LLC (VM5) is the sole general partner. VM5 expressly disclaims beneficial ownership over the shares held by VA5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionSeries A Convertible Preferred Stock · Derivative 27,532,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · derivative · entry 4

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 27,532,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by Venrock Associates V, L.P. (VA5), for which Venrock Management V, LLC (VM5) is the sole general partner. VM5 expressly disclaims beneficial ownership over the shares held by VA5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionClass A Common Stock 10,383 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · nonDerivative · entry 3

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by Venrock Entrepreneurs Fund V, L.P. (VEF5), for which VEF Management V, LLC (VEFM5) is the sole general partner. VEF5 expressly disclaims beneficial ownership over the shares held by VEF5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionClass A Common Stock 37,466 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · nonDerivative · entry 2

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · ownership.nature: The shares are held of record by Venrock Partners V, L.P. (VP5), for which Venrock Partners Management V, LLC (VPM5) is the sole general partner. VPM5 expressly disclaims beneficial ownership over the shares held by VP5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 18:46 UTC ConversionClass A Common Stock 441,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-023860 · doc4.xml · nonDerivative · entry 1

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 441,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by Venrock Associates V, L.P. (VA5), for which Venrock Management V, LLC (VM5) is the sole general partner. VM5 expressly disclaims beneficial ownership over the shares held by VA5 except to the extent of its indirect pecuniary interest therein.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 22:43 UTC
SANDELL SCOTT DDirector · 10% owner
ConversionClass B Common Stock · Derivative 42,463,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050139 · doc4.xml · derivative · entry 5

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 48,588,474

Underlying: Class A Common Stock · 42,463,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 22:43 UTC
SANDELL SCOTT DDirector · 10% owner
ConversionSeries D Convertible Preferred Stock · Derivative 4,059,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050139 · doc4.xml · derivative · entry 4

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,059,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 22:43 UTC
SANDELL SCOTT DDirector · 10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 7,183,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050139 · doc4.xml · derivative · entry 3

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 0

Underlying: Class B Common Stock · 7,183,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.

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September 17, 2019 Filed Sep 18, 2019 22:43 UTC
SANDELL SCOTT DDirector · 10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 35,280,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050139 · doc4.xml · derivative · entry 2

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 0

Underlying: Class B Common Stock · 35,280,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.

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September 17, 2019 Filed Sep 18, 2019 22:43 UTC
SANDELL SCOTT DDirector · 10% owner
ConversionClass A Common Stock 4,059,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-050139 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 4,059,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.

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September 17, 2019 Filed Sep 19, 2019 20:35 UTC ConversionSeries D Convertible Preferred Stock · Derivative 2,954,546 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023974 · doc4.xml · derivative · entry 14

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Opportunity Fund I, LLC · CIK 0001751625 · 10% owner

Pelion Opportunities Partners I, L.L.C · CIK 0001787874 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,954,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by Pelion Opportunity Fund I, LLC (POF I). Pelion Opportunities Partners I, L.L.C. (POP I) is the Manager of POF I, and Blake Modersitzki is the Manager Member of POP I. Dr. Ledbetter, a director of the Issuer, serves as a Special Advisor to an affiliate of POP I. Each of Mr. Modersitzki and Dr. Ledbetter share voting and dispositive power with respect to the shares held of record by POF I, but disclaims beneficial ownership of the securities held by of record by POF I except to the extent of his individual pecuniary interest therein.

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September 17, 2019 Filed Sep 19, 2019 20:35 UTC ConversionClass B Common Stock · Derivative 12,269,977 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023974 · doc4.xml · derivative · entry 13

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Pelion Opportunity Fund I, LLC · CIK 0001751625 · 10% owner

Pelion Opportunities Partners I, L.L.C · CIK 0001787874 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,269,977

Underlying: Class A Common Stock · 12,269,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F9 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. (UVP IV Financial). UV Partners IV Financial Institutions GP, L.L.C. (UVP IV Financial GP) is the General Partner of UVP IV Financial, and Blake Modersitzki is the Manager Member of UVP IV Financial GP. Dr. Ledbetter, a director of the Issuer, serves as a Special Advisor to an affiliate of UVP IV Financial GP. Each of Mr. Modersitzki and Dr. Ledbetter share voting and dispositive power with respect to the shares held of record by UVP IV Financial, but disclaims beneficial ownership of the securities held of record by UVP IV Financial except to the extent of his individual pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.