Last 12 months
Inside the activity.
0 purchase rows · 835 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 83 |
| Dec 2025 | 0 | 49 |
| Jan 2026 | 0 | 62 |
| Feb 2026 | 0 | 66 |
| Mar 2026 | 0 | 62 |
| Apr 2026 | 0 | 52 |
| May 2026 | 0 | 69 |
| Jun 2026 | 0 | 81 |
| Jul 2026 | 0 | 92 |
| Aug 2026 | 0 | 164 |
| Sep 2026 | 0 | 34 |
| Oct 2026 | 0 | 21 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2020 Filed Mar 25, 2020 17:02 UTC |
VENROCK ASSOCIATES V LP10% owner
VENROCK PARTNERS V L P10% owner
Venrock Entrepreneurs Fund V, L.P.10% owner
Venrock Management V, LLC10% owner
Venrock Partners Management V, LLC10% owner
VEF Management V, LLC10% owner
|
ConversionClass A Common Stock | 37,272,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001391289-20-000001 · edgar.xml · nonDerivative · entry 1 VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner Venrock Management V, LLC · CIK 0001444116 · 10% owner Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner VEF Management V, LLC · CIK 0001444112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funds Disclosed balance after: 37,714,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by Venrock Associates V, L.P. (VA5), for which Venrock Management V, LLC (VM5) is the sole general partner. VM5 expressly disclaims beneficial ownership over the shares held by VA5 except to the extent of its indirect pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass B Common Stock · Derivative | 952,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · derivative · entry 20 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,634,769 Underlying: Class A Common Stock · 952,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF"). F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass B Common Stock · Derivative | 501,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · derivative · entry 19 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,125,143 Underlying: Class A Common Stock · 501,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A"). F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass B Common Stock · Derivative | 1,545,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · derivative · entry 18 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,328,139 Underlying: Class A Common Stock · 1,545,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV"). F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 63,672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 13 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 197,485 F13 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members. F13 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members. F14 · ownership.nature: The shares are held of record by Blake G. Modersitzki. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 133,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 12 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 133,813 F12 · kind: Represents in-kind distribution by UVP IV GP without consideration to its members. F12 · price: Represents in-kind distribution by UVP IV GP without consideration to its members. F14 · ownership.nature: The shares are held of record by Blake G. Modersitzki. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 205,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 11 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F13 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members. F13 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members. F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein. F11 · ownership.nature: The shares are held of record by UVP IV FIGP. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 442,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 10 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F12 · kind: Represents in-kind distribution by UVP IV GP without consideration to its members. F12 · price: Represents in-kind distribution by UVP IV GP without consideration to its members. F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein. F10 · ownership.nature: The shares are held of record by UVP IV GP. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 205,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 9 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 205,795 F9 · kind: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP). F9 · price: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP). F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein. F11 · ownership.nature: The shares are held of record by UVP IV FIGP. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 108,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 8 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 442,180 F8 · kind: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP). F8 · price: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP). F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein. F10 · ownership.nature: The shares are held of record by UVP IV GP. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 333,842 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 7 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 333,842 F7 · kind: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP). F7 · price: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP). F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein. F10 · ownership.nature: The shares are held of record by UVP IV GP. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 952,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 6 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F9 · kind: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP). F9 · price: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP). F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF"). F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 501,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 5 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F8 · kind: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP). F8 · price: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP). F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A"). F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
OtherClass A Common Stock | 1,545,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 4 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F7 · kind: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP). F7 · price: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP). F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV"). F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass A Common Stock | 952,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 3 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 952,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF"). F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass A Common Stock | 501,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 2 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 501,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A"). F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 19:37 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass A Common Stock | 1,545,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-039738 · a4.xml · nonDerivative · entry 1 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,545,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV"). F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:16 UTC |
Ledbetter CarlDirector
|
OtherClass A Common Stock | 197,485 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-009619 · doc4.xml · nonDerivative · entry 1 Ledbetter Carl · CIK 0001366574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,485 F1 · kind: Represents the receipt of shares by the Reporting Person pursuant to pro rata in-kind distributions of Class A common stock of the Issuer by UV Partners IV GP, LLC and UV Partners IV Financial Institutions GP, LLC. The Reporting Person retains his economic interests in these entities as a former member of such entities. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:31 UTC |
SEIFERT THOMAS JChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008851 · doc4.xml · derivative · entry 5 SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,225 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:31 UTC |
SEIFERT THOMAS JChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008851 · doc4.xml · derivative · entry 4 SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,225 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:31 UTC |
SEIFERT THOMAS JChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0000899243-20-008851 · doc4.xml · derivative · entry 3 SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,283 Underlying: Class B Common Stock · 15,000 shares Expires 2027-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments following September 13, 2019. F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:31 UTC |
SEIFERT THOMAS JChief Financial Officer
|
SaleClass A Common Stock | 15,000 | $18.00 | $270,000.00 |
DisclosureSEC source: 0000899243-20-008851 · doc4.xml · nonDerivative · entry 2 SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:31 UTC |
SEIFERT THOMAS JChief Financial Officer
|
ConversionClass A Common Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008851 · doc4.xml · nonDerivative · entry 1 SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. Read SEC document |
| March 13, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
ConversionClass B Common Stock · Derivative | 28,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · derivative · entry 15 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,523,187 Underlying: Class A Common Stock · 28,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 13, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
SaleClass A Common Stock | 1,850 | $19.82 | $36,672.92 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 10 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.66 to $19.93, inclusive. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 13, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
SaleClass A Common Stock | 10,450 | $18.98 | $198,316.97 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 9 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,850 F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.60 to $19.55, inclusive. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 13, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
SaleClass A Common Stock | 16,000 | $18.20 | $291,179.20 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 8 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,300 F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.60 to $18.59, inclusive. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 13, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
ConversionClass A Common Stock | 28,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 7 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 12, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
ConversionClass B Common Stock · Derivative | 28,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · derivative · entry 14 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,551,487 Underlying: Class A Common Stock · 28,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 12, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
SaleClass A Common Stock | 7,200 | $19.06 | $137,216.16 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 6 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.82 to $19.325, inclusive. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 12, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
SaleClass A Common Stock | 21,100 | $18.18 | $383,612.77 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 5 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,200 F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.82 to $18.81, inclusive. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 12, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
ConversionClass A Common Stock | 28,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 4 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
ConversionClass B Common Stock · Derivative | 28,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · derivative · entry 13 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,579,787 Underlying: Class A Common Stock · 28,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F14 · balance_after: Includes 75,331 shares previously reported as held directly by the 2017 Annuity Trust, which were re-registered on February 27, 2020 and are now held directly by the Revocable Trust. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
SaleClass A Common Stock | 400 | $21.08 | $8,431.52 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 3 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.045 to $21.12, inclusive. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
SaleClass A Common Stock | 27,900 | $20.42 | $569,754.27 |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 2 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 400 F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.885, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5), (6), (7), (8), (9) and (10) to this Form 4. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 01:11 UTC |
Zatlyn MichelleDirector · Chief Operating Officer
|
ConversionClass A Common Stock | 28,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008355 · doc4.xml · nonDerivative · entry 1 Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust"). Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:53 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass B Common Stock · Derivative | 635,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-030932 · a4.xml · derivative · entry 13 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,634,769 Underlying: Class A Common Stock · 635,208 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F4 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF"). UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, and Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF. Each of UVP IV FIGP and Mr. Modersitzki disclaims beneficial ownership of the securities held by of record by UVP IV FIF except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:53 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass B Common Stock · Derivative | 334,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-030932 · a4.xml · derivative · entry 12 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,125,143 Underlying: Class A Common Stock · 334,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A"). UVP IV GP is the General Partner of UVP IV-A, and Blake Modersitzki is the Manager Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV-A. Each of UVP IV GP and Mr. Modersitzki disclaims beneficial ownership of the securities held by of record by UVP IV-A except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:53 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass B Common Stock · Derivative | 1,030,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-030932 · a4.xml · derivative · entry 11 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,873,702 Underlying: Class A Common Stock · 1,030,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV"). UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV, and Blake Modersitzki is the Manager Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV. Each of UVP IV GP and Mr. Modersitzki disclaims beneficial ownership of the securities held by of record by UVP IV except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:53 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
SaleClass A Common Stock | 635,208 | $22.80 | $14,482,742.40 |
DisclosureSEC source: 0001104659-20-030932 · a4.xml · nonDerivative · entry 6 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF"). UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, and Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF. Each of UVP IV FIGP and Mr. Modersitzki disclaims beneficial ownership of the securities held by of record by UVP IV FIF except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:53 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
SaleClass A Common Stock | 334,380 | $22.80 | $7,623,864.00 |
DisclosureSEC source: 0001104659-20-030932 · a4.xml · nonDerivative · entry 5 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A"). UVP IV GP is the General Partner of UVP IV-A, and Blake Modersitzki is the Manager Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV-A. Each of UVP IV GP and Mr. Modersitzki disclaims beneficial ownership of the securities held by of record by UVP IV-A except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:53 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
SaleClass A Common Stock | 1,030,412 | $22.80 | $23,493,393.60 |
DisclosureSEC source: 0001104659-20-030932 · a4.xml · nonDerivative · entry 4 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV"). UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV, and Blake Modersitzki is the Manager Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV. Each of UVP IV GP and Mr. Modersitzki disclaims beneficial ownership of the securities held by of record by UVP IV except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:53 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass A Common Stock | 635,208 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-030932 · a4.xml · nonDerivative · entry 3 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 635,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F4 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF"). UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, and Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF. Each of UVP IV FIGP and Mr. Modersitzki disclaims beneficial ownership of the securities held by of record by UVP IV FIF except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:53 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass A Common Stock | 334,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-030932 · a4.xml · nonDerivative · entry 2 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 334,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A"). UVP IV GP is the General Partner of UVP IV-A, and Blake Modersitzki is the Manager Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV-A. Each of UVP IV GP and Mr. Modersitzki disclaims beneficial ownership of the securities held by of record by UVP IV-A except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:53 UTC |
UV PARTNERS IV LP10% owner
UV PARTNERS IV-A LP10% owner
UV Partners IV GP, L.L.C.10% owner
Modersitzki Blake G10% owner
|
ConversionClass A Common Stock | 1,030,412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-030932 · a4.xml · nonDerivative · entry 1 UV PARTNERS IV LP · CIK 0001405396 · 10% owner UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner Modersitzki Blake G · CIK 0001366065 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,030,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV"). UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV, and Blake Modersitzki is the Manager Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV. Each of UVP IV GP and Mr. Modersitzki disclaims beneficial ownership of the securities held by of record by UVP IV except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 21:15 UTC |
Kramer Douglas JamesGeneral Counsel
|
SaleClass A Common Stock | 6,250 | $23.00 | $143,750.00 |
DisclosureSEC source: 0000899243-20-007182 · doc4.xml · nonDerivative · entry 1 Kramer Douglas James · CIK 0001787168 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2019. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 01:20 UTC |
SEIFERT THOMAS JChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007079 · doc4.xml · derivative · entry 6 SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,225 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 01:20 UTC |
SEIFERT THOMAS JChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007079 · doc4.xml · derivative · entry 5 SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,225 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 01:20 UTC |
SEIFERT THOMAS JChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0000899243-20-007079 · doc4.xml · derivative · entry 4 SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431,283 Underlying: Class B Common Stock · 15,000 shares Expires 2027-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments following September 13, 2019. F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 01:20 UTC |
SEIFERT THOMAS JChief Financial Officer
|
SaleClass A Common Stock | 6,459 | $22.15 | $143,041.66 |
DisclosureSEC source: 0000899243-20-007079 · doc4.xml · nonDerivative · entry 3 SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019. F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $22.02 to $22.37, inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.