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Cloudflare, Inc.

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2910
SEC CIK
0001477333
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827

Last 12 months

Inside the activity.

0 purchase rows · 835 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025083
Dec 2025049
Jan 2026062
Feb 2026066
Mar 2026062
Apr 2026052
May 2026069
Jun 2026081
Jul 2026092
Aug 20260164
Sep 2026034
Oct 2026021

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2020 Filed May 15, 2020 23:47 UTC
Zatlyn MichelleDirector · Chief Operating Officer
SaleClass A Common Stock 33,400 $27.51 $918,934.20
Disclosure

SEC source: 0000899243-20-013309 · doc4.xml · nonDerivative · entry 2

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,100

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.905, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5), (6), (7), (8) and (9) to this Form 4.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee.

Read SEC document
May 13, 2020 Filed May 15, 2020 23:47 UTC
Zatlyn MichelleDirector · Chief Operating Officer
ConversionClass A Common Stock 48,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-013309 · doc4.xml · nonDerivative · entry 1

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012980 · doc4.xml · derivative · entry 7

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,225

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012980 · doc4.xml · derivative · entry 6

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,225

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0000899243-20-012980 · doc4.xml · derivative · entry 5

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,283

Underlying: Class B Common Stock · 15,000 shares

Expires 2027-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments following September 13, 2019.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
SaleClass A Common Stock 3,108 $30.01 $93,273.88
Disclosure

SEC source: 0000899243-20-012980 · doc4.xml · nonDerivative · entry 4

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.78 to $30.21, inclusive.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
SaleClass A Common Stock 8,532 $29.19 $249,014.95
Disclosure

SEC source: 0000899243-20-012980 · doc4.xml · nonDerivative · entry 3

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 to $29.71, inclusive.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
SaleClass A Common Stock 3,360 $28.19 $94,726.46
Disclosure

SEC source: 0000899243-20-012980 · doc4.xml · nonDerivative · entry 2

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,640

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.74 to $28.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:54 UTC
SEIFERT THOMAS JChief Financial Officer
ConversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012980 · doc4.xml · nonDerivative · entry 1

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC ConversionClass B Common Stock · Derivative 635,179 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · derivative · entry 29

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,776,426

Underlying: Class A Common Stock · 635,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC ConversionClass B Common Stock · Derivative 334,389 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · derivative · entry 28

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,620,378

Underlying: Class A Common Stock · 334,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC ConversionClass B Common Stock · Derivative 1,030,363 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · derivative · entry 27

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 14,237,013

Underlying: Class A Common Stock · 1,030,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 42,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 19

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 528,402

F14 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F14 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F15 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 90,986 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 18

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 485,986

F13 · kind: Represents in-kind distribution by UVP IV GP without consideration to its members.

F13 · price: Represents in-kind distribution by UVP IV GP without consideration to its members.

F15 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 137,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 17

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F14 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F14 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

F12 · ownership.nature: The shares are held of record by UVP IV FIGP.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 294,783 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 16

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F13 · kind: Represents in-kind distribution by UVP IV GP without consideration to its members.

F13 · price: Represents in-kind distribution by UVP IV GP without consideration to its members.

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F11 · ownership.nature: The shares are held of record by UVP IV GP.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 137,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 15

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 137,190

F10 · kind: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F10 · price: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

F12 · ownership.nature: The shares are held of record by UVP IV FIGP.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 72,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 14

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 294,783

F9 · kind: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F9 · price: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F11 · ownership.nature: The shares are held of record by UVP IV GP.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 222,560 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 13

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 222,560

F8 · kind: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F8 · price: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F11 · ownership.nature: The shares are held of record by UVP IV GP.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 635,179 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 12

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F10 · kind: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F10 · price: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 334,389 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 11

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F9 · kind: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F9 · price: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC OtherClass A Common Stock 1,030,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 10

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F8 · kind: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F8 · price: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC ConversionClass A Common Stock 635,179 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 9

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 635,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC ConversionClass A Common Stock 334,389 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 8

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 334,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 12, 2020 21:59 UTC ConversionClass A Common Stock 1,030,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 7

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,030,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:58 UTC OtherClass A Common Stock 133,432 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012989 · doc4.xml · nonDerivative · entry 1

Ledbetter Carl · CIK 0001366574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 330,917

F1 · kind: Represents the receipt of shares by the Reporting Person pursuant to pro rata in-kind distributions of Class A common stock of the Issuer by UV Partners IV GP, LLC and UV Partners IV Financial Institutions GP, LLC. The Reporting Person retains his economic interests in these entities as a former member of such entities.

F2 · ownership.nature: The shares are held of record by the Carl S. Ledbetter Trust dated February 14, 2020, for which the Reporting Person serves as a trustee.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:59 UTC ConversionClass B Common Stock · Derivative 317,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · derivative · entry 26

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,411,605

Underlying: Class A Common Stock · 317,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:59 UTC ConversionClass B Common Stock · Derivative 167,200 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · derivative · entry 25

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,954,767

Underlying: Class A Common Stock · 267,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:59 UTC ConversionClass B Common Stock · Derivative 515,200 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · derivative · entry 24

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,267,376

Underlying: Class A Common Stock · 515,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:59 UTC SaleClass A Common Stock 317,600 $26.00 $8,258,902.16
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 6

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F7 · price: These sales were executed in multiple trades at prices ranging from $26.00 to $26.125, inclusive. The price reported above reflects the weighted average sale price. The filers hereby undertake to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:59 UTC SaleClass A Common Stock 167,200 $26.00 $4,347,885.52
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 5

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F7 · price: These sales were executed in multiple trades at prices ranging from $26.00 to $26.125, inclusive. The price reported above reflects the weighted average sale price. The filers hereby undertake to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:59 UTC SaleClass A Common Stock 515,200 $26.00 $13,397,312.32
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 4

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F7 · price: These sales were executed in multiple trades at prices ranging from $26.00 to $26.125, inclusive. The price reported above reflects the weighted average sale price. The filers hereby undertake to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:59 UTC ConversionClass A Common Stock 317,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 3

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 317,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:59 UTC ConversionClass A Common Stock 167,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 2

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 167,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:59 UTC ConversionClass A Common Stock 515,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-060343 · a4.xml · nonDerivative · entry 1

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 515,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:05 UTC
Kramer Douglas JamesGeneral Counsel
ConversionClass B Common Stock · Derivative 7,084 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012045 · doc4.xml · derivative · entry 3

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,842

Underlying: Class A Common Stock · 7,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:05 UTC
Kramer Douglas JamesGeneral Counsel
SaleClass A Common Stock 7,084 $23.26 $164,773.13
Disclosure

SEC source: 0000899243-20-012045 · doc4.xml · nonDerivative · entry 2

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.91 to $23.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:05 UTC
Kramer Douglas JamesGeneral Counsel
ConversionClass A Common Stock 7,084 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012045 · doc4.xml · nonDerivative · entry 1

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 22:53 UTC
SEIFERT THOMAS JChief Financial Officer
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011582 · doc4.xml · derivative · entry 6

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,225

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 22:53 UTC
SEIFERT THOMAS JChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011582 · doc4.xml · derivative · entry 5

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,225

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 22:53 UTC
SEIFERT THOMAS JChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0000899243-20-011582 · doc4.xml · derivative · entry 4

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,283

Underlying: Class B Common Stock · 15,000 shares

Expires 2027-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments following September 13, 2019.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 22:53 UTC
SEIFERT THOMAS JChief Financial Officer
SaleClass A Common Stock 300 $24.22 $7,266.00
Disclosure

SEC source: 0000899243-20-011582 · doc4.xml · nonDerivative · entry 3

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.14 to $24.29, inclusive.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 22:53 UTC
SEIFERT THOMAS JChief Financial Officer
SaleClass A Common Stock 14,700 $23.60 $346,846.50
Disclosure

SEC source: 0000899243-20-011582 · doc4.xml · nonDerivative · entry 2

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.13 to $24.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 22:53 UTC
SEIFERT THOMAS JChief Financial Officer
ConversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-011582 · doc4.xml · nonDerivative · entry 1

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 21:56 UTC ConversionClass B Common Stock · Derivative 952,782 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-049882 · a4.xml · derivative · entry 20

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,729,205

Underlying: Class A Common Stock · 952,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 21:56 UTC ConversionClass B Common Stock · Derivative 501,588 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-049882 · a4.xml · derivative · entry 19

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,121,967

Underlying: Class A Common Stock · 501,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F3 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 21:56 UTC ConversionClass B Common Stock · Derivative 1,545,563 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-049882 · a4.xml · derivative · entry 18

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,782,576

Underlying: Class A Common Stock · 1,545,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F4 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 21:56 UTC OtherClass A Common Stock 63,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-049882 · a4.xml · nonDerivative · entry 13

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 394,970

F13 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F13 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F14 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 21:56 UTC OtherClass A Common Stock 133,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-049882 · a4.xml · nonDerivative · entry 12

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 331,298

F12 · kind: Represents in-kind distribution by UVP IV GP without consideration to its members.

F12 · price: Represents in-kind distribution by UVP IV GP without consideration to its members.

F14 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 21:56 UTC OtherClass A Common Stock 205,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-049882 · a4.xml · nonDerivative · entry 11

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F13 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F13 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

F11 · ownership.nature: The shares are held of record by UVP IV FIGP.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.