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Cloudflare, Inc.

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2910
SEC CIK
0001477333
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827

Last 12 months

Inside the activity.

0 purchase rows · 835 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025083
Dec 2025049
Jan 2026062
Feb 2026066
Mar 2026062
Apr 2026052
May 2026069
Jun 2026081
Jul 2026092
Aug 20260164
Sep 2026034
Oct 2026021

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2020 Filed Jul 18, 2020 01:34 UTC
Zatlyn MichelleDirector · Chief Operating Officer
ConversionClass A Common Stock 48,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-019593 · doc4.xml · nonDerivative · entry 4

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust").

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:34 UTC
Zatlyn MichelleDirector · Chief Operating Officer
ConversionClass B Common Stock · Derivative 48,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-019593 · doc4.xml · derivative · entry 11

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,096,845

Underlying: Class A Common Stock · 48,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · balance_after: Includes 119,258 shares previously reported as held directly by The Sutherland/Zatlyn 2019 Annuity Trust dated February 28, 2019, for which the reporting person serves as co-trustee ( the "2019 Annuity Trust"), which were re-registered on May 11, 2020 and are now held directly by the Revocable Trust.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust").

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:34 UTC
Zatlyn MichelleDirector · Chief Operating Officer
SaleClass A Common Stock 9,064 $36.22 $328,334.34
Disclosure

SEC source: 0000899243-20-019593 · doc4.xml · nonDerivative · entry 3

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.16 to $36.45, inclusive.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust").

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:34 UTC
Zatlyn MichelleDirector · Chief Operating Officer
SaleClass A Common Stock 39,436 $35.72 $1,408,807.72
Disclosure

SEC source: 0000899243-20-019593 · doc4.xml · nonDerivative · entry 2

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,064

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.15 to $36.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (10) to this Form 4.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust").

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:34 UTC
Zatlyn MichelleDirector · Chief Operating Officer
ConversionClass A Common Stock 48,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-019593 · doc4.xml · nonDerivative · entry 1

Zatlyn Michelle · CIK 0001786951 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Sutherland/Zatlyn Revocable Trust dated November 17, 2016 for which the reporting person serves as co-trustee (the "Revocable Trust").

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC ConversionClass B Common Stock · Derivative 1,905,563 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · derivative · entry 17

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 4,965,299

Underlying: Class A Common Stock · 1,905,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC ConversionClass B Common Stock · Derivative 1,003,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · derivative · entry 16

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 2,614,036

Underlying: Class A Common Stock · 1,003,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC ConversionClass B Common Stock · Derivative 3,091,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · derivative · entry 15

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 8,054,758

Underlying: Class A Common Stock · 3,091,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 127,343 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 13

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 1,444,466

F13 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F13 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F14 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 296,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 12

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 1,317,123

F12 · kind: Represents in-kind distribution by UVP IV GP without consideration to its members.

F12 · price: Represents in-kind distribution by UVP IV GP without consideration to its members.

F14 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 411,588 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 11

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 0

F13 · kind: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F13 · price: Represents in-kind distribution by UVP IV FIGP without consideration to its members.

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

F11 · ownership.nature: The shares are held of record by UVP IV FIGP.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 982,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 10

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 1

F12 · kind: Represents in-kind distribution by UVP IV GP without consideration to its members.

F12 · price: Represents in-kind distribution by UVP IV GP without consideration to its members.

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F10 · ownership.nature: The shares are held of record by UVP IV GP.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 411,588 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 9

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 411,588

F9 · kind: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F9 · price: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

F11 · ownership.nature: The shares are held of record by UVP IV FIGP.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 314,979 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 8

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 982,664

F8 · kind: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F8 · price: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F10 · ownership.nature: The shares are held of record by UVP IV GP.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 667,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 7

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 667,685

F7 · kind: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F7 · price: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F10 · ownership.nature: The shares are held of record by UVP IV GP.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 1,905,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 6

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 0

F9 · kind: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F9 · price: Represents in-kind distribution by UVP IV FIF without consideration to its partners (including UVP IV FIGP).

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 1,003,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 5

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 0

F8 · kind: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F8 · price: Represents in-kind distribution by UVP IV-A without consideration to its partners (including UVP IV GP).

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC OtherClass A Common Stock 3,091,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 4

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 0

F7 · kind: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F7 · price: Represents in-kind distribution by UVP IV without consideration to its partners (including UVP IV GP).

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC ConversionClass A Common Stock 1,905,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 3

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 1,905,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F5 · ownership.nature: The shares are held of record by UV Partners IV Financial Institutions Fund, L.P. ("UVP IV FIF").

F6 · ownership.nature: UV Partners IV Financial Institutions GP, L.L.C. ("UVP IV FIGP") is the General Partner of UVP IV FIF, but disclaims beneficial ownership of the securities held of record by UVP IV FIF except to the extent of its pecuniary interest therein. Blake Modersitzki is the Manager Member of UVP IV FIGP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV FIF and UVP IV FIGP, but disclaims beneficial ownership of the securities held of record by UVP IV FIF and UVP IV FIGP except to the extent of his individual pecuniary interest therein.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC ConversionClass A Common Stock 1,003,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 2

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 1,003,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by UV Partners IV-A, L.P. ("UVP IV-A").

Read SEC document
July 13, 2020 Filed Jul 15, 2020 18:10 UTC ConversionClass A Common Stock 3,091,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042525 · doc4.xml · nonDerivative · entry 1

UV PARTNERS IV LP · CIK 0001405396 · 10% owner

UV PARTNERS IV-A LP · CIK 0001452738 · 10% owner

UV PARTNERS IV FINANCIAL INSTITUTIONS FUND LP · CIK 0001452739 · 10% owner

UV Partners IV GP, L.L.C. · CIK 0001787870 · 10% owner

UV Partners IV Financial Institutions GP, L.L.C. · CIK 0001787868 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 3,091,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by UV Partners IV, L.P. ("UVP IV").

F3 · ownership.nature: UV Partners IV GP, L.L.C. ("UVP IV GP") is the General Partner of UVP IV and UVP IV-A, but disclaims beneficial ownership of the securities held of record by UVP IV and UVP IV-A except to the extent of its pecuniary interest therein. Blake Modersitzki is the Managing Member of UVP IV GP. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by UVP IV, UVP IV-A and UVP IV GP, but disclaims beneficial ownership of the securities held by of record by UVP IV, UVP IV-A and UVP IV GP except to the extent of his individual pecuniary interest therein.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 22:15 UTC OtherClass A Common Stock 423,999 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-019206 · doc4.xml · nonDerivative · entry 1

Ledbetter Carl · CIK 0001366574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,406,603

F1 · kind: Represents the receipt of shares by the Reporting Person pursuant to pro rata in-kind distributions of Class A common stock of the Issuer by UV Partners IV GP, LLC and UV Partners IV Financial Institutions GP, LLC. The Reporting Person retains his economic interests in these entities as a former member of such entities.

F2 · ownership.nature: The shares are held of record by the Carl S. Ledbetter Trust dated February 14, 2020, for which the Reporting Person serves as a trustee.

Read SEC document
July 10, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass B Common Stock · Derivative 52,385 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · derivative · entry 13

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,725,977

Underlying: Class A Common Stock · 52,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · balance_after: Of the reported shares, 3,250,000 vest in 39 months beginning on July 13, 2020.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 10, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 500 $41.93 $20,964.50
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 10

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.455, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 10, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 25,727 $40.90 $1,052,290.90
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 9

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.52 to $41.51, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 10, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 26,158 $40.03 $1,047,164.90
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 8

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,227

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $40.46, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 10, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass A Common Stock 52,385 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 7

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 52,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 09, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass B Common Stock · Derivative 52,385 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · derivative · entry 12

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,778,362

Underlying: Class A Common Stock · 52,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · balance_after: Of the reported shares, 3,250,000 vest in 39 months beginning on July 13, 2020.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 09, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 9,785 $39.85 $389,968.45
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 6

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.69 to $40.12, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 09, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 28,139 $39.17 $1,102,176.49
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 5

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,785

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.68 to $39.67, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 09, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 14,461 $38.26 $553,225.80
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 4

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,924

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.68 to $38.675, inclusive.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 09, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass A Common Stock 52,385 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 3

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 52,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass B Common Stock · Derivative 80,994 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · derivative · entry 11

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,830,747

Underlying: Class A Common Stock · 80,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · balance_after: Of the reported shares, 3,250,000 vest in 39 months beginning on July 13, 2020.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
SaleClass A Common Stock 80,994 $38.29 $3,100,952.48
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 2

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.95 to $38.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5), (6), (7), (8), (9) and (10) to this Form 4.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 00:02 UTC
Prince MatthewDirector · CEO & Chair of the Board · 10% owner
ConversionClass A Common Stock 80,994 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-018953 · doc4.xml · nonDerivative · entry 1

Prince Matthew · CIK 0001786925 · Director · CEO & Chair of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 80,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by The Matthew Prince Revocable Trust dated October 29, 2015, for which the reporting person serves as trustee.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:46 UTC
SEIFERT THOMAS JChief Financial Officer
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018754 · doc4.xml · derivative · entry 5

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,225

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:46 UTC
SEIFERT THOMAS JChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018754 · doc4.xml · derivative · entry 4

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,225

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:46 UTC
SEIFERT THOMAS JChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0000899243-20-018754 · doc4.xml · derivative · entry 3

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296,283

Underlying: Class B Common Stock · 15,000 shares

Expires 2027-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments following September 13, 2019.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:46 UTC
SEIFERT THOMAS JChief Financial Officer
SaleClass A Common Stock 15,000 $38.04 $570,637.50
Disclosure

SEC source: 0000899243-20-018754 · doc4.xml · nonDerivative · entry 2

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.52 to $38.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:46 UTC
SEIFERT THOMAS JChief Financial Officer
ConversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-018754 · doc4.xml · nonDerivative · entry 1

SEIFERT THOMAS J · CIK 0001473289 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

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July 06, 2020 Filed Jul 8, 2020 19:41 UTC SaleClass A Common Stock 148,394 $37.60 $5,579,614.40
Disclosure

SEC source: 0001209191-20-041825 · doc4.xml · nonDerivative · entry 3

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funds

Disclosed balance after: 589,294

F3 · ownership.nature: The shares are held of record by Venrock Entrepreneurs Fund V, L.P. (VEF5), for which VEF Management V, LLC (VEFM5) is the sole general partner. VEF5 expressly disclaims beneficial ownership over the shares held by VEF5 except to the extent of its indirect pecuniary interest therein.

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July 06, 2020 Filed Jul 8, 2020 19:41 UTC SaleClass A Common Stock 535,501 $37.60 $20,134,837.60
Disclosure

SEC source: 0001209191-20-041825 · doc4.xml · nonDerivative · entry 2

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funds

Disclosed balance after: 2,126,545

F2 · ownership.nature: The shares are held of record by Venrock Partners V, L.P. (VP5), for which Venrock Partners Management V, LLC (VPM5) is the sole general partner. VPM5 expressly disclaims beneficial ownership over the shares held by VP5 except to the extent of its indirect pecuniary interest therein.

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July 06, 2020 Filed Jul 8, 2020 19:41 UTC SaleClass A Common Stock 6,316,105 $37.60 $237,485,548.00
Disclosure

SEC source: 0001209191-20-041825 · doc4.xml · nonDerivative · entry 1

VENROCK ASSOCIATES V LP · CIK 0001391289 · 10% owner

VENROCK PARTNERS V L P · CIK 0001395760 · 10% owner

Venrock Entrepreneurs Fund V, L.P. · CIK 0001444114 · 10% owner

Venrock Management V, LLC · CIK 0001444116 · 10% owner

Venrock Partners Management V, LLC · CIK 0001444117 · 10% owner

VEF Management V, LLC · CIK 0001444112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funds

Disclosed balance after: 25,082,097

F1 · ownership.nature: The shares are held of record by Venrock Associates V, L.P. (VA5), for which Venrock Management V, LLC (VM5) is the sole general partner. VM5 expressly disclaims beneficial ownership over the shares held by VA5 except to the extent of its indirect pecuniary interest therein.

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July 06, 2020 Filed Jul 8, 2020 18:56 UTC ConversionClass B Common Stock · Derivative 622,265 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041821 · doc4.xml · derivative · entry 7

Pelion Opportunity Fund I, LLC · CIK 0001751625 · 10% owner

Pelion Opportunities Partners I, L.L.C · CIK 0001787874 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 622,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by Pelion Opportunity Fund I, LLC ("POF I"). Pelion Opportunities Partners I, L.L.C. ("POP I") is the Manager of POF I, and Blake Modersitzki is the Manager Member of POP I. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by POF I, but disclaims beneficial ownership of the securities held by of record by POF I except to the extent of his individual pecuniary interest therein.

F3 · ownership.nature: Represents in-kind distribution by POF I without consideration to its members (including POP I).

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July 06, 2020 Filed Jul 8, 2020 18:56 UTC OtherClass A Common Stock 59,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-041821 · doc4.xml · nonDerivative · entry 5

Pelion Opportunity Fund I, LLC · CIK 0001751625 · 10% owner

Pelion Opportunities Partners I, L.L.C · CIK 0001787874 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 1,020,467

F5 · kind: Represents in-kind distribution by POP I without consideration to its members.

F5 · price: Represents in-kind distribution by POP I without consideration to its members.

F6 · ownership.nature: The shares are held of record by Blake G. Modersitzki.

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July 06, 2020 Filed Jul 8, 2020 18:56 UTC OtherClass A Common Stock 299,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-041821 · doc4.xml · nonDerivative · entry 4

Pelion Opportunity Fund I, LLC · CIK 0001751625 · 10% owner

Pelion Opportunities Partners I, L.L.C · CIK 0001787874 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 0

F5 · kind: Represents in-kind distribution by POP I without consideration to its members.

F5 · price: Represents in-kind distribution by POP I without consideration to its members.

F4 · ownership.nature: The shares are held of record by POP I. POP I is the Manager of POF I, and Blake Modersitzki is the Manager Member of POP I. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by POF I, but disclaims beneficial ownership of the securities held by of record by POF I except to the extent of his individual pecuniary interest therein.

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July 06, 2020 Filed Jul 8, 2020 18:56 UTC OtherClass A Common Stock 299,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-041821 · doc4.xml · nonDerivative · entry 3

Pelion Opportunity Fund I, LLC · CIK 0001751625 · 10% owner

Pelion Opportunities Partners I, L.L.C · CIK 0001787874 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 299,023

F3 · kind: Represents in-kind distribution by POF I without consideration to its members (including POP I).

F3 · price: Represents in-kind distribution by POF I without consideration to its members (including POP I).

F4 · ownership.nature: The shares are held of record by POP I. POP I is the Manager of POF I, and Blake Modersitzki is the Manager Member of POP I. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by POF I, but disclaims beneficial ownership of the securities held by of record by POF I except to the extent of his individual pecuniary interest therein.

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July 06, 2020 Filed Jul 8, 2020 18:56 UTC OtherClass A Common Stock 3,576,791 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-041821 · doc4.xml · nonDerivative · entry 2

Pelion Opportunity Fund I, LLC · CIK 0001751625 · 10% owner

Pelion Opportunities Partners I, L.L.C · CIK 0001787874 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 20

F3 · kind: Represents in-kind distribution by POF I without consideration to its members (including POP I).

F3 · price: Represents in-kind distribution by POF I without consideration to its members (including POP I).

F2 · ownership.nature: The shares are held of record by Pelion Opportunity Fund I, LLC ("POF I"). Pelion Opportunities Partners I, L.L.C. ("POP I") is the Manager of POF I, and Blake Modersitzki is the Manager Member of POP I. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by POF I, but disclaims beneficial ownership of the securities held by of record by POF I except to the extent of his individual pecuniary interest therein.

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July 06, 2020 Filed Jul 8, 2020 18:56 UTC ConversionClass A Common Stock 622,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-041821 · doc4.xml · nonDerivative · entry 1

Pelion Opportunity Fund I, LLC · CIK 0001751625 · 10% owner

Pelion Opportunities Partners I, L.L.C · CIK 0001787874 · 10% owner

Modersitzki Blake G · CIK 0001366065 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · footnote

Disclosed balance after: 3,576,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by Pelion Opportunity Fund I, LLC ("POF I"). Pelion Opportunities Partners I, L.L.C. ("POP I") is the Manager of POF I, and Blake Modersitzki is the Manager Member of POP I. Mr. Modersitzki exercises voting and dispositive power with respect to the shares held of record by POF I, but disclaims beneficial ownership of the securities held by of record by POF I except to the extent of his individual pecuniary interest therein.

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July 01, 2020 Filed Jul 2, 2020 20:40 UTC
Kramer Douglas JamesGeneral Counsel
ConversionClass B Common Stock · Derivative 11,349 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018305 · doc4.xml · derivative · entry 4

Kramer Douglas James · CIK 0001787168 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,493

Underlying: Class A Common Stock · 11,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.