NEON

SEC source: 0001213900-22-028354 · ownership.xml · nonDerivative · entry 1

Edstrom Cecilia · CIK 0001929548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

SEC source: 0001213900-21-066701 · ownership.xml · nonDerivative · entry 1

Forssell Urban · CIK 0001799545 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,922

SEC source: 0001213900-21-066702 · ownership.xml · nonDerivative · entry 1

Nihlen Fredrik · CIK 0001877268 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,190

SEC source: 0001213900-21-042006 · ownership.xml · nonDerivative · entry 1

Nihlen Fredrik · CIK 0001877268 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,830

SEC source: 0001104659-20-140530 · a4.xml · nonDerivative · entry 1

Forssell Urban · CIK 0001799545 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,797

SEC source: 0001104659-20-140529 · a4.xml · nonDerivative · entry 1

Bergman Mattias · CIK 0001780349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,237

SEC source: 0001213900-21-066692 · ownership.xml · nonDerivative · entry 1

Forssell Urban · CIK 0001799545 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,797

F1 · balance_after: The reporting person is filing this amendment to the Form 4 previously filed by him on December 30, 2020 to correct the amount of securities beneficially owned by him following the reportable transaction that occurred on December 29, 2021.

SEC source: 0001213900-22-001228 · ownership.xml · nonDerivative · entry 1

Bergman Mattias · CIK 0001780349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,737

F1 · balance_after: The reporting person is filing this amendment to the Form 4 previously filed by him on December 30, 2020 to correct the amount of securities beneficially owned by him following the reportable transaction that occurred on December 29, 2021.

SEC source: 0001209191-20-052532 · doc4.xml · derivative · entry 2

Forssell Urban · CIK 0001799545 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

F1 · kind: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

F1 · derivative.exercise_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

F1 · derivative.expiration_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

SEC source: 0001209191-20-052532 · doc4.xml · nonDerivative · entry 1

Forssell Urban · CIK 0001799545 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

SEC source: 0001209191-20-052531 · doc4.xml · derivative · entry 2

Lindell Peter · CIK 0001714965 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Cidro Forvaltning AB, an entity owned by Mr. Lindell

Disclosed balance after: 0

Underlying: Common Stock · 264,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

F1 · kind: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

F1 · derivative.exercise_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

F1 · derivative.expiration_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

SEC source: 0001209191-20-052531 · doc4.xml · nonDerivative · entry 1

Lindell Peter · CIK 0001714965 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Cidro Forvaltning AB, an entity owned by Mr. Lindell

Disclosed balance after: 1,799,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

SEC source: 0001209191-20-052530 · doc4.xml · derivative · entry 2

Rosberg Ulf · CIK 0001714967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through UMR Invest AB, an entity owned by Ulf Rosberg

Disclosed balance after: 0

Underlying: Common Stock · 264,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

F1 · kind: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

F1 · derivative.exercise_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

F1 · derivative.expiration_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

SEC source: 0001209191-20-052530 · doc4.xml · nonDerivative · entry 1

Rosberg Ulf · CIK 0001714967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through UMR Invest AB, an entity owned by Ulf Rosberg

Disclosed balance after: 1,854,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

SEC source: 0001209191-20-047425 · doc4.xml · nonDerivative · entry 1

Bergman Mattias · CIK 0001780349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0001209191-20-045853 · doc4.xml · derivative · entry 1

Forssell Urban · CIK 0001799545 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.

F1 · derivative.exercise_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.

F1 · derivative.expiration_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.

SEC source: 0001209191-20-045852 · doc4.xml · derivative · entry 2

Lindell Peter · CIK 0001714965 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Cidro Forvaltning AB, an entity owned by Mr. Lindell

Disclosed balance after: 1,716.728

Underlying: Common Stock · 264,112 shares

Expires not disclosed

F1 · derivative.exercise_price: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.

F1 · derivative.exercise_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.

F1 · derivative.expiration_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.

SEC source: 0001209191-20-045851 · doc4.xml · derivative · entry 2

Rosberg Ulf · CIK 0001714967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through UMR Invest AB, an entity owned by Ulf Rosberg

Disclosed balance after: 1,716.728

Underlying: Common Stock · 264,112 shares

Expires not disclosed

F1 · derivative.exercise_price: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.

F1 · derivative.exercise_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.

F1 · derivative.expiration_date: On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock will automatically convert into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. The Series C-2 Preferred Stock does not have an expiration date. The shares of Common Stock and Series C-2 Preferred Stock reported herein were acquired by the Reporting Person from the Issuer pursuant to the Private Placement and approved by the Board of Directors, including non-employee directors, of the Issuer.

SEC source: 0001209191-19-000363 · doc4.xml · nonDerivative · entry 1

Lindqvist Lars, Goran · CIK 0001537606 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

F1 · balance_after: On October 1, 2018, the common stock of Neonode Inc. underwent a 1-for-10 reverse split, resulting in the reporting person's ownership of 50,000 shares of common stock immediately prior to the reverse split being converted into 5,000 shares of common stock immediately after the reverse split.

SEC source: 0001209191-19-000358 · doc4.xml · nonDerivative · entry 1

Persson Hakan · CIK 0001732851 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,375

SEC source: 0001209191-19-000355 · doc4.xml · nonDerivative · entry 1

Bunge Andreas · CIK 0001717030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by A.B. Aniara Ltd, an entity wholly owned by Andreas Bunge

Disclosed balance after: 104,000

F1 · balance_after: On October 1, 2018, the common stock of Neonode Inc. underwent a 1-for-10 reverse split, resulting in the reporting person's ownership of 750,000 shares of common stock immediately prior to the reverse split being converted into 75,000 shares of common stock immediately after the reverse split.

F2 · ownership.nature: Reflects a change in form of indirect ownership since previous beneficial ownership statement on Form 3 due to a distribution to A.B. Aniara Ltd from its subsidiary Merkatura AB of 75,000 shares of Neonode common stock. Mr. Bunge is the 100% beneficial owner of both A.B. Aniara Ltd and Merkatura AB.

SEC source: 0001209191-19-000353 · doc4.xml · nonDerivative · entry 1

Rosberg Ulf · CIK 0001714967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By UMR Invest AB, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 1,589,956

F1 · balance_after: On October 1, 2018, the common stock of Neonode Inc. underwent a 1-for-10 reverse split, resulting in the reporting person's ownership of 4,511,604 shares of common stock immediately prior to the reverse split being converted into 451,160 shares of common stock immediately after the reverse split.

SEC source: 0001209191-18-038242 · doc4.xml · nonDerivative · entry 2

Rosberg Ulf · CIK 0001714967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UMR Invest, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 4,511,604

SEC source: 0001209191-18-038242 · doc4.xml · nonDerivative · entry 1

Rosberg Ulf · CIK 0001714967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UMR Invest, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 4,511,404

SEC source: 0001209191-18-037650 · doc4.xml · nonDerivative · entry 3

Rosberg Ulf · CIK 0001714967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UMR Invest, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 4,511,254

SEC source: 0001209191-18-037650 · doc4.xml · nonDerivative · entry 2

Rosberg Ulf · CIK 0001714967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UMR Invest, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 4,510,154

SEC source: 0001209191-18-037650 · doc4.xml · nonDerivative · entry 1

Rosberg Ulf · CIK 0001714967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By UMR Invest, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 4,295,154

SEC source: 0001209191-18-024795 · doc4.xml · derivative · entry 1

Persson Hakan · CIK 0001732851 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2021-04-11

SEC source: 0001209191-18-021362 · doc4.xml · nonDerivative · entry 2

Rosberg Ulf · CIK 0001714967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by UMR Invest AB, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 4,283,872

SEC source: 0001209191-18-021362 · doc4.xml · nonDerivative · entry 1

Rosberg Ulf · CIK 0001714967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by UMR Invest AB, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 4,051,546

SEC source: 0001209191-17-064605 · doc4.xml · nonDerivative · entry 2

Rosberg Ulf · CIK 0001714967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by UMR Invest AB, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 3,630,150

SEC source: 0001209191-17-064605 · doc4.xml · nonDerivative · entry 1

Rosberg Ulf · CIK 0001714967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by UMR Invest AB, an entity wholly owned by Ulf Rosberg

Disclosed balance after: 3,600,000