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Nasdaq · USD

NEOG

NEOGEN CORP

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Tapewire entity
4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2025 Filed Oct 27, 2025 19:40 UTC GrantCommon Stock (Right to Buy) · Derivative 50,814 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0000711377-25-000050 · primary_doc.xml · derivative · entry 2

Bernard Thierry · CIK 0001815490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,814

Underlying: Common Stock · 50,814 shares

Expires 2035-10-23

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 23, 2025 Filed Oct 27, 2025 19:40 UTC GrantCommon Stock 19,769 $6.07 $119,997.83
Disclosure

SEC source: 0000711377-25-000050 · primary_doc.xml · nonDerivative · entry 1

Bernard Thierry · CIK 0001815490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,769

F1 · shares: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 23, 2025 Filed Oct 27, 2025 19:30 UTC GrantCommon Stock (Right to Buy) · Derivative 50,814 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0000711377-25-000049 · primary_doc.xml · derivative · entry 2

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,814

Underlying: Common Stock · 50,814 shares

Expires 2035-10-23

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 23, 2025 Filed Oct 27, 2025 19:30 UTC GrantCommon Stock 19,769 $6.07 $119,997.83
Disclosure

SEC source: 0000711377-25-000049 · primary_doc.xml · nonDerivative · entry 1

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,314

F1 · shares: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 13, 2025 Filed Oct 14, 2025 19:35 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 294 $6.04 Strike: $6.04 $1,775.76
Disclosure

SEC source: 0000711377-25-000048 · primary_doc.xml · derivative · entry 3

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294

Underlying: Common Stock · 294 shares

Expires 2025-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2025 Filed Oct 14, 2025 19:35 UTC
Rocklin Amy MChief Legal Officer
Tax withholdingCommon Stock 115 $6.04 $694.60
Disclosure

SEC source: 0000711377-25-000048 · primary_doc.xml · nonDerivative · entry 2

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,851

Read SEC document
October 13, 2025 Filed Oct 14, 2025 19:35 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionCommon Stock 294 $6.04 $1,775.76
Disclosure

SEC source: 0000711377-25-000048 · primary_doc.xml · nonDerivative · entry 1

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2025 Filed Oct 14, 2025 19:24 UTC Exercise / conversionRestricted Stock Units · Derivative 783 $6.04 Strike: $6.04 $4,729.32
Disclosure

SEC source: 0000711377-25-000047 · primary_doc.xml · derivative · entry 3

Jones Douglas Edward · CIK 0001886877 · Former COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 783 shares

Expires 2025-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2025 Filed Oct 14, 2025 19:24 UTC Tax withholdingCommon Stock 383 $6.04 $2,313.32
Disclosure

SEC source: 0000711377-25-000047 · primary_doc.xml · nonDerivative · entry 2

Jones Douglas Edward · CIK 0001886877 · Former COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,858

Read SEC document
October 13, 2025 Filed Oct 14, 2025 19:24 UTC Exercise / conversionCommon Stock 783 $6.04 $4,729.32
Disclosure

SEC source: 0000711377-25-000047 · primary_doc.xml · nonDerivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Former COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2025 Filed Oct 14, 2025 18:59 UTC Exercise / conversionRestricted Stock Units · Derivative 3,063 $6.04 Strike: $6.04 $18,500.52
Disclosure

SEC source: 0000711377-25-000046 · primary_doc.xml · derivative · entry 3

ADENT JOHN EDWARD · CIK 0001651434 · Former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,063

Underlying: Common Stock · 3,063 shares

Expires 2025-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2025 Filed Oct 14, 2025 18:59 UTC Tax withholdingCommon Stock 865 $6.04 $5,224.60
Disclosure

SEC source: 0000711377-25-000046 · primary_doc.xml · nonDerivative · entry 2

ADENT JOHN EDWARD · CIK 0001651434 · Former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,849

Read SEC document
October 13, 2025 Filed Oct 14, 2025 18:59 UTC Exercise / conversionCommon Stock 3,063 $6.04 $18,500.52
Disclosure

SEC source: 0000711377-25-000046 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · Former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 10, 2025 00:28 UTC Exercise / conversionRestricted Stock Units · Derivative 12,940 $5.63 Strike: $5.63 $72,852.20
Disclosure

SEC source: 0000711377-25-000044 · primary_doc.xml · derivative · entry 3

Jones Douglas Edward · CIK 0001886877 · Former COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,940 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 10, 2025 00:28 UTC Tax withholdingCommon Stock 6,329 $5.63 $35,632.27
Disclosure

SEC source: 0000711377-25-000044 · primary_doc.xml · nonDerivative · entry 2

Jones Douglas Edward · CIK 0001886877 · Former COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,458

Read SEC document
October 07, 2025 Filed Oct 10, 2025 00:28 UTC Exercise / conversionCommon Stock 12,940 $5.63 $72,852.20
Disclosure

SEC source: 0000711377-25-000044 · primary_doc.xml · nonDerivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Former COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 10, 2025 00:33 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 9,036 $5.63 Strike: $5.63 $50,872.68
Disclosure

SEC source: 0000711377-25-000045 · primary_doc.xml · derivative · entry 3

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,036 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 10, 2025 00:33 UTC
Rocklin Amy MChief Legal Officer
Tax withholdingCommon Stock 3,534 $5.63 $19,896.42
Disclosure

SEC source: 0000711377-25-000045 · primary_doc.xml · nonDerivative · entry 2

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,672

Read SEC document
October 07, 2025 Filed Oct 10, 2025 00:33 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionCommon Stock 9,036 $5.36 $48,432.96
Disclosure

SEC source: 0000711377-25-000045 · primary_doc.xml · nonDerivative · entry 1

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 10, 2025 00:21 UTC Exercise / conversionRestricted Stock Units · Derivative 32,936 $5.63 Strike: $5.63 $185,429.68
Disclosure

SEC source: 0000711377-25-000043 · primary_doc.xml · derivative · entry 3

ADENT JOHN EDWARD · CIK 0001651434 · Former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,936 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 10, 2025 00:21 UTC Tax withholdingCommon Stock 9,297 $5.63 $52,342.11
Disclosure

SEC source: 0000711377-25-000043 · primary_doc.xml · nonDerivative · entry 2

ADENT JOHN EDWARD · CIK 0001651434 · Former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,651

Read SEC document
October 07, 2025 Filed Oct 10, 2025 00:21 UTC Exercise / conversionCommon Stock 32,936 $5.63 $185,429.68
Disclosure

SEC source: 0000711377-25-000043 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · Former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 2,071 $5.63 Strike: $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000042 · primary_doc.xml · derivative · entry 2

Woteki Catherine E · CIK 0001829079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,071 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 21:03 UTC Exercise / conversionCommon Stock 2,071 $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000042 · primary_doc.xml · nonDerivative · entry 1

Woteki Catherine E · CIK 0001829079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 21:00 UTC Exercise / conversionRestricted Stock Units · Derivative 2,071 $5.63 Strike: $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000041 · primary_doc.xml · derivative · entry 2

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,071 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 21:00 UTC Exercise / conversionCommon Stock 2,071 $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000041 · primary_doc.xml · nonDerivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:58 UTC Exercise / conversionRestricted Stock Units · Derivative 2,071 $5.63 Strike: $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000040 · primary_doc.xml · derivative · entry 2

RODRIGUEZ RAFAEL A · CIK 0001167293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,071 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:58 UTC Exercise / conversionCommon Stock 2,071 $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000040 · primary_doc.xml · nonDerivative · entry 1

RODRIGUEZ RAFAEL A · CIK 0001167293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:54 UTC Exercise / conversionRestricted Stock Units · Derivative 2,071 $5.63 Strike: $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000039 · primary_doc.xml · derivative · entry 2

Gupta Aashima · CIK 0001946262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,071 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:54 UTC Exercise / conversionCommon Stock 2,071 $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000039 · primary_doc.xml · nonDerivative · entry 1

Gupta Aashima · CIK 0001946262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:51 UTC Exercise / conversionRestricted Stock Units · Derivative 2,071 $5.63 Strike: $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000038 · primary_doc.xml · derivative · entry 2

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,071 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:51 UTC Exercise / conversionCommon Stock 2,071 $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000038 · primary_doc.xml · nonDerivative · entry 1

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:48 UTC Exercise / conversionRestricted Stock Units · Derivative 2,071 $5.63 Strike: $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000037 · primary_doc.xml · derivative · entry 2

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,071 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:48 UTC Exercise / conversionCommon Stock 2,071 $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000037 · primary_doc.xml · nonDerivative · entry 1

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 2,071 $5.63 Strike: $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000036 · primary_doc.xml · derivative · entry 2

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,071 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:44 UTC Exercise / conversionCommon Stock 2,071 $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000036 · primary_doc.xml · nonDerivative · entry 1

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 2,071 $5.63 Strike: $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000035 · primary_doc.xml · derivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,071 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2025 Filed Oct 9, 2025 20:36 UTC Exercise / conversionCommon Stock 2,071 $5.63 $11,659.73
Disclosure

SEC source: 0000711377-25-000035 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 18:49 UTC Exercise / conversionRestricted Stock Units · Derivative 35,736 $5.43 Strike: $5.43 $194,046.48
Disclosure

SEC source: 0000711377-25-000033 · primary_doc.xml · derivative · entry 2

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,472

Underlying: Common Stock · 35,736 shares

Expires 2025-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 18:49 UTC Exercise / conversionCommon Stock 35,736 $5.43 $194,046.48
Disclosure

SEC source: 0000711377-25-000033 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 18:39 UTC
Jones Douglas EdwardChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 14,294 $5.43 Strike: $5.43 $77,616.42
Disclosure

SEC source: 0000711377-25-000032 · primary_doc.xml · derivative · entry 3

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,588

Underlying: Common Stock · 14,294 shares

Expires 2025-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 18:39 UTC
Jones Douglas EdwardChief Operating Officer
Tax withholdingCommon Stock 4,160 $5.43 $22,588.80
Disclosure

SEC source: 0000711377-25-000032 · primary_doc.xml · nonDerivative · entry 2

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,847

Read SEC document
August 18, 2025 Filed Aug 20, 2025 18:39 UTC
Jones Douglas EdwardChief Operating Officer
Exercise / conversionCommon Stock 14,294 $5.43 $77,616.42
Disclosure

SEC source: 0000711377-25-000032 · primary_doc.xml · nonDerivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 15:57 UTC Exercise / conversionRestricted Stock Units · Derivative 14,294 $5.43 Strike: $5.43 $77,616.42
Disclosure

SEC source: 0000711377-25-000031 · primary_doc.xml · derivative · entry 3

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,588

Underlying: Common Stock · 14,294 shares

Expires 2025-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 15:57 UTC Tax withholdingCommon Stock 5,947 $5.43 $32,292.21
Disclosure

SEC source: 0000711377-25-000031 · primary_doc.xml · nonDerivative · entry 2

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,781

Read SEC document
August 18, 2025 Filed Aug 20, 2025 15:57 UTC Exercise / conversionCommon Stock 14,294 $5.43 $77,616.42
Disclosure

SEC source: 0000711377-25-000031 · primary_doc.xml · nonDerivative · entry 1

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 14:28 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 10,324 $5.43 Strike: $5.43 $56,059.32
Disclosure

SEC source: 0000711377-25-000030 · primary_doc.xml · derivative · entry 3

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,648

Underlying: Common Stock · 10,324 shares

Expires 2025-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 14:28 UTC
Rocklin Amy MChief Legal Officer
Tax withholdingCommon Stock 3,005 $5.43 $16,317.15
Disclosure

SEC source: 0000711377-25-000030 · primary_doc.xml · nonDerivative · entry 2

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,170

Read SEC document
August 18, 2025 Filed Aug 20, 2025 14:28 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionCommon Stock 10,324 $5.43 $56,059.32
Disclosure

SEC source: 0000711377-25-000030 · primary_doc.xml · nonDerivative · entry 1

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 18, 2025 Filed Aug 20, 2025 14:23 UTC
Moylan John PatrickChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,985 $5.43 Strike: $5.43 $10,778.55
Disclosure

SEC source: 0000711377-25-000029 · primary_doc.xml · derivative · entry 3

Moylan John Patrick · CIK 0002019232 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock · 1,985 shares

Expires 2025-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.