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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
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488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202610
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2019 Filed Nov 25, 2019 13:57 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 2,500 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-19-000057 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,832

Underlying: Common Stock · 2,500 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 21, 2019 Filed Nov 25, 2019 13:57 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 2,500 $64.61 $161,527.75
Disclosure

SEC source: 0000711377-19-000057 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

Read SEC document
November 21, 2019 Filed Nov 25, 2019 13:57 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 2,500 $35.34 $88,350.00
Disclosure

SEC source: 0000711377-19-000057 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 15:58 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 11,780 $0.00 Strike: $60.43 $0.00
Disclosure

SEC source: 0000711377-19-000056 · primary_doc.xml · derivative · entry 6

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,134

Underlying: Common Stock · 11,780 shares

Expires 2022-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted 10/27/2019, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 20, 2019 Filed Nov 21, 2019 15:58 UTC SaleCommon Stock 11,780 $64.55 $760,416.67
Disclosure

SEC source: 0000711377-19-000056 · primary_doc.xml · nonDerivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,970

Read SEC document
November 20, 2019 Filed Nov 21, 2019 15:58 UTC Exercise / conversionCommon Stock 11,780 $60.43 $711,835.95
Disclosure

SEC source: 0000711377-19-000056 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 15:58 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 15,085 $0.00 Strike: $60.43 $0.00
Disclosure

SEC source: 0000711377-19-000056 · primary_doc.xml · derivative · entry 5

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,914

Underlying: Common Stock · 15,085 shares

Expires 2022-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted 10/27/2019, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 19, 2019 Filed Nov 21, 2019 15:58 UTC SaleCommon Stock 15,085 $64.70 $976,053.81
Disclosure

SEC source: 0000711377-19-000056 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,970

Read SEC document
November 19, 2019 Filed Nov 21, 2019 15:58 UTC Exercise / conversionCommon Stock 15,085 $60.43 $911,548.84
Disclosure

SEC source: 0000711377-19-000056 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 18:35 UTC SaleCommon Stock 20,000 $63.81 $1,276,132.00
Disclosure

SEC source: 0000711377-19-000055 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 207,311

F1 · shares: The shares were sold under the terms of a rule 10b5-1 plan filed by the Reporting Person on October 1, 2019

F2 · ownership.nature: there are 160,209 shares remaining in LLCs in which Mr. HErbert and his spouse have minority financial positions. Mr. Herbert and his spouse own 39,568 shares jointly; 7,434 shares are held in trust for Mrs. HErbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:00 UTC SaleCommon Stock 20,000 $63.86 $1,277,214.00
Disclosure

SEC source: 0000711377-19-000054 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 227,311

F1 · shares: The shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019

F2 · ownership.nature: There are 180,209 shares remaining in LLCs in which Mr Herbert and his spouse have minority financial positions. Mr. and Mrs. Herbert own 39,568 shares jointly, 7,434 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which r. Herbert and his spouse are trustees and beneficiaries.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 23:11 UTC SaleCommon Stock 20,000 $64.81 $1,296,186.00
Disclosure

SEC source: 0000711377-19-000053 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 247,311

F1 · shares: The shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019

F2 · ownership.nature: The shares were sold from an limited liability company in which Mr. Herbert and his spouse hold minority financial positions; 200,209 shares remain in the LLCs. 39,568 shares are held jointly by Mr. Herbert and his spouse. 7434 shares are held in trust for Mr. Herbert's spouse and 100 shares are in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 13:58 UTC SaleCommon Stock 20,000 $66.08 $1,321,588.00
Disclosure

SEC source: 0000711377-19-000052 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,970

Read SEC document
October 16, 2019 Filed Oct 17, 2019 22:24 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-19-000050 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,332

Underlying: Common Stock · 4,000 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were fully exercisable on 10/1/2019

Read SEC document
October 16, 2019 Filed Oct 17, 2019 22:24 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 2,784 $65.89 $183,447.78
Disclosure

SEC source: 0000711377-19-000050 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

Read SEC document
October 16, 2019 Filed Oct 17, 2019 22:24 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 4,000 $29.71 $118,830.00
Disclosure

SEC source: 0000711377-19-000050 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 22:33 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 7,601 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-19-000051 · primary_doc.xml · derivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,201

Underlying: Common Stock · 7,601 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were fully exercisable on 10/1/2019

Read SEC document
October 16, 2019 Filed Oct 17, 2019 22:33 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 7,601 $65.45 $497,488.49
Disclosure

SEC source: 0000711377-19-000051 · primary_doc.xml · nonDerivative · entry 2

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,575

Read SEC document
October 16, 2019 Filed Oct 17, 2019 22:33 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 7,601 $29.71 $225,806.71
Disclosure

SEC source: 0000711377-19-000051 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2019 Filed Oct 15, 2019 22:08 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,801 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-19-000049 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,831

Underlying: Common Stock · 4,801 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were fully exercisable on 10/1/2019

Read SEC document
October 15, 2019 Filed Oct 15, 2019 22:08 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 4,801 $65.00 $312,065.00
Disclosure

SEC source: 0000711377-19-000049 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
October 15, 2019 Filed Oct 15, 2019 22:08 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 4,801 $29.71 $142,625.71
Disclosure

SEC source: 0000711377-19-000049 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 22:01 UTC
Quinlan Steven J.Vice President & CFO
GrantCommon Stock (Right to Buy) · Derivative 40,000 $0.00 Strike: $63.90 $0.00
Disclosure

SEC source: 0000711377-19-000048 · primary_doc.xml · derivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,632

Underlying: Common Stock · 40,000 shares

Expires 2024-11-11

F1 · derivative.exercise_date: Options were granted 10/11/2019, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 11, 2019 Filed Oct 15, 2019 21:57 UTC
Lilly Jason WarrenVice President
GrantCommon Stock (Right to Buy) · Derivative 33,000 $0.00 Strike: $63.90 $0.00
Disclosure

SEC source: 0000711377-19-000047 · primary_doc.xml · derivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,332

Underlying: Common Stock · 33,000 shares

Expires 2024-11-11

F1 · derivative.exercise_date: Options were granted 10/11/2019, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 11, 2019 Filed Oct 15, 2019 21:49 UTC
MORRICAL TERRI AVice President
GrantCommon Stock (Right to Buy) · Derivative 33,000 $0.00 Strike: $63.90 $0.00
Disclosure

SEC source: 0000711377-19-000046 · primary_doc.xml · derivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,802

Underlying: Common Stock · 33,000 shares

Expires 2024-11-11

F1 · derivative.exercise_date: Options were granted on 10/11/2019, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 11, 2019 Filed Oct 15, 2019 21:45 UTC
ADENT JOHN EDWARDPresident & CEO
GrantCommon Stock (Right to Buy) · Derivative 90,000 $0.00 Strike: $63.90 $0.00
Disclosure

SEC source: 0000711377-19-000045 · primary_doc.xml · derivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,999

Underlying: Common Stock · 90,000 shares

Expires 2024-11-11

F1 · derivative.exercise_date: Options were granted on 10/11/2019, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 10, 2019 Filed Oct 15, 2019 13:19 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 25,333 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-19-000044 · primary_doc.xml · derivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,999

Underlying: Common Stock · 25,333 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 10, 2019 Filed Oct 15, 2019 13:19 UTC SaleCommon Stock 25,333 $62.95 $1,594,603.42
Disclosure

SEC source: 0000711377-19-000044 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,970

Read SEC document
October 10, 2019 Filed Oct 15, 2019 13:19 UTC Exercise / conversionCommon Stock 25,333 $35.34 $895,268.22
Disclosure

SEC source: 0000711377-19-000044 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 12:31 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 25,334 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-19-000043 · primary_doc.xml · derivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,332

Underlying: Common Stock · 25,334 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 07, 2019 Filed Oct 10, 2019 12:31 UTC SaleCommon Stock 25,334 $63.71 $1,614,011.41
Disclosure

SEC source: 0000711377-19-000043 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,970

Read SEC document
October 07, 2019 Filed Oct 10, 2019 12:31 UTC Exercise / conversionCommon Stock 25,334 $40.46 $1,025,076.98
Disclosure

SEC source: 0000711377-19-000043 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 17:25 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0000711377-19-000040 · primary_doc.xml · derivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 3,000 shares

Expires 2024-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in equal 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:37 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0000711377-19-000038 · primary_doc.xml · derivative · entry 1

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,890

Underlying: Common Stock · 3,000 shares

Expires 2024-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in three equal annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:33 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0000711377-19-000037 · primary_doc.xml · derivative · entry 1

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 3,000 shares

Expires 2024-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option have five year lives, and vest in three equal annual 33% installments on each of the first three anniversary dates of the grant

Read SEC document
October 03, 2019 Filed Oct 7, 2019 21:28 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0000711377-19-000041 · primary_doc.xml · derivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 3,000 shares

Expires 2024-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in equal annual 33% installments on each of the first three anniversary dates of the grant

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:27 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0000711377-19-000036 · primary_doc.xml · derivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 3,000 shares

Expires 2024-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have a five year life, and vest in three equal annual 33% annual installments on the first three anniversary dates of the grant

Read SEC document
October 03, 2019 Filed Oct 7, 2019 21:31 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0000711377-19-000042 · primary_doc.xml · derivative · entry 1

Vetter Darci L · CIK 0001719291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,667

Underlying: Common Stock · 3,000 shares

Expires 2024-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in three equal annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 03, 2019 Filed Oct 7, 2019 20:42 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0000711377-19-000039 · primary_doc.xml · derivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 3,000 shares

Expires 2024-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in three equal annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 02, 2019 Filed Oct 4, 2019 22:17 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 25,333 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0000711377-19-000035 · primary_doc.xml · derivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,666

Underlying: Common Stock · 25,333 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 22:17 UTC SaleCommon Stock 25,333 $63.64 $1,612,118.65
Disclosure

SEC source: 0000711377-19-000035 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,970

Read SEC document
October 02, 2019 Filed Oct 4, 2019 22:17 UTC Exercise / conversionCommon Stock 25,333 $29.71 $752,580.10
Disclosure

SEC source: 0000711377-19-000035 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 18:07 UTC SaleCommon Stock 10,000 $67.95 $679,500.00
Disclosure

SEC source: 0000711377-19-000034 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,970

Read SEC document
October 01, 2019 Filed Oct 2, 2019 18:07 UTC SaleCommon Stock 10,000 $66.39 $663,870.00
Disclosure

SEC source: 0000711377-19-000034 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,970

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August 20, 2019 Filed Aug 22, 2019 20:20 UTC SaleCommon Stock 15,000 $71.67 $1,075,108.50
Disclosure

SEC source: 0000711377-19-000033 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 267,302

F1 · ownership.nature: Shares sold were out of the trust of Mr. Herbert's spouse; 7,434 remain in the trust. An additional 220,200 shares are held by limited liability companies in which Mr. Herbert and his spouse have minority financial position, 39,568 are held jointly by Mr. Herbert and his spouse, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees.

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August 05, 2019 Filed Aug 7, 2019 15:01 UTC
ADENT JOHN EDWARDPresident & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 40,002 $0.00 Strike: $51.29 $0.00
Disclosure

SEC source: 0000711377-19-000032 · primary_doc.xml · derivative · entry 3

ADENT JOHN EDWARD · CIK 0001651434 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,999

Underlying: Common Stock · 40,002 shares

Expires 2022-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 7/17/2017, have five year lives and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

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August 05, 2019 Filed Aug 7, 2019 15:01 UTC
ADENT JOHN EDWARDPresident & CEO
SaleCommon Stock 31,489 $69.03 $2,173,603.80
Disclosure

SEC source: 0000711377-19-000032 · primary_doc.xml · nonDerivative · entry 2

ADENT JOHN EDWARD · CIK 0001651434 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,813

F2 · shares: Mr. Adent sold these shares to cover the cost of the exercise

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August 05, 2019 Filed Aug 7, 2019 15:01 UTC
ADENT JOHN EDWARDPresident & CEO
Exercise / conversionCommon Stock 40,002 $51.29 $2,051,802.59
Disclosure

SEC source: 0000711377-19-000032 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 01, 2019 Filed Aug 5, 2019 12:17 UTC SaleCommon Stock 439 $70.00 $30,730.00
Disclosure

SEC source: 0000711377-19-000031 · primary_doc.xml · nonDerivative · entry 1

PARNELL JACK C · CIK 0001188979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

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July 29, 2019 Filed Jul 31, 2019 14:22 UTC SaleCommon Stock 499 $70.39 $35,124.66
Disclosure

SEC source: 0000711377-19-000030 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 301,874

F1 · ownership.nature: 10000 shares were sold out of the trust of the spouse of Mr. Herbert; 84,880 shares remain in the trust. 499 shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries; 57,022 shares remain in that trust. The remaining indirect shares are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.