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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 13, 2020 20:12 UTC GiftCommon Stock 400 $72.13 $28,852.00
Disclosure

SEC source: 0000711377-20-000011 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,570

F1 · shares: These shares were gifted to the FarmHouse Foundation

Read SEC document
February 10, 2020 Filed Feb 12, 2020 20:29 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 319 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · derivative · entry 5

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,348

Underlying: Common Stock · 319 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 11/1/2018, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 10, 2020 Filed Feb 12, 2020 20:29 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,801 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · derivative · entry 4

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,667

Underlying: Common Stock · 6,801 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 10, 2020 Filed Feb 12, 2020 20:29 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 7,120 $70.01 $498,471.20
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · nonDerivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

Read SEC document
February 10, 2020 Filed Feb 12, 2020 20:29 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 319 $62.70 $20,001.30
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 20:29 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 6,801 $40.46 $275,185.46
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 14, 2020 20:58 UTC SaleCommon Stock 30,000 $69.72 $2,091,543.00
Disclosure

SEC source: 0000711377-20-000012 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,570

F1 · shares: These shares were sold under the terms of a Rule 10(b)5-1 Plan filed by the Reporting Person on December 27, 2019

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:50 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock · Derivative 1,199 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · derivative · entry 8

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,468

Underlying: Common Stock · 1,199 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on 9/29/2016, have five year lives,and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:50 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 273 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · derivative · entry 7

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,667

Underlying: Common Stock · 273 shares

Expires 2015-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 108/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:50 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 1,472 $70.01 $103,054.72
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · nonDerivative · entry 5

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:50 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 1,199 $40.46 $48,514.54
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · nonDerivative · entry 4

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:50 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 273 $35.34 $9,647.82
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · nonDerivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:50 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,892 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · derivative · entry 6

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,940

Underlying: Common Stock · 3,892 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 108/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:50 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 3,892 $70.02 $272,517.84
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:50 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 3,892 $35.34 $137,543.28
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 22:06 UTC SaleCommon Stock 10,000 $68.31 $683,128.00
Disclosure

SEC source: 0000711377-20-000007 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,970

F1 · shares: These shares were sold under the terms of a Rule 10b(5)-1 Plan filed by the Reporting Person on December 27, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 22:06 UTC SaleCommon Stock 10,000 $68.31 $683,135.00
Disclosure

SEC source: 0000711377-20-000007 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,970

F1 · shares: These shares were sold under the terms of a Rule 10b(5)-1 Plan filed by the Reporting Person on December 27, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 22:06 UTC SaleCommon Stock 10,000 $68.35 $683,524.00
Disclosure

SEC source: 0000711377-20-000007 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,970

F1 · shares: These shares were sold under the terms of a Rule 10b(5)-1 Plan filed by the Reporting Person on December 27, 2019.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 18:57 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,000 $0.00 Strike: $67.72 $0.00
Disclosure

SEC source: 0000711377-20-000005 · primary_doc.xml · derivative · entry 8

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333

Underlying: Common Stock · 1,000 shares

Expires 2023-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/4/2018, have five year lives, and vest in three equal annual installments of 33%, on each of the first three anniversary dates of the grant

Read SEC document
January 24, 2020 Filed Jan 27, 2020 18:57 UTC SaleCommon Stock 1,000 $69.76 $69,760.00
Disclosure

SEC source: 0000711377-20-000005 · primary_doc.xml · nonDerivative · entry 5

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,010

Read SEC document
January 24, 2020 Filed Jan 27, 2020 18:57 UTC Exercise / conversionCommon Stock 1,000 $67.72 $67,720.00
Disclosure

SEC source: 0000711377-20-000005 · primary_doc.xml · nonDerivative · entry 4

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 20:30 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 24,000 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000004 · primary_doc.xml · derivative · entry 5

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,734

Underlying: Common Stock · 24,000 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on 9/29/2016, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
January 16, 2020 Filed Jan 17, 2020 20:30 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 15,467 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000004 · primary_doc.xml · derivative · entry 4

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,734

Underlying: Common Stock · 15,467 shares

Expires 2015-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/8/2015, have five year lives, and vest in equal annual 20% installments on each of the first five anniversaries of the grant

Read SEC document
January 16, 2020 Filed Jan 17, 2020 20:30 UTC
MORRICAL TERRI AVice President
SaleCommon Stock 39,467 $69.77 $2,753,687.58
Disclosure

SEC source: 0000711377-20-000004 · primary_doc.xml · nonDerivative · entry 3

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,575

Read SEC document
January 16, 2020 Filed Jan 17, 2020 20:30 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 24,000 $40.46 $971,100.00
Disclosure

SEC source: 0000711377-20-000004 · primary_doc.xml · nonDerivative · entry 2

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 20:30 UTC
MORRICAL TERRI AVice President
Exercise / conversionCommon Stock 15,467 $35.34 $546,603.78
Disclosure

SEC source: 0000711377-20-000004 · primary_doc.xml · nonDerivative · entry 1

MORRICAL TERRI A · CIK 0001188987 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 30, 2020 14:54 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 2,000 $0.00 Strike: $21.50 $0.00
Disclosure

SEC source: 0000711377-20-000006 · primary_doc.xml · derivative · entry 3

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 2,000 shares

Expires 2022-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 30, 2020 14:54 UTC SaleCommon Stock 2,000 $70.00 $140,000.00
Disclosure

SEC source: 0000711377-20-000006 · primary_doc.xml · nonDerivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,479

Read SEC document
January 16, 2020 Filed Jan 30, 2020 14:54 UTC Exercise / conversionCommon Stock 2,000 $21.50 $43,000.00
Disclosure

SEC source: 0000711377-20-000006 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 17:16 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 8,031 $69.65 $559,376.02
Disclosure

SEC source: 0000711377-20-000003 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
January 14, 2020 Filed Jan 16, 2020 17:16 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 8,031 $35.34 $283,815.54
Disclosure

SEC source: 0000711377-20-000003 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 23:08 UTC SaleCommon Stock 10,000 $65.48 $654,768.00
Disclosure

SEC source: 0000711377-20-000002 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 39,972

F3 · shares: Shares were sold under the terms of a Rule 10b5-1 Plan filed by the Reporting Person on October 1, 2019

F2 · ownership.nature: After the sales noted from 1/9 and 1/10, Mr. Herbert and his spouse own 209 shares in limited liability companies in which they hold minority financial positions, 39,568 shares are held jointly between Mr. Herbert and his spouse, 95 shares are controlled by Mrs. Herbert in her trust, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
January 09, 2020 Filed Jan 13, 2020 23:08 UTC SaleCommon Stock 7,339 $65.10 $477,768.90
Disclosure

SEC source: 0000711377-20-000002 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,972

F1 · shares: Shares were sold from a trust controlled by Mr. Herbert's spouse.

F2 · ownership.nature: After the sales noted from 1/9 and 1/10, Mr. Herbert and his spouse own 209 shares in limited liability companies in which they hold minority financial positions, 39,568 shares are held jointly between Mr. Herbert and his spouse, 95 shares are controlled by Mrs. Herbert in her trust, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
January 08, 2020 Filed Jan 27, 2020 18:57 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 2,667 $0.00 Strike: $59.13 $0.00
Disclosure

SEC source: 0000711377-20-000005 · primary_doc.xml · derivative · entry 7

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,333

Underlying: Common Stock · 2,667 shares

Expires 2022-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/5/2017, have five year lives, and vest in three equal annual installments of 33% on each of the first three anniversary dates of the grant

Read SEC document
January 08, 2020 Filed Jan 27, 2020 18:57 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $41.36 $0.00
Disclosure

SEC source: 0000711377-20-000005 · primary_doc.xml · derivative · entry 6

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 4,000 shares

Expires 2026-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 27, 2020 18:57 UTC SaleCommon Stock 6,667 $65.04 $433,647.01
Disclosure

SEC source: 0000711377-20-000005 · primary_doc.xml · nonDerivative · entry 3

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,010

Read SEC document
January 08, 2020 Filed Jan 27, 2020 18:57 UTC Exercise / conversionCommon Stock 2,667 $59.13 $157,699.71
Disclosure

SEC source: 0000711377-20-000005 · primary_doc.xml · nonDerivative · entry 2

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 27, 2020 18:57 UTC Exercise / conversionCommon Stock 4,000 $41.36 $165,420.00
Disclosure

SEC source: 0000711377-20-000005 · primary_doc.xml · nonDerivative · entry 1

REED THOMAS H · CIK 0001189001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Mar 27, 2020 22:08 UTC
ADENT JOHN EDWARDDirector · President & CEO
PurchaseCommon Stock 1,517 $65.40 $99,211.80
Disclosure

SEC source: 0000711377-20-000018 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,330

Read SEC document
January 06, 2020 Filed Jan 6, 2020 15:53 UTC SaleCommon Stock 20,000 $64.61 $1,292,118.00
Disclosure

SEC source: 0000711377-20-000001 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 57,311

F1 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019.

F2 · ownership.nature: After the sale of shares, Mr. Herbert and his spouse own 10,209 shares in limited liability companies in which they have a minority ownership position, 39,568 shares are held jointly by Mr. Herbert and his spouse, 7,434 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
December 27, 2019 Filed Dec 30, 2019 12:41 UTC SaleCommon Stock 20,000 $64.56 $1,291,266.00
Disclosure

SEC source: 0000711377-19-000063 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 77,311

F1 · shares: Shares were sold under the terms of a Rule 10b5-1 Plan submitted by the Reporting Person on October 1, 2019

F2 · ownership.nature: After this sale, Mr. Herbert holds 30,209 shares in a number of limited liability companies in which he and his spouse hold limited ownership position; 39,568 shares are held jointly with his spouse, 7,434 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:42 UTC SaleCommon Stock 10,000 $70.00 $700,000.00
Disclosure

SEC source: 0000711377-19-000062 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,311

F1 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019

F2 · ownership.nature: Following the two transactions on 12/20/2019, there are 50,209 shares owned by LLCs in which Mr. Herbert and his spouse hold minority financial positions, 39,568 shares are owned jointly with Mr. Herbert and his spouse, 7,434 shares held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:42 UTC SaleCommon Stock 20,000 $69.46 $1,389,214.00
Disclosure

SEC source: 0000711377-19-000062 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,311

F1 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019

F2 · ownership.nature: Following the two transactions on 12/20/2019, there are 50,209 shares owned by LLCs in which Mr. Herbert and his spouse hold minority financial positions, 39,568 shares are owned jointly with Mr. Herbert and his spouse, 7,434 shares held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
December 13, 2019 Filed Dec 16, 2019 19:08 UTC SaleCommon Stock 20,000 $68.07 $1,361,336.00
Disclosure

SEC source: 0000711377-19-000061 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 127,311

F1 · shares: Shares were sold under the terms of a Rule 10b5-1 Plan filed by the Reporting Person on October 1, 2019

F2 · ownership.nature: There are 80,209 shares held in LLCs in which Mr. Herbert and his spouse have a minority financial position. Mr. Herbert and his spouse jointly hold 39,568 shares, there are 7,434 shares held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

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December 06, 2019 Filed Dec 9, 2019 21:43 UTC SaleCommon Stock 20,000 $67.30 $1,346,020.00
Disclosure

SEC source: 0000711377-19-000060 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 147,311

F1 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019.

F2 · ownership.nature: 100,209 shares are owned by LLCs, in which Mr. Herbert and his wife have limited financial ownership; 39,568 shares are held jointly with Mr. Herbert and his spouse, 7,434 are held in trust for his spouse, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries.

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November 29, 2019 Filed Dec 3, 2019 23:24 UTC SaleCommon Stock 20,000 $66.67 $1,333,364.00
Disclosure

SEC source: 0000711377-19-000059 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 167,311

F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019

F2 · ownership.nature: 140, shares are held in limited liability companies in which Mr. Herbert and his spouse have limited financial ownership. Mr. Herbert and his spouse own 39,568 jointly, 7.434 shares are held in trust for Mrs. Herbert, and an additional 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries.

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November 22, 2019 Filed Nov 25, 2019 15:18 UTC SaleCommon Stock 20,000 $65.28 $1,305,606.00
Disclosure

SEC source: 0000711377-19-000058 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 187,311

F2 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019

F3 · ownership.nature: 160,209 shares are held in limited liability companies in which Mr. Herbert and his spouse have limited financial ownership. Mr. Herbert and his spouse own 39,568 shares jointly; 7,434 shares are held in trust for Mrs. Herbert, and an additional 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries.

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November 21, 2019 Filed Nov 25, 2019 15:18 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,135 $0.00 Strike: $60.43 $0.00
Disclosure

SEC source: 0000711377-19-000058 · primary_doc.xml · derivative · entry 4

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,999

Underlying: Common Stock · 13,135 shares

Expires 2022-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: options were granted 10/27/2017, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grants

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November 21, 2019 Filed Nov 25, 2019 15:18 UTC SaleCommon Stock 13,135 $65.28 $857,456.74
Disclosure

SEC source: 0000711377-19-000058 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,970

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November 21, 2019 Filed Nov 25, 2019 15:18 UTC Exercise / conversionCommon Stock 13,135 $60.43 $793,715.21
Disclosure

SEC source: 0000711377-19-000058 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.