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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2020 Filed Oct 13, 2020 21:14 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,890 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000036 · primary_doc.xml · derivative · entry 1

Vetter Darci L · CIK 0001719291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,557

Underlying: Common Stock · 1,890 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have a five year life and vest in equal 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:09 UTC Exercise / conversionRestricted Stock Unit · Derivative 425 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000035 · primary_doc.xml · derivative · entry 2

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 425 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in equal 33% installments on each of the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:09 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,890 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000035 · primary_doc.xml · derivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,557

Underlying: Common Stock · 1,890 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options hve five year lives and vest in equal 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:03 UTC
PAPESH BRUCEDirector
Exercise / conversionRestricted Stock Unit · Derivative 425 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000034 · primary_doc.xml · derivative · entry 2

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 425 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest 33% per year on each of the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:03 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,890 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000034 · primary_doc.xml · derivative · entry 1

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,890

Underlying: Common Stock · 1,890 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives and vest in equal 33% installments on each of the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 20:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 425 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000033 · primary_doc.xml · derivative · entry 2

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 425 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in equal 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 20:53 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,890 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000033 · primary_doc.xml · derivative · entry 1

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,780

Underlying: Common Stock · 1,890 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives and vest in equal annual 33% installments on each of the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 20:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 425 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000032 · primary_doc.xml · derivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 425 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in equal annual installments of 33% on each of the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 20:46 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,890 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000032 · primary_doc.xml · derivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,890

Underlying: Common Stock · 1,890 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives and vest in equal 33% annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 20:41 UTC Exercise / conversionRestricted Stock Unit · Derivative 425 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000031 · primary_doc.xml · derivative · entry 2

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 425 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest one third annually on the first three anniversary dates of the grant

Read SEC document
October 08, 2020 Filed Oct 13, 2020 20:41 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,890 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000031 · primary_doc.xml · derivative · entry 1

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,557

Underlying: Common Stock · 1,890 shares

Expires 2025-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in equal annual 33% installments on each of the first three anniversary dates of the grant

Read SEC document
October 06, 2020 Filed Oct 8, 2020 23:26 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionRestricted Stock Unit · Derivative 2,815 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000030 · primary_doc.xml · derivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815

Underlying: Common Stock · 2,815 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 06, 2020 Filed Oct 8, 2020 23:26 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 19,768 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000030 · primary_doc.xml · derivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,566

Underlying: Common Stock · 19,768 shares

Expires 2020-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 06, 2020 Filed Oct 8, 2020 23:19 UTC
ADENT JOHN EDWARDDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 7,040 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000029 · primary_doc.xml · derivative · entry 2

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,040

Underlying: Common Stock · 7,040 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest 20% each year on each of the first five anniversary dates of the grant

Read SEC document
October 06, 2020 Filed Oct 8, 2020 23:19 UTC
ADENT JOHN EDWARDDirector · President & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 76,877 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000029 · primary_doc.xml · derivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,876

Underlying: Common Stock · 76,877 shares

Expires 2025-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 06, 2020 Filed Oct 8, 2020 23:13 UTC
Lilly Jason WarrenVice President
Exercise / conversionRestricted Stock Units · Derivative 2,930 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000028 · primary_doc.xml · derivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

Underlying: Common Stock · 2,930 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units were granted on 10/06/2020, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 06, 2020 Filed Oct 8, 2020 23:13 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,728 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000028 · primary_doc.xml · derivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,395

Underlying: Common Stock · 13,728 shares

Expires 2025-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/06/2020, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 06, 2020 Filed Oct 13, 2020 21:38 UTC
Hagedorn Jerome LVice President
Exercise / conversionRestricted Stock Unit · Derivative 1,525 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000037 · primary_doc.xml · derivative · entry 2

Hagedorn Jerome L · CIK 0001827823 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Underlying: Common Stock · 1,525 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 06, 2020 Filed Oct 13, 2020 21:38 UTC
Hagedorn Jerome LVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 7,139 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000037 · primary_doc.xml · derivative · entry 1

Hagedorn Jerome L · CIK 0001827823 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,139

Underlying: Common Stock · 7,139 shares

Expires 2025-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 01, 2020 Filed Oct 2, 2020 12:05 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $16.82 $0.00
Disclosure

SEC source: 0000711377-20-000027 · primary_doc.xml · derivative · entry 2

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 4,000 shares

Expires 2020-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 12:05 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 4,000 $16.82 $67,260.00
Disclosure

SEC source: 0000711377-20-000027 · primary_doc.xml · nonDerivative · entry 1

PAPESH G BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 12:00 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 25,333 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000026 · primary_doc.xml · derivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,666

Underlying: Common Stock · 25,333 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 9/29/2016, have five year lives, and vest 20% per year on each of the first five anniversary dates of the grant

Read SEC document
September 30, 2020 Filed Oct 2, 2020 12:00 UTC SaleCommon Stock 25,333 $78.61 $1,991,361.26
Disclosure

SEC source: 0000711377-20-000026 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,951

Read SEC document
September 30, 2020 Filed Oct 2, 2020 12:00 UTC Exercise / conversionCommon Stock 25,333 $40.46 $1,025,036.51
Disclosure

SEC source: 0000711377-20-000026 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 14:40 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,681 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000711377-20-000025 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,667

Underlying: Common Stock · 5,681 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were issued on 11/1/2018, have five year lives, and vest in equal 20% annual installments on each of the anniversary dates of the grant

Read SEC document
August 05, 2020 Filed Aug 7, 2020 14:40 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 5,681 $80.08 $454,932.21
Disclosure

SEC source: 0000711377-20-000025 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409

Read SEC document
August 05, 2020 Filed Aug 7, 2020 14:40 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 5,681 $62.70 $356,198.70
Disclosure

SEC source: 0000711377-20-000025 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 18:07 UTC GiftCommon Stock 7,800 $64.45 $502,710.00
Disclosure

SEC source: 0000711377-20-000024 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,072

Read SEC document
May 05, 2020 Filed May 7, 2020 21:24 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 885 $64.00 $56,640.00
Disclosure

SEC source: 0000711377-20-000023 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409

Read SEC document
April 21, 2020 Filed Apr 23, 2020 22:46 UTC GiftCommon Stock 7,600 $66.13 $502,618.40
Disclosure

SEC source: 0000711377-20-000022 · primary_doc.xml · nonDerivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,872

F2 · price: Shares were gifted to the University of Tennessee Foundation

Read SEC document
April 21, 2020 Filed Apr 23, 2020 22:46 UTC SaleCommon Stock 9,684 $66.13 $640,441.66
Disclosure

SEC source: 0000711377-20-000022 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 604

F1 · ownership.nature: Mr. Herbert and his souse own 409 shares in limited liability companies in which they hold minority financial position, 95 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
April 21, 2020 Filed Apr 23, 2020 22:46 UTC SaleCommon Stock 9,684 $66.13 $640,393.24
Disclosure

SEC source: 0000711377-20-000022 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,288

F1 · ownership.nature: Mr. Herbert and his souse own 409 shares in limited liability companies in which they hold minority financial position, 95 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
April 14, 2020 Filed Apr 16, 2020 22:30 UTC GiftCommon Stock 500 $63.23 $31,615.00
Disclosure

SEC source: 0000711377-20-000021 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,472

F1 · shares: Mr. Herbert gifted these shares to Northern Theological Seminary

Read SEC document
April 03, 2020 Filed Apr 7, 2020 18:20 UTC SaleCommon Stock 10,000 $63.10 $631,000.00
Disclosure

SEC source: 0000711377-20-000020 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,972

F1 · ownership.nature: Mr. Herbert owns 19,777 with his spouse in limited liability companies in which they hold minority financial positions; 95 shares are controlled by Mrs. Herbert in hr trust, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
April 03, 2020 Filed Apr 7, 2020 18:20 UTC SaleCommon Stock 10,000 $63.22 $632,200.00
Disclosure

SEC source: 0000711377-20-000020 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 29,972

F1 · ownership.nature: Mr. Herbert owns 19,777 with his spouse in limited liability companies in which they hold minority financial positions; 95 shares are controlled by Mrs. Herbert in hr trust, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:58 UTC PurchaseCommon Stock 734 $60.62 $44,495.08
Disclosure

SEC source: 0000711377-20-000017 · primary_doc.xml · nonDerivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:12 UTC
ADENT JOHN EDWARDDirector · President & CEO
PurchaseCommon Stock 1,750 $58.24 $101,920.00
Disclosure

SEC source: 0000711377-20-000019 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,080

Read SEC document
February 18, 2020 Filed Feb 19, 2020 13:46 UTC SaleCommon Stock 89,456 $72.04 $6,444,839.63
Disclosure

SEC source: 0000711377-20-000015 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,456

F1 · shares: These shares were sold according to the terms of a Rule 10(b)5-1 plan filed by the Reporting Person on December 27, 2019

Read SEC document
February 18, 2020 Filed Feb 27, 2020 13:57 UTC Amendment SaleCommon Stock 14,614 $72.04 $1,052,862.71
Disclosure

SEC source: 0000711377-20-000016 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,456

F1 · shares: These shares wee sold according to the terms of a Rule 10(b)5-1 plan filed by the reporting person on December 27, 2019

Read SEC document
February 14, 2020 Filed Feb 14, 2020 22:11 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 8,000 $0.00 Strike: $60.43 $0.00
Disclosure

SEC source: 0000711377-20-000013 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,348

Underlying: Common Stock · 8,000 shares

Expires 2022-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/27/2017, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 14, 2020 Filed Feb 14, 2020 22:11 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 7,107 $72.75 $517,039.94
Disclosure

SEC source: 0000711377-20-000013 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,294

Read SEC document
February 14, 2020 Filed Feb 14, 2020 22:11 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 8,000 $60.43 $483,420.00
Disclosure

SEC source: 0000711377-20-000013 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2020 Filed Feb 18, 2020 15:33 UTC GiftCommon Stock 7,500 $72.76 $545,700.00
Disclosure

SEC source: 0000711377-20-000014 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,070

F2 · shares: These shares were gifted to the Schoolseed Foundation

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February 13, 2020 Filed Feb 18, 2020 15:33 UTC GiftCommon Stock 15,000 $72.00 $1,080,000.00
Disclosure

SEC source: 0000711377-20-000014 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,570

F1 · shares: These shares were gifted to the Capital Area Community Foundation

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February 12, 2020 Filed Feb 12, 2020 21:09 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 899 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000010 · primary_doc.xml · derivative · entry 6

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,798

Underlying: Common Stock · 899 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

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February 12, 2020 Filed Feb 12, 2020 21:09 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 899 $72.25 $64,952.75
Disclosure

SEC source: 0000711377-20-000010 · primary_doc.xml · nonDerivative · entry 4

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
February 12, 2020 Filed Feb 12, 2020 21:09 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 899 $40.46 $36,375.79
Disclosure

SEC source: 0000711377-20-000010 · primary_doc.xml · nonDerivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:09 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 12,103 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000010 · primary_doc.xml · derivative · entry 5

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,697

Underlying: Common Stock · 12,103 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

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February 11, 2020 Filed Feb 12, 2020 21:09 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 12,103 $72.00 $871,417.21
Disclosure

SEC source: 0000711377-20-000010 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:09 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 12,103 $40.46 $489,717.64
Disclosure

SEC source: 0000711377-20-000010 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.