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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2021 Filed Mar 26, 2021 19:46 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 1,000 $64.19 $64,190.00
Disclosure

SEC source: 0000711377-21-000007 · primary_doc.xml · nonDerivative · entry 3

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 19:46 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 2,000 $67.72 $135,440.00
Disclosure

SEC source: 0000711377-21-000007 · primary_doc.xml · nonDerivative · entry 2

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 19:46 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 4,000 $59.13 $236,520.00
Disclosure

SEC source: 0000711377-21-000007 · primary_doc.xml · nonDerivative · entry 1

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:31 UTC
Lilly Jason WarrenVice President, International
SaleCommon Stock 2,265 $85.23 $193,051.84
Disclosure

SEC source: 0000711377-21-000006 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,346

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $41.36 $0.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · derivative · entry 13

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,890

Underlying: Common Stock · 4,000 shares

Expires 2026-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $32.87 $0.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · derivative · entry 12

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,890

Underlying: Common Stock · 4,000 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 4,000 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · derivative · entry 11

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,890

Underlying: Common Stock · 4,000 shares

Expires 2024-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $31.24 $0.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · derivative · entry 10

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,890

Underlying: Common Stock · 6,000 shares

Expires 2023-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $21.50 $0.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · derivative · entry 9

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,890

Underlying: Common Stock · 6,000 shares

Expires 2022-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $17.07 $0.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · derivative · entry 8

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,890

Underlying: Common Stock · 6,000 shares

Expires 2021-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
SaleCommon Stock 30,000 $83.40 $2,502,063.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · nonDerivative · entry 7

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,261

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 4,000 $41.36 $165,420.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · nonDerivative · entry 6

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 4,000 $32.87 $131,490.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · nonDerivative · entry 5

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 4,000 $30.95 $123,780.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · nonDerivative · entry 4

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 6,000 $31.24 $187,440.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · nonDerivative · entry 3

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 6,000 $21.50 $129,000.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · nonDerivative · entry 2

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 13:27 UTC
PAPESH BRUCEDirector
Exercise / conversionCommon Stock 6,000 $17.07 $102,390.00
Disclosure

SEC source: 0000711377-21-000005 · primary_doc.xml · nonDerivative · entry 1

PAPESH BRUCE · CIK 0001024152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2021 Filed Jan 7, 2021 23:53 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 9,333 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-21-000003 · primary_doc.xml · derivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,999

Underlying: Common Stock · 9,333 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were issued on 9/29/2016, have five year lives and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
January 07, 2021 Filed Jan 7, 2021 23:53 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 9,333 $84.49 $788,525.57
Disclosure

SEC source: 0000711377-21-000003 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
January 07, 2021 Filed Jan 7, 2021 23:53 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 9,333 $40.46 $377,636.51
Disclosure

SEC source: 0000711377-21-000003 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 14:24 UTC
ADENT JOHN EDWARDDirector · President & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 20,000 $0.00 Strike: $51.29 $0.00
Disclosure

SEC source: 0000711377-21-000004 · primary_doc.xml · derivative · entry 3

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,876

Underlying: Common Stock · 20,000 shares

Expires 2022-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 7/17/2017, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
January 07, 2021 Filed Jan 8, 2021 14:24 UTC
ADENT JOHN EDWARDDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $84.18 $1,683,694.00
Disclosure

SEC source: 0000711377-21-000004 · primary_doc.xml · nonDerivative · entry 2

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 14:24 UTC
ADENT JOHN EDWARDDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $51.29 $1,025,850.00
Disclosure

SEC source: 0000711377-21-000004 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,600 $0.00 Strike: $63.90 $0.00
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · derivative · entry 5

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,400

Underlying: Common Stock · 6,600 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/11/2019, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · derivative · entry 4

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 6,000 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 11/1/2018, have five year lives, and vest in equal annual 20% installments on the first five anniversary dates of the grant

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC
Lilly Jason WarrenVice President, International
SaleCommon Stock 11,021 $82.91 $913,715.84
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · nonDerivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,611

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionCommon Stock 6,600 $63.90 $421,740.00
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionCommon Stock 6,000 $62.70 $376,200.00
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:19 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 3,000 $0.00 Strike: $31.24 $0.00
Disclosure

SEC source: 0000711377-21-000001 · primary_doc.xml · derivative · entry 3

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,890

Underlying: Common Stock · 3,000 shares

Expires 2023-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:19 UTC SaleCommon Stock 3,000 $80.72 $242,170.80
Disclosure

SEC source: 0000711377-21-000001 · primary_doc.xml · nonDerivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,479

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:19 UTC Exercise / conversionCommon Stock 3,000 $31.24 $93,720.00
Disclosure

SEC source: 0000711377-21-000001 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,478 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · derivative · entry 6

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 5,478 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in 20% equal annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionCommon Stock (Right to Buy) · Derivative 10,523 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · derivative · entry 5

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,478

Underlying: Common Stock · 10,523 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in 20% equal annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC
Lilly Jason WarrenVice President, International
SaleCommon Stock 5,478 $73.51 $402,660.94
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · nonDerivative · entry 4

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionCommon Stock 5,478 $40.46 $221,653.58
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · nonDerivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC
Lilly Jason WarrenVice President, International
SaleCommon Stock 8,900 $73.06 $650,252.69
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionCommon Stock 10,523 $40.46 $425,786.89
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 19:40 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,666 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000040 · primary_doc.xml · derivative · entry 6

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,332

Underlying: Common Stock · 6,666 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 19:40 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 6,666 $70.54 $470,239.64
Disclosure

SEC source: 0000711377-20-000040 · primary_doc.xml · nonDerivative · entry 4

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
November 03, 2020 Filed Nov 4, 2020 19:40 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 6,666 $35.34 $235,576.44
Disclosure

SEC source: 0000711377-20-000040 · primary_doc.xml · nonDerivative · entry 3

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 19:40 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 800 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000040 · primary_doc.xml · derivative · entry 5

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,998

Underlying: Common Stock · 800 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 19:40 UTC
Quinlan Steven J.Vice President & CFO
SaleCommon Stock 800 $70.55 $56,437.04
Disclosure

SEC source: 0000711377-20-000040 · primary_doc.xml · nonDerivative · entry 2

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

Read SEC document
November 02, 2020 Filed Nov 4, 2020 19:40 UTC
Quinlan Steven J.Vice President & CFO
Exercise / conversionCommon Stock 800 $35.34 $28,272.00
Disclosure

SEC source: 0000711377-20-000040 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2020 Filed Oct 22, 2020 12:41 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,666 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000039 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,001

Underlying: Common Stock · 6,666 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2020 Filed Oct 22, 2020 12:41 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 6,666 $70.62 $470,770.25
Disclosure

SEC source: 0000711377-20-000039 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409

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October 21, 2020 Filed Oct 22, 2020 12:41 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock 6,666 $35.34 $235,576.44
Disclosure

SEC source: 0000711377-20-000039 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 14, 2020 Filed Oct 16, 2020 20:18 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 25,333 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000038 · primary_doc.xml · derivative · entry 3

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,333

Underlying: Common Stock · 25,333 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 14, 2020 Filed Oct 16, 2020 20:18 UTC SaleCommon Stock 25,333 $70.91 $1,796,332.63
Disclosure

SEC source: 0000711377-20-000038 · primary_doc.xml · nonDerivative · entry 2

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,951

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October 14, 2020 Filed Oct 16, 2020 20:18 UTC Exercise / conversionCommon Stock 25,333 $35.34 $895,268.22
Disclosure

SEC source: 0000711377-20-000038 · primary_doc.xml · nonDerivative · entry 1

HERBERT JAMES L · CIK 0001168789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 08, 2020 Filed Oct 13, 2020 21:14 UTC Exercise / conversionRestricted Stock Unit · Derivative 425 $0.00 Strike: $70.55 $0.00
Disclosure

SEC source: 0000711377-20-000036 · primary_doc.xml · derivative · entry 2

Vetter Darci L · CIK 0001719291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 425 shares

Expires 2023-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in equal 33% annual installments on each of the first three anniversary dates of the grant

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.