Tapewire

Nasdaq · USD

NEO

NEOGENOMICS INC

Export transactions ↓
Tapewire entity
2096
SEC CIK
0001077183
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2022 Filed Mar 9, 2022 23:02 UTC
Bonello WilliamChief Financial Officer
Exercise / conversionCommon Stock 5,000 $7.52 $37,600.00
Disclosure

SEC source: 0001077183-22-000049 · wf-form4_164686693130490.xml · nonDerivative · entry 2

Bonello William · CIK 0001454941 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 23:02 UTC
Bonello WilliamChief Financial Officer
SaleCommon Stock 3,209 $18.29 $58,692.61
Disclosure

SEC source: 0001077183-22-000049 · wf-form4_164686693130490.xml · nonDerivative · entry 1

Bonello William · CIK 0001454941 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,516

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 00:58 UTC
Dieter Cynthia JChief Accounting Officer
Tax withholdingCommon Stock 137 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000042 · wf-form4_164635549679223.xml · nonDerivative · entry 2

Dieter Cynthia J · CIK 0001815335 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,637

F2 · shares: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 2, 2022 vesting of restricted stock.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 00:58 UTC
CARDOZA GEORGEPresident & COO, Lab Ops
Tax withholdingCommon Stock 839 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000041 · wf-form4_164635544947414.xml · nonDerivative · entry 3

CARDOZA GEORGE · CIK 0001518734 · President & COO, Lab Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,157

F2 · shares: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 2, 2022 vesting of restricted stock.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 00:57 UTC
Bonello WilliamChief Financial Officer
Tax withholdingCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000040 · wf-form4_164635542516942.xml · nonDerivative · entry 3

Bonello William · CIK 0001454941 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,725

F3 · shares: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 2, 2022 vesting of restricted stock.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 00:57 UTC
Brown Douglas MatthewChief Strategy Officer
Tax withholdingCommon Stock 867 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000039 · wf-form4_164635540556006.xml · nonDerivative · entry 2

Brown Douglas Matthew · CIK 0001849414 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,379

F2 · shares: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 2, 2022 vesting of restricted stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:59 UTC
Gilbert Halley EChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 102,623 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001077183-22-000044 · wf-form4_164635555368681.xml · derivative · entry 3

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,623

Underlying: Common Stock · 102,623 shares

Expires 2029-03-01

F4 · derivative.exercise_date: On March 1, 2022, Ms. Gilbert was granted 102,623 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:59 UTC
Gilbert Halley EChief Legal Officer
GrantCommon Stock 42,036 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000044 · wf-form4_164635555368681.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,396

F1 · shares: On March 1, 2022, Ms. Gilbert was granted 42,036 restricted stock awards. These awards vest ratably over the first four anniversary dates of the grant date.

F2 · balance_after: This balance includes 97 shares that were acquired at a price of $19.16 per share pursuant to NeoGenomics's Employee Stock Purchase Plan (ESPP) during the month ended January 31, 2022. The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:59 UTC
Mallon MarkDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 347,777 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001077183-22-000043 · wf-form4_164635552579023.xml · derivative · entry 3

Mallon Mark · CIK 0001763533 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,777

Underlying: Common Stock · 347,777 shares

Expires 2029-03-01

F3 · derivative.exercise_date: On March 1, 2022, Mr. Mallon was granted 347,777 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:59 UTC
Mallon MarkDirector · Chief Executive Officer
GrantCommon Stock 142,457 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000043 · wf-form4_164635552579023.xml · nonDerivative · entry 1

Mallon Mark · CIK 0001763533 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,051

F1 · shares: On March 1, 2022, Mr. Mallon was granted 142,457 restricted stock awards. These awards vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:58 UTC
Dieter Cynthia JChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 22,805 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001077183-22-000042 · wf-form4_164635549679223.xml · derivative · entry 5

Dieter Cynthia J · CIK 0001815335 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,805

Underlying: Common Stock · 22,805 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On March 1, 2022, Ms. Dieter was granted 22,805 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:58 UTC
Dieter Cynthia JChief Accounting Officer
GrantCommon Stock 9,341 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000042 · wf-form4_164635549679223.xml · nonDerivative · entry 1

Dieter Cynthia J · CIK 0001815335 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,774

F1 · shares: On March 1, 2022, Ms. Dieter was granted 9,341 restricted stock awards. These awards vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:58 UTC
CARDOZA GEORGEPresident & COO, Lab Ops
Tax withholdingCommon Stock 503 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000041 · wf-form4_164635544947414.xml · nonDerivative · entry 2

CARDOZA GEORGE · CIK 0001518734 · President & COO, Lab Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,996

F1 · shares: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 1, 2022 vesting of restricted stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Bonello WilliamChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 99,772 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001077183-22-000040 · wf-form4_164635542516942.xml · derivative · entry 9

Bonello William · CIK 0001454941 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,772

Underlying: Common Stock · 99,772 shares

Expires 2029-03-01

F9 · derivative.exercise_date: On March 1, 2022, Mr. Bonello was granted 99,772 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Bonello WilliamChief Financial Officer
Tax withholdingCommon Stock 397 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000040 · wf-form4_164635542516942.xml · nonDerivative · entry 2

Bonello William · CIK 0001454941 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,345

F2 · shares: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 1, 2022 vesting of restricted stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Bonello WilliamChief Financial Officer
GrantCommon Stock 40,869 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000040 · wf-form4_164635542516942.xml · nonDerivative · entry 1

Bonello William · CIK 0001454941 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,742

F1 · shares: On March 1, 2022, Mr. Bonello was granted 40,869 restricted stock awards. These awards vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Brown Douglas MatthewChief Strategy Officer
GrantStock Option (Right to Buy) · Derivative 85,519 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001077183-22-000039 · wf-form4_164635540556006.xml · derivative · entry 5

Brown Douglas Matthew · CIK 0001849414 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,519

Underlying: Common Stock · 85,519 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On March 1, 2022, Mr. Brown was granted 85,519 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Brown Douglas MatthewChief Strategy Officer
GrantCommon Stock 35,030 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000039 · wf-form4_164635540556006.xml · nonDerivative · entry 1

Brown Douglas Matthew · CIK 0001849414 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,246

F1 · shares: On March 1, 2022, Mr. Brown was granted 35,030 restricted stock awards. These awards vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:56 UTC
Wallar Gina MPresident, Pharma Services
GrantStock Option (Right to Buy) · Derivative 28,506 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001077183-22-000038 · wf-form4_164635538738847.xml · derivative · entry 8

Wallar Gina M · CIK 0001869819 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,506

Underlying: Common Stock · 28,506 shares

Expires 2029-03-01

F9 · derivative.exercise_date: On March 1, 2022, Ms. Wallar was granted 28,506 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:56 UTC
Wallar Gina MPresident, Pharma Services
GrantCommon Stock 11,677 $0.00 $0.00
Disclosure

SEC source: 0001077183-22-000038 · wf-form4_164635538738847.xml · nonDerivative · entry 1

Wallar Gina M · CIK 0001869819 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,443

F1 · shares: On March 1, 2022, Ms. Wallar was granted 11,677 restricted stock awards. These awards vest ratably over the first four anniversary dates of the grant date.

F2 · balance_after: This balance includes 104 shares that were acquired at a price of $19.16 per share pursuant to NeoGenomics's Employee Stock Purchase Plan (ESPP) during the month ended January 31, 2022. The shares wereacquired in transactions exempt from Section 16b-3.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 23:50 UTC
McKenzie Kathryn BChief Sustainability/Risk Ofcr
Exercise / conversionStock Option (Right to Buy) · Derivative 2,100 $0.00 Strike: $9.07 $0.00
Disclosure

SEC source: 0001077183-22-000002 · wf-form4_164203142741919.xml · derivative · entry 2

McKenzie Kathryn B · CIK 0001720001 · Chief Sustainability/Risk Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

Underlying: Common Stock · 2,100 shares

Expires 2022-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On October 17, 2017, Ms. McKenzie was granted 25,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 23:50 UTC
McKenzie Kathryn BChief Sustainability/Risk Ofcr
Exercise / conversionCommon Stock 2,100 $9.07 $19,047.00
Disclosure

SEC source: 0001077183-22-000002 · wf-form4_164203142741919.xml · nonDerivative · entry 1

McKenzie Kathryn B · CIK 0001720001 · Chief Sustainability/Risk Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Feb 9, 2022 00:12 UTC
Gilbert Halley EChief Legal Officer
OtherCommon Stock 177 $31.30 $5,540.10
Disclosure

SEC source: 0001077183-22-000009 · wf-form5_164436554542544.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,263

F1 · kind: These shares were acquired pursuant to NeoGenomics's Employee Stock Purchase Plan (ESPP) during the year ended December 31, 2021. The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
December 31, 2021 Filed Feb 9, 2022 00:12 UTC
Wallar Gina MPresident, Pharma Services
OtherCommon Stock 363 $35.28 $12,806.64
Disclosure

SEC source: 0001077183-22-000008 · wf-form5_164436552625449.xml · nonDerivative · entry 1

Wallar Gina M · CIK 0001869819 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,662

F1 · kind: These shares were acquired pursuant to NeoGenomics's Employee Stock Purchase Plan (ESPP) during the year ended December 31, 2021. The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:04 UTC
McKenzie Kathryn BChief Financial Officer
GrantCommon Stock 30,572 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000276 · wf-form4_164090544806977.xml · nonDerivative · entry 1

McKenzie Kathryn B · CIK 0001720001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,261

F1 · kind: On December 30, 2021, Ms. McKenzie was granted 30,572 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:04 UTC
CARDOZA GEORGEPresident & COO, Lab Ops
GrantCommon Stock 61,143 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000277 · wf-form4_164090546675301.xml · nonDerivative · entry 2

CARDOZA GEORGE · CIK 0001518734 · President & COO, Lab Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,499

F1 · kind: On December 30, 2021, Mr. Cardoza was granted 61,143 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:03 UTC
BALLIET JENNIFERVP and Chief Culture Officer
GrantCommon Stock 21,400 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000274 · wf-form4_164090540384967.xml · nonDerivative · entry 1

BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,615

F1 · kind: On December 30, 2021, Ms. Balliet was granted 21,400 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:05 UTC
Wallar Gina MPresident, Pharma Services
GrantCommon Stock 15,286 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000280 · wf-form4_164090552671834.xml · nonDerivative · entry 1

Wallar Gina M · CIK 0001869819 · President, Pharma Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,299

F1 · kind: On December 30, 2021, Ms. Wallar was granted 15,286 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:05 UTC
Morris ClivePresident of Inivata
GrantCommon Stock 30,572 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000279 · wf-form4_164090550666107.xml · nonDerivative · entry 1

Morris Clive · CIK 0001869893 · President of Inivata

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,280

F1 · kind: On December 30, 2021, Mr. Morris was granted 30,572 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:05 UTC
Mallon MarkDirector · Chief Executive Officer
GrantCommon Stock 152,858 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000278 · wf-form4_164090548763134.xml · nonDerivative · entry 1

Mallon Mark · CIK 0001763533 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,594

F1 · kind: On December 30, 2021, Mr. Mallon was granted 152,858 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:04 UTC
Bonello WilliamPresident, Informatics
GrantCommon Stock 21,400 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000275 · wf-form4_164090542876784.xml · nonDerivative · entry 1

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,873

F1 · kind: On December 30, 2021, Mr. Bonello was granted 21,400 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:03 UTC
Dieter Cynthia JChief Accounting Officer
GrantCommon Stock 7,643 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000273 · wf-form4_164090538346827.xml · nonDerivative · entry 1

Dieter Cynthia J · CIK 0001815335 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,433

F1 · kind: On December 30, 2021, Ms. Dieter was granted 7,643 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:02 UTC
Gilbert Halley EChief Legal Officer
GrantCommon Stock 45,858 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000272 · wf-form4_164090535269636.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,086

F1 · kind: On December 30, 2021, Ms. Gilbert was granted 45,858 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 23:02 UTC
Brown Douglas MatthewChief Strategy Officer
GrantCommon Stock 30,572 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000271 · wf-form4_164090533233635.xml · nonDerivative · entry 1

Brown Douglas Matthew · CIK 0001849414 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,216

F1 · kind: On December 30, 2021, Mr. Brown was granted 30,572 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 22:25 UTC
McKenzie Kathryn BChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $9.07 $0.00
Disclosure

SEC source: 0001077183-21-000260 · wf-form4_164029831264611.xml · derivative · entry 3

McKenzie Kathryn B · CIK 0001720001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2022-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · derivative.exercise_date: On October 17, 2017, Ms. McKenzie was granted 25,000 stock options. These options vested ratably over the first three anniversary dates of the grant date

Read SEC document
December 22, 2021 Filed Dec 23, 2021 22:25 UTC
McKenzie Kathryn BChief Financial Officer
Exercise / conversionCommon Stock 5,000 $9.07 $45,350.00
Disclosure

SEC source: 0001077183-21-000260 · wf-form4_164029831264611.xml · nonDerivative · entry 2

McKenzie Kathryn B · CIK 0001720001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 22:25 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,334 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001077183-21-000259 · wf-form4_164029829717239.xml · derivative · entry 2

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires 2022-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On May 25, 2017, Mr. Johnson was granted 10,000 stock options. The options vested ratably over the first three anniversary dates of the grant date.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 22:25 UTC Exercise / conversionCommon Stock 3,334 $7.27 $24,238.18
Disclosure

SEC source: 0001077183-21-000259 · wf-form4_164029829717239.xml · nonDerivative · entry 1

Johnson Kevin C · CIK 0001353436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 22:25 UTC
McKenzie Kathryn BChief Financial Officer
SaleCommon Stock 1,846 $35.00 $64,610.00
Disclosure

SEC source: 0001077183-21-000260 · wf-form4_164029831264611.xml · nonDerivative · entry 1

McKenzie Kathryn B · CIK 0001720001 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,689

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
December 06, 2021 Filed Dec 6, 2021 21:16 UTC
Mallon MarkDirector · Chief Executive Officer
PurchaseCommon Stock 17,000 $30.63 $520,710.00
Disclosure

SEC source: 0001077183-21-000256 · wf-form4_163882538985808.xml · nonDerivative · entry 1

Mallon Mark · CIK 0001763533 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,736

Read SEC document
November 30, 2021 Filed Dec 2, 2021 23:09 UTC
Bonello WilliamPresident, Informatics
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001077183-21-000254 · wf-form4_163848655622024.xml · derivative · entry 2

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,727

Underlying: Common Stock · 25,000 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 28, 2017, Mr. Bonello was granted 100,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 23:09 UTC
Bonello WilliamPresident, Informatics
Exercise / conversionCommon Stock 25,000 $7.52 $188,000.00
Disclosure

SEC source: 0001077183-21-000254 · wf-form4_163848655622024.xml · nonDerivative · entry 1

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2021 Filed Nov 26, 2021 21:14 UTC
Brown Douglas MatthewChief Strategy Officer
SaleCommon Stock 33,334 $36.85 $1,228,357.90
Disclosure

SEC source: 0001077183-21-000249 · wf-form4_163796128276463.xml · nonDerivative · entry 3

Brown Douglas Matthew · CIK 0001849414 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,644

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 24, 2021 Filed Nov 26, 2021 21:14 UTC
Brown Douglas MatthewChief Strategy Officer
SaleCommon Stock 33,333 $36.84 $1,227,987.72
Disclosure

SEC source: 0001077183-21-000249 · wf-form4_163796128276463.xml · nonDerivative · entry 2

Brown Douglas Matthew · CIK 0001849414 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,978

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 21:16 UTC
Bonello WilliamPresident, Informatics
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $8.03 $0.00
Disclosure

SEC source: 0001077183-21-000251 · wf-form4_163822054448872.xml · derivative · entry 4

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,370

Underlying: Common Stock · 25,000 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: On February 26, 2018, Mr. Bonello was granted 120,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 21:16 UTC
Bonello WilliamPresident, Informatics
SaleCommon Stock 25,000 $37.13 $928,250.00
Disclosure

SEC source: 0001077183-21-000251 · wf-form4_163822054448872.xml · nonDerivative · entry 2

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,473

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 21:16 UTC
Bonello WilliamPresident, Informatics
Exercise / conversionCommon Stock 25,000 $8.03 $200,750.00
Disclosure

SEC source: 0001077183-21-000251 · wf-form4_163822054448872.xml · nonDerivative · entry 1

Bonello William · CIK 0001454941 · President, Informatics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 21:14 UTC
Brown Douglas MatthewChief Strategy Officer
SaleCommon Stock 33,333 $37.19 $1,239,654.27
Disclosure

SEC source: 0001077183-21-000249 · wf-form4_163796128276463.xml · nonDerivative · entry 1

Brown Douglas Matthew · CIK 0001849414 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,311

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 22:19 UTC
Daly DavidDirector
GrantStock Option (Right to Buy) · Derivative 1,945 $0.00 Strike: $43.39 $0.00
Disclosure

SEC source: 0001077183-21-000247 · wf-form4_163675554239042.xml · derivative · entry 2

Daly David · CIK 0001320267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,945

Underlying: Common Stock · 1,945 shares

Expires 2028-06-02

Read SEC document
November 10, 2021 Filed Nov 12, 2021 22:19 UTC
Daly DavidDirector
GrantCommon Stock 1,623 $0.00 $0.00
Disclosure

SEC source: 0001077183-21-000247 · wf-form4_163675554239042.xml · nonDerivative · entry 1

Daly David · CIK 0001320267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.