Tapewire

Nasdaq · USD

NEO

NEOGENOMICS INC

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Tapewire entity
2096
SEC CIK
0001077183
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 14, 2025 Filed Jan 16, 2025 21:13 UTC
Sherman Jeffrey ScottChief Financial Officer
GrantRestricted Stock Unit · Derivative 59,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-25-000020 · wk-form4_1737062006.xml · derivative · entry 2

Sherman Jeffrey Scott · CIK 0001463145 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,382

Underlying: Common Stock · 59,382 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
January 14, 2025 Filed Jan 16, 2025 21:12 UTC
Harris MelodyChf Ops Off, Pres, Informatics
GrantRestricted Stock Unit · Derivative 59,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-25-000018 · wk-form4_1737061934.xml · derivative · entry 2

Harris Melody · CIK 0001880847 · Chf Ops Off, Pres, Informatics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,382

Underlying: Common Stock · 59,382 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
January 14, 2025 Filed Jan 16, 2025 21:11 UTC
Olivo Alicia CEVP, GC & Business Development
GrantRestricted Stock Unit · Derivative 59,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-25-000016 · wk-form4_1737061860.xml · derivative · entry 2

Olivo Alicia C · CIK 0001951869 · EVP, GC & Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,382

Underlying: Common Stock · 59,382 shares

Expires not disclosed

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
January 14, 2025 Filed Jan 16, 2025 21:07 UTC
Stone WarrenChief Commerical Officer
GrantRestricted Stock Unit · Derivative 59,382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-25-000013 · wk-form4_1737061657.xml · derivative · entry 2

Stone Warren · CIK 0001955295 · Chief Commerical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,382

Underlying: Common Stock · 59,382 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:11 UTC
Harris MelodyChf Ops Off, Pres, Informatics
Tax withholdingCommon Stock 7,070 $0.00 $0.00
Disclosure

SEC source: 0001077183-25-000002 · wk-form4_1735938679.xml · nonDerivative · entry 1

Harris Melody · CIK 0001880847 · Chf Ops Off, Pres, Informatics

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,820

F1 · shares: Shares surrendered to NeoGenomics, Inc. for retirement to satisfy the tax obligations in connection with the January 1, 2025 vesting of restricted stock.

F2 · balance_after: This balance includes 1,589 shares that were acquired pursuant to NeoGenomics' Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
December 07, 2024 Filed Dec 10, 2024 21:09 UTC
Sherman Jeffrey ScottChief Financial Officer
Tax withholdingCommon Stock 11,746 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000172 · wk-form4_1733864943.xml · nonDerivative · entry 1

Sherman Jeffrey Scott · CIK 0001463145 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,754

F1 · shares: Shares surrendered to NeoGenomics, Inc. for retirement to satisfy the tax obligations in connection with the December 7, 2024 vesting of restricted stock.

Read SEC document
December 01, 2024 Filed Dec 4, 2024 02:30 UTC
Stone WarrenChief Commerical Officer
Tax withholdingCommon Stock 6,224 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000167 · wk-form4_1733279420.xml · nonDerivative · entry 1

Stone Warren · CIK 0001955295 · Chief Commerical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,822

F1 · shares: Shares surrendered to NeoGenomics, Inc. for retirement to satisfy the tax obligations in connection with the December 1, 2024 vesting of restricted stock.

F2 · balance_after: On May 14, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares of common stock received upon the vesting of certain of his RSUs twice. In fact, as reported on this Form 4, the reporting person directly owned 91,046 shares of common stock after the vesting of 9,612 RSUs and reported withholding. Column 5 of Table I on this Form 4 now includes the correct number of shares received upon such May 14, 2024 vesting.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:43 UTC
Olivo Alicia CGeneral Counsel
SaleCommon Stock 5,175 $15.36 $79,475.06
Disclosure

SEC source: 0001077183-24-000162 · wk-form4_1732056189.xml · nonDerivative · entry 1

Olivo Alicia C · CIK 0001951869 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,129

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This balance includes 157 shares that were acquired pursuant to NeoGenomics' Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:11 UTC GrantRestricted Stock Unit · Derivative 7,160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000159 · wk-form4_1730841106.xml · derivative · entry 2

Williams Felicia · CIK 0001675737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,160

Underlying: Common Stock · 7,160 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:11 UTC GrantStock Option (Right to Buy) · Derivative 5,430 $0.00 Strike: $13.59 $0.00
Disclosure

SEC source: 0001077183-24-000159 · wk-form4_1730841106.xml · derivative · entry 1

Williams Felicia · CIK 0001675737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,430

Underlying: Common Stock · 5,430 shares

Expires 2034-06-01

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:08 UTC
Olivo Alicia CGeneral Counsel
Tax withholdingCommon Stock 1,666 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000146 · wk-form4_1725480484.xml · nonDerivative · entry 1

Olivo Alicia C · CIK 0001951869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,147

F1 · shares: Shares surrendered to NeoGenomics, Inc. for retirement to satisfy the tax obligations in connection with the September 1, 2024 vesting of restricted stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:19 UTC
Smith Christopher MChief Executive Officer
Tax withholdingCommon Stock 33,130 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000143 · wk-form4_1724098745.xml · nonDerivative · entry 1

Smith Christopher M · CIK 0001436707 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646,302

F1 · shares: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the August 15, 2024 vesting of restricted stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:17 UTC
Olivo Alicia CGeneral Counsel
SaleCommon Stock 1,040 $16.05 $16,695.43
Disclosure

SEC source: 0001077183-24-000141 · wk-form4_1724098641.xml · nonDerivative · entry 1

Olivo Alicia C · CIK 0001951869 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,813

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This balance includes 125 shares that were acquired pursuant to NeoGenomics' Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000137 · wk-form4_1723581604.xml · derivative · entry 2

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:40 UTC Exercise / conversionCommon Stock 11,336 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000137 · wk-form4_1723581604.xml · nonDerivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000135 · wk-form4_1723581438.xml · derivative · entry 2

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:37 UTC Exercise / conversionCommon Stock 11,336 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000135 · wk-form4_1723581438.xml · nonDerivative · entry 1

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000133 · wk-form4_1723581290.xml · derivative · entry 2

Perez David Brian · CIK 0001765355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:34 UTC Exercise / conversionCommon Stock 11,336 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000133 · wk-form4_1723581290.xml · nonDerivative · entry 1

Perez David Brian · CIK 0001765355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000131 · wk-form4_1723581122.xml · derivative · entry 2

Kelly Michael Aaron · CIK 0001769668 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:32 UTC Exercise / conversionCommon Stock 11,336 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000131 · wk-form4_1723581122.xml · nonDerivative · entry 1

Kelly Michael Aaron · CIK 0001769668 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:27 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000129 · wk-form4_1723580855.xml · derivative · entry 2

KANOVSKY STEPHEN M · CIK 0001713090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:27 UTC Exercise / conversionCommon Stock 11,336 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000129 · wk-form4_1723580855.xml · nonDerivative · entry 1

KANOVSKY STEPHEN M · CIK 0001713090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:24 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000127 · wk-form4_1723580646.xml · derivative · entry 2

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:24 UTC Exercise / conversionCommon Stock 11,336 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000127 · wk-form4_1723580646.xml · nonDerivative · entry 1

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:21 UTC
Gunn NeilDirector
Exercise / conversionRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000124 · wk-form4_1723580483.xml · derivative · entry 2

Gunn Neil · CIK 0001984436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:21 UTC
Gunn NeilDirector
Exercise / conversionCommon Stock 11,336 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000124 · wk-form4_1723580483.xml · nonDerivative · entry 1

Gunn Neil · CIK 0001984436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:17 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000122 · wk-form4_1723580228.xml · derivative · entry 2

Floegel Elizabeth · CIK 0001984128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:17 UTC Exercise / conversionCommon Stock 11,336 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000122 · wk-form4_1723580228.xml · nonDerivative · entry 1

Floegel Elizabeth · CIK 0001984128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:07 UTC
Olivo Alicia CGeneral Counsel
Tax withholdingCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000112 · wk-form4_1722888430.xml · nonDerivative · entry 1

Olivo Alicia C · CIK 0001951869 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,853

F1 · shares: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the August 1, 2024 vesting of restricted stock.

F2 · balance_after: This balance includes 378 shares that were acquired pursuant to NeoGenomics' Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:11 UTC GrantRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000097 · wk-form4_1717531862.xml · derivative · entry 4

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 12,254 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:11 UTC GrantStock Option (Right to Buy) · Derivative 8,672 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001077183-24-000097 · wk-form4_1717531862.xml · derivative · entry 3

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672

Underlying: Common Stock · 8,672 shares

Expires 2034-06-01

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:10 UTC GrantRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000096 · wk-form4_1717531825.xml · derivative · entry 10

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 12,254 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:10 UTC GrantStock Option (Right to Buy) · Derivative 8,672 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001077183-24-000096 · wk-form4_1717531825.xml · derivative · entry 9

TETRAULT LYNN A. · CIK 0001645512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672

Underlying: Common Stock · 8,672 shares

Expires 2034-06-01

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:09 UTC GrantRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000095 · wk-form4_1717531787.xml · derivative · entry 6

Perez David Brian · CIK 0001765355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 12,254 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:09 UTC GrantStock Option (Right to Buy) · Derivative 8,672 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001077183-24-000095 · wk-form4_1717531787.xml · derivative · entry 5

Perez David Brian · CIK 0001765355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672

Underlying: Common Stock · 8,672 shares

Expires 2034-06-01

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:08 UTC GrantRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000093 · wk-form4_1717531712.xml · derivative · entry 9

KANOVSKY STEPHEN M · CIK 0001713090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 12,254 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:08 UTC GrantStock Option (Right to Buy) · Derivative 8,672 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001077183-24-000093 · wk-form4_1717531712.xml · derivative · entry 8

KANOVSKY STEPHEN M · CIK 0001713090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672

Underlying: Common Stock · 8,672 shares

Expires 2034-06-01

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:09 UTC GrantRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000094 · wk-form4_1717531749.xml · derivative · entry 8

Kelly Michael Aaron · CIK 0001769668 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 12,254 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:09 UTC GrantStock Option (Right to Buy) · Derivative 8,672 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001077183-24-000094 · wk-form4_1717531749.xml · derivative · entry 7

Kelly Michael Aaron · CIK 0001769668 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672

Underlying: Common Stock · 8,672 shares

Expires 2034-06-01

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:07 UTC GrantRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000092 · wk-form4_1717531670.xml · derivative · entry 10

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 12,254 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:07 UTC GrantStock Option (Right to Buy) · Derivative 8,672 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001077183-24-000092 · wk-form4_1717531670.xml · derivative · entry 9

HANNAH ALISON L. · CIK 0001645600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672

Underlying: Common Stock · 8,672 shares

Expires 2034-06-01

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June 01, 2024 Filed Jun 4, 2024 20:07 UTC
Gunn NeilDirector
GrantRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000091 · wk-form4_1717531627.xml · derivative · entry 4

Gunn Neil · CIK 0001984436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 12,254 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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June 01, 2024 Filed Jun 4, 2024 20:07 UTC
Gunn NeilDirector
GrantStock Option (Right to Buy) · Derivative 8,672 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001077183-24-000091 · wk-form4_1717531627.xml · derivative · entry 3

Gunn Neil · CIK 0001984436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672

Underlying: Common Stock · 8,672 shares

Expires 2034-06-01

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:06 UTC GrantRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000090 · wk-form4_1717531582.xml · derivative · entry 4

Floegel Elizabeth · CIK 0001984128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 12,254 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:06 UTC GrantStock Option (Right to Buy) · Derivative 8,672 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001077183-24-000090 · wk-form4_1717531582.xml · derivative · entry 3

Floegel Elizabeth · CIK 0001984128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672

Underlying: Common Stock · 8,672 shares

Expires 2034-06-01

Read SEC document
May 15, 2024 Filed May 17, 2024 20:07 UTC
Olivo Alicia CGeneral Counsel
SaleCommon Stock 1,049 $15.74 $16,511.26
Disclosure

SEC source: 0001077183-24-000079 · wk-form4_1715976399.xml · nonDerivative · entry 1

Olivo Alicia C · CIK 0001951869 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,867

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May 11, 2024 Filed May 15, 2024 01:39 UTC
Smith Christopher MChief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 48,063 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000075 · wk-form4_1715737144.xml · derivative · entry 4

Smith Christopher M · CIK 0001436707 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,127

Underlying: Common Stock · 48,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 11, 2023, Mr. Smith was granted 144,190 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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May 11, 2024 Filed May 15, 2024 01:39 UTC
Smith Christopher MChief Executive Officer
Exercise / conversionCommon Stock 48,063 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000075 · wk-form4_1715737144.xml · nonDerivative · entry 3

Smith Christopher M · CIK 0001436707 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 679,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2024 Filed May 15, 2024 01:39 UTC
Smith Christopher MChief Executive Officer
Tax withholdingCommon Stock 18,913 $14.86 $281,047.18
Disclosure

SEC source: 0001077183-24-000075 · wk-form4_1715737144.xml · nonDerivative · entry 2

Smith Christopher M · CIK 0001436707 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,369

F2 · shares: Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.