Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2017 Filed Jun 6, 2017 20:39 UTC | OtherStock Option (Right to Buy) · Derivative | 33,333 | $4.78 Strike: $4.78 | $159,331.74 |
DisclosureSEC source: 0001209191-17-038136 · doc4.xml · derivative · entry 9 ROSS STEVEN A · CIK 0001591976 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,667 Underlying: Common Stock · 67,000 shares Expires 2020-05-06 F3 · derivative.exercise_date: On May 6, 2015, Mr. Ross was granted 100,000 stock options to purchase common stock of the Company. These options vest ratably on each of the first three anniversary dates of the grant date. On May 9, 2016, Mr. Ross exercised 15,000 of these options leaving a balance of 85,000 options and on May 18, 2016, Mr. Ross exercised 18,000 of these options leaving a balance of 67,000 options. On June 2, 2017, Mr. Ross exercised 33,333 of these options leaving a balance of 33,667 options. Read SEC document |
|
| June 02, 2017 Filed Jun 6, 2017 20:39 UTC | OtherStock Option (Right to buy) · Derivative | 37,500 | $3.93 Strike: $3.93 | $147,375.00 |
DisclosureSEC source: 0001209191-17-038136 · doc4.xml · derivative · entry 8 ROSS STEVEN A · CIK 0001591976 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2018-04-22 F2 · derivative.exercise_date: On April 22, 2013, Mr. Ross was granted 150,000 stock options to purchase common stock of the Company. These options vest ratably on each of the next 4 anniversary dates of the grant date. Read SEC document |
|
| June 02, 2017 Filed Jun 6, 2017 20:39 UTC | SaleCommon Stock | 10,000 | $7.79 | $77,900.00 |
DisclosureSEC source: 0001209191-17-038136 · doc4.xml · nonDerivative · entry 5 ROSS STEVEN A · CIK 0001591976 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,333 Read SEC document |
|
| June 02, 2017 Filed Jun 6, 2017 20:39 UTC | SaleCommon Stock | 15,000 | $7.63 | $114,450.00 |
DisclosureSEC source: 0001209191-17-038136 · doc4.xml · nonDerivative · entry 4 ROSS STEVEN A · CIK 0001591976 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,333 Read SEC document |
|
| June 02, 2017 Filed Jun 6, 2017 20:39 UTC | Exercise / conversionCommon Stock | 33,333 | $4.78 | $159,331.74 |
DisclosureSEC source: 0001209191-17-038136 · doc4.xml · nonDerivative · entry 3 ROSS STEVEN A · CIK 0001591976 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| June 02, 2017 Filed Jun 6, 2017 20:39 UTC | Exercise / conversionCommon Stock | 37,500 | $3.93 | $147,375.00 |
DisclosureSEC source: 0001209191-17-038136 · doc4.xml · nonDerivative · entry 2 ROSS STEVEN A · CIK 0001591976 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| May 30, 2017 Filed May 31, 2017 01:36 UTC |
HIPP RAYMOND RDirector
|
ConversionRestricted Stock · Derivative | 5,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036320 · doc4.xml · derivative · entry 4 HIPP RAYMOND R · CIK 0001188214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,072 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F4 · derivative.exercise_date: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:36 UTC |
HIPP RAYMOND RDirector
|
ConversionRestricted Stock · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036320 · doc4.xml · derivative · entry 3 HIPP RAYMOND R · CIK 0001188214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F3 · derivative.exercise_date: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:36 UTC |
HIPP RAYMOND RDirector
|
Exercise / conversionCommon Stock | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036320 · doc4.xml · nonDerivative · entry 2 HIPP RAYMOND R · CIK 0001188214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:30 UTC |
TETRAULT LYNN A.Director
|
ConversionRestricted Stock · Derivative | 5,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036319 · doc4.xml · derivative · entry 4 TETRAULT LYNN A. · CIK 0001645512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,072 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F4 · derivative.exercise_date: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:30 UTC |
TETRAULT LYNN A.Director
|
ConversionRestricted Stock · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036319 · doc4.xml · derivative · entry 3 TETRAULT LYNN A. · CIK 0001645512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F3 · derivative.exercise_date: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:30 UTC |
TETRAULT LYNN A.Director
|
Exercise / conversionCommon Stock | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036319 · doc4.xml · nonDerivative · entry 2 TETRAULT LYNN A. · CIK 0001645512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:27 UTC |
CROWTHER BRUCE KDirector
|
ConversionRestricted Stock · Derivative | 5,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036318 · doc4.xml · derivative · entry 4 CROWTHER BRUCE K · CIK 0001244274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,072 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F4 · derivative.exercise_date: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:27 UTC |
CROWTHER BRUCE KDirector
|
ConversionRestricted Stock · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036318 · doc4.xml · derivative · entry 3 CROWTHER BRUCE K · CIK 0001244274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F3 · derivative.exercise_date: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:27 UTC |
CROWTHER BRUCE KDirector
|
Exercise / conversionCommon stock | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036318 · doc4.xml · nonDerivative · entry 2 CROWTHER BRUCE K · CIK 0001244274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:25 UTC |
Robison William JDirector
|
ConversionRestricted Stock · Derivative | 5,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · derivative · entry 4 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,072 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F4 · derivative.exercise_date: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:25 UTC |
Robison William JDirector
|
ConversionRestricted Stock · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · derivative · entry 3 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F3 · derivative.exercise_date: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:25 UTC |
Robison William JDirector
|
Exercise / conversionCommon Stock | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · nonDerivative · entry 2 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:12 UTC |
Johnson Kevin CDirector
|
ConversionRestricted Stock · Derivative | 5,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036315 · doc4.xml · derivative · entry 4 Johnson Kevin C · CIK 0001353436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,072 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F4 · derivative.exercise_date: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:12 UTC |
Johnson Kevin CDirector
|
ConversionRestricted Stock · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036315 · doc4.xml · derivative · entry 3 Johnson Kevin C · CIK 0001353436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F3 · derivative.exercise_date: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:12 UTC |
Johnson Kevin CDirector
|
Exercise / conversionCommon Stock | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036315 · doc4.xml · nonDerivative · entry 2 Johnson Kevin C · CIK 0001353436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:09 UTC |
HANNAH ALISON L.Director
|
ConversionRestricted Stock · Derivative | 5,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036314 · doc4.xml · derivative · entry 4 HANNAH ALISON L. · CIK 0001645600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,072 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F4 · derivative.exercise_date: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:09 UTC |
HANNAH ALISON L.Director
|
ConversionRestricted Stock · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036314 · doc4.xml · derivative · entry 3 HANNAH ALISON L. · CIK 0001645600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F3 · derivative.exercise_date: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:09 UTC |
HANNAH ALISON L.Director
|
Exercise / conversionCommon Stock | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036314 · doc4.xml · nonDerivative · entry 2 HANNAH ALISON L. · CIK 0001645600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 30, 2017 21:06 UTC |
BALLIET JENNIFERVP and Chief Culture Officer
|
SaleCommon Stock | 3,334 | $7.50 | $25,005.00 |
DisclosureSEC source: 0001209191-17-036156 · doc4.xml · nonDerivative · entry 1 BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,049 Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:36 UTC |
HIPP RAYMOND RDirector
|
GrantRestricted Stock · Derivative | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036320 · doc4.xml · derivative · entry 8 HIPP RAYMOND R · CIK 0001188214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 Underlying: Common Stock · 8,667 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. F9 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:36 UTC |
HIPP RAYMOND RDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $7.27 Strike: $7.27 | $72,700.00 |
DisclosureSEC source: 0001209191-17-036320 · doc4.xml · derivative · entry 7 HIPP RAYMOND R · CIK 0001188214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-05-25 F7 · derivative.exercise_date: On May 25, 2017, Mr. Hipp was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:30 UTC |
TETRAULT LYNN A.Director
|
GrantRestricted Stock · Derivative | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036319 · doc4.xml · derivative · entry 8 TETRAULT LYNN A. · CIK 0001645512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 Underlying: Common Stock · 8,667 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. F9 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:30 UTC |
TETRAULT LYNN A.Director
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $7.27 Strike: $7.27 | $72,700.00 |
DisclosureSEC source: 0001209191-17-036319 · doc4.xml · derivative · entry 7 TETRAULT LYNN A. · CIK 0001645512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-05-25 F7 · derivative.exercise_date: On May 25, 2017, Lynn Tetrault was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:27 UTC |
CROWTHER BRUCE KDirector
|
GrantRestricted Stock · Derivative | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036318 · doc4.xml · derivative · entry 8 CROWTHER BRUCE K · CIK 0001244274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 Underlying: Common Stock · 8,667 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. F9 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:27 UTC |
CROWTHER BRUCE KDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $7.27 Strike: $7.27 | $72,700.00 |
DisclosureSEC source: 0001209191-17-036318 · doc4.xml · derivative · entry 7 CROWTHER BRUCE K · CIK 0001244274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-05-25 F7 · derivative.exercise_date: On May 25, 2017, Mr. Crowther was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:06 UTC |
BALLIET JENNIFERVP and Chief Culture Officer
|
GrantRestricted Stock · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036156 · doc4.xml · derivative · entry 7 BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F6 · security: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F7 · derivative.exercise_date: Restricted stock will vest as follows; 6,666 units will vest on May 25, 2018 and 6,667 units will vest on May 25, 2019 and 2020. F8 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:25 UTC |
Robison William JDirector
|
GrantRestricted Stock · Derivative | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · derivative · entry 8 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 Underlying: Common Stock · 8,667 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. F9 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:25 UTC |
Robison William JDirector
|
GrantStockOption (Right to Buy) · Derivative | 10,000 | $7.27 Strike: $7.27 | $72,700.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · derivative · entry 7 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Comon Stock · 10,000 shares Expires 2022-05-25 F7 · derivative.exercise_date: On May 25, 2017, Mr. Robison was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:18 UTC |
JONES STEVEN CExecutive VP of Finance
|
GrantRestricted Stock · Derivative | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036316 · doc4.xml · derivative · entry 9 JONES STEVEN C · CIK 0001518732 · Executive VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 Underlying: Common Stock · 8,667 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. F7 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:18 UTC |
JONES STEVEN CExecutive VP of Finance
|
GrantStock Option · Derivative | 10,000 | $7.27 Strike: $7.27 | $72,700.00 |
DisclosureSEC source: 0001209191-17-036316 · doc4.xml · derivative · entry 8 JONES STEVEN C · CIK 0001518732 · Executive VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-05-25 F4 · derivative.exercise_date: On May 25, 2017, Mr. Jones was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:12 UTC |
Johnson Kevin CDirector
|
GrantRestricted Stock · Derivative | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036315 · doc4.xml · derivative · entry 9 Johnson Kevin C · CIK 0001353436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 Underlying: Common Stock · 8,667 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. F9 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:12 UTC |
Johnson Kevin CDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $7.27 Strike: $7.27 | $72,700.00 |
DisclosureSEC source: 0001209191-17-036315 · doc4.xml · derivative · entry 8 Johnson Kevin C · CIK 0001353436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-05-25 F7 · derivative.exercise_date: On May 25, 2017, Mr. Johnson was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:08 UTC |
SHOVLIN ROBERT J.President, Clinical Services
|
GrantRestricted Stock · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036162 · doc4.xml · derivative · entry 5 SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F4 · security: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F5 · derivative.exercise_date: Restricted stock will vest as follows; 16,666 will vest on May 25, 2018 and 16,667 will vest on May 25, 2019 and 2020. F6 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:09 UTC |
HANNAH ALISON L.Director
|
GrantRestricted Stock · Derivative | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036314 · doc4.xml · derivative · entry 8 HANNAH ALISON L. · CIK 0001645600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 Underlying: Common Stock · 8,667 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. F9 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:09 UTC |
HANNAH ALISON L.Director
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $7.27 Strike: $7.27 | $72,700.00 |
DisclosureSEC source: 0001209191-17-036314 · doc4.xml · derivative · entry 7 HANNAH ALISON L. · CIK 0001645600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-05-25 F7 · derivative.exercise_date: On May 25, 2017, Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:08 UTC |
VAN OORT DOUGLAS MChairman and CEO
|
GrantRestricted Stock · Derivative | 197,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036159 · doc4.xml · derivative · entry 5 VAN OORT DOUGLAS M · CIK 0001518733 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,042 Underlying: Common Stock · 197,042 shares Expires not disclosed F5 · security: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: Restricted stock will vest as follows; 65,680 units will vest on May 25, 2018 and 65,681 units will vest on May 25, 2019 and 2020. F7 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:07 UTC |
CARDOZA GEORGEChief Financial Officer
|
GrantRestricted Stock · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036157 · doc4.xml · derivative · entry 7 CARDOZA GEORGE · CIK 0001518734 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F5 · security: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: Restricted stock will vest as follows; 8,333 units will vest on May 25, 2018 and 2019 and 8,334 units will vest on May 25, 2020. F7 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:05 UTC |
ALBITAR MAHERChief Medical Officer
|
GrantRestricted Stock · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036155 · doc4.xml · derivative · entry 4 ALBITAR MAHER · CIK 0001591950 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F3 · security: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: Restricted stock will vest as follows; 6,666 will vest on May 25, 2018 and 6,667 will vest on May 25, 2019 and 2020. F5 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:50 UTC |
VAN OORT DOUGLAS MChairman and CEO
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $7.52 Strike: $7.52 | $3,760,000.00 |
DisclosureSEC source: 0001209191-17-029237 · doc4.xml · derivative · entry 4 VAN OORT DOUGLAS M · CIK 0001518733 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2022-04-28 F4 · derivative.exercise_date: On April 28, 2017, Mr. VanOort was granted 500,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:55 UTC |
BRODIE STEVEN G.Vice President of Operations
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GrantStock Option (Right to Buy) · Derivative | 50,000 | $7.52 Strike: $7.52 | $376,000.00 |
DisclosureSEC source: 0001209191-17-029246 · doc4.xml · derivative · entry 5 BRODIE STEVEN G. · CIK 0001640522 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-04-28 F4 · derivative.exercise_date: On April 28, 2017, Dr. Brodie was granted 50,000 stock options. These options vest ratably over the next three anniversary dates of the grant date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:46 UTC |
ALBITAR MAHERChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $7.52 Strike: $7.52 | $1,504,000.00 |
DisclosureSEC source: 0001209191-17-029230 · doc4.xml · derivative · entry 3 ALBITAR MAHER · CIK 0001591950 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2022-04-28 F2 · derivative.exercise_date: On April 28, 2017, Dr. Albitar was granted 200,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:41 UTC |
SHOVLIN ROBERT J.President, Clinical Services
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $7.52 Strike: $7.52 | $1,504,000.00 |
DisclosureSEC source: 0001209191-17-029219 · doc4.xml · derivative · entry 4 SHOVLIN ROBERT J. · CIK 0001621453 · President, Clinical Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2022-04-28 F3 · derivative.exercise_date: On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:39 UTC |
BALLIET JENNIFERVP and Chief Culture Officer
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $7.52 Strike: $7.52 | $451,200.00 |
DisclosureSEC source: 0001209191-17-029216 · doc4.xml · derivative · entry 6 BALLIET JENNIFER · CIK 0001640500 · VP and Chief Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2022-04-28 F5 · derivative.exercise_date: On April 28, 2017, Jennifer Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversaries of the grant date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:35 UTC |
CARDOZA GEORGEChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $7.52 Strike: $7.52 | $1,504,000.00 |
DisclosureSEC source: 0001209191-17-029213 · doc4.xml · derivative · entry 6 CARDOZA GEORGE · CIK 0001518734 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2022-04-28 F4 · derivative.exercise_date: On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the next three anniversary dates of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.