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NEM

NEWMONT Corp /DE/

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1894
SEC CIK
0001164727
Parsed reports
2,137

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202606
Apr 202601
May 202603
Jun 202602
Jul 202601
Aug 202603
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2004 Filed Nov 13, 2004 00:17 UTC
LASSONDE PIERREDirector · President
SaleCommon Stock, $1.60 par value 5,000 $49.59 $247,950.00
Disclosure

SEC source: 0001164727-04-000137 · edgar.xml · nonDerivative · entry 16

LASSONDE PIERRE · CIK 0001168059 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,644

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,562 $0.00 Strike: $23.99 $0.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · derivative · entry 30

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock · 1,562 shares

Expires 2012-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vest in four equal installments on November 20, 2003, 2004, 2005 and 2006.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $23.67 $0.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · derivative · entry 29

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 3,125 shares

Expires 2011-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vest in four equal installments on November 12, 2002, 2003, 2004 and 2005.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $18.19 $0.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · derivative · entry 28

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 15,000 shares

Expires 2009-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in two equal installments on January 26, 2000 and 2001.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,857 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · derivative · entry 27

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,857 shares

Expires 2008-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal installments on May 19, 1999, 2000, 2001 and 2002.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,250 $0.00 Strike: $28.84 $0.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · derivative · entry 26

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2008-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in two equal installments on January 27, 1999 and 2000.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $31.75 $0.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · derivative · entry 25

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2007-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on November 18, 1998, 1999, 2000 and 2001.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,120 $0.00 Strike: $39.94 $0.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · derivative · entry 24

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,120 shares

Expires 2005-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in two equal installments on May 17, 1996 and 1997.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 300 $48.25 $14,475.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 23

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,051

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 364 $48.23 $17,555.72
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 22

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,351

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 243 $48.22 $11,717.46
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 21

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,715

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 655 $48.20 $31,571.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 20

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,958

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionCommon Stock, $1.60 par value 1,562 $23.99 $37,472.38
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 19

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 3,125 $48.20 $150,625.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 18

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,051

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionCommon Stock, $1.60 par value 3,125 $23.67 $73,968.75
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 17

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 200 $48.23 $9,646.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 16

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,051

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 5,000 $48.24 $241,200.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 15

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,251

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 9,800 $48.21 $472,458.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 14

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,251

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionCommon Stock, $1.60 par value 15,000 $18.19 $272,850.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 13

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 957 $48.22 $46,146.54
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 12

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,051

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 1,900 $48.27 $91,713.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 11

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,008

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 5,000 $48.16 $240,800.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 10

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,908

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionCommon Stock, $1.60 par value 7,857 $28.32 $222,510.24
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 9

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 336 $48.23 $16,205.28
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 8

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,051

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 4,914 $48.15 $236,609.10
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 7

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,387

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionCommon Stock, $1.60 par value 5,250 $28.84 $151,410.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 6

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 4,000 $48.23 $192,920.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 5

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,051

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionCommon Stock, $1.60 par value 4,000 $31.75 $127,000.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 4

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 20 $48.20 $964.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 3

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,051

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
SaleCommon Stock, $1.60 par value 3,100 $48.28 $149,668.00
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 2

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,071

Read SEC document
November 04, 2004 Filed Nov 8, 2004 17:03 UTC
KARRAS DONALD GVice President
Exercise / conversionCommon Stock, $1.60 par value 3,120 $39.94 $124,612.80
Disclosure

SEC source: 0001164727-04-000132 · edgar.xml · nonDerivative · entry 1

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2004 Filed Nov 2, 2004 23:16 UTC
LASSONDE PIERREDirector · President
SaleExchangeable Shares · Derivative 28,000 $57.26 Strike: $0.00 $1,603,280.00
Disclosure

SEC source: 0001164727-04-000131 · edgar.xml · derivative · entry 1

LASSONDE PIERRE · CIK 0001168059 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lassonde Family Trust

Disclosed balance after: 28,032

Underlying: Common Stock · 28,000 shares

Expires not disclosed

F1 · security: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins.

F2 · price: The price is listed in Canadian dollars.

F1 · derivative.expiration_date: Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited, a corporation existing under the laws of Canada & wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a 1 for 1 basis at the option of the holder at any time after 02/16/02, as set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of the Arrangement Agreement, dated 11/14/01, between Franco-Nevada Mining Corporation Limited & Newmont Gold Company. Pursuant to a Voting & Exchange Trust Agreement, holders of Exchangeable Shares are entitled to direct the trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisioins.

F3 · balance_after: The Reporting person also holds the following securities: 1,549,631 exchangeable shares, indirectly by 2008940 Ontario Inc.; 850,517 exchangeable shares, indirectly by Firelight Investment Ltd; and 18,501 exchangeable shares, directly.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 23:11 UTC
Ball Russell DavidV.P. and Controller
GrantPhantom Stock · Derivative 20 $47.52 $950.40
Disclosure

SEC source: 0001164727-04-000127 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F3 · balance_after: As of october 31, 2004 the reporting person held 624 shares of Newmont Mining Corporation comm stock in his 401-K Plan.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:12 UTC
KARRAS DONALD GVice President
GrantPhantom Stock · Derivative 25 $47.52 $1,188.00
Disclosure

SEC source: 0001164727-04-000128 · edgar.xml · derivative · entry 1

KARRAS DONALD G · CIK 0001064616 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F3 · balance_after: As of October 31, 2004 the reporting person held 1,173 shares of Newmont Mining Corporation common stock in his 401-K Plan.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 23:13 UTC
MAHONEY THOMAS PVice President
GrantPhantom Stock · Derivative 22 $47.52 Strike: $0.00 $1,045.44
Disclosure

SEC source: 0001164727-04-000129 · edgar.xml · derivative · entry 1

MAHONEY THOMAS P · CIK 0001174294 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F3 · balance_after: As of October 31, 2004 the reporting person held 1,189 shares of Newmont Mining Corporation common stock in his 401-K Plan.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,999 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · derivative · entry 17

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,001

Underlying: Common Stock · 9,999 shares

Expires 2013-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 6, 2004, 2005 and 2006.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $23.99 $0.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · derivative · entry 16

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires 2012-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on November 20, 2003, 2004, 2005 and 2006.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $28.56 $0.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · derivative · entry 15

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2012-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 14, 2003, 2004, 2005 and 2006.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,120 $0.00 Strike: $39.94 $0.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · derivative · entry 14

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,120 shares

Expires 2005-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in two equal annual installments on May 17, 1996 and 1997.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,120 $0.00 Strike: $40.07 $0.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · derivative · entry 13

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,120 shares

Expires 2004-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in two equal annual installments on November 16, 1995 and 1996.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
SaleCommon Stock, $1.60 par value 1,539 $46.67 $71,825.13
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 12

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,586

F6 · balance_after: As of October 31, 2004 the reporting person held 1,526 shares of Newmont Mining Corporation common stock in his 401-K Plan.

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October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
SaleCommon Stock, $1.60 par value 1,500 $46.69 $70,035.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 11

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,125

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
SaleCommon Stock, $1.60 par value 6,960 $46.60 $324,336.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 10

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,625

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October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
Exercise / conversionCommon Stock, $1.60 par value 9,999 $28.11 $281,071.89
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 9

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
SaleCommon Stock, $1.60 par value 2,500 $46.60 $116,500.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 8

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,586

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
Exercise / conversionCommon Stock, $1.60 par value 2,500 $23.99 $59,975.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 7

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
SaleCommon Stock, $1.60 par value 15,000 $46.60 $699,000.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 6

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,586

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
Exercise / conversionCommon Stock, $1.60 par value 15,000 $28.56 $428,400.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 5

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
SaleCommon Stock, $1.60 par value 3,120 $46.60 $145,392.00
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 4

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,586

Read SEC document
October 29, 2004 Filed Nov 2, 2004 18:14 UTC
DOW JOHN A SExecutive Vice President
Exercise / conversionCommon Stock, $1.60 par value 3,120 $39.94 $124,612.80
Disclosure

SEC source: 0001164727-04-000130 · edgar.xml · nonDerivative · entry 3

DOW JOHN A S · CIK 0001064606 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.